The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
51JOB INC | NOTE 3.250% 4/1 | 316827AC8 | 6,875 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 2,559 | 27,625 | SH | SOLE | - | 27,625 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 2,493 | 26,900 | SH | Put | SOLE | - | 26,900 | 0 | 0 |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 138 | 32,000 | SH | SOLE | - | 32,000 | 0 | 0 | |
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 10,284 | 1,469,229 | SH | SOLE | - | 1,469,229 | 0 | 0 | |
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 353 | 34,452 | SH | SOLE | - | 34,452 | 0 | 0 | |
ABERDEEN GLOBAL PREMIER PPTY | COM SH BEN INT | 00302L108 | 184 | 28,912 | SH | SOLE | - | 28,912 | 0 | 0 | |
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 424 | 48,425 | SH | SOLE | - | 48,425 | 0 | 0 | |
ACCO BRANDS CORP | COM | 00081T108 | 148 | 10,700 | SH | SOLE | - | 10,700 | 0 | 0 | |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 556 | 19,400 | SH | Put | SOLE | - | 19,400 | 0 | 0 |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 756 | 776,000 | PRN | SOLE | - | 776,000 | 0 | 0 | |
ADAM NAT RES FD INC | COM | 00548F105 | 1,263 | 62,893 | SH | SOLE | - | 62,893 | 0 | 0 | |
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 847 | 54,934 | SH | SOLE | - | 54,934 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,077 | 138,500 | SH | Put | SOLE | - | 138,500 | 0 | 0 |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 13,944 | 7,007,000 | PRN | SOLE | - | 7,007,000 | 0 | 0 | |
ADVENT CLAYMORE ENH GRW & IN | COM | 00765E104 | 263 | 33,993 | SH | SOLE | - | 33,993 | 0 | 0 | |
AEGERION PHARMACEUTICALS INC | NOTE 2.000% 8/1 | 00767EAB8 | 425 | 653,000 | PRN | SOLE | - | 653,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 22,005 | 118,600 | SH | Put | SOLE | - | 118,600 | 0 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 23,510 | 126,700 | SH | Call | SOLE | - | 126,700 | 0 | 0 |
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 593 | 7,663 | SH | SOLE | - | 7,663 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 7,096 | 7,002,000 | PRN | SOLE | - | 7,002,000 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 1,819 | 69,244 | SH | SOLE | - | 69,244 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1,148 | 1,029 | SH | SOLE | - | 1,029 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 165 | 16,300 | SH | Put | SOLE | - | 16,300 | 0 | 0 |
ALTABA INC | COM | 021346101 | 89,403 | 1,221,200 | SH | Put | SOLE | - | 1,221,200 | 0 | 0 |
ALTABA INC | COM | 021346101 | 264,049 | 3,606,740 | SH | SOLE | - | 3,606,740 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 12,152 | 166,000 | SH | Call | SOLE | - | 166,000 | 0 | 0 |
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 390 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 2,431 | 2,355,000 | PRN | SOLE | - | 2,355,000 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 93 | 30,000 | SH | Call | SOLE | - | 30,000 | 0 | 0 |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 62 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,618 | 42,600 | SH | Put | SOLE | - | 42,600 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 7,710 | 203,000 | SH | Call | SOLE | - | 203,000 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 95,301 | 2,510,568 | SH | SOLE | - | 2,510,568 | 0 | 0 | |
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 148 | 10,452 | SH | SOLE | - | 10,452 | 0 | 0 | |
ANCHOR BANCORP WA | COM | 032838104 | 266 | 10,177 | SH | SOLE | - | 10,177 | 0 | 0 | |
ANSYS INC | COM | 03662Q105 | 671 | 3,850 | SH | SOLE | - | 3,850 | 0 | 0 | |
ANWORTH MORTGAGE ASSET CP | COM | 037347101 | 440 | 88,621 | SH | SOLE | - | 88,621 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,740 | 9,400 | SH | SOLE | - | 9,400 | 0 | 0 | |
APTEVO THERAPEUTICS INC | COM | 03835L108 | 592 | 118,736 | SH | SOLE | - | 118,736 | 0 | 0 | |
APTIV PLC | SHS | G6095L109 | 256 | 2,795 | SH | SOLE | - | 2,795 | 0 | 0 | |
ARBOR RLTY TR INC | NOTE 5.375%11/1 | 038923AB4 | 3,335 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
ARBOR RLTY TR INC | NOTE 6.500%10/0 | 038923AA6 | 11,970 | 9,500,000 | PRN | SOLE | - | 9,500,000 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 198 | 11,651 | SH | SOLE | - | 11,651 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 213 | 12,500 | SH | Call | SOLE | - | 12,500 | 0 | 0 |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 531 | 8,400 | SH | SOLE | - | 8,400 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 198 | 11,800 | SH | Call | SOLE | - | 11,800 | 0 | 0 |
ARRAY BIOPHARMA INC | COM | 04269X105 | 1,860 | 110,800 | SH | Put | SOLE | - | 110,800 | 0 | 0 |
ARRAY BIOPHARMA INC | NOTE 2.625%12/0 | 04269XAB1 | 13,881 | 10,335,000 | PRN | SOLE | - | 10,335,000 | 0 | 0 | |
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 970 | 95,036 | SH | SOLE | - | 95,036 | 0 | 0 | |
ASHFORD HOSPITALITY TR INC | COM SHS | 044103109 | 141 | 17,381 | SH | SOLE | - | 17,381 | 0 | 0 | |
ASIA PAC FD INC | COM | 044901106 | 1,256 | 90,750 | SH | SOLE | - | 90,750 | 0 | 0 | |
ASSOCIATED BANC CORP | COM | 045487105 | 376 | 13,787 | SH | SOLE | - | 13,787 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 5,189 | 161,590 | SH | Call | SOLE | - | 161,590 | 0 | 0 |
AT&T INC | COM | 00206R102 | 7,572 | 235,777 | SH | Put | SOLE | - | 235,777 | 0 | 0 |
ATLANTICUS HLDGS CORP | COM | 04914Y102 | 216 | 104,410 | SH | SOLE | - | 104,410 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 655 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
AVAYA HLDGS CORP | COM | 05351X101 | 964 | 48,000 | SH | SOLE | - | 48,000 | 0 | 0 | |
AWARE INC MASS | COM | 05453N100 | 100 | 24,737 | SH | SOLE | - | 24,737 | 0 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 614 | 27,220 | SH | SOLE | - | 27,220 | 0 | 0 | |
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 382 | 160,662 | SH | SOLE | - | 160,662 | 0 | 0 | |
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 12 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
BAKER HUGHES A GE CO | CL A | 05722G100 | 593 | 17,950 | SH | SOLE | - | 17,950 | 0 | 0 | |
BANK AMER CORP | *W EXP 10/28/201 | 060505153 | 222 | 364,427 | SH | SOLE | - | 364,427 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 5,283 | 187,400 | SH | Call | SOLE | - | 187,400 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 5,638 | 200,000 | SH | Put | SOLE | - | 200,000 | 0 | 0 |
BARCLAYS PLC | ADR | 06738E204 | 592 | 58,981 | SH | SOLE | - | 58,981 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 274 | 20,901 | SH | SOLE | - | 20,901 | 0 | 0 | |
BEL FUSE INC | CL A | 077347201 | 950 | 45,498 | SH | SOLE | - | 45,498 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,369 | 7,333 | SH | SOLE | - | 7,333 | 0 | 0 | |
BIGLARI HLDGS INC | COM STK CL A | 08986R408 | 124 | 130 | SH | SOLE | - | 130 | 0 | 0 | |
BIGLARI HLDGS INC | COM STK CL B | 08986R309 | 202 | 1,100 | SH | SOLE | - | 1,100 | 0 | 0 | |
BIO RAD LABS INC | CL B | 090572108 | 6,392 | 22,310 | SH | SOLE | - | 22,310 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 999 | 10,600 | SH | Call | SOLE | - | 10,600 | 0 | 0 |
BIOMARIN PHARMACEUTICAL INC | NOTE 0.750%10/1 | 09061GAE1 | 2,659 | 2,500,000 | PRN | SOLE | - | 2,500,000 | 0 | 0 | |
BLACK HILLS CORP | COM | 092113109 | 31 | 500 | SH | Put | SOLE | - | 500 | 0 | 0 |
BLACK HILLS CORP | UNIT 99/99/9999 | 092113125 | 757 | 11,398 | SH | SOLE | - | 11,398 | 0 | 0 | |
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 164 | 14,643 | SH | SOLE | - | 14,643 | 0 | 0 | |
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 218 | 14,309 | SH | SOLE | - | 14,309 | 0 | 0 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 781 | 85,093 | SH | SOLE | - | 85,093 | 0 | 0 | |
BLACKSTONE MTG TR INC | NOTE 5.250%12/0 | 09257WAA8 | 6,875 | 6,000,000 | PRN | SOLE | - | 6,000,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 1,175 | 3,500 | SH | Put | SOLE | - | 3,500 | 0 | 0 |
BOSTON PRIVATE FINL HLDGS IN | *W EXP 11/21/201 | 101119113 | 6,646 | 727,675 | SH | SOLE | - | 727,675 | 0 | 0 | |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 7,416 | 721,361 | SH | SOLE | - | 721,361 | 0 | 0 | |
BRIDGEPOINT ED INC | COM | 10807M105 | 160 | 24,511 | SH | SOLE | - | 24,511 | 0 | 0 | |
BRIGHTHOUSE FINL INC | COM | 10922N103 | 629 | 15,700 | SH | SOLE | - | 15,700 | 0 | 0 | |
BRISTOW GROUP INC | COM | 110394103 | 1 | 100 | SH | Put | SOLE | - | 100 | 0 | 0 |
BRISTOW GROUP INC | NOTE 4.500% 6/0 | 110394AF0 | 8,578 | 7,500,000 | PRN | SOLE | - | 7,500,000 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 243 | 1,000 | SH | SOLE | - | 1,000 | 0 | 0 | |
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 1,464 | 64,503 | SH | SOLE | - | 64,503 | 0 | 0 | |
BROWN FORMAN CORP | CL A | 115637100 | 211 | 4,319 | SH | SOLE | - | 4,319 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 64 | 6,000 | SH | Call | SOLE | - | 6,000 | 0 | 0 |
CAESARS ENTMT CORP | COM | 127686103 | 16,881 | 1,577,663 | SH | SOLE | - | 1,577,663 | 0 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 21,766 | 12,762,412 | PRN | SOLE | - | 12,762,412 | 0 | 0 | |
CANNAE HLDGS INC | COM | 13765N107 | 933 | 50,280 | SH | SOLE | - | 50,280 | 0 | 0 | |
CARBONITE INC | NOTE 2.500% 4/0 | 141337AB1 | 2,967 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
CAVIUM INC | COM | 14964U108 | 2,740 | 31,679 | SH | SOLE | - | 31,679 | 0 | 0 | |
CBS CORP NEW | CL A | 124857103 | 49 | 859 | SH | SOLE | - | 859 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 157 | 2,800 | SH | SOLE | - | 2,800 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 112 | 2,000 | SH | Put | SOLE | - | 2,000 | 0 | 0 |
CECO ENVIRONMENTAL CORP | COM | 125141101 | 177 | 28,783 | SH | SOLE | - | 28,783 | 0 | 0 | |
CENTRAL SECS CORP | COM | 155123102 | 980 | 35,158 | SH | SOLE | - | 35,158 | 0 | 0 | |
CHANGYOU COM LTD | ADS REP CL A | 15911M107 | 1,383 | 82,996 | SH | SOLE | - | 82,996 | 0 | 0 | |
CHINA FD INC | COM | 169373107 | 673 | 32,203 | SH | SOLE | - | 32,203 | 0 | 0 | |
CHURCHILL DOWNS INC | COM | 171484108 | 208 | 700 | SH | SOLE | - | 700 | 0 | 0 | |
CIENA CORP | DEBT 4.000%12/1 | 171779AK7 | 3,547 | 2,500,000 | PRN | SOLE | - | 2,500,000 | 0 | 0 | |
CIT GROUP INC | COM NEW | 125581801 | 1,401 | 27,792 | SH | SOLE | - | 27,792 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 997 | 14,901 | SH | SOLE | - | 14,901 | 0 | 0 | |
CIVEO CORP CDA | COM | 17878Y108 | 123 | 28,221 | SH | SOLE | - | 28,221 | 0 | 0 | |
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 261 | 18,290 | SH | SOLE | - | 18,290 | 0 | 0 | |
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 1,163 | 105,889 | SH | SOLE | - | 105,889 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 91 | 2,000 | SH | Call | SOLE | - | 2,000 | 0 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 90 | 2,000 | SH | Put | SOLE | - | 2,000 | 0 | 0 |
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 12,653 | 11,752,000 | PRN | SOLE | - | 11,752,000 | 0 | 0 | |
COMERICA INC | COM | 200340107 | 718 | 7,901 | SH | SOLE | - | 7,901 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | RIGHT 12/31/2019 | 203668116 | 2 | 159,104 | SH | SOLE | - | 159,104 | 0 | 0 | |
CONDUENT INC | COM | 206787103 | 370 | 20,340 | SH | SOLE | - | 20,340 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 551 | 7,914 | SH | SOLE | - | 7,914 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL B | 21036P207 | 753 | 3,400 | SH | SOLE | - | 3,400 | 0 | 0 | |
CORENERGY INFRASTRUCTURE TR | NOTE 7.000% 6/1 | 21870UAA4 | 3,485 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 484 | 34,481 | SH | SOLE | - | 34,481 | 0 | 0 | |
CORPORATE CAP TR INC | COM | 219880101 | 815 | 52,167 | SH | SOLE | - | 52,167 | 0 | 0 | |
CORSICANTO II DESIGNATED ACT | NOTE 3.500% 1/2 | 220485AB2 | 1,900 | 1,700,000 | PRN | SOLE | - | 1,700,000 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 858 | 60,856 | SH | SOLE | - | 60,856 | 0 | 0 | |
COUSINS PPTYS INC | COM | 222795106 | 253 | 26,080 | SH | SOLE | - | 26,080 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 2,900 | 60,900 | SH | Put | SOLE | - | 60,900 | 0 | 0 |
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 25,649 | 20,942,000 | PRN | SOLE | - | 20,942,000 | 0 | 0 | |
CUSHING ENERGY INCOME | COM SH BEN INT | 23162T102 | 328 | 35,455 | SH | SOLE | - | 35,455 | 0 | 0 | |
CUSHING RENAISSANCE FD | COM | 231647108 | 1,659 | 91,636 | SH | SOLE | - | 91,636 | 0 | 0 | |
CVR REFNG LP | COMUNIT REP LT | 12663P107 | 560 | 25,057 | SH | SOLE | - | 25,057 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 20 | 15,000 | PRN | SOLE | - | 15,000 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 27,279 | 322,525 | SH | SOLE | - | 322,525 | 0 | 0 | |
DEPOMED INC | COM | 249908104 | 133 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
DEPOMED INC | NOTE 2.500% 9/0 | 249908AA2 | 5,009 | 6,136,000 | PRN | SOLE | - | 6,136,000 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 92 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
DERMIRA INC | COM | 24983L104 | 97 | 10,500 | SH | Put | SOLE | - | 10,500 | 0 | 0 |
DERMIRA INC | NOTE 3.000% 5/1 | 24983LAB0 | 3,792 | 4,610,000 | PRN | SOLE | - | 4,610,000 | 0 | 0 | |
DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | 382 | 43,366 | SH | SOLE | - | 43,366 | 0 | 0 | |
DEUTSCHE STRATEGIC INCOME TR | SHS | 25160F109 | 186 | 15,202 | SH | SOLE | - | 15,202 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 95 | 1,000 | SH | SOLE | - | 1,000 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 380 | 4,000 | SH | Put | SOLE | - | 4,000 | 0 | 0 |
DHT HOLDINGS INC | DEBT 4.500%10/0 | 23335SAB2 | 3,193 | 3,130,000 | PRN | SOLE | - | 3,130,000 | 0 | 0 | |
DISCOVERY INC | COM SER A | 25470F104 | 688 | 25,000 | SH | Put | SOLE | - | 25,000 | 0 | 0 |
DISCOVERY INC | COM SER B | 25470F203 | 77 | 2,511 | SH | SOLE | - | 2,511 | 0 | 0 | |
DISCOVERY INC | COM SER C | 25470F302 | 6,909 | 270,948 | SH | SOLE | - | 270,948 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 709 | 21,083 | SH | SOLE | - | 21,083 | 0 | 0 | |
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 888 | 72,070 | SH | SOLE | - | 72,070 | 0 | 0 | |
DOMINION ENERGY INC | COM | 25746U109 | 1 | 20 | SH | SOLE | - | 20 | 0 | 0 | |
DOMINION ENERGY INC | UNIT 08/15/2019 | 25746U836 | 2,776 | 60,141 | SH | SOLE | - | 60,141 | 0 | 0 | |
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 10,914 | 89,457 | SH | SOLE | - | 89,457 | 0 | 0 | |
DRIVE SHACK INC | COM | 262077100 | 112 | 14,549 | SH | SOLE | - | 14,549 | 0 | 0 | |
EAGLE CAP GROWTH FD INC | COM | 269451100 | 185 | 24,527 | SH | SOLE | - | 24,527 | 0 | 0 | |
EASTERLY ACQUISITION CORP | COM | 27616L102 | 167 | 16,215 | SH | SOLE | - | 16,215 | 0 | 0 | |
ECA MARCELLUS TR I | COM UNIT | 26827L109 | 52 | 24,649 | SH | SOLE | - | 24,649 | 0 | 0 | |
ENCORE CAP GROUP INC | NOTE 3.000% 7/0 | 292554AF9 | 5,585 | 5,544,000 | PRN | SOLE | - | 5,544,000 | 0 | 0 | |
ENCORE CAP GROUP INC | NOTE 3.250% 3/1 | 292554AK8 | 5,740 | 5,650,000 | PRN | SOLE | - | 5,650,000 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 737 | 42,700 | SH | SOLE | - | 42,700 | 0 | 0 | |
ENVISION HEALTHCARE CORP | COM | 29414D100 | 365 | 8,300 | SH | Put | SOLE | - | 8,300 | 0 | 0 |
ENVISION HEALTHCARE CORP | COM | 29414D100 | 365 | 8,300 | SH | SOLE | - | 8,300 | 0 | 0 | |
EVERBRIDGE INC | NOTE 1.500%11/0 | 29978AAA2 | 2,257 | 1,500,000 | PRN | SOLE | - | 1,500,000 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 358 | 6,000 | SH | Call | SOLE | - | 6,000 | 0 | 0 |
EXACT SCIENCES CORP | DBCV 1.000% 1/1 | 30063PAA3 | 2,625 | 2,500,000 | PRN | SOLE | - | 2,500,000 | 0 | 0 | |
FIDELITY SOUTHERN CORP NEW | COM | 316394105 | 276 | 10,854 | SH | SOLE | - | 10,854 | 0 | 0 | |
FINISAR CORP | COM NEW | 31787A507 | 14 | 800 | SH | Call | SOLE | - | 800 | 0 | 0 |
FINISAR CORP | COM NEW | 31787A507 | 245 | 13,622 | SH | SOLE | - | 13,622 | 0 | 0 | |
FIREEYE INC | COM | 31816Q101 | 2,438 | 158,400 | SH | SOLE | - | 158,400 | 0 | 0 | |
FIRST FINL BANCORP OH | *W EXP 12/23/201 | 320209117 | 106 | 4,826 | SH | SOLE | - | 4,826 | 0 | 0 | |
FIRST FINL BANCORP OH | COM | 320209109 | 220 | 7,190 | SH | SOLE | - | 7,190 | 0 | 0 | |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 426 | 55,800 | SH | Put | SOLE | - | 55,800 | 0 | 0 |
FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 | 201 | 20,066 | SH | SOLE | - | 20,066 | 0 | 0 | |
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 115 | 143,000 | PRN | SOLE | - | 143,000 | 0 | 0 | |
FNB BANCORP CALIF | COM | 302515101 | 1,290 | 35,169 | SH | SOLE | - | 35,169 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 114 | 10,323 | SH | SOLE | - | 10,323 | 0 | 0 | |
FRANKLIN UNVL TR | SH BEN INT | 355145103 | 102 | 15,224 | SH | SOLE | - | 15,224 | 0 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 960 | 179,100 | SH | Call | SOLE | - | 179,100 | 0 | 0 |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 1,879 | 350,664 | SH | Put | SOLE | - | 350,664 | 0 | 0 |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 737 | 137,461 | SH | SOLE | - | 137,461 | 0 | 0 | |
FTD COS INC | COM | 30281V108 | 73 | 15,697 | SH | SOLE | - | 15,697 | 0 | 0 | |
GABELLI DIVD & INCOME TR | COM | 36242H104 | 312 | 13,817 | SH | SOLE | - | 13,817 | 0 | 0 | |
GABELLI EQUITY TR INC | COM | 362397101 | 872 | 139,316 | SH | SOLE | - | 139,316 | 0 | 0 | |
GABELLI GLB SML & MD CP VAL | COM | 36249W104 | 563 | 46,504 | SH | SOLE | - | 46,504 | 0 | 0 | |
GABELLI GLOBL UTIL & INCOME | COM SH BEN INT | 36242L105 | 2,246 | 120,585 | SH | SOLE | - | 120,585 | 0 | 0 | |
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 710 | 70,856 | SH | SOLE | - | 70,856 | 0 | 0 | |
GABELLI UTIL TR | COM | 36240A101 | 59 | 10,000 | SH | SOLE | - | 10,000 | 0 | 0 | |
GAMCO INVESTORS INC | CL A COM | 361438104 | 431 | 16,094 | SH | SOLE | - | 16,094 | 0 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 240 | 6,700 | SH | SOLE | - | 6,700 | 0 | 0 | |
GCI LIBERTY INC | COM CLASS A | 36164V305 | 2,216 | 49,156 | SH | SOLE | - | 49,156 | 0 | 0 | |
GDL FUND | COM SH BEN IT | 361570104 | 881 | 95,975 | SH | SOLE | - | 95,975 | 0 | 0 | |
GENERAL AMERN INVS INC | COM | 368802104 | 1,059 | 30,871 | SH | SOLE | - | 30,871 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 5,809 | 426,786 | SH | SOLE | - | 426,786 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 9,124 | 670,300 | SH | Put | SOLE | - | 670,300 | 0 | 0 |
GENERAL MOLY INC | COM | 370373102 | 5 | 11,837 | SH | SOLE | - | 11,837 | 0 | 0 | |
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 18 | 804 | SH | SOLE | - | 804 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 3,238 | 82,180 | SH | SOLE | - | 82,180 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 493 | 12,500 | SH | Put | SOLE | - | 12,500 | 0 | 0 |
GGP INC | COM | 36174X101 | 531 | 26,000 | SH | SOLE | - | 26,000 | 0 | 0 | |
GLOBAL X FDS | MSCI GREECE ETF | 37950E366 | 1,411 | 154,598 | SH | SOLE | - | 154,598 | 0 | 0 | |
GNC HLDGS INC | COM CL A | 36191G107 | 14 | 4,000 | SH | Put | SOLE | - | 4,000 | 0 | 0 |
GNC HLDGS INC | NOTE 1.500% 8/1 | 36191GAB3 | 224 | 340,000 | PRN | SOLE | - | 340,000 | 0 | 0 | |
GRAY TELEVISION INC | CL A | 389375205 | 0 | 30 | SH | SOLE | - | 30 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 174 | 11,000 | SH | SOLE | - | 11,000 | 0 | 0 | |
GREAT ELM CAP CORP | COM | 390320109 | 785 | 84,994 | SH | SOLE | - | 84,994 | 0 | 0 | |
GREENHILL & CO INC | COM | 395259104 | 402 | 14,142 | SH | SOLE | - | 14,142 | 0 | 0 | |
GREENHILL & CO INC | COM | 395259104 | 284 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
GREIF INC | CL B | 397624206 | 1,324 | 22,992 | SH | SOLE | - | 22,992 | 0 | 0 | |
GRIFOLS S A | SP ADR REP B NVT | 398438408 | 211 | 9,828 | SH | SOLE | - | 9,828 | 0 | 0 | |
GSI TECHNOLOGY | COM | 36241U106 | 84 | 11,222 | SH | SOLE | - | 11,222 | 0 | 0 | |
GYRODYNE LLC | COM | 403829104 | 890 | 43,003 | SH | SOLE | - | 43,003 | 0 | 0 | |
HALCON RES CORP | *W EXP 09/09/202 | 40537Q118 | 9 | 22,145 | SH | SOLE | - | 22,145 | 0 | 0 | |
HALCON RES CORP | COM PAR NEW | 40537Q605 | 144 | 32,857 | SH | SOLE | - | 32,857 | 0 | 0 | |
HARMONIC INC | COM | 413160102 | 52 | 12,176 | SH | SOLE | - | 12,176 | 0 | 0 | |
HARTFORD FINL SVCS GROUP INC | *W EXP 06/26/201 | 416515120 | 177 | 4,175 | SH | SOLE | - | 4,175 | 0 | 0 | |
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 9,978 | 195,142 | SH | SOLE | - | 195,142 | 0 | 0 | |
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 9,728 | 7,518,000 | PRN | SOLE | - | 7,518,000 | 0 | 0 | |
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 11,796 | 219,600 | SH | Put | SOLE | - | 219,600 | 0 | 0 |
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 2,187 | 40,700 | SH | Call | SOLE | - | 40,700 | 0 | 0 |
HESS CORP | DEP PDF SR A | 42809H404 | 15,442 | 205,339 | SH | SOLE | - | 205,339 | 0 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 1,127 | 77,191 | SH | SOLE | - | 77,191 | 0 | 0 | |
HILTON GRAND VACATIONS INC | COM | 43283X105 | 213 | 6,150 | SH | SOLE | - | 6,150 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 166 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
HORIZON PHARMA PLC | SHS | G4617B105 | 629 | 38,000 | SH | Put | SOLE | - | 38,000 | 0 | 0 |
HRG GROUP INC | COM | 40434J100 | 1,537 | 117,400 | SH | SOLE | - | 117,400 | 0 | 0 | |
HUBSPOT INC | NOTE 0.250% 6/0 | 443573AB6 | 2,146 | 1,500,000 | PRN | SOLE | - | 1,500,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 476 | 1,600 | SH | Put | SOLE | - | 1,600 | 0 | 0 |
HUMANA INC | COM | 444859102 | 476 | 1,600 | SH | SOLE | - | 1,600 | 0 | 0 | |
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 131 | 13,300 | SH | SOLE | - | 13,300 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 5,632 | 36,939 | SH | SOLE | - | 36,939 | 0 | 0 | |
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 3,748 | 183,181 | SH | SOLE | - | 183,181 | 0 | 0 | |
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 51 | 2,500 | SH | Call | SOLE | - | 2,500 | 0 | 0 |
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 82 | 4,000 | SH | Put | SOLE | - | 4,000 | 0 | 0 |
ILG INC | COM | 44967H101 | 238 | 7,202 | SH | SOLE | - | 7,202 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 2,490 | 8,915 | SH | SOLE | - | 8,915 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 431 | 18,194 | SH | SOLE | - | 18,194 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 473 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
INCYTE CORP | NOTE 1.250%11/1 | 45337CAN2 | 3,758 | 2,745,000 | PRN | SOLE | - | 2,745,000 | 0 | 0 | |
INDIA FD INC | COM | 454089103 | 1,035 | 42,663 | SH | SOLE | - | 42,663 | 0 | 0 | |
INFINITY PPTY & CAS CORP | COM | 45665Q103 | 1,546 | 10,862 | SH | SOLE | - | 10,862 | 0 | 0 | |
INSULET CORP | NOTE 1.250% 9/1 | 45784PAF8 | 51,125 | 33,629,000 | PRN | SOLE | - | 33,629,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 124 | 2,500 | SH | SOLE | - | 2,500 | 0 | 0 | |
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 19,274 | 8,048,000 | PRN | SOLE | - | 8,048,000 | 0 | 0 | |
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 827 | 52,000 | SH | SOLE | - | 52,000 | 0 | 0 | |
IONIS PHARMACEUTICALS INC | COM | 462222100 | 163 | 3,900 | SH | SOLE | - | 3,900 | 0 | 0 | |
IONIS PHARMACEUTICALS INC | COM | 462222100 | 601 | 14,400 | SH | Put | SOLE | - | 14,400 | 0 | 0 |
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 1,875 | 1,400,000 | PRN | SOLE | - | 1,400,000 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 852 | 7,000 | SH | Put | SOLE | - | 7,000 | 0 | 0 |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 420 | 3,500 | SH | SOLE | - | 3,500 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 1,025 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 172 | 4,000 | SH | Put | SOLE | - | 4,000 | 0 | 0 |
ISHARES TR | LATN AMER 40 ETF | 464287390 | 30 | 1,000 | SH | Put | SOLE | - | 1,000 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 4,777 | 110,200 | SH | Call | SOLE | - | 110,200 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 7,456 | 172,100 | SH | Put | SOLE | - | 172,100 | 0 | 0 |
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 270 | 7,750 | SH | SOLE | - | 7,750 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 154 | 1,360 | SH | SOLE | - | 1,360 | 0 | 0 | |
ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 1,367 | 1,396,000 | PRN | SOLE | - | 1,396,000 | 0 | 0 | |
JAKKS PAC INC | COM | 47012E106 | 58 | 17,689 | SH | SOLE | - | 17,689 | 0 | 0 | |
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 296 | 25,402 | SH | SOLE | - | 25,402 | 0 | 0 | |
JENSYN ACQUISITION CORP | COM | 47632B102 | 683 | 64,420 | SH | SOLE | - | 64,420 | 0 | 0 | |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 2,596 | 75,237 | SH | SOLE | - | 75,237 | 0 | 0 | |
KB HOME | COM | 48666K109 | 270 | 9,900 | SH | Call | SOLE | - | 9,900 | 0 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 2,094 | 118,445 | SH | SOLE | - | 118,445 | 0 | 0 | |
KINDRED HEALTHCARE INC | COM | 494580103 | 918 | 102,000 | SH | SOLE | - | 102,000 | 0 | 0 | |
KINGSWAY FINL SVCS INC | COM NEW | 496904202 | 130 | 47,251 | SH | SOLE | - | 47,251 | 0 | 0 | |
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 302 | 18,260 | SH | SOLE | - | 18,260 | 0 | 0 | |
KLONDEX MNS LTD | COM | 498696103 | 1,661 | 718,992 | SH | SOLE | - | 718,992 | 0 | 0 | |
KLX INC | COM | 482539103 | 978 | 13,600 | SH | SOLE | - | 13,600 | 0 | 0 | |
KOREA FD | COM NEW | 500634209 | 622 | 16,248 | SH | SOLE | - | 16,248 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 157 | 908 | SH | SOLE | - | 908 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 605 | 3,500 | SH | Put | SOLE | - | 3,500 | 0 | 0 |
LATIN AMERN DISCOVERY FD INC | COM | 51828C106 | 455 | 47,458 | SH | SOLE | - | 47,458 | 0 | 0 | |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 206 | 31,400 | SH | SOLE | - | 31,400 | 0 | 0 | |
LAYNE CHRISTENSEN CO | NOTE 4.250%11/1 | 521050AB0 | 2,106 | 2,100,000 | PRN | SOLE | - | 2,100,000 | 0 | 0 | |
LAYNE CHRISTENSEN CO | NOTE 8.000% 5/0 | 521050AD6 | 6,725 | 5,250,000 | PRN | SOLE | - | 5,250,000 | 0 | 0 | |
LENNAR CORP | CL B | 526057302 | 4,173 | 97,753 | SH | SOLE | - | 97,753 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER A | 530307107 | 4,267 | 56,407 | SH | SOLE | - | 56,407 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 1,217 | 16,075 | SH | SOLE | - | 16,075 | 0 | 0 | |
LIBERTY EXPEDIA HOLDINGS | SER A COM | 53046P109 | 206 | 4,692 | SH | SOLE | - | 4,692 | 0 | 0 | |
LIBERTY EXPEDIA HOLDINGS | SER B COM | 53046P208 | 571 | 12,437 | SH | SOLE | - | 12,437 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL B | G5480U112 | 257 | 9,194 | SH | SOLE | - | 9,194 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 410 | 15,410 | SH | SOLE | - | 15,410 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 8,570 | 13,500,000 | PRN | SOLE | - | 13,500,000 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A BRAVES GRP | 531229706 | 1,947 | 75,743 | SH | SOLE | - | 75,743 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 21,116 | 468,713 | SH | SOLE | - | 468,713 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM B SIRIUSXM | 531229508 | 2,787 | 60,912 | SH | SOLE | - | 60,912 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 | 1,585 | 34,952 | SH | SOLE | - | 34,952 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER A FRMLA | 531229870 | 1,618 | 45,815 | SH | SOLE | - | 45,815 | 0 | 0 | |
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 178 | 11,068 | SH | SOLE | - | 11,068 | 0 | 0 | |
LIBERTY TRIPADVISOR HLDGS IN | COM SER B | 531465201 | 271 | 16,700 | SH | SOLE | - | 16,700 | 0 | 0 | |
LIFEVANTAGE CORP | COM NEW | 53222K205 | 83 | 13,092 | SH | SOLE | - | 13,092 | 0 | 0 | |
LINCOLN NATL CORP IND | COM | 534187109 | 6,251 | 100,411 | SH | SOLE | - | 100,411 | 0 | 0 | |
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 335 | 6,900 | SH | SOLE | - | 6,900 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 849 | 6,800 | SH | SOLE | - | 6,800 | 0 | 0 | |
LUMENTUM HLDGS INC | COM | 55024U109 | 227 | 3,918 | SH | SOLE | - | 3,918 | 0 | 0 | |
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 2,871 | 127,379 | SH | SOLE | - | 127,379 | 0 | 0 | |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 841 | 2,712 | SH | SOLE | - | 2,712 | 0 | 0 | |
MARRIOTT INTL INC NEW | CL A | 571903202 | 354 | 2,794 | SH | SOLE | - | 2,794 | 0 | 0 | |
MATTERSIGHT CORP | COM | 577097108 | 362 | 135,351 | SH | SOLE | - | 135,351 | 0 | 0 | |
MCDERMOTT INTL INC | COM | 580037703 | 570 | 28,964 | SH | Put | SOLE | - | 28,964 | 0 | 0 |
MCDERMOTT INTL INC | COM | 580037703 | 625 | 31,791 | SH | Call | SOLE | - | 31,791 | 0 | 0 |
MCDERMOTT INTL INC | COM | 580037703 | 113 | 5,739 | SH | SOLE | - | 5,739 | 0 | 0 | |
MCEWEN MNG INC | COM | 58039P107 | 132 | 63,646 | SH | SOLE | - | 63,646 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 393 | 10,700 | SH | Call | SOLE | - | 10,700 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 1,468 | 40,000 | SH | Put | SOLE | - | 40,000 | 0 | 0 |
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 9,710 | 7,983,000 | PRN | SOLE | - | 7,983,000 | 0 | 0 | |
MEREDITH CORP | COM | 589433101 | 418 | 8,188 | SH | SOLE | - | 8,188 | 0 | 0 | |
MEXICO EQUITY & INCOME FD | COM | 592834105 | 398 | 38,548 | SH | SOLE | - | 38,548 | 0 | 0 | |
MGIC INVT CORP WIS | COM | 552848103 | 122 | 11,400 | SH | SOLE | - | 11,400 | 0 | 0 | |
MICRO FOCUS INTERNATIONAL PL | SPON ADR NEW | 594837304 | 1,134 | 65,629 | SH | SOLE | - | 65,629 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 118 | 1,300 | SH | SOLE | - | 1,300 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 15,804 | 9,000,000 | PRN | SOLE | - | 9,000,000 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AF1 | 8,539 | 7,315,000 | PRN | SOLE | - | 7,315,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 157 | 3,000 | SH | SOLE | - | 3,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 524 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 59,833 | 33,323,000 | PRN | SOLE | - | 33,323,000 | 0 | 0 | |
MIDATECH PHARMA PLC | SPONSORED ADS | 59564R104 | 12 | 16,850 | SH | SOLE | - | 16,850 | 0 | 0 | |
MIDSTATES PETE CO INC | COM PAR | 59804T407 | 2,276 | 167,238 | SH | SOLE | - | 167,238 | 0 | 0 | |
MINDBODY INC | COM CL A | 60255W105 | 784 | 20,300 | SH | SOLE | - | 20,300 | 0 | 0 | |
MITEL NETWORKS CORP | COM | 60671Q104 | 1,031 | 93,998 | SH | SOLE | - | 93,998 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 490 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 66,647 | 27,576,000 | PRN | SOLE | - | 27,576,000 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 2,880 | 66,200 | SH | Put | SOLE | - | 66,200 | 0 | 0 |
MORGAN STANLEY ASIA PAC FD I | COM | 61744U106 | 1,440 | 84,310 | SH | SOLE | - | 84,310 | 0 | 0 | |
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 443 | 19,169 | SH | SOLE | - | 19,169 | 0 | 0 | |
MORGAN STANLEY EMER MKTS FD | COM | 61744G107 | 811 | 49,944 | SH | SOLE | - | 49,944 | 0 | 0 | |
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 414 | 15,983 | SH | SOLE | - | 15,983 | 0 | 0 | |
MVC CAPITAL INC | COM | 553829102 | 577 | 60,782 | SH | SOLE | - | 60,782 | 0 | 0 | |
NABORS INDUSTRIES LTD | 6% PFD CNV SR A | G6359F129 | 1,813 | 39,700 | SH | SOLE | - | 39,700 | 0 | 0 | |
NATIONSTAR MTG HLDGS INC | COM | 63861C109 | 713 | 40,671 | SH | SOLE | - | 40,671 | 0 | 0 | |
NAVIOS MARITIME HLDGS INC | SPN ADR RP PFD G | 63938Y100 | 291 | 23,122 | SH | SOLE | - | 23,122 | 0 | 0 | |
NAVIOS MARITIME HLDGS INC | SPON ADR PFD H | 63938Y308 | 520 | 42,480 | SH | SOLE | - | 42,480 | 0 | 0 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 611 | 15,000 | SH | Call | SOLE | - | 15,000 | 0 | 0 |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 171 | 4,197 | SH | SOLE | - | 4,197 | 0 | 0 | |
NETAPP INC | COM | 64110D104 | 236 | 3,000 | SH | SOLE | - | 3,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 979 | 2,500 | SH | Put | SOLE | - | 2,500 | 0 | 0 |
NEUROCRINE BIOSCIENCES INC | NOTE 2.250% 5/1 | 64125CAD1 | 12,958 | 8,944,000 | PRN | SOLE | - | 8,944,000 | 0 | 0 | |
NEW GERMANY FD INC | COM | 644465106 | 772 | 42,338 | SH | SOLE | - | 42,338 | 0 | 0 | |
NEW IRELAND FUND INC | COM | 645673104 | 2,788 | 238,657 | SH | SOLE | - | 238,657 | 0 | 0 | |
NEW SR INVT GROUP INC | COM | 648691103 | 127 | 16,836 | SH | SOLE | - | 16,836 | 0 | 0 | |
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 197 | 17,837 | SH | SOLE | - | 17,837 | 0 | 0 | |
NEW YORK REIT INC | COM NEW | 64976L208 | 457 | 25,080 | SH | SOLE | - | 25,080 | 0 | 0 | |
NEWMONT MINING CORP | COM | 651639106 | 1,659 | 44,000 | SH | SOLE | - | 44,000 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 648 | 41,800 | SH | SOLE | - | 41,800 | 0 | 0 | |
NEXTERA ENERGY INC | UNIT 08/31/2018 | 65339F846 | 1,114 | 15,000 | SH | SOLE | - | 15,000 | 0 | 0 | |
NII HLDGS INC | COM PAR | 62913F508 | 11,686 | 2,996,379 | SH | SOLE | - | 2,996,379 | 0 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 261 | 7,400 | SH | SOLE | - | 7,400 | 0 | 0 | |
NOVAVAX INC | NOTE 3.750% 2/0 | 670002AB0 | 348 | 594,000 | PRN | SOLE | - | 594,000 | 0 | 0 | |
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 549 | 35,566 | SH | SOLE | - | 35,566 | 0 | 0 | |
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 220 | 16,884 | SH | SOLE | - | 16,884 | 0 | 0 | |
NUVEEN REAL ASSET INM AND GW | COM | 67074Y105 | 661 | 40,893 | SH | SOLE | - | 40,893 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 2,489 | 22,776 | SH | SOLE | - | 22,776 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,880 | 17,200 | SH | Call | SOLE | - | 17,200 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 9,201 | 84,200 | SH | Put | SOLE | - | 84,200 | 0 | 0 |
NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 26,768 | 22,250,000 | PRN | SOLE | - | 22,250,000 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 703 | 8,400 | SH | SOLE | - | 8,400 | 0 | 0 | |
OCI PARTNERS LP | COM UNIT REP LP | 67091N108 | 589 | 51,240 | SH | SOLE | - | 51,240 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 146 | 57,257 | SH | SOLE | - | 57,257 | 0 | 0 | |
ON SEMICONDUCTOR CORP | COM | 682189105 | 113 | 5,100 | SH | SOLE | - | 5,100 | 0 | 0 | |
ON SEMICONDUCTOR CORP | NOTE 1.000%12/0 | 682189AK1 | 25,008 | 19,053,000 | PRN | SOLE | - | 19,053,000 | 0 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 146 | 31,144 | SH | SOLE | - | 31,144 | 0 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 5 | 1,000 | SH | Put | SOLE | - | 1,000 | 0 | 0 |
OSI SYSTEMS INC | COM | 671044105 | 79 | 1,028 | SH | SOLE | - | 1,028 | 0 | 0 | |
OSI SYSTEMS INC | COM | 671044105 | 1,655 | 21,400 | SH | Put | SOLE | - | 21,400 | 0 | 0 |
OSI SYSTEMS INC | NOTE 1.250% 9/0 | 671044AD7 | 970 | 1,000,000 | PRN | SOLE | - | 1,000,000 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 1,396 | 177,100 | SH | Put | SOLE | - | 177,100 | 0 | 0 |
PANDORA MEDIA INC | COM | 698354107 | 109 | 13,800 | SH | Call | SOLE | - | 13,800 | 0 | 0 |
PANDORA MEDIA INC | NOTE 1.750%12/0 | 698354AB3 | 7,931 | 8,275,000 | PRN | SOLE | - | 8,275,000 | 0 | 0 | |
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 1,311 | 95,954 | SH | SOLE | - | 95,954 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 63 | 27,000 | SH | SOLE | - | 27,000 | 0 | 0 | |
PERSPECTA INC | COM | 715347100 | 1,133 | 55,131 | SH | SOLE | - | 55,131 | 0 | 0 | |
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 271 | 25,852 | SH | SOLE | - | 25,852 | 0 | 0 | |
PINNACLE ENTMT INC NEW | COM | 72348Y105 | 802 | 23,783 | SH | SOLE | - | 23,783 | 0 | 0 | |
PRETIUM RES INC | COM | 74139C102 | 254 | 34,500 | SH | Put | SOLE | - | 34,500 | 0 | 0 |
PRETIUM RES INC | COM | 74139C102 | 51 | 7,000 | SH | SOLE | - | 7,000 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 576 | 7,373 | SH | SOLE | - | 7,373 | 0 | 0 | |
PROOFPOINT INC | DBCV 0.750% 6/1 | 743424AD5 | 3,672 | 2,500,000 | PRN | SOLE | - | 2,500,000 | 0 | 0 | |
PROS HOLDINGS INC | NOTE 2.000%12/0 | 74346YAB9 | 5,366 | 4,500,000 | PRN | SOLE | - | 4,500,000 | 0 | 0 | |
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 494 | 500,000 | PRN | SOLE | - | 500,000 | 0 | 0 | |
QAD INC | CL B | 74727D207 | 1,527 | 38,234 | SH | SOLE | - | 38,234 | 0 | 0 | |
QIWI PLC | SPON ADR REP B | 74735M108 | 1,437 | 91,248 | SH | SOLE | - | 91,248 | 0 | 0 | |
QURATE RETAIL INC | COM SER A | 74915M100 | 1,341 | 63,189 | SH | SOLE | - | 63,189 | 0 | 0 | |
QURATE RETAIL INC | COM SER B | 74915M209 | 1,090 | 52,110 | SH | SOLE | - | 52,110 | 0 | 0 | |
RAYONIER ADVANCED MATLS INC | COM | 75508B104 | 115 | 6,700 | SH | SOLE | - | 6,700 | 0 | 0 | |
RAYONIER ADVANCED MATLS INC | PFD CV SER A | 75508B203 | 1,980 | 16,196 | SH | SOLE | - | 16,196 | 0 | 0 | |
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 3,624 | 2,553,000 | PRN | SOLE | - | 2,553,000 | 0 | 0 | |
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 4,277 | 147,949 | SH | SOLE | - | 147,949 | 0 | 0 | |
REDWOOD TR INC | NOTE 5.625% 7/1 | 758075AD7 | 2,953 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
REGENCY CTRS CORP | COM | 758849103 | 1,007 | 16,227 | SH | SOLE | - | 16,227 | 0 | 0 | |
RENREN INC | SPON ADR A NEW | 759892201 | 56 | 22,700 | SH | Put | SOLE | - | 22,700 | 0 | 0 |
RENREN INC | SPON ADR A NEW | 759892201 | 129 | 51,950 | SH | SOLE | - | 51,950 | 0 | 0 | |
REPLIGEN CORP | NOTE 2.125% 6/0 | 759916AA7 | 22,622 | 14,597,000 | PRN | SOLE | - | 14,597,000 | 0 | 0 | |
RH | COM | 74967X103 | 13,481 | 96,500 | SH | Put | SOLE | - | 96,500 | 0 | 0 |
RITE AID CORP | COM | 767754104 | 3,373 | 1,949,849 | SH | SOLE | - | 1,949,849 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 130 | 74,800 | SH | Call | SOLE | - | 74,800 | 0 | 0 |
RITE AID CORP | COM | 767754104 | 143 | 83,200 | SH | Put | SOLE | - | 83,200 | 0 | 0 |
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 1,322 | 72,302 | SH | SOLE | - | 72,302 | 0 | 0 | |
ROSEHILL RES INC | *W EXP 09/16/202 | 777385113 | 69 | 57,536 | SH | SOLE | - | 57,536 | 0 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | SPONS ADR 2 ORD | 780097689 | 82 | 12,100 | SH | SOLE | - | 12,100 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 763 | 11,011 | SH | SOLE | - | 11,011 | 0 | 0 | |
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 134 | 12,693 | SH | SOLE | - | 12,693 | 0 | 0 | |
RYANAIR HLDGS PLC | SPONSORED ADR NE | 783513203 | 559 | 4,896 | SH | SOLE | - | 4,896 | 0 | 0 | |
SANDISK CORP | NOTE 0.500%10/1 | 80004CAF8 | 497 | 530,000 | PRN | SOLE | - | 530,000 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 885 | 1,769,231 | SH | SOLE | - | 1,769,231 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 2,247 | 17,000 | SH | Put | SOLE | - | 17,000 | 0 | 0 |
SCANA CORP NEW | COM | 80589M102 | 5,183 | 134,545 | SH | SOLE | - | 134,545 | 0 | 0 | |
SCHOLASTIC CORP | COM | 807066105 | 548 | 12,363 | SH | SOLE | - | 12,363 | 0 | 0 | |
SEARS HLDGS CORP | *W EXP 12/15/201 | 812350155 | 0 | 28 | SH | SOLE | - | 28 | 0 | 0 | |
SEARS HLDGS CORP | COM | 812350106 | 113 | 47,523 | SH | SOLE | - | 47,523 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 402 | 5,300 | SH | SOLE | - | 5,300 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 3,058 | 115,000 | SH | Call | SOLE | - | 115,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 12,897 | 485,000 | SH | Put | SOLE | - | 485,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 58 | 1,000 | SH | SOLE | - | 1,000 | 0 | 0 | |
SEMPRA ENERGY | 6% PFD CONV A | 816851406 | 314 | 3,048 | SH | SOLE | - | 3,048 | 0 | 0 | |
SERITAGE GROWTH PPTYS | CL A | 81752R100 | 325 | 7,662 | SH | SOLE | - | 7,662 | 0 | 0 | |
SHIP FINANCE INTERNATIONAL L | NOTE 5.750%10/1 | G81075AF3 | 3,628 | 3,500,000 | PRN | SOLE | - | 3,500,000 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 3,638 | 21,550 | SH | SOLE | - | 21,550 | 0 | 0 | |
SIBANYE STILLWATER | SPONSORED ADR | 825724206 | 505 | 208,728 | SH | SOLE | - | 208,728 | 0 | 0 | |
SIGNATURE BK NEW YORK N Y | *W EXP 12/12/201 | 82669G112 | 1,940 | 19,863 | SH | SOLE | - | 19,863 | 0 | 0 | |
SINA CORP | ORD | G81477104 | 22,512 | 265,818 | SH | SOLE | - | 265,818 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 263 | 38,900 | SH | Call | SOLE | - | 38,900 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 5,814 | 858,700 | SH | Put | SOLE | - | 858,700 | 0 | 0 |
SLM CORP | COM | 78442P106 | 212 | 18,510 | SH | SOLE | - | 18,510 | 0 | 0 | |
SOCKET MOBILE INC | COM NEW | 83368E200 | 143 | 58,441 | SH | SOLE | - | 58,441 | 0 | 0 | |
SOHU COM LTD | SPONSORED ADS | 83410S108 | 2,349 | 66,177 | SH | SOLE | - | 66,177 | 0 | 0 | |
SOUTHCROSS ENERGY PARTNERS L | COM UNIT LTDPT | 84130C100 | 38 | 24,100 | SH | SOLE | - | 24,100 | 0 | 0 | |
SPARTON CORP | COM | 847235108 | 1,076 | 56,637 | SH | SOLE | - | 56,637 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 831 | 7,000 | SH | SOLE | - | 7,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 374 | 6,125 | SH | SOLE | - | 6,125 | 0 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 4,581 | 75,100 | SH | Call | SOLE | - | 75,100 | 0 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 11,560 | 189,500 | SH | Put | SOLE | - | 189,500 | 0 | 0 |
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 2,964 | 197,342 | SH | SOLE | - | 197,342 | 0 | 0 | |
SPECIAL OPPORTUNITIES FD INC | PFD CONV SE B | 84741T302 | 944 | 36,919 | SH | SOLE | - | 36,919 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | NOTE 2.750%12/1 | 84763AAB4 | 23,721 | 11,755,000 | PRN | SOLE | - | 11,755,000 | 0 | 0 | |
SPIRIT MTA REIT | COM SHS BEN IN | 84861U105 | 214 | 20,790 | SH | SOLE | - | 20,790 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 805 | 148,028 | SH | SOLE | - | 148,028 | 0 | 0 | |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 152 | 12,100 | SH | SOLE | - | 12,100 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 277 | 4,500 | SH | Call | SOLE | - | 4,500 | 0 | 0 |
SQUARE INC | CL A | 852234103 | 154 | 2,500 | SH | Put | SOLE | - | 2,500 | 0 | 0 |
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 38,526 | 14,305,000 | PRN | SOLE | - | 14,305,000 | 0 | 0 | |
STANLEY BLACK & DECKER INC | COM | 854502101 | 1,660 | 12,500 | SH | SOLE | - | 12,500 | 0 | 0 | |
STARWOOD WAYPOINT RESIDENTL | NOTE 3.000% 7/0 | 85571WAB5 | 826 | 679,000 | PRN | SOLE | - | 679,000 | 0 | 0 | |
STEADYMED LTD | SHS | M84920103 | 470 | 104,535 | SH | SOLE | - | 104,535 | 0 | 0 | |
STELLAR ACQUISITION III INC | COM | Y8172W107 | 808 | 77,872 | SH | SOLE | - | 77,872 | 0 | 0 | |
STERICYCLE INC | COM | 858912108 | 57 | 877 | SH | SOLE | - | 877 | 0 | 0 | |
STERICYCLE INC | DEP PFD A 1/10 | 858912207 | 2,384 | 48,614 | SH | SOLE | - | 48,614 | 0 | 0 | |
STEWART INFORMATION SVCS COR | COM | 860372101 | 732 | 17,000 | SH | SOLE | - | 17,000 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 578 | 14,220 | SH | SOLE | - | 14,220 | 0 | 0 | |
SUNPOWER CORP | COM | 867652406 | 139 | 18,106 | SH | SOLE | - | 18,106 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 81,265 | 1,230,917 | SH | SOLE | - | 1,230,917 | 0 | 0 | |
SWISS HELVETIA FD INC | COM | 870875101 | 469 | 38,012 | SH | SOLE | - | 38,012 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 256 | 4,282 | SH | SOLE | - | 4,282 | 0 | 0 | |
TAIWAN FD INC | COM | 874036106 | 1,168 | 58,022 | SH | SOLE | - | 58,022 | 0 | 0 | |
TCF FINL CORP | COM | 872275102 | 648 | 26,301 | SH | SOLE | - | 26,301 | 0 | 0 | |
TECHNIPFMC PLC | COM | G87110105 | 313 | 9,862 | SH | SOLE | - | 9,862 | 0 | 0 | |
TEEKAY CORPORATION | COM | Y8564W103 | 227 | 29,300 | SH | Put | SOLE | - | 29,300 | 0 | 0 |
TEEKAY CORPORATION | COM | Y8564W103 | 352 | 45,400 | SH | SOLE | - | 45,400 | 0 | 0 | |
TELECOM ARGENTINA S A | SPON ADR REP B | 879273209 | 2,315 | 130,518 | SH | SOLE | - | 130,518 | 0 | 0 | |
TELECOM ARGENTINA S A | SPON ADR REP B | 879273209 | 89 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
TEMPLETON DRAGON FD INC | COM | 88018T101 | 850 | 39,908 | SH | SOLE | - | 39,908 | 0 | 0 | |
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 12,419 | 9,342,000 | PRN | SOLE | - | 9,342,000 | 0 | 0 | |
TESARO INC | COM | 881569107 | 182 | 4,100 | SH | Put | SOLE | - | 4,100 | 0 | 0 |
TESARO INC | NOTE 3.000%10/0 | 881569AA5 | 6,473 | 4,327,000 | PRN | SOLE | - | 4,327,000 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 4,004 | 11,676 | SH | SOLE | - | 11,676 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 35,735 | 104,200 | SH | Put | SOLE | - | 104,200 | 0 | 0 |
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 8,333 | 9,000,000 | PRN | SOLE | - | 9,000,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 3,647 | 150,000 | SH | Put | SOLE | - | 150,000 | 0 | 0 |
THE CENTRAL AND EASTERN EU I | COM | 153436100 | 634 | 27,359 | SH | SOLE | - | 27,359 | 0 | 0 | |
THERAVANCE INC | NOTE 2.125% 1/1 | 88338TAB0 | 3,902 | 4,000,000 | PRN | SOLE | - | 4,000,000 | 0 | 0 | |
TRANSOCEAN INC | DEB 0.500% 1/3 | 893830BJ7 | 2,634 | 1,839,000 | PRN | SOLE | - | 1,839,000 | 0 | 0 | |
TRI POINTE GROUP INC | COM | 87265H109 | 362 | 22,126 | SH | SOLE | - | 22,126 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 107 | 37,601 | SH | SOLE | - | 37,601 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 124 | 2,500 | SH | Call | SOLE | - | 2,500 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 5,217 | 105,000 | SH | Put | SOLE | - | 105,000 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 50 | 1,000 | SH | SOLE | - | 1,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 985 | 20,000 | SH | Call | SOLE | - | 20,000 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 4,656 | 94,500 | SH | SOLE | - | 94,500 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 4,537 | 103,900 | SH | SOLE | - | 103,900 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 437 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
TWITTER INC | NOTE 0.250% 9/1 | 90184LAB8 | 3,399 | 3,504,000 | PRN | SOLE | - | 3,504,000 | 0 | 0 | |
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 5,332 | 5,505,000 | PRN | SOLE | - | 5,505,000 | 0 | 0 | |
UNILEVER PLC | SPON ADR NEW | 904767704 | 2,999 | 54,258 | SH | SOLE | - | 54,258 | 0 | 0 | |
URSTADT BIDDLE PPTYS INC | COM | 917286106 | 198 | 10,818 | SH | SOLE | - | 10,818 | 0 | 0 | |
VALLEY NATL BANCORP | *W EXP 11/14/201 | 919794131 | 14 | 174,177 | SH | SOLE | - | 174,177 | 0 | 0 | |
VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 5,290 | 5,000,000 | PRN | SOLE | - | 5,000,000 | 0 | 0 | |
VICI PPTYS INC | COM | 925652109 | 6,250 | 302,819 | SH | SOLE | - | 302,819 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 246 | 22,610 | SH | SOLE | - | 22,610 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 324 | 30,000 | SH | Put | SOLE | - | 30,000 | 0 | 0 |
VIRTUS INVT PARTNERS INC | PFD CV SER D | 92828Q208 | 13,757 | 126,253 | SH | SOLE | - | 126,253 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 267 | 11,280 | SH | Call | SOLE | - | 11,280 | 0 | 0 |
VISTRA ENERGY CORP | COM | 92840M102 | 473 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
VISTRA ENERGY CORP | UNIT 02/02/2024 | 92840M300 | 5,783 | 61,074 | SH | SOLE | - | 61,074 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 294 | 2,000 | SH | Call | SOLE | - | 2,000 | 0 | 0 |
VMWARE INC | CL A COM | 928563402 | 191 | 1,300 | SH | Put | SOLE | - | 1,300 | 0 | 0 |
VOCERA COMMUNICATIONS INC | COM | 92857F107 | 14 | 475 | SH | SOLE | - | 475 | 0 | 0 | |
VOCERA COMMUNICATIONS INC | COM | 92857F107 | 448 | 15,000 | SH | Put | SOLE | - | 15,000 | 0 | 0 |
VORNADO RLTY TR | SH BEN INT | 929042109 | 229 | 3,100 | SH | SOLE | - | 3,100 | 0 | 0 | |
W & T OFFSHORE INC | COM | 92922P106 | 293 | 41,000 | SH | Put | SOLE | - | 41,000 | 0 | 0 |
WASHINGTON PRIME GROUP NEW | COM | 93964W108 | 355 | 43,730 | SH | SOLE | - | 43,730 | 0 | 0 | |
WATSCO INC | CL B CONV | 942622101 | 653 | 3,671 | SH | SOLE | - | 3,671 | 0 | 0 | |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAA9 | 3,224 | 2,500,000 | PRN | SOLE | - | 2,500,000 | 0 | 0 | |
WEIBO CORP | SPONSORED ADR | 948596101 | 74 | 829 | SH | SOLE | - | 829 | 0 | 0 | |
WEIBO CORP | SPONSORED ADR | 948596101 | 8,311 | 93,600 | SH | Call | SOLE | - | 93,600 | 0 | 0 |
WEIBO CORP | SPONSORED ADR | 948596101 | 2,219 | 25,000 | SH | Put | SOLE | - | 25,000 | 0 | 0 |
WENDYS CO | COM | 95058W100 | 243 | 14,102 | SH | SOLE | - | 14,102 | 0 | 0 | |
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 445 | 33,544 | SH | SOLE | - | 33,544 | 0 | 0 | |
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 149 | 13,382 | SH | SOLE | - | 13,382 | 0 | 0 | |
WGL HLDGS INC | COM | 92924F106 | 936 | 10,551 | SH | SOLE | - | 10,551 | 0 | 0 | |
WGL HLDGS INC | COM | 92924F106 | 53 | 600 | SH | Put | SOLE | - | 600 | 0 | 0 |
WHIRLPOOL CORP | COM | 963320106 | 2,137 | 14,613 | SH | SOLE | - | 14,613 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 3,496 | 23,900 | SH | Call | SOLE | - | 23,900 | 0 | 0 |
WHIRLPOOL CORP | COM | 963320106 | 1,609 | 11,000 | SH | Put | SOLE | - | 11,000 | 0 | 0 |
WILEY JOHN & SONS INC | CL B | 968223305 | 310 | 4,954 | SH | SOLE | - | 4,954 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 328 | 12,100 | SH | SOLE | - | 12,100 | 0 | 0 | |
WILLIAMS PARTNERS L P NEW | COM UNIT LTD PAR | 96949L105 | 332 | 8,191 | SH | SOLE | - | 8,191 | 0 | 0 | |
WINTRUST FINL CORP | COM | 97650W108 | 1,061 | 12,184 | SH | SOLE | - | 12,184 | 0 | 0 | |
WIX COM LTD | SHS | M98068105 | 1,231 | 12,272 | SH | SOLE | - | 12,272 | 0 | 0 | |
WORKDAY INC | CL A | 98138H101 | 761 | 6,280 | SH | SOLE | - | 6,280 | 0 | 0 | |
WORKDAY INC | CL A | 98138H101 | 726 | 6,000 | SH | Put | SOLE | - | 6,000 | 0 | 0 |
WPX ENERGY INC | COM | 98212B103 | 1,291 | 71,600 | SH | Put | SOLE | - | 71,600 | 0 | 0 |
WPX ENERGY INC | PFD SER A CV | 98212B202 | 55,005 | 732,602 | SH | SOLE | - | 732,602 | 0 | 0 | |
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 9,962 | 7,500,000 | PRN | SOLE | - | 7,500,000 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 249 | 9,600 | SH | Put | SOLE | - | 9,600 | 0 | 0 |
WRIGHT MED GROUP N V | RIGHT 03/01/2019 | N96617126 | 72 | 54,980 | SH | SOLE | - | 54,980 | 0 | 0 | |
XPERI CORP | COM | 98421B100 | 258 | 16,004 | SH | SOLE | - | 16,004 | 0 | 0 | |
YAMANA GOLD INC | COM | 98462Y100 | 38 | 13,100 | SH | SOLE | - | 13,100 | 0 | 0 | |
YANDEX NV | NOTE 1.125%12/1 | 98474TAB3 | 1,167 | 1,181,000 | PRN | SOLE | - | 1,181,000 | 0 | 0 | |
ZILLOW GROUP INC | CL A | 98954M101 | 838 | 14,017 | SH | SOLE | - | 14,017 | 0 | 0 | |
ZILLOW GROUP INC | NOTE 2.000%12/0 | 98954MAB7 | 13,069 | 10,351,000 | PRN | SOLE | - | 10,351,000 | 0 | 0 | |
ZION OIL & GAS INC | COM | 989696109 | 172 | 42,543 | SH | SOLE | - | 42,543 | 0 | 0 | |
ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 88,514 | 4,534,708 | SH | SOLE | - | 4,534,708 | 0 | 0 | |
ZIONS BANCORPORATION | COM | 989701107 | 1,247 | 23,666 | SH | SOLE | - | 23,666 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 116 | 28,400 | SH | SOLE | - | 28,400 | 0 | 0 |