The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 210 | 4,684 | SH | SOLE | - | 4,684 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 1,283 | 21,664 | SH | SOLE | - | 21,664 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 492 | 8,300 | SH | Call | SOLE | - | 8,300 | 0 | 0 |
ABBVIE INC | COM | 00287Y109 | 1,722 | 29,074 | SH | Put | SOLE | - | 29,074 | 0 | 0 |
ABENGOA YIELD PLC | ORD SHS | G00349103 | 193 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
ABERDEEN EMERGING MKTS SMALL | COM | 00301T102 | 497 | 45,745 | SH | SOLE | - | 45,745 | 0 | 0 | |
ABERDEEN GTR CHINA FD INC | COM | 003031101 | 217 | 25,383 | SH | SOLE | - | 25,383 | 0 | 0 | |
ABERDEEN LATIN AMER EQTY FD | COM | 00306K106 | 188 | 12,317 | SH | SOLE | - | 12,317 | 0 | 0 | |
ABERDEEN SINGAPORE FD INC | COM | 003244100 | 506 | 59,118 | SH | SOLE | - | 59,118 | 0 | 0 | |
ACCURAY INC | NOTE 3.500% 2/0 | 004397AD7 | 4,061 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
ACCURAY INC | DEBT 3.500% 2/0 | 004397AF2 | 3,047 | 2,250,000 | PRN | SOLE | - | 2,250,000 | 0 | 0 | |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 4,586 | 3,981,000 | PRN | SOLE | - | 3,981,000 | 0 | 0 | |
ADAM NAT RES FD INC | COM | 00548F105 | 587 | 33,112 | SH | SOLE | - | 33,112 | 0 | 0 | |
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 232 | 18,118 | SH | SOLE | - | 18,118 | 0 | 0 | |
AEGEAN MARINE PETE NETWORK I | NOTE 4.000%11/0 | Y0020QAA9 | 2,626 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 101 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 566 | 56,100 | SH | Put | SOLE | - | 56,100 | 0 | 0 |
AEGERION PHARMACEUTICALS INC | NOTE 2.000% 8/1 | 00767EAB8 | 2,844 | 4,253,000 | PRN | SOLE | - | 4,253,000 | 0 | 0 | |
AGL RES INC | COM | 001204106 | 510 | 8,000 | SH | SOLE | - | 8,000 | 0 | 0 | |
AK STL CORP | NOTE 5.000%11/1 | 001546AP5 | 1,626 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
AK STL HLDG CORP | COM | 001547108 | 921 | 411,500 | SH | Put | SOLE | - | 411,500 | 0 | 0 |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 263 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 237 | 4,500 | SH | Call | SOLE | - | 4,500 | 0 | 0 |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 212 | 4,037 | SH | SOLE | - | 4,037 | 0 | 0 | |
ALBANY MOLECULAR RESH INC | COM | 012423109 | 216 | 10,900 | SH | SOLE | - | 10,900 | 0 | 0 | |
ALBANY MOLECULAR RESH INC | COM | 012423109 | 198 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
ALBANY MOLECULAR RESH INC | NOTE 2.250%11/1 | 012423AB5 | 15,759 | 11,700,000 | PRN | SOLE | - | 11,700,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,999 | 36,900 | SH | Put | SOLE | - | 36,900 | 0 | 0 |
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 683 | 10,363 | SH | SOLE | - | 10,363 | 0 | 0 | |
ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | 1,522 | 198,427 | SH | SOLE | - | 198,427 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 373 | 20,000 | SH | Call | SOLE | - | 20,000 | 0 | 0 |
ALLY FINL INC | COM | 02005N100 | 5,225 | 280,286 | SH | SOLE | - | 280,286 | 0 | 0 | |
ALON USA ENERGY INC | COM | 020520102 | 750 | 50,566 | SH | SOLE | - | 50,566 | 0 | 0 | |
ALON USA ENERGY INC | NOTE 3.000% 9/1 | 020520AB8 | 7,691 | 6,500,000 | PRN | SOLE | - | 6,500,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 2,223 | 2,929 | SH | SOLE | - | 2,929 | 0 | 0 | |
ALPINE GLOBAL DYNAMIC DIVD F | COM NEW | 02082E205 | 293 | 33,104 | SH | SOLE | - | 33,104 | 0 | 0 | |
ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | 147 | 25,547 | SH | SOLE | - | 25,547 | 0 | 0 | |
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT | 021060207 | 1,468 | 191,194 | SH | SOLE | - | 191,194 | 0 | 0 | |
ALTRA INDL MOTION CORP | NOTE 2.750% 3/0 | 02208RAE6 | 7,035 | 6,500,000 | PRN | SOLE | - | 6,500,000 | 0 | 0 | |
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 302 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
AMAG PHARMACEUTICALS INC | NOTE 2.500% 2/1 | 00163UAA4 | 8,187 | 6,500,000 | PRN | SOLE | - | 6,500,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 203 | 300 | SH | SOLE | - | 300 | 0 | 0 | |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 211 | 15,000 | SH | Put | SOLE | - | 15,000 | 0 | 0 |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 493 | 34,956 | SH | SOLE | - | 34,956 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 106,323 | 2,510,568 | SH | SOLE | - | 2,510,568 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 6,388 | 150,800 | SH | Call | SOLE | - | 150,800 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 3,739 | 88,300 | SH | Put | SOLE | - | 88,300 | 0 | 0 |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 4,152 | 66,996 | SH | SOLE | - | 66,996 | 0 | 0 | |
AMERICAN TOWER CORP NEW | PFD CONV SER A | 03027X308 | 811 | 7,933 | SH | SOLE | - | 7,933 | 0 | 0 | |
AMSURG CORP | PFD CNV SR A-1 | 03232P504 | 2,972 | 20,584 | SH | SOLE | - | 20,584 | 0 | 0 | |
ANACOR PHARMACEUTICALS INC | NOTE 2.000%10/1 | 032420AC5 | 23,871 | 6,560,000 | PRN | SOLE | - | 6,560,000 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 786 | 16,178 | SH | SOLE | - | 16,178 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 3,848 | 79,200 | SH | Call | SOLE | - | 79,200 | 0 | 0 |
ANADARKO PETE CORP | COM | 032511107 | 3,940 | 81,100 | SH | Put | SOLE | - | 81,100 | 0 | 0 |
ANSYS INC | COM | 03662Q105 | 356 | 3,850 | SH | SOLE | - | 3,850 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 3,267 | 73,470 | SH | SOLE | - | 73,470 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 4,057 | 91,200 | SH | Call | SOLE | - | 91,200 | 0 | 0 |
APACHE CORP | COM | 037411105 | 4,038 | 90,800 | SH | Put | SOLE | - | 90,800 | 0 | 0 |
APPLE INC | COM | 037833100 | 2,221 | 21,100 | SH | SOLE | - | 21,100 | 0 | 0 | |
ARCELORMITTAL SA LUXEMBOURG | MAND CV NT 16 | L0302D178 | 92 | 14,173 | SH | SOLE | - | 14,173 | 0 | 0 | |
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 493 | 79,000 | SH | Put | SOLE | - | 79,000 | 0 | 0 |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 252 | 5,500 | SH | Put | SOLE | - | 5,500 | 0 | 0 |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 640 | 14,000 | SH | SOLE | - | 14,000 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 802 | 190,000 | SH | Put | SOLE | - | 190,000 | 0 | 0 |
ARRAY BIOPHARMA INC | COM | 04269X105 | 84 | 20,000 | SH | Call | SOLE | - | 20,000 | 0 | 0 |
ARRAY BIOPHARMA INC | NOTE 3.000% 6/0 | 04269XAA3 | 4,957 | 5,205,000 | PRN | SOLE | - | 5,205,000 | 0 | 0 | |
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 2,104 | 293,428 | SH | SOLE | - | 293,428 | 0 | 0 | |
ASHFORD HOSPITALITY TR INC | COM SHS | 044103109 | 179 | 28,381 | SH | SOLE | - | 28,381 | 0 | 0 | |
ASIA PAC FD INC | COM | 044901106 | 102 | 10,132 | SH | SOLE | - | 10,132 | 0 | 0 | |
ASSOCIATED BANC CORP | *W EXP 11/21/20 | 045487113 | 678 | 227,045 | SH | SOLE | - | 227,045 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 278 | 8,200 | SH | SOLE | - | 8,200 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 556 | 16,400 | SH | Put | SOLE | - | 16,400 | 0 | 0 |
AT&T INC | COM | 00206R102 | 1,912 | 55,553 | SH | SOLE | - | 55,553 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 1,422 | 41,350 | SH | Put | SOLE | - | 41,350 | 0 | 0 |
ATLANTICUS HLDGS CORP | COM | 04914Y102 | 336 | 104,886 | SH | SOLE | - | 104,886 | 0 | 0 | |
ATLAS ENERGY GROUP LLC | COM | 04929Q102 | 42 | 43,886 | SH | SOLE | - | 43,886 | 0 | 0 | |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 3,847 | 26,500 | SH | Put | SOLE | - | 26,500 | 0 | 0 |
AWARE INC MASS | COM | 05453N100 | 108 | 33,081 | SH | SOLE | - | 33,081 | 0 | 0 | |
BAKER HUGHES INC | COM | 057224107 | 1,936 | 41,950 | SH | SOLE | - | 41,950 | 0 | 0 | |
BANC CALIF INC | COM | 05990K106 | 1,250 | 85,500 | SH | Put | SOLE | - | 85,500 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 3,439 | 204,364 | SH | SOLE | - | 204,364 | 0 | 0 | |
BANK AMER CORP | *W EXP 10/28/20 | 060505153 | 26 | 98,039 | SH | SOLE | - | 98,039 | 0 | 0 | |
BARCLAYS PLC | ADR | 06738E204 | 228 | 17,600 | SH | Put | SOLE | - | 17,600 | 0 | 0 |
BARCLAYS PLC | ADR | 06738E204 | 845 | 65,258 | SH | SOLE | - | 65,258 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 154 | 20,901 | SH | SOLE | - | 20,901 | 0 | 0 | |
BED BATH & BEYOND INC | COM | 075896100 | 482 | 10,000 | SH | SOLE | - | 10,000 | 0 | 0 | |
BEL FUSE INC | CL A | 077347201 | 453 | 30,917 | SH | SOLE | - | 30,917 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 968 | 7,333 | SH | SOLE | - | 7,333 | 0 | 0 | |
BIO RAD LABS INC | CL B | 090572108 | 3,079 | 22,310 | SH | SOLE | - | 22,310 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,923 | 27,900 | SH | Call | SOLE | - | 27,900 | 0 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 419 | 4,000 | SH | Put | SOLE | - | 4,000 | 0 | 0 |
BIOMARIN PHARMACEUTICAL INC | NOTE 0.750%10/1 | 09061GAE1 | 29,745 | 23,110,000 | PRN | SOLE | - | 23,110,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | NOTE 1.500%10/1 | 09061GAF8 | 440 | 328,000 | PRN | SOLE | - | 328,000 | 0 | 0 | |
BIOMED REALTY TRUST INC | COM | 09063H107 | 1,895 | 80,000 | SH | SOLE | - | 80,000 | 0 | 0 | |
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 318 | 7,196 | SH | SOLE | - | 7,196 | 0 | 0 | |
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 369 | 29,405 | SH | SOLE | - | 29,405 | 0 | 0 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 606 | 79,583 | SH | SOLE | - | 79,583 | 0 | 0 | |
BONANZA CREEK ENERGY INC | COM | 097793103 | 269 | 51,100 | SH | SOLE | - | 51,100 | 0 | 0 | |
BONANZA CREEK ENERGY INC | COM | 097793103 | 266 | 50,500 | SH | Call | SOLE | - | 50,500 | 0 | 0 |
BONANZA CREEK ENERGY INC | COM | 097793103 | 268 | 50,900 | SH | Put | SOLE | - | 50,900 | 0 | 0 |
BOSTON PRIVATE FINL HLDGS IN | *W EXP 11/21/20 | 101119113 | 3,023 | 710,865 | SH | SOLE | - | 710,865 | 0 | 0 | |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 5,298 | 684,498 | SH | SOLE | - | 684,498 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 201 | 6,444 | SH | SOLE | - | 6,444 | 0 | 0 | |
BRIDGEPOINT ED INC | COM | 10807M105 | 279 | 36,711 | SH | SOLE | - | 36,711 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 7,630 | 131,955 | SH | SOLE | - | 131,955 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 3,870 | 66,900 | SH | Put | SOLE | - | 66,900 | 0 | 0 |
BROADCOM CORP | CL A | 111320107 | 2,602 | 45,000 | SH | Call | SOLE | - | 45,000 | 0 | 0 |
BROOKFIELD TOTAL RETURN FD I | COM | 11283U108 | 793 | 36,106 | SH | SOLE | - | 36,106 | 0 | 0 | |
BUFFALO WILD WINGS INC | COM | 119848109 | 511 | 3,200 | SH | SOLE | - | 3,200 | 0 | 0 | |
C1 FINL INC | COM | 12591N109 | 311 | 12,839 | SH | SOLE | - | 12,839 | 0 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 466 | 14,600 | SH | SOLE | - | 14,600 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 301 | 17,000 | SH | Call | SOLE | - | 17,000 | 0 | 0 |
CAESARS ACQUISITION CO | CL A | 12768T103 | 365 | 53,596 | SH | SOLE | - | 53,596 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 138 | 17,500 | SH | Call | SOLE | - | 17,500 | 0 | 0 |
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 176 | 24,526 | SH | SOLE | - | 24,526 | 0 | 0 | |
CALIFORNIA RES CORP | COM | 13057Q107 | 352 | 151,123 | SH | SOLE | - | 151,123 | 0 | 0 | |
CALIFORNIA RES CORP | COM | 13057Q107 | 238 | 102,300 | SH | Put | SOLE | - | 102,300 | 0 | 0 |
CAMPUS CREST CMNTYS INC | COM | 13466Y105 | 202 | 29,700 | SH | SOLE | - | 29,700 | 0 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 221 | 7,646 | SH | SOLE | - | 7,646 | 0 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 1,028 | 35,500 | SH | Put | SOLE | - | 35,500 | 0 | 0 |
CAPITAL ONE FINL CORP | *W EXP 11/14/20 | 14040H139 | 386 | 12,338 | SH | SOLE | - | 12,338 | 0 | 0 | |
CASTLE A M & CO | NOTE 7.000%12/1 | 148411AF8 | 473 | 1,000,000 | PRN | SOLE | - | 1,000,000 | 0 | 0 | |
CBOE HLDGS INC | COM | 12503M108 | 459 | 7,065 | SH | SOLE | - | 7,065 | 0 | 0 | |
CBOE HLDGS INC | COM | 12503M108 | 973 | 15,000 | SH | Put | SOLE | - | 15,000 | 0 | 0 |
CECO ENVIRONMENTAL CORP | COM | 125141101 | 341 | 44,365 | SH | SOLE | - | 44,365 | 0 | 0 | |
CELESTICA INC | SUB VTG SHS | 15101Q108 | 157 | 14,346 | SH | SOLE | - | 14,346 | 0 | 0 | |
CELGENE CORP | RIGHT 12/31/203 | 151020112 | 21 | 17,278 | SH | SOLE | - | 17,278 | 0 | 0 | |
CENTRAL EUR RUSS & TURK FD I | COM | 153436100 | 448 | 26,956 | SH | SOLE | - | 26,956 | 0 | 0 | |
CENTRAL FD CDA LTD | CL A | 153501101 | 1,525 | 152,599 | SH | SOLE | - | 152,599 | 0 | 0 | |
CENTRAL GARDEN & PET CO | COM | 153527106 | 538 | 39,765 | SH | SOLE | - | 39,765 | 0 | 0 | |
CENTRAL GOLDTRUST | TR UNIT | 153546106 | 862 | 22,876 | SH | SOLE | - | 22,876 | 0 | 0 | |
CENTRAL SECS CORP | COM | 155123102 | 626 | 32,937 | SH | SOLE | - | 32,937 | 0 | 0 | |
CHANTICLEER HLDGS INC | COM PAR $.0001 | 15930P404 | 22 | 22,728 | SH | SOLE | - | 22,728 | 0 | 0 | |
CHEMOURS CO | COM | 163851108 | 105 | 19,704 | SH | SOLE | - | 19,704 | 0 | 0 | |
CHEMTURA CORP | COM NEW | 163893209 | 684 | 25,068 | SH | SOLE | - | 25,068 | 0 | 0 | |
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 212 | 8,114 | SH | SOLE | - | 8,114 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 625 | 138,892 | SH | SOLE | - | 138,892 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 1,816 | 403,900 | SH | Put | SOLE | - | 403,900 | 0 | 0 |
CHESAPEAKE ENERGY CORP | NOTE 2.500% 5/1 | 165167CA3 | 488 | 1,000,000 | PRN | SOLE | - | 1,000,000 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 5,647 | 62,769 | SH | SOLE | - | 62,769 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 900 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
CHEVRON CORP NEW | COM | 166764100 | 4,461 | 49,600 | SH | Put | SOLE | - | 49,600 | 0 | 0 |
CHINA FD INC | COM | 169373107 | 509 | 32,774 | SH | SOLE | - | 32,774 | 0 | 0 | |
CIENA CORP | COM NEW | 171779309 | 621 | 30,000 | SH | Put | SOLE | - | 30,000 | 0 | 0 |
CINCINNATI BELL INC NEW | COM | 171871106 | 386 | 107,361 | SH | SOLE | - | 107,361 | 0 | 0 | |
CIT GROUP INC | COM NEW | 125581801 | 252 | 6,347 | SH | SOLE | - | 6,347 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 1,687 | 32,601 | SH | SOLE | - | 32,601 | 0 | 0 | |
CIVEO CORP CDA | COM | 17878Y108 | 46 | 32,221 | SH | SOLE | - | 32,221 | 0 | 0 | |
CLEAN ENERGY FUELS CORP | COM | 184499101 | 457 | 126,900 | SH | SOLE | - | 126,900 | 0 | 0 | |
CLEAN ENERGY FUELS CORP | COM | 184499101 | 76 | 21,200 | SH | Call | SOLE | - | 21,200 | 0 | 0 |
CLEAN ENERGY FUELS CORP | COM | 184499101 | 1,190 | 330,100 | SH | Put | SOLE | - | 330,100 | 0 | 0 |
CLECO CORP NEW | COM | 12561W105 | 3,006 | 57,578 | SH | SOLE | - | 57,578 | 0 | 0 | |
CLIFFS NAT RES INC | COM | 18683K101 | 66 | 41,500 | SH | Call | SOLE | - | 41,500 | 0 | 0 |
CLIFFS NAT RES INC | COM | 18683K101 | 1,167 | 737,700 | SH | Put | SOLE | - | 737,700 | 0 | 0 |
CLOUD PEAK ENERGY INC | COM | 18911Q102 | 30 | 14,500 | SH | SOLE | - | 14,500 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 210 | 6,000 | SH | Put | SOLE | - | 6,000 | 0 | 0 |
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 1,717 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
COBALT INTL ENERGY INC | COM | 19075F106 | 1,802 | 333,800 | SH | Put | SOLE | - | 333,800 | 0 | 0 |
COBALT INTL ENERGY INC | NOTE 2.625%12/0 | 19075FAA4 | 4,475 | 7,694,000 | PRN | SOLE | - | 7,694,000 | 0 | 0 | |
COBALT INTL ENERGY INC | NOTE 3.125% 5/1 | 19075FAB2 | 4,891 | 9,200,000 | PRN | SOLE | - | 9,200,000 | 0 | 0 | |
COHEN & STEERS CLOSED END OP | COM | 19248P106 | 140 | 12,770 | SH | SOLE | - | 12,770 | 0 | 0 | |
COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 3,380 | 3,500,000 | PRN | SOLE | - | 3,500,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 243 | 4,300 | SH | SOLE | - | 4,300 | 0 | 0 | |
COMERICA INC | *W EXP 11/14/20 | 200340115 | 234 | 16,700 | SH | SOLE | - | 16,700 | 0 | 0 | |
COMMUNICATIONS SALES&LEAS IN | COM | 20341J104 | 297 | 15,873 | SH | SOLE | - | 15,873 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | RIGHT 99/99/999 | 203668116 | 1 | 159,104 | SH | SOLE | - | 159,104 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 1,051 | 22,500 | SH | Put | SOLE | - | 22,500 | 0 | 0 |
CONOCOPHILLIPS | COM | 20825C104 | 3,768 | 80,700 | SH | Call | SOLE | - | 80,700 | 0 | 0 |
CONOCOPHILLIPS | COM | 20825C104 | 533 | 11,414 | SH | SOLE | - | 11,414 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL B | 21036P207 | 490 | 3,400 | SH | SOLE | - | 3,400 | 0 | 0 | |
COOPER TIRE & RUBR CO | COM | 216831107 | 322 | 8,500 | SH | Put | SOLE | - | 8,500 | 0 | 0 |
COPART INC | COM | 217204106 | 3,296 | 86,712 | SH | SOLE | - | 86,712 | 0 | 0 | |
COPART INC | COM | 217204106 | 3,862 | 101,600 | SH | Put | SOLE | - | 101,600 | 0 | 0 |
CORENERGY INFRASTRUCTURE TR | NOTE 7.000% 6/1 | 21870UAA4 | 3,297 | 4,335,000 | PRN | SOLE | - | 4,335,000 | 0 | 0 | |
CORNERSTONE STRATEGIC VALUE | COM PAR $0.001 | 21924B302 | 731 | 46,695 | SH | SOLE | - | 46,695 | 0 | 0 | |
COVISINT CORP | COM | 22357R103 | 80 | 32,035 | SH | SOLE | - | 32,035 | 0 | 0 | |
CRAWFORD & CO | CL B | 224633107 | 147 | 27,618 | SH | SOLE | - | 27,618 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 338 | 3,914 | SH | SOLE | - | 3,914 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 864 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
CROWN CASTLE INTL CORP NEW | CNV PFD STK SR | 22822V200 | 812 | 7,572 | SH | SOLE | - | 7,572 | 0 | 0 | |
CSRA INC | COM | 12650T104 | 249 | 8,299 | SH | SOLE | - | 8,299 | 0 | 0 | |
CST BRANDS INC | COM | 12646R105 | 364 | 9,304 | SH | SOLE | - | 9,304 | 0 | 0 | |
CSX CORP | COM | 126408103 | 389 | 15,000 | SH | SOLE | - | 15,000 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SH | 22943F100 | 9,211 | 198,800 | SH | Put | SOLE | - | 198,800 | 0 | 0 |
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 18,164 | 13,700,000 | PRN | SOLE | - | 13,700,000 | 0 | 0 | |
CVR ENERGY INC | COM | 12662P108 | 464 | 11,797 | SH | SOLE | - | 11,797 | 0 | 0 | |
CVR REFNG LP | COMUNIT REP LT | 12663P107 | 511 | 27,000 | SH | Put | SOLE | - | 27,000 | 0 | 0 |
DANAHER CORP DEL | COM | 235851102 | 455 | 4,901 | SH | SOLE | - | 4,901 | 0 | 0 | |
DEPOMED INC | NOTE 2.500% 9/0 | 249908AA2 | 7,871 | 6,903,000 | PRN | SOLE | - | 6,903,000 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 604 | 25,000 | SH | Put | SOLE | - | 25,000 | 0 | 0 |
DEUTSCHE HIGH INCOME OPPORT | COM | 25158Y102 | 590 | 45,196 | SH | SOLE | - | 45,196 | 0 | 0 | |
DIVERSIFIED REAL ASSET INC F | COM SHS | 25533B108 | 517 | 33,321 | SH | SOLE | - | 33,321 | 0 | 0 | |
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 426 | 38,712 | SH | SOLE | - | 38,712 | 0 | 0 | |
DOMINION RES INC VA NEW | UNIT 04/01/2013 | 25746U703 | 12,911 | 243,199 | SH | SOLE | - | 243,199 | 0 | 0 | |
DOMINION RES INC VA NEW | UNIT 07/01/2016 | 25746U885 | 4,202 | 78,392 | SH | SOLE | - | 78,392 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 5,427 | 105,428 | SH | SOLE | - | 105,428 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 5,405 | 105,000 | SH | Put | SOLE | - | 105,000 | 0 | 0 |
DYAX CORP | COM | 26746E103 | 681 | 18,100 | SH | Put | SOLE | - | 18,100 | 0 | 0 |
DYAX CORP | COM | 26746E103 | 1,284 | 34,150 | SH | SOLE | - | 34,150 | 0 | 0 | |
E M C CORP MASS | COM | 268648102 | 7,971 | 310,407 | SH | SOLE | - | 310,407 | 0 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 693 | 23,400 | SH | Put | SOLE | - | 23,400 | 0 | 0 |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 2,435 | 82,137 | SH | SOLE | - | 82,137 | 0 | 0 | |
EAGLE CAP GROWTH FD INC | COM | 269451100 | 181 | 23,921 | SH | SOLE | - | 23,921 | 0 | 0 | |
ECA MARCELLUS TR I | COM UNIT | 26827L109 | 40 | 26,649 | SH | SOLE | - | 26,649 | 0 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 490 | 6,200 | SH | SOLE | - | 6,200 | 0 | 0 | |
ENCORE CAP GROUP INC | NOTE 3.000% 7/0 | 292554AF9 | 3,689 | 4,224,000 | PRN | SOLE | - | 4,224,000 | 0 | 0 | |
ENDO INTL PLC | SHS | G30401106 | 237 | 3,874 | SH | SOLE | - | 3,874 | 0 | 0 | |
ENDOLOGIX INC | COM | 29266S106 | 148 | 15,000 | SH | Put | SOLE | - | 15,000 | 0 | 0 |
ENDOLOGIX INC | NOTE 2.250%12/1 | 29266SAA4 | 2,014 | 2,394,000 | PRN | SOLE | - | 2,394,000 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 342 | 24,900 | SH | SOLE | - | 24,900 | 0 | 0 | |
ENERGY XXI LTD | USD UNRS SHS | G10082140 | 128 | 128,000 | SH | Put | SOLE | - | 128,000 | 0 | 0 |
ENGILITY HLDGS INC NEW | COM | 29286C107 | 317 | 9,767 | SH | SOLE | - | 9,767 | 0 | 0 | |
ENSCO PLC | SHS CLASS A | G3157S106 | 262 | 17,000 | SH | SOLE | - | 17,000 | 0 | 0 | |
ENSCO PLC | SHS CLASS A | G3157S106 | 537 | 34,900 | SH | Put | SOLE | - | 34,900 | 0 | 0 |
ENZON PHARMACEUTICALS INC | COM | 293904108 | 66 | 96,572 | SH | SOLE | - | 96,572 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 2,447 | 34,572 | SH | SOLE | - | 34,572 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 481 | 6,800 | SH | Call | SOLE | - | 6,800 | 0 | 0 |
EOG RES INC | COM | 26875P101 | 3,200 | 45,200 | SH | Put | SOLE | - | 45,200 | 0 | 0 |
EPR PPTYS | PFD C CNV 5.75% | 26884U208 | 240 | 10,243 | SH | SOLE | - | 10,243 | 0 | 0 | |
EQUINIX INC | NOTE 4.750% 6/1 | 29444UAH9 | 30,446 | 7,710,000 | PRN | SOLE | - | 7,710,000 | 0 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 169 | 30,000 | SH | Call | SOLE | - | 30,000 | 0 | 0 |
EXELIXIS INC | COM | 30161Q104 | 2,566 | 455,300 | SH | Put | SOLE | - | 455,300 | 0 | 0 |
EXELIXIS INC | NOTE 4.250% 8/1 | 30161QAC8 | 36,151 | 30,884,000 | PRN | SOLE | - | 30,884,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 8,113 | 104,076 | SH | SOLE | - | 104,076 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 6,111 | 78,400 | SH | Put | SOLE | - | 78,400 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 594 | 5,675 | SH | SOLE | - | 5,675 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 471 | 4,500 | SH | Put | SOLE | - | 4,500 | 0 | 0 |
FBL FINL GROUP INC | CL A | 30239F106 | 231 | 3,637 | SH | SOLE | - | 3,637 | 0 | 0 | |
FBR & CO | COM NEW | 30247C400 | 871 | 43,767 | SH | SOLE | - | 43,767 | 0 | 0 | |
FEDERAL MOGUL HOLDINGS CORP | COM | 313549404 | 76 | 11,118 | SH | SOLE | - | 11,118 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | MAN COV SEC 16 | N31738110 | 967 | 8,330 | SH | SOLE | - | 8,330 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 225 | 6,500 | SH | Put | SOLE | - | 6,500 | 0 | 0 |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 357 | 10,300 | SH | SOLE | - | 10,300 | 0 | 0 | |
FIDELITY SOUTHERN CORP NEW | COM | 316394105 | 2,232 | 100,040 | SH | SOLE | - | 100,040 | 0 | 0 | |
FIELDPOINT PETROLEUM CORP | COM | 316570100 | 64 | 102,794 | SH | SOLE | - | 102,794 | 0 | 0 | |
FIRST FINL BANCORP OH | COM | 320209109 | 289 | 15,974 | SH | SOLE | - | 15,974 | 0 | 0 | |
FLUIDIGM CORP DEL | COM | 34385P108 | 348 | 32,200 | SH | Put | SOLE | - | 32,200 | 0 | 0 |
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 1,224 | 1,899,000 | PRN | SOLE | - | 1,899,000 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 568 | 40,323 | SH | SOLE | - | 40,323 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 141 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
FORESTAR GROUP INC | NOTE 3.750% 3/0 | 346232AB7 | 1,808 | 2,251,000 | PRN | SOLE | - | 2,251,000 | 0 | 0 | |
FORTUNE BRANDS HOME & SEC IN | COM | 34964C106 | 470 | 8,470 | SH | SOLE | - | 8,470 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 327 | 15,548 | SH | SOLE | - | 15,548 | 0 | 0 | |
FRANKLIN COVEY CO | COM | 353469109 | 349 | 20,832 | SH | SOLE | - | 20,832 | 0 | 0 | |
FRANKLIN UNVL TR | SH BEN INT | 355145103 | 83 | 14,531 | SH | SOLE | - | 14,531 | 0 | 0 | |
FTD COS INC | COM | 30281V108 | 437 | 16,697 | SH | SOLE | - | 16,697 | 0 | 0 | |
GABELLI DIVD & INCOME TR | COM | 36242H104 | 329 | 17,817 | SH | SOLE | - | 17,817 | 0 | 0 | |
GABELLI GLB SML & MD CP VAL | COM | 36249W104 | 296 | 28,437 | SH | SOLE | - | 28,437 | 0 | 0 | |
GABELLI GLOBL UTIL & INCOME | COM SH BEN INT | 36242L105 | 2,578 | 155,130 | SH | SOLE | - | 155,130 | 0 | 0 | |
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 709 | 69,179 | SH | SOLE | - | 69,179 | 0 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 677 | 24,357 | SH | SOLE | - | 24,357 | 0 | 0 | |
GDL FUND | COM SH BEN IT | 361570104 | 847 | 84,644 | SH | SOLE | - | 84,644 | 0 | 0 | |
GENERAL CABLE CORP DEL NEW | FRNT 4.500%11/1 | 369300AL2 | 1,507 | 2,467,000 | PRN | SOLE | - | 2,467,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 11,621 | 373,085 | SH | SOLE | - | 373,085 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 1,713 | 55,000 | SH | Call | SOLE | - | 55,000 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 14,301 | 459,100 | SH | Put | SOLE | - | 459,100 | 0 | 0 |
GENERAL MOLY INC | COM | 370373102 | 2 | 11,837 | SH | SOLE | - | 11,837 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 34,813 | 1,023,586 | SH | SOLE | - | 1,023,586 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 9,577 | 281,600 | SH | Call | SOLE | - | 281,600 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 43,363 | 1,275,000 | SH | Put | SOLE | - | 1,275,000 | 0 | 0 |
GENERAL MTRS CO | *W EXP 07/10/20 | 37045V118 | 220 | 9,031 | SH | SOLE | - | 9,031 | 0 | 0 | |
GENERAL MTRS CO | *W EXP 07/10/20 | 37045V126 | 1,302 | 79,897 | SH | SOLE | - | 79,897 | 0 | 0 | |
GLOBAL SOURCES LTD | ORD | G39300101 | 91 | 11,715 | SH | SOLE | - | 11,715 | 0 | 0 | |
GLOBAL X FDS | FTSE GREECE 20 | 37950E366 | 1,163 | 146,098 | SH | SOLE | - | 146,098 | 0 | 0 | |
GOL LINHAS AEREAS INTLG S A | SP ADR REP PFD | 38045R107 | 57 | 99,209 | SH | SOLE | - | 99,209 | 0 | 0 | |
GOODRICH PETE CORP | COM NEW | 382410405 | 8 | 30,000 | SH | SOLE | - | 30,000 | 0 | 0 | |
GOODRICH PETE CORP | COM NEW | 382410405 | 3 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
GORDMANS STORES INC | COM | 38269P100 | 72 | 22,949 | SH | SOLE | - | 22,949 | 0 | 0 | |
GREEN PLAINS INC | NOTE 3.250%10/0 | 393222AD6 | 7,565 | 5,975,000 | PRN | SOLE | - | 5,975,000 | 0 | 0 | |
GREENBRIER COS INC | COM | 393657101 | 1,577 | 48,341 | SH | SOLE | - | 48,341 | 0 | 0 | |
GREENBRIER COS INC | COM | 393657101 | 2,062 | 63,200 | SH | Put | SOLE | - | 63,200 | 0 | 0 |
GREENBRIER COS INC | NOTE 3.500% 4/0 | 393657AH4 | 2,231 | 2,018,000 | PRN | SOLE | - | 2,018,000 | 0 | 0 | |
GSI TECHNOLOGY | COM | 36241U106 | 87 | 23,337 | SH | SOLE | - | 23,337 | 0 | 0 | |
GUGGENHEIM ENHANCED EQUITY S | COM | 40167K100 | 729 | 46,211 | SH | SOLE | - | 46,211 | 0 | 0 | |
GYRODYNE LLC | COM | 403829104 | 1,611 | 63,032 | SH | SOLE | - | 63,032 | 0 | 0 | |
HALCON RES CORP | COM PAR | 40537Q506 | 117 | 92,220 | SH | Put | SOLE | - | 92,220 | 0 | 0 |
HARMONIC INC | COM | 413160102 | 103 | 25,276 | SH | SOLE | - | 25,276 | 0 | 0 | |
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 8,692 | 200,000 | SH | Call | SOLE | - | 200,000 | 0 | 0 |
HARTFORD FINL SVCS GROUP INC | *W EXP 06/26/20 | 416515120 | 36,770 | 1,056,734 | SH | SOLE | - | 1,056,734 | 0 | 0 | |
HATTERAS FINL CORP | COM | 41902R103 | 342 | 26,000 | SH | SOLE | - | 26,000 | 0 | 0 | |
HAWAIIAN ELEC INDUSTRIES | COM | 419870100 | 290 | 10,000 | SH | SOLE | - | 10,000 | 0 | 0 | |
HEALTHSOUTH CORP | COM NEW | 421924309 | 435 | 12,500 | SH | Put | SOLE | - | 12,500 | 0 | 0 |
HELMERICH & PAYNE INC | COM | 423452101 | 1,242 | 23,194 | SH | SOLE | - | 23,194 | 0 | 0 | |
HELMERICH & PAYNE INC | COM | 423452101 | 2,356 | 44,000 | SH | Put | SOLE | - | 44,000 | 0 | 0 |
HERBALIFE LTD | COM USD SHS | G4412G101 | 1,292 | 24,100 | SH | Put | SOLE | - | 24,100 | 0 | 0 |
HERBALIFE LTD | COM USD SHS | G4412G101 | 325 | 6,050 | SH | SOLE | - | 6,050 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 674 | 13,899 | SH | SOLE | - | 13,899 | 0 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 874 | 57,492 | SH | SOLE | - | 57,492 | 0 | 0 | |
HOLLYFRONTIER CORP | COM | 436106108 | 331 | 8,300 | SH | Call | SOLE | - | 8,300 | 0 | 0 |
HOLOGIC INC | DEBT 2.000% 3/0 | 436440AC5 | 3,347 | 2,500,000 | PRN | SOLE | - | 2,500,000 | 0 | 0 | |
HORIZON GLOBAL CORP | COM | 44052W104 | 477 | 45,960 | SH | SOLE | - | 45,960 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 662 | 30,560 | SH | SOLE | - | 30,560 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 1,345 | 62,000 | SH | Put | SOLE | - | 62,000 | 0 | 0 |
HORNBECK OFFSHORE SVCS INC N | COM | 440543106 | 253 | 25,500 | SH | Call | SOLE | - | 25,500 | 0 | 0 |
HORSEHEAD HLDG CORP | COM | 440694305 | 692 | 337,700 | SH | Put | SOLE | - | 337,700 | 0 | 0 |
HORSEHEAD HLDG CORP | NOTE 3.800% 7/0 | 440694AB3 | 1,199 | 4,735,000 | PRN | SOLE | - | 4,735,000 | 0 | 0 | |
HRG GROUP INC | COM | 40434J100 | 660 | 48,640 | SH | SOLE | - | 48,640 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 714 | 4,000 | SH | SOLE | - | 4,000 | 0 | 0 | |
ICONIX BRAND GROUP INC | NOTE 1.500% 3/1 | 451055AF4 | 880 | 1,760,000 | PRN | SOLE | - | 1,760,000 | 0 | 0 | |
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 298 | 14,600 | SH | SOLE | - | 14,600 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 211 | 1,100 | SH | SOLE | - | 1,100 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 264 | 86,000 | SH | Put | SOLE | - | 86,000 | 0 | 0 |
INCYTE CORP | NOTE 0.375%11/1 | 45337CAM4 | 4,727 | 2,197,000 | PRN | SOLE | - | 2,197,000 | 0 | 0 | |
INDIA FD INC | COM | 454089103 | 931 | 40,920 | SH | SOLE | - | 40,920 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 451 | 8,151 | SH | SOLE | - | 8,151 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 221 | 4,000 | SH | Put | SOLE | - | 4,000 | 0 | 0 |
INSPERITY INC | COM | 45778Q107 | 2,129 | 44,223 | SH | SOLE | - | 44,223 | 0 | 0 | |
INSPERITY INC | COM | 45778Q107 | 587 | 12,200 | SH | Put | SOLE | - | 12,200 | 0 | 0 |
INSULET CORP | NOTE 2.000% 6/1 | 45784PAD3 | 4,954 | 4,800,000 | PRN | SOLE | - | 4,800,000 | 0 | 0 | |
INTELSAT S A | COM | L5140P101 | 217 | 52,000 | SH | Put | SOLE | - | 52,000 | 0 | 0 |
INTELSAT S A | MAN CONV JR PFD | L5140P119 | 1,706 | 137,323 | SH | SOLE | - | 137,323 | 0 | 0 | |
INTEROIL CORP | COM | 460951106 | 418 | 13,300 | SH | Put | SOLE | - | 13,300 | 0 | 0 |
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 5,486 | 442,754 | SH | SOLE | - | 442,754 | 0 | 0 | |
IONIS PHARMACEUTICALS INC | COM | 462222100 | 1,524 | 24,600 | SH | Put | SOLE | - | 24,600 | 0 | 0 |
IONIS PHARMACEUTICALS INC | COM | 462222100 | 310 | 5,000 | SH | Call | SOLE | - | 5,000 | 0 | 0 |
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 237 | 28,200 | SH | Put | SOLE | - | 28,200 | 0 | 0 |
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 130 | 15,486 | SH | SOLE | - | 15,486 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 1,228 | 45,453 | SH | SOLE | - | 45,453 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 405 | 15,000 | SH | Put | SOLE | - | 15,000 | 0 | 0 |
ISHARES TR | 20+ YR TR BD ET | 464287432 | 1,748 | 14,500 | SH | SOLE | - | 14,500 | 0 | 0 | |
ISHARES TR | 20+ YR TR BD ET | 464287432 | 482 | 4,000 | SH | Put | SOLE | - | 4,000 | 0 | 0 |
ISHARES TR | U.S. FINLS ETF | 464287788 | 6,179 | 69,900 | SH | Call | SOLE | - | 69,900 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 403 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 12,623 | 11,210,000 | PRN | SOLE | - | 11,210,000 | 0 | 0 | |
ISTAR INC | NOTE 3.000%11/1 | 45031UBR1 | 7,692 | 7,105,000 | PRN | SOLE | - | 7,105,000 | 0 | 0 | |
ITC HLDGS CORP | COM | 465685105 | 569 | 14,500 | SH | SOLE | - | 14,500 | 0 | 0 | |
JACKSONVILLE BANCORP INC FLA | COM NEW | 469249205 | 3,133 | 167,266 | SH | SOLE | - | 167,266 | 0 | 0 | |
JAKKS PAC INC | COM | 47012E106 | 318 | 39,967 | SH | SOLE | - | 39,967 | 0 | 0 | |
JANUS CAP GROUP INC | COM | 47102X105 | 240 | 17,000 | SH | SOLE | - | 17,000 | 0 | 0 | |
JANUS CAP GROUP INC | COM | 47102X105 | 240 | 17,000 | SH | Put | SOLE | - | 17,000 | 0 | 0 |
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 260 | 25,402 | SH | SOLE | - | 25,402 | 0 | 0 | |
JARDEN CORP | NOTE 1.875% 9/1 | 471109AH1 | 1,823 | 1,000,000 | PRN | SOLE | - | 1,000,000 | 0 | 0 | |
JARDEN CORP | NOTE 1.500% 6/1 | 471109AL2 | 3,736 | 2,500,000 | PRN | SOLE | - | 2,500,000 | 0 | 0 | |
JARDEN CORP | NOTE 1.125% 3/1 | 471109AM0 | 43,084 | 35,112,000 | PRN | SOLE | - | 35,112,000 | 0 | 0 | |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 784 | 28,322 | SH | SOLE | - | 28,322 | 0 | 0 | |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 15,066 | 544,600 | SH | Put | SOLE | - | 544,600 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 524 | 5,100 | SH | Put | SOLE | - | 5,100 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 525 | 5,109 | SH | SOLE | - | 5,109 | 0 | 0 | |
JOURNAL MEDIA GROUP INC | COM | 48114A109 | 166 | 13,786 | SH | SOLE | - | 13,786 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 2,275 | 34,456 | SH | SOLE | - | 34,456 | 0 | 0 | |
JPMORGAN CHINA REGION FD INC | COM | 48126T104 | 158 | 10,298 | SH | SOLE | - | 10,298 | 0 | 0 | |
KCG HLDGS INC | CL A | 48244B100 | 4,398 | 357,258 | SH | SOLE | - | 357,258 | 0 | 0 | |
KCG HLDGS INC | CL A | 48244B100 | 124 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
KEYCORP NEW | COM | 493267108 | 179 | 13,607 | SH | SOLE | - | 13,607 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 4,634 | 310,535 | SH | SOLE | - | 310,535 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 2,037 | 136,500 | SH | Put | SOLE | - | 136,500 | 0 | 0 |
KINDER MORGAN INC DEL | *W EXP 05/25/20 | 49456B119 | 257 | 4,273,077 | SH | SOLE | - | 4,273,077 | 0 | 0 | |
KINGSWAY FINL SVCS INC | COM NEW | 496904202 | 894 | 195,704 | SH | SOLE | - | 195,704 | 0 | 0 | |
KKR & CO L P DEL | COM UNITS | 48248M102 | 167 | 10,700 | SH | Put | SOLE | - | 10,700 | 0 | 0 |
KKR & CO L P DEL | COM UNITS | 48248M102 | 166 | 10,669 | SH | SOLE | - | 10,669 | 0 | 0 | |
KOREA EQUITY FD INC | COM | 50063B104 | 161 | 23,136 | SH | SOLE | - | 23,136 | 0 | 0 | |
KOSMOS ENERGY LTD | SHS | G5315B107 | 114 | 21,900 | SH | SOLE | - | 21,900 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 219 | 3,000 | SH | Put | SOLE | - | 3,000 | 0 | 0 |
L BRANDS INC | COM | 501797104 | 546 | 5,700 | SH | SOLE | - | 5,700 | 0 | 0 | |
L BRANDS INC | COM | 501797104 | 345 | 3,600 | SH | Put | SOLE | - | 3,600 | 0 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 295 | 3,715 | SH | SOLE | - | 3,715 | 0 | 0 | |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 177 | 27,400 | SH | SOLE | - | 27,400 | 0 | 0 | |
LENNAR CORP | CL B | 526057302 | 1,568 | 39,007 | SH | SOLE | - | 39,007 | 0 | 0 | |
LEXICON PHARMACEUTICALS INC | NOTE 5.250%12/0 | 528872AB0 | 4,359 | 2,500,000 | PRN | SOLE | - | 2,500,000 | 0 | 0 | |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 127 | 23,698 | SH | SOLE | - | 23,698 | 0 | 0 | |
LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 | 143 | 31,169 | SH | SOLE | - | 31,169 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER A | 530307107 | 1,738 | 33,650 | SH | SOLE | - | 33,650 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 1,165 | 22,450 | SH | SOLE | - | 22,450 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL B | G5480U112 | 390 | 9,194 | SH | SOLE | - | 9,194 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | QVC GP COM SER | 53071M104 | 317 | 11,595 | SH | SOLE | - | 11,595 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | QVC GP COM SER | 53071M203 | 1,426 | 52,510 | SH | SOLE | - | 52,510 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | LBT VENT COM B | 53071M872 | 1,213 | 26,772 | SH | SOLE | - | 26,772 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | LBT VENT COM A | 53071M880 | 1,325 | 29,366 | SH | SOLE | - | 29,366 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | CL A | 531229102 | 6,614 | 168,509 | SH | SOLE | - | 168,509 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | CL B | 531229201 | 2,168 | 54,797 | SH | SOLE | - | 54,797 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C | 531229300 | 2,565 | 67,364 | SH | SOLE | - | 67,364 | 0 | 0 | |
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 336 | 11,068 | SH | SOLE | - | 11,068 | 0 | 0 | |
LIBERTY TRIPADVISOR HLDGS IN | COM SER B | 531465201 | 491 | 15,956 | SH | SOLE | - | 15,956 | 0 | 0 | |
LIFEVANTAGE CORP | COM NEW | 53222K205 | 327 | 34,350 | SH | SOLE | - | 34,350 | 0 | 0 | |
LIGAND PHARMACEUTICALS INC | NOTE 0.750% 8/1 | 53220KAD0 | 6,192 | 4,000,000 | PRN | SOLE | - | 4,000,000 | 0 | 0 | |
LINCOLN NATL CORP IND | *W EXP 07/10/20 | 534187117 | 13,600 | 339,008 | SH | SOLE | - | 339,008 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 357 | 6,800 | SH | SOLE | - | 6,800 | 0 | 0 | |
M & T BK CORP | COM | 55261F104 | 303 | 2,500 | SH | Put | SOLE | - | 2,500 | 0 | 0 |
M & T BK CORP | COM | 55261F104 | 298 | 2,458 | SH | SOLE | - | 2,458 | 0 | 0 | |
M/I HOMES INC | NOTE 3.250% 9/1 | 55292PAA3 | 2,972 | 2,750,000 | PRN | SOLE | - | 2,750,000 | 0 | 0 | |
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 2,312 | 121,358 | SH | SOLE | - | 121,358 | 0 | 0 | |
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 552 | 7,600 | SH | SOLE | - | 7,600 | 0 | 0 | |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 1,299 | 8,028 | SH | SOLE | - | 8,028 | 0 | 0 | |
MAIDEN HOLDINGS LTD | SHS | G5753U112 | 298 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 352 | 4,720 | SH | SOLE | - | 4,720 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 1,037 | 20,000 | SH | Call | SOLE | - | 20,000 | 0 | 0 |
MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | 430 | 16,251 | SH | SOLE | - | 16,251 | 0 | 0 | |
MARRIOTT VACATIONS WRLDWDE C | COM | 57164Y107 | 402 | 7,055 | SH | SOLE | - | 7,055 | 0 | 0 | |
MASCO CORP | COM | 574599106 | 260 | 9,200 | SH | SOLE | - | 9,200 | 0 | 0 | |
MASCO CORP | COM | 574599106 | 609 | 21,500 | SH | Put | SOLE | - | 21,500 | 0 | 0 |
MCDERMOTT INTL INC | COM | 580037109 | 141 | 42,100 | SH | Put | SOLE | - | 42,100 | 0 | 0 |
MCDERMOTT INTL INC | COM | 580037109 | 154 | 45,948 | SH | SOLE | - | 45,948 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 1,063 | 9,000 | SH | SOLE | - | 9,000 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 1,654 | 14,000 | SH | Put | SOLE | - | 14,000 | 0 | 0 |
MCEWEN MNG INC | COM | 58039P107 | 69 | 65,146 | SH | SOLE | - | 65,146 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 373 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
MEDICINES CO | DBCV 1.375% 6/0 | 584688AC9 | 35,399 | 24,735,000 | PRN | SOLE | - | 24,735,000 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 238 | 3,091 | SH | SOLE | - | 3,091 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 238 | 3,100 | SH | Put | SOLE | - | 3,100 | 0 | 0 |
MEMORIAL RESOURCE DEV CORP | COM | 58605Q109 | 321 | 19,900 | SH | SOLE | - | 19,900 | 0 | 0 | |
MERCADOLIBRE INC | COM | 58733R102 | 858 | 7,500 | SH | Put | SOLE | - | 7,500 | 0 | 0 |
MEREDITH CORP | COM | 589433101 | 2,119 | 49,000 | SH | SOLE | - | 49,000 | 0 | 0 | |
MEXICO EQUITY & INCOME FD | COM | 592834105 | 371 | 34,510 | SH | SOLE | - | 34,510 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 900 | 63,507 | SH | SOLE | - | 63,507 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 1,381 | 97,600 | SH | Put | SOLE | - | 97,600 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 736 | 13,260 | SH | SOLE | - | 13,260 | 0 | 0 | |
MIDATECH PHARMA PLC | SPONSORED ADR | 59564R104 | 262 | 54,057 | SH | SOLE | - | 54,057 | 0 | 0 | |
MITEL NETWORKS CORP | COM | 60671Q104 | 150 | 19,558 | SH | SOLE | - | 19,558 | 0 | 0 | |
MODUSLINK GLOBAL SOLUTIONS I | NOTE 5.250% 3/0 | 60786LAB3 | 770 | 1,000,000 | PRN | SOLE | - | 1,000,000 | 0 | 0 | |
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 1,676 | 1,076,000 | PRN | SOLE | - | 1,076,000 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 328 | 7,326 | SH | SOLE | - | 7,326 | 0 | 0 | |
MORGAN STANLEY ASIA PAC FD I | COM | 61744U106 | 1,157 | 83,656 | SH | SOLE | - | 83,656 | 0 | 0 | |
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 203 | 10,175 | SH | SOLE | - | 10,175 | 0 | 0 | |
MORGAN STANLEY EMER MKTS FD | COM | 61744G107 | 286 | 22,271 | SH | SOLE | - | 22,271 | 0 | 0 | |
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 407 | 15,983 | SH | SOLE | - | 15,983 | 0 | 0 | |
MOSYS INC | COM | 619718109 | 13 | 12,139 | SH | SOLE | - | 12,139 | 0 | 0 | |
MPLX LP | COM UNIT REP LT | 55336V100 | 712 | 18,080 | SH | Put | SOLE | - | 18,080 | 0 | 0 |
MURPHY USA INC | COM | 626755102 | 1,526 | 25,125 | SH | SOLE | - | 25,125 | 0 | 0 | |
MV OIL TR | TR UNITS | 553859109 | 1,038 | 213,230 | SH | SOLE | - | 213,230 | 0 | 0 | |
NATIONAL BEVERAGE CORP | COM | 635017106 | 200 | 4,400 | SH | SOLE | - | 4,400 | 0 | 0 | |
NATIONAL PENN BANCSHARES INC | COM | 637138108 | 533 | 43,197 | SH | SOLE | - | 43,197 | 0 | 0 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 99 | 11,200 | SH | Put | SOLE | - | 11,200 | 0 | 0 |
NCR CORP NEW | COM | 62886E108 | 784 | 32,047 | SH | SOLE | - | 32,047 | 0 | 0 | |
NCR CORP NEW | COM | 62886E108 | 734 | 30,000 | SH | Put | SOLE | - | 30,000 | 0 | 0 |
NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | 2,018 | 402,752 | SH | SOLE | - | 402,752 | 0 | 0 | |
NEUSTAR INC | CL A | 64126X201 | 345 | 14,400 | SH | SOLE | - | 14,400 | 0 | 0 | |
NEW GERMANY FD INC | COM | 644465106 | 566 | 38,531 | SH | SOLE | - | 38,531 | 0 | 0 | |
NEW IRELAND FUND INC | COM | 645673104 | 883 | 63,374 | SH | SOLE | - | 63,374 | 0 | 0 | |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 224 | 18,394 | SH | SOLE | - | 18,394 | 0 | 0 | |
NEW SR INVT GROUP INC | COM | 648691103 | 235 | 23,836 | SH | SOLE | - | 23,836 | 0 | 0 | |
NEWCASTLE INVT CORP NEW | COM PAR $0.01 | 65105M603 | 72 | 17,649 | SH | SOLE | - | 17,649 | 0 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 2,927 | 89,900 | SH | Call | SOLE | - | 89,900 | 0 | 0 |
NEWFIELD EXPL CO | COM | 651290108 | 208 | 6,400 | SH | Put | SOLE | - | 6,400 | 0 | 0 |
NEWMONT MINING CORP | COM | 651639106 | 792 | 44,000 | SH | SOLE | - | 44,000 | 0 | 0 | |
NEWPARK RES INC | NOTE 4.000%10/0 | 651718AC2 | 3,179 | 3,504,000 | PRN | SOLE | - | 3,504,000 | 0 | 0 | |
NEXPOINT CR STRATEGIES FD | COM NEW | 65340G205 | 355 | 17,382 | SH | SOLE | - | 17,382 | 0 | 0 | |
NEXPOINT RESIDENTIAL TR INC | COM | 65341D102 | 379 | 28,957 | SH | SOLE | - | 28,957 | 0 | 0 | |
NEXTERA ENERGY INC | UNIT 09/01/2016 | 65339F861 | 9,750 | 177,456 | SH | SOLE | - | 177,456 | 0 | 0 | |
NICHOLAS FINANCIAL INC | COM NEW | 65373J209 | 151 | 12,961 | SH | SOLE | - | 12,961 | 0 | 0 | |
NII HLDGS INC | COM PAR $0.001 | 62913F508 | 5,308 | 1,051,097 | SH | SOLE | - | 1,051,097 | 0 | 0 | |
NISKA GAS STORAGE PARTNERS L | UNIT LTD LIABI | 654678101 | 31 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
NOBLE ENERGY INC | COM | 655044105 | 277 | 8,407 | SH | SOLE | - | 8,407 | 0 | 0 | |
NORTEL INVERSORA S A | SPON ADR PFD B | 656567401 | 3,482 | 233,086 | SH | SOLE | - | 233,086 | 0 | 0 | |
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 186 | 15,349 | SH | SOLE | - | 15,349 | 0 | 0 | |
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 211 | 12,348 | SH | SOLE | - | 12,348 | 0 | 0 | |
NOVARTIS A G | SPONSORED ADR | 66987V109 | 201 | 2,338 | SH | SOLE | - | 2,338 | 0 | 0 | |
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 140 | 38,370 | SH | SOLE | - | 38,370 | 0 | 0 | |
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 195 | 53,600 | SH | Put | SOLE | - | 53,600 | 0 | 0 |
NRG YIELD INC | CL A NEW | 62942X306 | 380 | 27,354 | SH | SOLE | - | 27,354 | 0 | 0 | |
NTELOS HLDGS CORP | COM NEW | 67020Q305 | 95 | 10,373 | SH | SOLE | - | 10,373 | 0 | 0 | |
NTELOS HLDGS CORP | COM NEW | 67020Q305 | 199 | 21,800 | SH | Put | SOLE | - | 21,800 | 0 | 0 |
NUVASIVE INC | NOTE 2.750% 7/0 | 670704AC9 | 3,450 | 2,525,000 | PRN | SOLE | - | 2,525,000 | 0 | 0 | |
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 455 | 33,133 | SH | SOLE | - | 33,133 | 0 | 0 | |
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 142 | 15,500 | SH | SOLE | - | 15,500 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 577 | 17,500 | SH | Call | SOLE | - | 17,500 | 0 | 0 |
NVIDIA CORP | COM | 67066G104 | 330 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
NVIDIA CORP | NOTE 1.000%12/0 | 67066GAC8 | 14,545 | 8,750,000 | PRN | SOLE | - | 8,750,000 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 1,188 | 17,561 | SH | SOLE | - | 17,561 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 2,664 | 39,400 | SH | Call | SOLE | - | 39,400 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 2,264 | 33,500 | SH | Put | SOLE | - | 33,500 | 0 | 0 |
OCWEN FINL CORP | COM NEW | 675746309 | 168 | 24,100 | SH | SOLE | - | 24,100 | 0 | 0 | |
OCWEN FINL CORP | COM NEW | 675746309 | 112 | 16,000 | SH | Put | SOLE | - | 16,000 | 0 | 0 |
OFFICE DEPOT INC | COM | 676220106 | 250 | 44,257 | SH | SOLE | - | 44,257 | 0 | 0 | |
OLIN CORP | COM PAR $1 | 680665205 | 895 | 51,858 | SH | SOLE | - | 51,858 | 0 | 0 | |
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 232 | 8,000 | SH | SOLE | - | 8,000 | 0 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 1,559 | 155,144 | SH | SOLE | - | 155,144 | 0 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 1,256 | 125,000 | SH | Put | SOLE | - | 125,000 | 0 | 0 |
ORBITAL ATK INC | COM | 68557N103 | 308 | 3,444 | SH | SOLE | - | 3,444 | 0 | 0 | |
ORBITAL ATK INC | COM | 68557N103 | 223 | 2,500 | SH | Put | SOLE | - | 2,500 | 0 | 0 |
OSHKOSH CORP | COM | 688239201 | 240 | 6,156 | SH | SOLE | - | 6,156 | 0 | 0 | |
OUTFRONT MEDIA INC | COM | 69007J106 | 478 | 21,898 | SH | SOLE | - | 21,898 | 0 | 0 | |
OUTFRONT MEDIA INC | COM | 69007J106 | 218 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
OXFORD LANE CAP CORP | COM | 691543102 | 477 | 47,941 | SH | SOLE | - | 47,941 | 0 | 0 | |
PALO ALTO NETWORKS INC | NOTE 7/0 | 697435AB1 | 15,399 | 9,308,000 | PRN | SOLE | - | 9,308,000 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 1,206 | 90,000 | SH | Put | SOLE | - | 90,000 | 0 | 0 |
PBF ENERGY INC | CL A | 69318G106 | 527 | 14,310 | SH | SOLE | - | 14,310 | 0 | 0 | |
PDL BIOPHARMA INC | COM | 69329Y104 | 35 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
PENN VA CORP | COM | 707882106 | 6 | 19,671 | SH | SOLE | - | 19,671 | 0 | 0 | |
PENN VA CORP | COM | 707882106 | 15 | 50,000 | SH | Call | SOLE | - | 50,000 | 0 | 0 |
PENN VA CORP | COM | 707882106 | 47 | 158,400 | SH | Put | SOLE | - | 158,400 | 0 | 0 |
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 1,153 | 102,454 | SH | SOLE | - | 102,454 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 470 | 70,300 | SH | Put | SOLE | - | 70,300 | 0 | 0 |
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 459 | 24,900 | SH | Put | SOLE | - | 24,900 | 0 | 0 |
PEPCO HOLDINGS INC | COM | 713291102 | 3,631 | 139,594 | SH | SOLE | - | 139,594 | 0 | 0 | |
PEPCO HOLDINGS INC | COM | 713291102 | 752 | 28,900 | SH | Put | SOLE | - | 28,900 | 0 | 0 |
PERRIGO CO PLC | SHS | G97822103 | 888 | 6,139 | SH | SOLE | - | 6,139 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 900 | 11,000 | SH | Call | SOLE | - | 11,000 | 0 | 0 |
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 449 | 51,152 | SH | SOLE | - | 51,152 | 0 | 0 | |
PMC-SIERRA INC | COM | 69344F106 | 156 | 13,418 | SH | SOLE | - | 13,418 | 0 | 0 | |
PNC FINL SVCS GROUP INC | COM | 693475105 | 477 | 5,000 | SH | SOLE | - | 5,000 | 0 | 0 | |
PNC FINL SVCS GROUP INC | *W EXP 12/31/20 | 693475121 | 5,576 | 194,218 | SH | SOLE | - | 194,218 | 0 | 0 | |
POPULAR INC | COM NEW | 733174700 | 240 | 8,481 | SH | SOLE | - | 8,481 | 0 | 0 | |
PORTFOLIO RECOVERY ASSOCS IN | NOTE 3.000% 8/0 | 73640QAB1 | 3,014 | 3,576,000 | PRN | SOLE | - | 3,576,000 | 0 | 0 | |
POST HLDGS INC | COM | 737446104 | 200 | 3,249 | SH | SOLE | - | 3,249 | 0 | 0 | |
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 73 | 14,747 | SH | SOLE | - | 14,747 | 0 | 0 | |
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 2,002 | 27,500 | SH | Call | SOLE | - | 27,500 | 0 | 0 |
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 5,584 | 76,700 | SH | Put | SOLE | - | 76,700 | 0 | 0 |
QIHOO 360 TECHNOLOGY CO LTD | NOTE 2.500% 9/1 | 74734MAB5 | 6,249 | 6,335,000 | PRN | SOLE | - | 6,335,000 | 0 | 0 | |
RADIAN GROUP INC | COM | 750236101 | 167 | 12,500 | SH | Put | SOLE | - | 12,500 | 0 | 0 |
RADNET INC | COM | 750491102 | 71 | 11,522 | SH | SOLE | - | 11,522 | 0 | 0 | |
RAYONIER INC | COM | 754907103 | 206 | 9,300 | SH | SOLE | - | 9,300 | 0 | 0 | |
REALTY INCOME CORP | COM | 756109104 | 1,368 | 26,500 | SH | SOLE | - | 26,500 | 0 | 0 | |
REALTY INCOME CORP | COM | 756109104 | 1,548 | 30,000 | SH | Put | SOLE | - | 30,000 | 0 | 0 |
RED HAT INC | COM | 756577102 | 538 | 6,500 | SH | SOLE | - | 6,500 | 0 | 0 | |
RELX NV | SPONSORED ADR | 75955B102 | 270 | 16,072 | SH | SOLE | - | 16,072 | 0 | 0 | |
RENEWABLE ENERGY GROUP INC | MTNF 2.750% 6/1 | 75972AAA1 | 4,733 | 5,457,000 | PRN | SOLE | - | 5,457,000 | 0 | 0 | |
RENTECH INC | COM NEW | 760112201 | 499 | 141,826 | SH | SOLE | - | 141,826 | 0 | 0 | |
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 1,517 | 19,100 | SH | Put | SOLE | - | 19,100 | 0 | 0 |
RITE AID CORP | COM | 767754104 | 475 | 60,600 | SH | SOLE | - | 60,600 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 196 | 25,000 | SH | Call | SOLE | - | 25,000 | 0 | 0 |
RITE AID CORP | COM | 767754104 | 236 | 30,000 | SH | Put | SOLE | - | 30,000 | 0 | 0 |
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 443 | 22,967 | SH | SOLE | - | 22,967 | 0 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | SPONS ADR 20 OR | 780097689 | 240 | 27,100 | SH | SOLE | - | 27,100 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 498 | 10,878 | SH | SOLE | - | 10,878 | 0 | 0 | |
ROYCE VALUE TR INC | COM | 780910105 | 192 | 16,275 | SH | SOLE | - | 16,275 | 0 | 0 | |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 143 | 33,100 | SH | Put | SOLE | - | 33,100 | 0 | 0 |
SANDISK CORP | COM | 80004C101 | 707 | 9,300 | SH | Put | SOLE | - | 9,300 | 0 | 0 |
SANDISK CORP | NOTE 1.500% 8/1 | 80004CAD3 | 48,561 | 30,929,000 | PRN | SOLE | - | 30,929,000 | 0 | 0 | |
SANOFI | RIGHT 12/31/202 | 80105N113 | 224 | 1,989,810 | SH | SOLE | - | 1,989,810 | 0 | 0 | |
SCHOLASTIC CORP | COM | 807066105 | 2,835 | 73,512 | SH | SOLE | - | 73,512 | 0 | 0 | |
SEACOR HOLDINGS INC | NOTE 3.000%11/1 | 81170YAB5 | 396 | 500,000 | PRN | SOLE | - | 500,000 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 1,976 | 96,144 | SH | SOLE | - | 96,144 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 249 | 12,100 | SH | Put | SOLE | - | 12,100 | 0 | 0 |
SEAWORLD ENTMT INC | COM | 81282V100 | 197 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
SEAWORLD ENTMT INC | COM | 81282V100 | 591 | 30,000 | SH | Put | SOLE | - | 30,000 | 0 | 0 |
SELECT MED HLDGS CORP | COM | 81619Q105 | 166 | 13,900 | SH | SOLE | - | 13,900 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 410 | 6,800 | SH | SOLE | - | 6,800 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 13,464 | 565,000 | SH | Call | SOLE | - | 565,000 | 0 | 0 |
SEQUENOM INC | COM NEW | 817337405 | 348 | 213,000 | SH | Put | SOLE | - | 213,000 | 0 | 0 |
SEQUENOM INC | NOTE 5.000%10/0 | 817337AB4 | 1,862 | 2,195,000 | PRN | SOLE | - | 2,195,000 | 0 | 0 | |
SERITAGE GROWTH PPTYS | CL A | 81752R100 | 328 | 8,162 | SH | SOLE | - | 8,162 | 0 | 0 | |
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 166 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
SHIRE PLC | SPONSORED ADR | 82481R106 | 1,620 | 7,900 | SH | SOLE | - | 7,900 | 0 | 0 | |
SIGNATURE BK NEW YORK N Y | *W EXP 12/12/20 | 82669G112 | 2,444 | 19,863 | SH | SOLE | - | 19,863 | 0 | 0 | |
SILGAN HOLDINGS INC | COM | 827048109 | 229 | 4,254 | SH | SOLE | - | 4,254 | 0 | 0 | |
SIMON PPTY GROUP INC NEW | COM | 828806109 | 233 | 1,200 | SH | Put | SOLE | - | 1,200 | 0 | 0 |
SIMON PPTY GROUP INC NEW | COM | 828806109 | 392 | 2,015 | SH | SOLE | - | 2,015 | 0 | 0 | |
SINA CORP | ORD | G81477104 | 342 | 6,923 | SH | SOLE | - | 6,923 | 0 | 0 | |
SINA CORP | ORD | G81477104 | 11,475 | 232,300 | SH | Put | SOLE | - | 232,300 | 0 | 0 |
SLM CORP | COM | 78442P106 | 186 | 28,510 | SH | SOLE | - | 28,510 | 0 | 0 | |
SLM CORP | COM | 78442P106 | 65 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
SOLARCITY CORP | COM | 83416T100 | 1,318 | 25,842 | SH | SOLE | - | 25,842 | 0 | 0 | |
SOLARCITY CORP | COM | 83416T100 | 505 | 9,900 | SH | Call | SOLE | - | 9,900 | 0 | 0 |
SOLARCITY CORP | COM | 83416T100 | 12,525 | 245,500 | SH | Put | SOLE | - | 245,500 | 0 | 0 |
SOLARCITY CORP | NOTE 2.750%11/0 | 83416TAA8 | 5,828 | 6,061,000 | PRN | SOLE | - | 6,061,000 | 0 | 0 | |
SOLAZYME INC | COM | 83415T101 | 333 | 134,419 | SH | SOLE | - | 134,419 | 0 | 0 | |
SOLAZYME INC | COM | 83415T101 | 810 | 327,100 | SH | Put | SOLE | - | 327,100 | 0 | 0 |
SOLAZYME INC | NOTE 6.000% 2/0 | 83415TAB7 | 740 | 1,500,000 | PRN | SOLE | - | 1,500,000 | 0 | 0 | |
SOTHEBYS | COM | 835898107 | 287 | 11,139 | SH | SOLE | - | 11,139 | 0 | 0 | |
SOUTHWESTERN ENERGY CO | COM | 845467109 | 272 | 38,200 | SH | Put | SOLE | - | 38,200 | 0 | 0 |
SOUTHWESTERN ENERGY CO | DEP SHS 1/20 B | 845467208 | 1,327 | 71,530 | SH | SOLE | - | 71,530 | 0 | 0 | |
SPANSION LLC | NOTE 2.000% 9/0 | 84649PAL9 | 1,816 | 1,000,000 | PRN | SOLE | - | 1,000,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 776 | 7,650 | SH | SOLE | - | 7,650 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 755 | 25,000 | SH | Call | SOLE | - | 25,000 | 0 | 0 |
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 2,832 | 214,527 | SH | SOLE | - | 214,527 | 0 | 0 | |
SPECTRANETICS CORP | COM | 84760C107 | 178 | 11,800 | SH | Put | SOLE | - | 11,800 | 0 | 0 |
SPECTRANETICS CORP | MTNF 2.625% 6/0 | 84760CAA5 | 1,139 | 1,500,000 | PRN | SOLE | - | 1,500,000 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 284 | 78,528 | SH | SOLE | - | 78,528 | 0 | 0 | |
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 177 | 20,300 | SH | SOLE | - | 20,300 | 0 | 0 | |
STARWOOD PPTY TR INC | NOTE 4.550% 3/0 | 85571BAA3 | 1,548 | 1,518,000 | PRN | SOLE | - | 1,518,000 | 0 | 0 | |
STARWOOD PPTY TR INC | NOTE 3.750%10/1 | 85571BAC9 | 4,222 | 4,275,000 | PRN | SOLE | - | 4,275,000 | 0 | 0 | |
STARZ | COM SER A | 85571Q102 | 1,389 | 41,472 | SH | SOLE | - | 41,472 | 0 | 0 | |
STARZ | COM SER B | 85571Q201 | 1,360 | 40,707 | SH | SOLE | - | 40,707 | 0 | 0 | |
STEEL PARTNERS HLDGS L P | LTD PRTRSHIP U | 85814R107 | 907 | 55,390 | SH | SOLE | - | 55,390 | 0 | 0 | |
STEREOTAXIS INC | COM NEW | 85916J409 | 13 | 17,025 | SH | SOLE | - | 17,025 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 205 | 40,232 | SH | SOLE | - | 40,232 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 6,989 | 1,373,400 | SH | Put | SOLE | - | 1,373,400 | 0 | 0 |
SUNEDISON INC | NOTE 2.000%10/0 | 86732YAC3 | 1,573 | 2,853,000 | PRN | SOLE | - | 2,853,000 | 0 | 0 | |
SUNEDISON INC | NOTE 2.750% 1/0 | 86732YAD1 | 8,720 | 17,044,000 | PRN | SOLE | - | 17,044,000 | 0 | 0 | |
SUNPOWER CORP | DBCV 0.875% 6/0 | 867652AJ8 | 1,732 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
SUNTRUST BKS INC | *W EXP 11/14/20 | 867914111 | 19,055 | 3,464,604 | SH | SOLE | - | 3,464,604 | 0 | 0 | |
SUNTRUST BKS INC | *W EXP 12/31/20 | 867914129 | 635 | 57,643 | SH | SOLE | - | 57,643 | 0 | 0 | |
SWISS HELVETIA FD INC | COM | 870875101 | 775 | 73,399 | SH | SOLE | - | 73,399 | 0 | 0 | |
SYNCHRONY FINL | COM | 87165B103 | 2,295 | 75,454 | SH | SOLE | - | 75,454 | 0 | 0 | |
SYNCHRONY FINL | COM | 87165B103 | 2,396 | 78,800 | SH | Put | SOLE | - | 78,800 | 0 | 0 |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 108 | 19,000 | SH | Call | SOLE | - | 19,000 | 0 | 0 |
T MOBILE US INC | COM | 872590104 | 934 | 23,882 | SH | SOLE | - | 23,882 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 901 | 23,000 | SH | Put | SOLE | - | 23,000 | 0 | 0 |
T MOBILE US INC | CONV PFD SER A | 872590203 | 815 | 12,080 | SH | SOLE | - | 12,080 | 0 | 0 | |
TAIWAN FD INC | COM | 874036106 | 849 | 58,022 | SH | SOLE | - | 58,022 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 848 | 24,345 | SH | SOLE | - | 24,345 | 0 | 0 | |
TALEN ENERGY CORP | COM | 87422J105 | 105 | 16,906 | SH | SOLE | - | 16,906 | 0 | 0 | |
TCF FINL CORP | *W EXP 11/14/20 | 872275128 | 491 | 233,586 | SH | SOLE | - | 233,586 | 0 | 0 | |
TEJON RANCH CO | *W EXP 08/31/20 | 879080133 | 0 | 67,717 | SH | SOLE | - | 67,717 | 0 | 0 | |
TEKLA HEALTHCARE OPPORTUNIT | SHS | 879105104 | 178 | 10,219 | SH | SOLE | - | 10,219 | 0 | 0 | |
TELEPHONE & DATA SYS INC | COM NEW | 879433829 | 1,019 | 39,337 | SH | SOLE | - | 39,337 | 0 | 0 | |
TESARO INC | NOTE 3.000%10/0 | 881569AA5 | 24,276 | 14,425,000 | PRN | SOLE | - | 14,425,000 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 480 | 2,000 | SH | Call | SOLE | - | 2,000 | 0 | 0 |
TESLA MTRS INC | COM | 88160R101 | 11,544 | 48,100 | SH | Put | SOLE | - | 48,100 | 0 | 0 |
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 18,646 | 9,500,000 | PRN | SOLE | - | 9,500,000 | 0 | 0 | |
TESORO CORP | COM | 881609101 | 2,760 | 26,200 | SH | Put | SOLE | - | 26,200 | 0 | 0 |
TESORO CORP | COM | 881609101 | 1,107 | 10,500 | SH | Call | SOLE | - | 10,500 | 0 | 0 |
TESORO CORP | COM | 881609101 | 457 | 4,339 | SH | SOLE | - | 4,339 | 0 | 0 | |
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 5,893 | 3,750,000 | PRN | SOLE | - | 3,750,000 | 0 | 0 | |
THAI FD INC | COM | 882904105 | 338 | 49,306 | SH | SOLE | - | 49,306 | 0 | 0 | |
THE ADT CORPORATION | COM | 00101J106 | 291 | 8,837 | SH | SOLE | - | 8,837 | 0 | 0 | |
THERAVANCE INC | NOTE 2.125% 1/1 | 88338TAB0 | 756 | 1,000,000 | PRN | SOLE | - | 1,000,000 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 9,460 | 50,974 | SH | SOLE | - | 50,974 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 464 | 2,500 | SH | Put | SOLE | - | 2,500 | 0 | 0 |
TOLL BROTHERS INC | COM | 889478103 | 333 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
TOWERS WATSON & CO | CL A | 891894107 | 16,132 | 125,579 | SH | SOLE | - | 125,579 | 0 | 0 | |
TRI POINTE GROUP INC | COM | 87265H109 | 3,478 | 274,526 | SH | SOLE | - | 274,526 | 0 | 0 | |
TRI POINTE GROUP INC | COM | 87265H109 | 380 | 30,000 | SH | Put | SOLE | - | 30,000 | 0 | 0 |
TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 4,977 | 451,600 | SH | Put | SOLE | - | 451,600 | 0 | 0 |
TRINA SOLAR LIMITED | DBCV 3.500% 6/1 | 89628EAC8 | 7,350 | 7,500,000 | PRN | SOLE | - | 7,500,000 | 0 | 0 | |
TRINA SOLAR LIMITED | NOTE 4.000%10/1 | 89628EAE4 | 1,943 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
TRIPADVISOR INC | COM | 896945201 | 855 | 10,031 | SH | SOLE | - | 10,031 | 0 | 0 | |
TRIPADVISOR INC | COM | 896945201 | 852 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
TRONOX LTD | SHS CL A | Q9235V101 | 68 | 17,500 | SH | SOLE | - | 17,500 | 0 | 0 | |
TURKISH INVT FD INC | COM | 900145103 | 178 | 22,821 | SH | SOLE | - | 22,821 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 381 | 150,000 | SH | Put | SOLE | - | 150,000 | 0 | 0 |
TURQUOISE HILL RES LTD | COM | 900435108 | 381 | 150,000 | SH | Call | SOLE | - | 150,000 | 0 | 0 |
TURQUOISE HILL RES LTD | COM | 900435108 | 476 | 187,601 | SH | SOLE | - | 187,601 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 633 | 27,400 | SH | Put | SOLE | - | 27,400 | 0 | 0 |
TWITTER INC | COM | 90184L102 | 535 | 23,113 | SH | SOLE | - | 23,113 | 0 | 0 | |
TWITTER INC | NOTE 0.250% 9/1 | 90184LAB8 | 1,698 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
TYCO INTL PLC | SHS | G91442106 | 203 | 6,354 | SH | SOLE | - | 6,354 | 0 | 0 | |
TYSON FOODS INC | UNIT 99/99/9999 | 902494301 | 64,052 | 1,056,456 | SH | SOLE | - | 1,056,456 | 0 | 0 | |
ULTA SALON COSMETCS & FRAG I | COM | 90384S303 | 1,073 | 5,800 | SH | SOLE | - | 5,800 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 822 | 14,343 | SH | SOLE | - | 14,343 | 0 | 0 | |
UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | 169 | 19,500 | SH | Call | SOLE | - | 19,500 | 0 | 0 |
USA TECHNOLOGIES INC | COM NO PAR | 90328S500 | 36 | 11,689 | SH | SOLE | - | 11,689 | 0 | 0 | |
UTI WORLDWIDE INC | NOTE 4.500% 3/0 | 90349LAB0 | 8,271 | 8,370,000 | PRN | SOLE | - | 8,370,000 | 0 | 0 | |
UTI WORLDWIDE INC | ORD | G87210103 | 105 | 15,000 | SH | Call | SOLE | - | 15,000 | 0 | 0 |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 471 | 4,630 | SH | SOLE | - | 4,630 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 861 | 12,176 | SH | SOLE | - | 12,176 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 1,061 | 15,000 | SH | Call | SOLE | - | 15,000 | 0 | 0 |
VALLEY NATL BANCORP | *W EXP 11/14/20 | 919794131 | 28 | 206,650 | SH | SOLE | - | 206,650 | 0 | 0 | |
VANGUARD NAT RES LLC | COM UNIT | 92205F106 | 45 | 15,100 | SH | Call | SOLE | - | 15,100 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,420 | 30,722 | SH | SOLE | - | 30,722 | 0 | 0 | |
VICOR CORP | COM | 925815102 | 278 | 30,435 | SH | SOLE | - | 30,435 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 6,919 | 453,100 | SH | Put | SOLE | - | 453,100 | 0 | 0 |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 765 | 50,100 | SH | Call | SOLE | - | 50,100 | 0 | 0 |
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 2,115 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
VIRTUS TOTAL RETURN FD | COM | 92829A103 | 124 | 32,593 | SH | SOLE | - | 32,593 | 0 | 0 | |
VISTEON CORP | COM NEW | 92839U206 | 509 | 4,444 | SH | SOLE | - | 4,444 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 340 | 6,000 | SH | Put | SOLE | - | 6,000 | 0 | 0 |
VORNADO RLTY TR | SH BEN INT | 929042109 | 200 | 2,000 | SH | Put | SOLE | - | 2,000 | 0 | 0 |
WAL-MART STORES INC | COM | 931142103 | 245 | 4,000 | SH | SOLE | - | 4,000 | 0 | 0 | |
WAL-MART STORES INC | COM | 931142103 | 246 | 4,000 | SH | Put | SOLE | - | 4,000 | 0 | 0 |
WASHINGTON FED INC | *W EXP 11/14/20 | 938824117 | 864 | 125,281 | SH | SOLE | - | 125,281 | 0 | 0 | |
WATSCO INC | CL B CONV | 942622101 | 436 | 3,671 | SH | SOLE | - | 3,671 | 0 | 0 | |
WEC ENERGY GROUP INC | COM | 92939U106 | 281 | 5,473 | SH | SOLE | - | 5,473 | 0 | 0 | |
WEC ENERGY GROUP INC | COM | 92939U106 | 282 | 5,500 | SH | Put | SOLE | - | 5,500 | 0 | 0 |
WELLPOINT INC | NOTE 2.750%10/1 | 94973VBG1 | 10,233 | 5,369,000 | PRN | SOLE | - | 5,369,000 | 0 | 0 | |
WELLS FARGO & CO NEW | PERP PFD CNV A | 949746804 | 255 | 220 | SH | SOLE | - | 220 | 0 | 0 | |
WELLTOWER INC | 6.50% PFD PREPE | 95040Q203 | 2,289 | 37,680 | SH | SOLE | - | 37,680 | 0 | 0 | |
WENDYS CO | COM | 95058W100 | 211 | 19,602 | SH | SOLE | - | 19,602 | 0 | 0 | |
WESTERN ASSET CLYM INFL OPP | COM | 95766R104 | 134 | 13,025 | SH | SOLE | - | 13,025 | 0 | 0 | |
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 281 | 20,484 | SH | SOLE | - | 20,484 | 0 | 0 | |
WESTERN REFNG INC | COM | 959319104 | 730 | 20,500 | SH | Call | SOLE | - | 20,500 | 0 | 0 |
WEYERHAEUSER CO | COM | 962166104 | 603 | 20,116 | SH | SOLE | - | 20,116 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 330 | 11,000 | SH | Put | SOLE | - | 11,000 | 0 | 0 |
WHITEWAVE FOODS CO | COM | 966244105 | 487 | 12,528 | SH | SOLE | - | 12,528 | 0 | 0 | |
WHITING PETE CORP NEW | COM | 966387102 | 151 | 16,000 | SH | Call | SOLE | - | 16,000 | 0 | 0 |
WHITING PETE CORP NEW | COM | 966387102 | 390 | 41,335 | SH | SOLE | - | 41,335 | 0 | 0 | |
WILLIAMS PARTNERS L P NEW | COM UNIT LTD PA | 96949L105 | 1,860 | 66,778 | SH | SOLE | - | 66,778 | 0 | 0 | |
WINDSTREAM HLDGS INC | COM NEW | 97382A200 | 617 | 95,757 | SH | SOLE | - | 95,757 | 0 | 0 | |
WINTRUST FINL CORP | *W EXP 12/19/20 | 97650W157 | 7,581 | 295,329 | SH | SOLE | - | 295,329 | 0 | 0 | |
WP GLIMCHER IN | COM | 92939N102 | 464 | 43,730 | SH | SOLE | - | 43,730 | 0 | 0 | |
WRIGHT MED GROUP N V | RIGHT 03/01/201 | N96617126 | 56 | 54,980 | SH | SOLE | - | 54,980 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 1,676 | 61,500 | SH | Put | SOLE | - | 61,500 | 0 | 0 |
XPO LOGISTICS INC | NOTE 4.500%10/0 | 983793AA8 | 3,598 | 2,100,000 | PRN | SOLE | - | 2,100,000 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 35,232 | 1,059,314 | SH | SOLE | - | 1,059,314 | 0 | 0 | |
YANDEX N V | SHS CLASS A | N97284108 | 740 | 47,100 | SH | SOLE | - | 47,100 | 0 | 0 | |
YANDEX N V | SHS CLASS A | N97284108 | 1,257 | 80,000 | SH | Put | SOLE | - | 80,000 | 0 | 0 |
YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 625 | 23,048 | SH | SOLE | - | 23,048 | 0 | 0 | |
YY INC | ADS REPCOM CLA | 98426T106 | 706 | 11,300 | SH | Put | SOLE | - | 11,300 | 0 | 0 |
ZILLOW GROUP INC | CL A | 98954M101 | 292 | 6,272 | SH | Put | SOLE | - | 6,272 | 0 | 0 |
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 566 | 24,103 | SH | SOLE | - | 24,103 | 0 | 0 | |
ZION OIL & GAS INC | COM | 989696109 | 55 | 29,760 | SH | SOLE | - | 29,760 | 0 | 0 | |
ZIONS BANCORPORATION | *W EXP 05/22/20 | 989701115 | 16,716 | 5,000,112 | SH | SOLE | - | 5,000,112 | 0 | 0 | |
ZIONS BANCORPORATION | *W EXP 11/14/20 | 989701131 | 2,839 | 1,426,672 | SH | SOLE | - | 1,426,672 | 0 | 0 | |
ZWEIG TOTAL RETURN FD INC | COM NEW | 989837208 | 611 | 50,136 | SH | SOLE | - | 50,136 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 167 | 62,400 | SH | SOLE | - | 62,400 | 0 | 0 |