UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
August 2, 2010
ULTICOM, INC.
(Exact name of registrant as specified in its charter)
New Jersey | 0-30121 | 22-2050748 | ||
State or Other Jurisdiction of Incorporation or Organization | (Commission File Number) | I.R.S. Employer Identification No. |
1020 Briggs Road,
Mount Laurel, New Jersey
08054
(Address of Principal Executive Offices)
(Zip Code)
Registrant's telephone number, including area code: (856) 787-2700
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 | Results of Operations and Financial Condition. |
On August 2, 2010, Ulticom, Inc. issued a press release announcing preliminary revenue results for the second quarter (which ended July 31, 2010) of fiscal year 2010 and updating previously provided guidance for fiscal year 2010 ending January 31, 2011. A copy of the press release is being furnished herewith as Exhibit 99.1.
In accordance with General Instruction B.2. of Form 8-K, the information in Item 2.02 of this Current Report on Form 8-K, including the information set forth in Exhibit 99.1, is being furnished to the Securities and Exchange Commission pursuant to Item 2.02, and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, and shall not be incorporated by reference into any registration statement or other filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by a specific reference in such filing.
Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits |
Exhibit No. | Description | |
99.1 | Press release, dated August 2, 2010, titled “Ulticom Announces Preliminary Second Quarter Fiscal 2010 Revenues; Updates Revenue Expectations for Fiscal Year 2010”. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ULTICOM, INC. | |||
Date: August 2, 2010 | By: | /s/ Mark Kissman | |
Name: | Mark Kissman | ||
Title: | SVP and Chief Financial Officer |
EXHIBIT INDEX
Exhibit No. | Description | |
99.1 | Press release, dated August 2, 2010, titled “Ulticom Announces Preliminary Second Quarter Fiscal 2010 Revenues; Updates Revenue Expectations for Fiscal Year 2010”. |