United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09805
Prudential Investment Portfolios 3
(Exact name of registrant as specified in charter)
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: February 28
Date of reporting period: 7/1/2012 through 6/30/2013
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-09805
Registrant Name: Prudential Investment Portfolios 3
Reporting Period: 07/01/2012 - 06/30/2013
Prudential Jennison Market Neutral Fund - Sub-Adviser: Jennison
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ADECOAGRO S.A.
Meeting Date: APR 17, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: AGRO
Security ID: L00849106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Consolidated Financial Statements | Management | For | For |
| 2 | Accounts and Reports | Management | For | For |
| 3 | Allocation of Profits/Dividends | Management | For | For |
| 4 | Ratification of Board Acts | Management | For | For |
| 5 | Director Fees | Management | For | Abstain |
| 6 | Appointment of Auditor | Management | For | For |
| 7 | Elect Alan L Boyce | Management | For | For |
| 8 | Elect Andres Velasco | Management | For | For |
| 9 | Elect Paulo Vieira | Management | For | For |
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AGCO CORPORATION
Meeting Date: APR 25, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: AGCO
Security ID: 001084102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect P. George Benson | Management | For | For |
| 2 | Elect Wolfgang Deml | Management | For | For |
| 3 | Elect Luiz Fernando Furlan | Management | For | For |
| 4 | Elect George E. Minnich | Management | For | For |
| 5 | Elect Martin H. Richenhagen | Management | For | For |
| 6 | Elect Gerald L. Shaheen | Management | For | For |
| 7 | Elect Mallika Srinivasan | Management | For | For |
| 8 | Elect Hendrikus Visser | Management | For | For |
| 9 | Amendment to the Management Incentive Plan | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
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AIR METHODS CORP.
Meeting Date: DEC 03, 2012
Record Date: JUN 12, 2012
Meeting Type: SPECIAL | Ticker: AIRM
Security ID: 009128307
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 2 | Amendment to the 2006 Equity Compensation Plan | Management | For | For |
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AIR METHODS CORP.
Meeting Date: DEC 03, 2012
Record Date: JUN 21, 2012
Meeting Type: SPECIAL | Ticker: AIRM
Security ID: 009128307
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Increase of Authorized Common and Preferred Stock Followed by Stock Split | Management | For | For |
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AIR METHODS CORPORATION
Meeting Date: MAY 30, 2013
Record Date: APR 17, 2013
Meeting Type: ANNUAL | Ticker: AIRM
Security ID: 009128307
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect George W. Belsey | Management | For | For |
| 1.2 | Elect C. David Kikumoto | Management | For | For |
| 1.3 | Elect Carl H. McNair, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
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ALBEMARLE CORPORATION
Meeting Date: MAY 07, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: ALB
Security ID: 012653101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William H. Hernandez | Management | For | For |
| 1.2 | Elect Luther C. Kissam IV | Management | For | For |
| 1.3 | Elect Joseph M. Mahady | Management | For | For |
| 1.4 | Elect Jim W. Nokes | Management | For | For |
| 1.5 | Elect James J. O'Brien | Management | For | For |
| 1.6 | Elect Barry W. Perry | Management | For | For |
| 1.7 | Elect John Sherman Jr. | Management | For | For |
| 1.8 | Elect Harriett Tee Taggart | Management | For | For |
| 1.9 | Elect Anne Marie Whittemore | Management | For | For |
| 2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
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ALEXION PHARMACEUTICALS, INC.
Meeting Date: MAY 06, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: ALXN
Security ID: 015351109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Leonard Bell | Management | For | For |
| 1.2 | Elect Max Link | Management | For | For |
| 1.3 | Elect William R. Keller | Management | For | For |
| 1.4 | Elect Joseph A. Madri | Management | For | For |
| 1.5 | Elect Larry Mathis | Management | For | For |
| 1.6 | Elect R. Douglas Norby | Management | For | For |
| 1.7 | Elect Alvin S. Parven | Management | For | For |
| 1.8 | Elect Andreas Rummelt | Management | For | For |
| 1.9 | Elect Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2004 Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
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ALLERGAN, INC.
Meeting Date: APR 30, 2013
Record Date: MAR 06, 2013
Meeting Type: ANNUAL | Ticker: AGN
Security ID: 018490102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect David E.I. Pyott | Management | For | For |
| 2 | Elect Michael R. Gallagher | Management | For | For |
| 3 | Elect Deborah Dunsire | Management | For | For |
| 4 | Elect Dawn E. Hudson | Management | For | For |
| 5 | Elect Trevor M. Jones | Management | For | For |
| 6 | Elect Louis J. Lavigne, Jr. | Management | For | For |
| 7 | Elect Peter J. McDonnell | Management | For | For |
| 8 | Elect Timothy D. Proctor | Management | For | For |
| 9 | Elect Russell T. Ray | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Right to Call a Special Meeting | Management | For | For |
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
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AMARIN CORP
Meeting Date: JUL 10, 2012
Record Date: JUL 10, 2012
Meeting Type: ANNUAL | Ticker: AMRN
Security ID: 023111206
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 2 | Elect Carl Gordon | Management | For | For |
| 3 | Elect Jan van Heek | Management | For | For |
| 4 | Elect Patrick O'Sullivan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Remuneration Report | Management | For | For |
| 7 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 8 | Amendment to the 2011 Stock Incentive Plan | Management | For | Against |
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AMARIN CORP
Meeting Date: JUL 10, 2012
Record Date: JUL 05, 2012
Meeting Type: ANNUAL | Ticker: AMRN
Security ID: 023111206
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Lars Ekman | Management | For | For |
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AMAZON.COM, INC.
Meeting Date: MAY 23, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: AMZN
Security ID: 023135106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Tom A. Alberg | Management | For | For |
| 3 | Elect John Seely Brown | Management | For | For |
| 4 | Elect William B. Gordon | Management | For | For |
| 5 | Elect Jamie S. Gorelick | Management | For | For |
| 6 | Elect Alain Monie | Management | For | For |
| 7 | Elect Jonathan Rubinstein | Management | For | For |
| 8 | Elect Thomas O. Ryder | Management | For | For |
| 9 | Elect Patricia Q. Stonesifer | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against |
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AMERICAN EAGLE OUTFITTERS, INC.
Meeting Date: MAY 30, 2013
Record Date: APR 05, 2013
Meeting Type: ANNUAL | Ticker: AEO
Security ID: 02553E106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Robert L. Hanson | Management | For | For |
| 2 | Elect Thomas R. Ketteler | Management | For | For |
| 3 | Elect Cary D. McMillan | Management | For | For |
| 4 | Elect David M. Sable | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
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AMERIGROUP CORP
Meeting Date: OCT 23, 2012
Record Date: JUN 12, 2012
Meeting Type: SPECIAL | Ticker: AGP
Security ID: 03073T102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Merger | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Abstain |
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AMETEK, INC.
Meeting Date: MAY 08, 2013
Record Date: MAR 21, 2013
Meeting Type: ANNUAL | Ticker: AME
Security ID: 031100100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Ruby R. Chandy | Management | For | For |
| 1.2 | Elect Charles D. Klein | Management | For | For |
| 1.3 | Elect Steven W. Kohlhagen | Management | For | For |
| 2 | Increase of Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
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ANADARKO PETROLEUM CORPORATION
Meeting Date: MAY 14, 2013
Record Date: MAR 19, 2013
Meeting Type: ANNUAL | Ticker: APC
Security ID: 032511107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Kevin P. Chilton | Management | For | For |
| 2 | Elect Luke R. Corbett | Management | For | For |
| 3 | Elect H. Paulett Eberhart | Management | For | For |
| 4 | Elect Peter J. Fluor | Management | For | For |
| 5 | Elect Richard L. George | Management | For | For |
| 6 | Elect Preston M. Geren, III | Management | For | For |
| 7 | Elect Charles W. Goodyear | Management | For | For |
| 8 | Elect John R. Gordon | Management | For | For |
| 9 | Elect Eric D. Mullins | Management | For | For |
| 10 | Elect Paula Rosput Reynolds | Management | For | For |
| 11 | Elect R. A. Walker | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against |
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APPLE INC
Meeting Date: FEB 27, 2013
Record Date: JAN 02, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect William V. Campbell | Management | For | For |
| 1.2 | Elect Timothy D. Cook | Management | For | For |
| 1.3 | Elect Millard S. Drexler | Management | For | For |
| 1.4 | Elect Albert A. Gore, Jr. | Management | For | For |
| 1.5 | Elect Robert A. Iger | Management | For | For |
| 1.6 | Elect Andrea Jung | Management | For | For |
| 1.7 | Elect Arthur D. Levinson | Management | For | For |
| 1.8 | Elect Ronald D. Sugar | Management | For | For |
| 2 | Amendments to Articles of Incorporation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against |
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AQUA AMERICA, INC.
Meeting Date: MAY 08, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: WTR
Security ID: 03836W103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Nicholas DeBenedictis | Management | For | For |
| 1.2 | Elect Richard H. Glanton | Management | For | For |
| 1.3 | Elect Lon R. Greenberg | Management | For | For |
| 1.4 | Elect William P. Hankowsky | Management | For | For |
| 1.5 | Elect Wendell F. Holland | Management | For | For |
| 1.6 | Elect Andrew J. Sordoni, III | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Human Right to Water | Shareholder | Against | Against |
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ASBURY AUTOMOTIVE GROUP, INC.
Meeting Date: APR 17, 2013
Record Date: FEB 28, 2013
Meeting Type: ANNUAL | Ticker: ABG
Security ID: 043436104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Thomas C. DeLoach, Jr. | Management | For | For |
| 1.2 | Elect Michael S. Kearney | Management | For | For |
| 1.3 | Elect Philip F. Maritz | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
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ASCENA RETAIL GROUP INC
Meeting Date: DEC 11, 2012
Record Date: JUN 15, 2012
Meeting Type: ANNUAL | Ticker: ASNA
Security ID: 04351G101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2010 Stock Incentive Plan | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
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ASCENA RETAIL GROUP INC
Meeting Date: DEC 11, 2012
Record Date: JUN 12, 2012
Meeting Type: ANNUAL | Ticker: ASNA
Security ID: 04351G101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect John Usdan | Management | For | For |
| 1.2 | Elect Randy Pearce | Management | For | For |
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ATMI, INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 27, 2013
Meeting Type: ANNUAL | Ticker: ATMI
Security ID: 00207R101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect George M. Scalise | Management | For | For |
| 1.2 | Elect Mark B. Segall | Management | For | For |
| 1.3 | Elect Cheryl L. Shavers | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
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BANK OF THE OZARKS, INC.
Meeting Date: APR 15, 2013
Record Date: FEB 19, 2013
Meeting Type: ANNUAL | Ticker: OZRK
Security ID: 063904106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect George Gleason | Management | For | For |
| 1.2 | Elect Jean Arehart | Management | For | For |
| 1.3 | Elect Nicholas Brown | Management | For | For |
| 1.4 | Elect Richard Cisne | Management | For | For |
| 1.5 | Elect Robert East | Management | For | For |
| 1.6 | Elect Linda Gleason | Management | For | For |
| 1.7 | Elect Peter Kenny | Management | For | For |
| 1.8 | Elect Henry Mariani | Management | For | For |
| 1.9 | Elect Robert L. Proost | Management | For | For |
| 1.1 | Elect R. L. Qualls | Management | For | For |
| 1.11 | Elect John Reynolds | Management | For | For |
| 1.12 | Elect Dan Thomas | Management | For | For |
| 1.13 | Elect Sherece West-Scantlebury | Management | For | For |
| 2 | Amendment to the 2009 Restricted Stock Plan | Management | For | For |
| 3 | Amendment to the Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
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BIO-REFERENCE LABORATORIES INC.
Meeting Date: JUL 12, 2012
Record Date: JUL 10, 2012
Meeting Type: ANNUAL | Ticker: BRLI
Security ID: 09057G602
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Joseph Benincasa | Management | For | For |
| 1.2 | Elect John Roglieri | Management | For | For |
| 1.3 | Elect Gary Lederman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Transaction of Other Business | Management | For | Against |
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BIOGEN IDEC, INC.
Meeting Date: JUN 12, 2013
Record Date: APR 15, 2013
Meeting Type: ANNUAL | Ticker: BIIB
Security ID: 09062X103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Caroline Dorsa | Management | For | For |
| 2 | Elect Stelios Papadopoulos | Management | For | For |
| 3 | Elect George A. Scangos | Management | For | For |
| 4 | Elect Lynn Schenk | Management | For | For |
| 5 | Elect Alexander J. Denner | Management | For | For |
| 6 | Elect Nancy L. Leaming | Management | For | For |
| 7 | Elect Richard C. Mulligan | Management | For | For |
| 8 | Elect Robert W. Pangia | Management | For | For |
| 9 | Elect Brian S. Posner | Management | For | For |
| 10 | Elect Eric K. Rowinsky | Management | For | For |
| 11 | Elect Stephen A. Sherwin | Management | For | For |
| 12 | Elect William D. Young | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Amendment to the 2008 Performance-Based Management Incentive Plan | Management | For | For |
| 16 | Amendment to the 2008 Omnibus Incentive Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
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BLOOMIN' BRANDS, INC.
Meeting Date: APR 24, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: BLMN
Security ID: 094235108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect David Humphrey | Management | For | For |
| 1.2 | Elect Elizabeth A. Smith | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
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BOEING COMPANY
Meeting Date: APR 29, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: BA
Security ID: 097023105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David L. Calhoun | Management | For | For |
| 2 | Elect Arthur D. Collins, Jr. | Management | For | For |
| 3 | Elect Linda Z. Cook | Management | For | For |
| 4 | Elect Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
| 6 | Elect Lawrence W. Kellner | Management | For | For |
| 7 | Elect Edward M. Liddy | Management | For | For |
| 8 | Elect W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Susan C. Schwab | Management | For | For |
| 10 | Elect Ronald A. Williams | Management | For | For |
| 11 | Elect Mike S. Zafirovski | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
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BOK FINANCIAL CORPORATION
Meeting Date: APR 30, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: BOKF
Security ID: 05561Q201
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gregory S. Allen | Management | For | Withhold |
| 1.2 | Elect Alan S. Armstrong | Management | For | For |
| 1.3 | Elect C. Fred Ball, Jr. | Management | For | For |
| 1.4 | Elect Sharon J. Bell | Management | For | For |
| 1.5 | Elect Peter C. Boylan, III | Management | For | For |
| 1.6 | Elect Chester Cadieux, III | Management | For | For |
| 1.7 | Elect Joseph W. Craft III | Management | For | For |
| 1.8 | Elect John W. Gibson | Management | For | For |
| 1.9 | Elect David F. Griffin | Management | For | For |
| 1.1 | Elect V. Burns Hargis | Management | For | For |
| 1.11 | Elect Douglas D Hawthorne | Management | For | For |
| 1.12 | Elect E. Carey Joullian, IV | Management | For | For |
| 1.13 | Elect George B. Kaiser | Management | For | For |
| 1.14 | Elect Robert J. LaFortune | Management | For | For |
| 1.15 | Elect Stanley A. Lybarger | Management | For | For |
| 1.16 | Elect Steven J. Malcolm | Management | For | For |
| 1.17 | Elect E.C. Richards | Management | For | For |
| 1.18 | Elect John Richels | Management | For | For |
| 1.19 | Elect Michael C. Turpen | Management | For | For |
| 1.2 | Elect R.A. Walker | Management | For | For |
| 2 | Amendment to the 2003 Executive Incentive Plan | Management | For | For |
| 3 | Amendment to the 2009 Omnibus Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
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BONANZA CREEK ENERGY, INC.
Meeting Date: JUN 06, 2013
Record Date: APR 29, 2013
Meeting Type: ANNUAL | Ticker: BCEI
Security ID: 097793103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James A. Watt | Management | For | For |
| 1.2 | Elect Gregory P. Raih | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
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BROADSOFT INC.
Meeting Date: MAY 02, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: BSFT
Security ID: 11133B409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John J. Gavin, Jr. | Management | For | For |
| 1.2 | Elect Charles L. Ill, III | Management | For | For |
| 1.3 | Elect Michael Tessler | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
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BRUKER CORPORATION
Meeting Date: MAY 16, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: BRKR
Security ID: 116794108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Wolf-Dieter Emmerich | Management | For | For |
| 1.2 | Elect Brenda J. Furlong | Management | For | For |
| 1.3 | Elect Frank H. Laukien | Management | For | For |
| 1.4 | Elect Richard A. Packer | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
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BUNGE LIMITED
Meeting Date: MAY 24, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: BG
Security ID: G16962105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Bernard de La Tour d'Auvergne Lauraguais | Management | For | For |
| 2 | Elect William Engels | Management | For | For |
| 3 | Elect L. Patrick Lupo | Management | For | For |
| 4 | Elect Soren Schroder | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | Against |
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CAPSTEAD MORTGAGE CORPORATION
Meeting Date: APR 24, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: CMO
Security ID: 14067E506
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jack Bernard | Management | For | For |
| 1.2 | Elect Jack Biegler | Management | For | For |
| 1.3 | Elect Michelle P. Goolsby | Management | For | For |
| 1.4 | Elect Andrew F. Jacobs | Management | For | For |
| 1.5 | Elect Gary Keiser | Management | For | For |
| 1.6 | Elect Christopher W. Mahowald | Management | For | For |
| 1.7 | Elect Michael G. O'Neil | Management | For | For |
| 1.8 | Elect Mark S. Whiting | Management | For | For |
| 2 | Advisory Vote on Compensation Philosophy | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
CARNIVAL PLC
Meeting Date: APR 17, 2013
Record Date: FEB 19, 2013
Meeting Type: ANNUAL | Ticker: CCL
Security ID: 143658300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Micky Arison | Management | For | For |
| 2 | Elect Sir Jonathon Band | Management | For | For |
| 3 | Elect Arnold W. Donald | Management | For | For |
| 4 | Elect Pier L. Foschi | Management | For | For |
| 5 | Elect Howard S. Frank | Management | For | For |
| 6 | Elect Richard J. Glasier | Management | For | For |
| 7 | Elect Debra J. Kelly-Ennis | Management | For | For |
| 8 | Elect Sir John Parker | Management | For | For |
| 9 | Elect Stuart Subotnick | Management | For | For |
| 10 | Elect Laura A. Weil | Management | For | For |
| 11 | Elect Randall J. Weisenburger | Management | For | For |
| 12 | Appointment of Auditor | Management | For | For |
| 13 | Authority to Set Auditor's Fees | Management | For | For |
| 14 | Accounts and Reports | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Directors' Remuneration Report | Management | For | For |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 19 | Authority to Repurchase Shares | Management | For | For |
| |
|---|
CATALYST HEALTH SOLUTIONS INC
Meeting Date: JUL 02, 2012
Record Date: SEP 10, 2012
Meeting Type: SPECIAL | Ticker: CHSI
Security ID: 14888B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger/Acquisition | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
CAVIUM NETWORKS, INC.
Meeting Date: MAY 30, 2013
Record Date: APR 04, 2013
Meeting Type: ANNUAL | Ticker: CAVM
Security ID: 14964U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Syed Ali | Management | For | For |
| 1.2 | Elect Anthony S. Thornley | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CENTENE CORPORATION
Meeting Date: APR 23, 2013
Record Date: FEB 22, 2013
Meeting Type: ANNUAL | Ticker: CNC
Security ID: 15135B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Orlando Ayala | Management | For | For |
| 1.2 | Elect Pamela A. Joseph | Management | For | For |
| 1.3 | Elect Tommy G. Thompson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
CEPHEID
Meeting Date: APR 30, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: CPHD
Security ID: 15670R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas L. Gutshall | Management | For | For |
| 2 | Elect Cristina H. Kepner | Management | For | For |
| 3 | Elect David H. Persing | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CHEESECAKE FACTORY INCORPORATED
Meeting Date: MAY 30, 2013
Record Date: APR 04, 2013
Meeting Type: ANNUAL | Ticker: CAKE
Security ID: 163072101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David Overton | Management | For | For |
| 2 | Elect Alexander L. Cappello | Management | For | For |
| 3 | Elect Jerome I. Kransdorf | Management | For | For |
| 4 | Elect Laurence B. Mindel | Management | For | For |
| 5 | Elect David B. Pittaway | Management | For | For |
| 6 | Elect Douglas L. Schmick | Management | For | For |
| 7 | Elect Herbert Simon | Management | For | For |
| 8 | Amendment to the 2010 Stock Incentive Plan | Management | For | Against |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CHICO'S FAS, INC.
Meeting Date: JUN 27, 2013
Record Date: APR 29, 2013
Meeting Type: ANNUAL | Ticker: CHS
Security ID: 168615102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Verna K. Gibson | Management | For | For |
| 2 | Elect David F. Dyer | Management | For | For |
| 3 | Elect Janice L. Fields | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CINEMARK HOLDINGS, INC.
Meeting Date: MAY 23, 2013
Record Date: APR 05, 2013
Meeting Type: ANNUAL | Ticker: CNK
Security ID: 17243V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Benjamin D. Chereskin | Management | For | For |
| 1.2 | Elect Lee Roy Mitchell | Management | For | For |
| 1.3 | Elect Raymond W. Syufy | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 2006 Long-Term Incentive Plan | Management | For | For |
| 5 | Amendment to the Performance Bonus Plan | Management | For | For |
| |
|---|
CIRCOR INTERNATIONAL, INC.
Meeting Date: MAY 01, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: CIR
Security ID: 17273K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jerome D. Brady | Management | For | For |
| 1.2 | Elect Peter M. Wilver | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
COBALT INTERNATIONAL ENERGY INC.
Meeting Date: APR 25, 2013
Record Date: MAR 14, 2013
Meeting Type: ANNUAL | Ticker: CIE
Security ID: 19075F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph H. Bryant | Management | For | For |
| 1.2 | Elect N. John Lancaster, Jr. | Management | For | For |
| 1.3 | Elect Jon A. Marshall | Management | For | For |
| 1.4 | Elect Kenneth A. Pontarelli | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Approval of the Performance Goals Under the Long Term Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
COGENT COMMUNICATIONS GROUP, INC.
Meeting Date: APR 18, 2013
Record Date: FEB 22, 2013
Meeting Type: ANNUAL | Ticker: CCOI
Security ID: 19239V302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dave Schaeffer | Management | For | For |
| 1.2 | Elect Steven D. Brooks | Management | For | For |
| 1.3 | Elect Erel N. Margalit | Management | For | For |
| 1.4 | Elect Timothy Weingarten | Management | For | For |
| 1.5 | Elect Richard T. Liebhaber | Management | For | For |
| 1.6 | Elect D. Blake Bath | Management | For | For |
| 1.7 | Elect Marc Montagner | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2004 Incentive Award Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
COLONY FINANCIAL, INC.
Meeting Date: MAY 06, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: CLNY
Security ID: 19624R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Thomas J. Barrack, Jr. | Management | For | For |
| 1.2 | Elect Richard Saltzman | Management | For | For |
| 1.3 | Elect George G. C. Parker | Management | For | For |
| 1.4 | Elect John A. Somers | Management | For | For |
| 1.5 | Elect John L. Steffens | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
COMMVAULT SYSTEMS INC
Meeting Date: AUG 22, 2012
Record Date: AUG 24, 2012
Meeting Type: ANNUAL | Ticker: CVLT
Security ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
COMMVAULT SYSTEMS INC
Meeting Date: AUG 22, 2012
Record Date: JUN 15, 2012
Meeting Type: ANNUAL | Ticker: CVLT
Security ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect N. Robert Hammer | Management | For | For |
| 1.2 | Elect Keith Geeslin | Management | For | For |
| 1.3 | Elect Gary Smith | Management | For | For |
| |
|---|
COMPASS MINERALS INTERNATIONAL, INC.
Meeting Date: MAY 08, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: CMP
Security ID: 20451N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Eric Ford | Management | For | For |
| 1.2 | Elect Francis J. Malecha | Management | For | For |
| 1.3 | Elect Paul S. Williams | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CORPORATE EXECUTIVE BOARD COMPANY
Meeting Date: JUN 13, 2013
Record Date: APR 18, 2013
Meeting Type: ANNUAL | Ticker: CEB
Security ID: 21988R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Thomas L. Monahan III | Management | For | For |
| 1.2 | Elect Gregor S. Bailar | Management | For | For |
| 1.3 | Elect Stephen M. Carter | Management | For | For |
| 1.4 | Elect Gordon J. Coburn | Management | For | For |
| 1.5 | Elect L. Kevin Cox | Management | For | For |
| 1.6 | Elect Nancy J. Karch | Management | For | For |
| 1.7 | Elect Daniel O. Leemon | Management | For | For |
| 1.8 | Elect Jeffrey R. Tarr | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CRANE CO.
Meeting Date: APR 22, 2013
Record Date: FEB 28, 2013
Meeting Type: ANNUAL | Ticker: CR
Security ID: 224399105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard S. Forte | Management | For | For |
| 2 | Elect Ellen McClain Haime | Management | For | For |
| 3 | Elect Ronald C. Lindsay | Management | For | For |
| 4 | Elect Jennifer M. Pollino | Management | For | For |
| 5 | Elect James L. L. Tullis | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| 8 | 2013 Stock Incentive Plan | Management | For | Against |
| |
|---|
DEAN FOODS COMPANY
Meeting Date: MAY 15, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: DF
Security ID: 242370104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gregg L. Engles | Management | For | For |
| 2 | Elect Tom C. Davis | Management | For | For |
| 3 | Elect Jim L. Turner | Management | For | For |
| 4 | Elect Robert Wiseman | Management | For | For |
| 5 | Reverse Stock Split | Management | For | For |
| 6 | Amendment to the 2007 Stock Incentive Plan | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | Against |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 10 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | Against |
| 11 | Shareholder Proposal Regarding Cow Dehorning | Shareholder | Against | Against |
| 12 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DECKERS OUTDOOR CORPORATION
Meeting Date: MAY 08, 2013
Record Date: MAR 12, 2013
Meeting Type: ANNUAL | Ticker: DECK
Security ID: 243537107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Angel R. Martinez | Management | For | For |
| 1.2 | Elect Rex A. Licklider | Management | For | For |
| 1.3 | Elect John M. Gibbons | Management | For | For |
| 1.4 | Elect John G. Perenchio | Management | For | For |
| 1.5 | Elect Maureen Conners | Management | For | For |
| 1.6 | Elect Karyn O. Barsa | Management | For | For |
| 1.7 | Elect Michael F. Devine III | Management | For | For |
| 1.8 | Elect James Quinn | Management | For | For |
| 1.9 | Elect Lauri Shanahan | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
DRESSER-RAND GROUP INC.
Meeting Date: MAY 07, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: DRC
Security ID: 261608103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William E. Macaulay | Management | For | For |
| 2 | Elect Vincent R. Volpe Jr. | Management | For | For |
| 3 | Elect Rita V. Foley | Management | For | For |
| 4 | Elect Louis A. Raspino | Management | For | For |
| 5 | Elect Philip R. Roth | Management | For | For |
| 6 | Elect Stephen A. Snider | Management | For | For |
| 7 | Elect Michael L. Underwood | Management | For | For |
| 8 | Elect Joseph C. Winkler III | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Amendment to the 2008 Stock Incentive Plan | Management | For | For |
| |
|---|
DRIL-QUIP, INC.
Meeting Date: MAY 16, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: DRQ
Security ID: 262037104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alexander P. Shukis | Management | For | For |
| 2 | Elect Terence B. Jupp | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
DSW INC.
Meeting Date: JUN 05, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: DSW
Security ID: 23334L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Henry L. Aaron | Management | For | For |
| 2 | Elect Elaine J. Eisenman | Management | For | For |
| 3 | Elect Joanna T. Lau | Management | For | For |
| 4 | Elect Jay L. Schottenstein | Management | For | For |
| 5 | Elect James O'Donnell | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
EAST WEST BANCORP, INC.
Meeting Date: MAY 28, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: EWBC
Security ID: 27579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Iris S. Chan | Management | For | For |
| 1.2 | Elect Rudolph I. Estrada | Management | For | For |
| 1.3 | Elect Julia S. Gouw | Management | For | For |
| 1.4 | Elect Paul H. Irving | Management | For | For |
| 1.5 | Elect Andrew S. Kane | Management | For | For |
| 1.6 | Elect Tak-Chuen Clarence Kwan | Management | For | For |
| 1.7 | Elect John Lee | Management | For | For |
| 1.8 | Elect Herman Y. Li | Management | For | For |
| 1.9 | Elect Jack C. Liu | Management | For | For |
| 1.1 | Elect Dominic Ng | Management | For | For |
| 1.11 | Elect Keith W. Renken | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
ESTEE LAUDER COS., INC.
Meeting Date: NOV 09, 2012
Record Date: JUL 13, 2012
Meeting Type: ANNUAL | Ticker: EL
Security ID: 518439104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.4 | Elect Irvine Hockaday, Jr. | Management | For | For |
| 1.5 | Elect Barry Sternlicht | Management | For | Withhold |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Increase of Authorized Common Stock | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
ESTEE LAUDER COS., INC.
Meeting Date: NOV 09, 2012
Record Date: JUN 15, 2012
Meeting Type: ANNUAL | Ticker: EL
Security ID: 518439104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Rose Marie Bravo | Management | For | For |
| 1.2 | Elect Paul Fribourg | Management | For | For |
| 1.3 | Elect Mellody Hobson | Management | For | For |
| |
|---|
EVERCORE PARTNERS INC.
Meeting Date: JUN 19, 2013
Record Date: APR 22, 2013
Meeting Type: ANNUAL | Ticker: EVR
Security ID: 29977A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Roger C. Altman | Management | For | For |
| 1.2 | Elect Pedro Aspe | Management | For | For |
| 1.3 | Elect Richard I. Beattie | Management | For | For |
| 1.4 | Elect Francois de Saint Phalle | Management | For | For |
| 1.5 | Elect Gail B. Harris | Management | For | For |
| 1.6 | Elect Curtis A. Hessler | Management | For | For |
| 1.7 | Elect Robert B. Millard | Management | For | For |
| 1.8 | Elect Anthony N. Pritzker | Management | For | For |
| 1.9 | Elect Ralph L. Schlosstein | Management | For | For |
| 2 | Amendment to the 2006 Stock Incentive Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
EXACTTARGET INC.
Meeting Date: JUN 11, 2013
Record Date: APR 15, 2013
Meeting Type: ANNUAL | Ticker: ET
Security ID: 30064K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Julie M.B. Bradley | Management | For | For |
| 1.2 | Elect Scott M. Maxwell | Management | For | For |
| 2 | Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
EXPRESS, INC.
Meeting Date: JUN 06, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: EXPR
Security ID: 30219000000000
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Sona Chawla | Management | For | For |
| 1.2 | Elect Theo Killion | Management | For | For |
| 1.3 | Elect Michael A. Weiss | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
| 4 | Adoption of Majority Vote for Election of Directors | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| |
|---|
FINISAR CORP
Meeting Date: DEC 03, 2012
Record Date: AUG 13, 2012
Meeting Type: ANNUAL | Ticker: FNSR
Security ID: 31787A507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
FINISAR CORP
Meeting Date: DEC 03, 2012
Record Date: JUL 13, 2012
Meeting Type: ANNUAL | Ticker: FNSR
Security ID: 31787A507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael Child | Management | For | For |
| 1.2 | Elect Roger Ferguson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
FIRST REPUBLIC BANK
Meeting Date: MAY 14, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: FRC
Security ID: 33616C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James H. Herbert, II | Management | For | For |
| 1.2 | Elect Katherine August-deWilde | Management | For | For |
| 1.3 | Elect Thomas J. Barrack, Jr. | Management | For | For |
| 1.4 | Elect Frank J. Fahrenkopf, Jr. | Management | For | For |
| 1.5 | Elect William E. Ford | Management | For | Withhold |
| 1.6 | Elect L.Martin Gibbs | Management | For | For |
| 1.7 | Elect Sandra R. Hernandez | Management | For | For |
| 1.8 | Elect Pamela Joyner | Management | For | For |
| 1.9 | Elect Reynold Levy | Management | For | For |
| 1.1 | Elect Jody S. Lindell | Management | For | For |
| 1.11 | Elect George G. C. Parker | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
FLEXTRONICS INTERNATIONAL
Meeting Date: AUG 30, 2012
Record Date: AUG 24, 2012
Meeting Type: ANNUAL | Ticker: FLEX
Security ID: Y2573F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James Davidson | Management | For | For |
| 2 | Elect William Watkins | Management | For | For |
| 3 | Elect TAN Lay Koon | Management | For | For |
| 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 5 | Authority to Issue Ordinary Shares | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Renewal of the Share Purchase Mandate | Management | For | For |
| |
|---|
FLIR SYSTEMS, INC.
Meeting Date: APR 26, 2013
Record Date: FEB 27, 2013
Meeting Type: ANNUAL | Ticker: FLIR
Security ID: 302445101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John D. Carter | Management | For | For |
| 2 | Elect Michael T. Smith | Management | For | For |
| 3 | Elect John W. Wood, Jr. | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Repeal of Classified Board | Management | For | For |
| 6 | Adoption of Majority Vote for Election of Directors | Management | For | For |
| |
|---|
FLUIDIGM CORPORATION
Meeting Date: JUN 06, 2013
Record Date: APR 12, 2013
Meeting Type: ANNUAL | Ticker: FLDM
Security ID: 34385P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Samuel D. Colella | Management | For | For |
| 1.2 | Elect Gajus V. Worthington | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
FRONTIER COMMUNICATIONS CORPORATION
Meeting Date: MAY 08, 2013
Record Date: MAR 12, 2013
Meeting Type: ANNUAL | Ticker: FTR
Security ID: 35906A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leroy T. Barnes, Jr. | Management | For | For |
| 1.2 | Elect Peter C. B. Bynoe | Management | For | Withhold |
| 1.3 | Elect Jeri B. Finard | Management | For | Withhold |
| 1.4 | Elect Edward Fraioli | Management | For | For |
| 1.5 | Elect James S. Kahan | Management | For | For |
| 1.6 | Elect Pamela D.A. Reeve | Management | For | Withhold |
| 1.7 | Elect Howard L. Schrott | Management | For | For |
| 1.8 | Elect Larraine D. Segil | Management | For | Withhold |
| 1.9 | Elect Mark S. Shapiro | Management | For | For |
| 1.1 | Elect Myron A. Wick, III | Management | For | For |
| 1.11 | Elect Mary Agnes Wilderotter | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | 2013 Bonus Plan | Management | For | For |
| 4 | 2013 Equity Incentive Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 6 | Ratification of Auditor | Management | For | For |
| |
|---|
FTI CONSULTING, INC.
Meeting Date: JUN 05, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: FCN
Security ID: 302941109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Brenda J. Bacon | Management | For | For |
| 1.2 | Elect Denis J. Callaghan | Management | For | For |
| 1.3 | Elect Claudio Costamagna | Management | For | For |
| 1.4 | Elect James W. Crownover | Management | For | For |
| 1.5 | Elect Jack B. Dunn, IV | Management | For | For |
| 1.6 | Elect Vernon Ellis | Management | For | For |
| 1.7 | Elect Gerard E. Holthaus | Management | For | For |
| 1.8 | Elect Marc Holtzman | Management | For | For |
| 1.9 | Elect Dennis J. Shaughnessy | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
GARTNER, INC.
Meeting Date: MAY 30, 2013
Record Date: APR 04, 2013
Meeting Type: ANNUAL | Ticker: IT
Security ID: 366651107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Michael J. Bingle | Management | For | For |
| 2 | Elect Richard J. Bressler | Management | For | For |
| 3 | Elect Raul E. Cesan | Management | For | For |
| 4 | Elect Karen E. Dykstra | Management | For | For |
| 5 | Elect Anne Sutherland Fuchs | Management | For | For |
| 6 | Elect William O. Grabe | Management | For | For |
| 7 | Elect Eugene A. Hall | Management | For | For |
| 8 | Elect Stephen G. Pagliuca | Management | For | For |
| 9 | Elect James C. Smith | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
Meeting Date: MAY 08, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: GILD
Security ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John F. Cogan | Management | For | For |
| 1.2 | Elect Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Carla A. Hills | Management | For | For |
| 1.4 | Elect Kevin E. Lofton | Management | For | For |
| 1.5 | Elect John W. Madigan | Management | For | For |
| 1.6 | Elect John C. Martin | Management | For | For |
| 1.7 | Elect Nicholas G. Moore | Management | For | For |
| 1.8 | Elect Richard J. Whitley | Management | For | For |
| 1.9 | Elect Gayle E. Wilson | Management | For | For |
| 1.1 | Elect Per Wold-Olsen | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2004 Equity Incentive Plan | Management | For | For |
| 4 | Increase of Authorized Common Shares | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
GLOBAL PAYMENTS, INC.
Meeting Date: SEP 19, 2012
Record Date: AUG 24, 2012
Meeting Type: ANNUAL | Ticker: GPN
Security ID: 37940X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Alex Hart | Management | For | For |
| 1.2 | Elect William Jacobs | Management | For | For |
| 1.3 | Elect Alan Silberstein | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Adoption of Majority Vote for Election of Directors | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
GOOGLE INC.
Meeting Date: JUN 06, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry Page | Management | For | For |
| 1.2 | Elect Sergey Brin | Management | For | For |
| 1.3 | Elect Eric E. Schmidt | Management | For | For |
| 1.4 | Elect L. John Doerr | Management | For | For |
| 1.5 | Elect Diane B. Greene | Management | For | For |
| 1.6 | Elect John L. Hennessy | Management | For | For |
| 1.7 | Elect Ann Mather | Management | For | For |
| 1.8 | Elect Paul S. Otellini | Management | For | For |
| 1.9 | Elect K. Ram Shriram | Management | For | For |
| 1.1 | Elect Shirley M. Tilghman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Lead Batteries | Shareholder | Against | Against |
| 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding CEO Succession Planning | Shareholder | Against | Against |
| |
|---|
GREAT LAKES DREDGE & DOCK CORPORATION
Meeting Date: MAY 08, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: GLDD
Security ID: 390607109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Carl A. Albert | Management | For | For |
| 1.2 | Elect Jonathan W. Berger | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
Meeting Date: MAY 15, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: HAL
Security ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alan M. Bennett | Management | For | For |
| 2 | Elect James Boyd | Management | For | For |
| 3 | Elect Milton Carroll | Management | For | For |
| 4 | Elect Nance Dicciani | Management | For | For |
| 5 | Elect Murry Gerber | Management | For | For |
| 6 | Elect Jose Grubisich | Management | For | For |
| 7 | Elect Abdallah Jum'ah | Management | For | For |
| 8 | Elect David Lesar | Management | For | For |
| 9 | Elect Robert Malone | Management | For | For |
| 10 | Elect Landis Martin | Management | For | For |
| 11 | Elect Debra Reed | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Amendment to Company Stock and Incentive Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Review of Human Rights Policies | Shareholder | Against | Against |
| |
|---|
HARRIS TEETER SUPERMARKET
Meeting Date: FEB 21, 2013
Record Date: DEC 14, 2012
Meeting Type: ANNUAL | Ticker: HTSI
Security ID: 414585109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John Belk | Management | For | For |
| 1.2 | Elect John Cato | Management | For | For |
| 1.3 | Elect Thomas Dickson | Management | For | For |
| 1.4 | Elect James Hynes | Management | For | For |
| 1.5 | Elect Anna Nelson | Management | For | For |
| 1.6 | Elect Mark Ordan | Management | For | For |
| 1.7 | Elect Bailey Patrick | Management | For | For |
| 1.8 | Elect Robert Spilman, Jr. | Management | For | For |
| 1.9 | Elect Harold Stowe | Management | For | For |
| 1.10 | Elect Isaiah Tidwell | Management | For | For |
| 1.11 | Elect William Warden, Jr. | Management | For | For |
| 2 | 2013 Cash Incentive Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
HEARTLAND EXPRESS, INC.
Meeting Date: MAY 09, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: HTLD
Security ID: 422347104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael J. Gerdin | Management | For | For |
| 1.2 | Elect Richard O. Jacobson | Management | For | For |
| 1.3 | Elect Benjamin J. Allen | Management | For | For |
| 1.4 | Elect Lawrence D. Crouse | Management | For | For |
| 1.5 | Elect James G. Pratt | Management | For | For |
| 1.6 | Elect Tahira K. Hira | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
HERSHA HOSPITALITY TRUST
Meeting Date: MAY 23, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: HT
Security ID: 427825104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Hasu P. Shah | Management | For | For |
| 2 | Elect Dianna F. Morgan | Management | For | For |
| 3 | Elect Kiran P. Patel | Management | For | For |
| 4 | Elect John M. Sabin | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| |
|---|
HITTITE MICROWAVE CORPORATION
Meeting Date: MAY 15, 2013
Record Date: MAR 27, 2013
Meeting Type: ANNUAL | Ticker: HITT
Security ID: 43365Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ernest L. Godshalk | Management | For | For |
| 1.2 | Elect Rick D. Hess | Management | For | For |
| 1.3 | Elect Adrienne M. Markham | Management | For | For |
| 1.4 | Elect Brian P. McAloon | Management | For | For |
| 1.5 | Elect Cosmo S. Trapani | Management | For | For |
| 1.6 | Elect Franklin Weigold | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
IDEX CORPORATION
Meeting Date: APR 09, 2013
Record Date: FEB 19, 2013
Meeting Type: ANNUAL | Ticker: IEX
Security ID: 45167R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ernest J. Mrozek | Management | For | For |
| 1.2 | Elect David C. Parry | Management | For | For |
| 1.3 | Elect Livingston Satterthwaite | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
IMAX CORPORATION
Meeting Date: JUN 11, 2013
Record Date: APR 12, 2013
Meeting Type: ANNUAL | Ticker: IMAX
Security ID: 45245000000000
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard L. Gelfond | Management | For | For |
| 1.2 | Elect Michael MacMillan | Management | For | For |
| 1.3 | Elect I. Martin Pompadur | Management | For | For |
| 1.4 | Elect Bradley J. Wechsler | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Repeal of Classified Board | Management | For | For |
| 4 | Technical Amendments to the Company's Bylaws | Management | For | For |
| 5 | Approval of Long Term Incentive Plan | Management | For | Against |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
INSULET CORPORATION
Meeting Date: MAY 15, 2013
Record Date: MAR 20, 2013
Meeting Type: ANNUAL | Ticker: PODD
Security ID: 45784P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Duane M. DeSisto | Management | For | For |
| 1.2 | Elect Steven Sobieski | Management | For | For |
| 1.3 | Elect W. Mark Lortz | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date: APR 30, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: IBM
Security ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alain J. P. Belda | Management | For | For |
| 2 | Elect William R. Brody | Management | For | For |
| 3 | Elect Kenneth I. Chenault | Management | For | For |
| 4 | Elect Michael L. Eskew | Management | For | For |
| 5 | Elect David N. Farr | Management | For | For |
| 6 | Elect Shirley A. Jackson | Management | For | For |
| 7 | Elect Andrew N. Liveris | Management | For | For |
| 8 | Elect W. James McNerney, Jr. | Management | For | For |
| 9 | Elect James W. Owens | Management | For | For |
| 10 | Elect Virginia M. Rometty | Management | For | For |
| 11 | Elect Joan E. Spero | Management | For | For |
| 12 | Elect Sidney Taurel | Management | For | For |
| 13 | Elect Lorenzo H Zambrano | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| |
|---|
INTERNATIONAL GAME TECHNOLOGY
Meeting Date: MAR 05, 2013
Record Date: JAN 08, 2013
Meeting Type: ANNUAL | Ticker: IGT
Security ID: 459902102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dissident Nominee Raymond Brooks | Management | N/A | N/A |
| 1.2 | Elect Dissident Nominee Charles Mathewson | Management | N/A | N/A |
| 1.3 | Elect Dissident Nominee Daniel Silvers | Management | N/A | N/A |
| 1.4 | Elect Management Nominee Janice Chaffin | Management | N/A | N/A |
| 1.5 | Elect Management Nominee Greg Creed | Management | N/A | N/A |
| 1.6 | Elect Management Nominee Patti Hart | Management | N/A | N/A |
| 1.7 | Elect Management Nominee Robert Miller | Management | N/A | N/A |
| 1.8 | Elect Management Nominee Philip Satre | Management | N/A | N/A |
| 2 | Amendment to the 2002 Stock Incentive Plan | Management | N/A | N/A |
| 3 | Advisory Vote on Executive Compensation | Management | N/A | N/A |
| 4 | Ratification of Auditor | Management | N/A | N/A |
| 1.1 | Elect Paget Alves | Management | For | For |
| 1.2 | Elect Janice Chaffin | Management | For | For |
| 1.3 | Elect Greg Creed | Management | For | For |
| 1.4 | Elect Patti Hart | Management | For | For |
| 1.5 | Elect Robert Miller | Management | For | For |
| 1.6 | Elect David Roberson | Management | For | For |
| 1.7 | Elect Vincent Sadusky | Management | For | For |
| 1.8 | Elect Philip Satre | Management | For | For |
| 2 | Amendment to the 2002 Stock Incentive Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Abstain |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
INTERXION HOLDING N.V.
Meeting Date: JUN 26, 2013
Record Date: MAY 29, 2013
Meeting Type: ANNUAL | Ticker: INXN
Security ID: N47279109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Discharge of the Members of the Board of Directors from Certain Liabilities | Management | For | For |
| 3 | Elect John C. Baker | Management | For | For |
| 4 | Elect Jean Mandeville | Management | For | For |
| 5 | Elect David Ruberg | Management | For | For |
| 6 | Amendment to the Company's Directors' Remuneration Policy | Management | For | For |
| 7 | Award of Restricted Shares to Non-Executive Directors | Management | For | For |
| 8 | Appointment of Auditor | Management | For | For |
| |
|---|
INTREPID POTASH, INC.
Meeting Date: MAY 29, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: IPI
Security ID: 46121Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect J. Landis Martin | Management | For | For |
| 2 | Elect Barth E. Whitham | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
ITC HOLDINGS CORP.
Meeting Date: APR 16, 2013
Record Date: FEB 26, 2013
Meeting Type: ANNUAL | Ticker: ITC
Security ID: 465685105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | Increase of Authorized Common Stock | Management | For | For |
| 3 | Issuance of Common Stock | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
ITC HOLDINGS CORP.
Meeting Date: MAY 15, 2013
Record Date: MAR 27, 2013
Meeting Type: ANNUAL | Ticker: ITC
Security ID: 465685105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Christopher H. Franklin | Management | For | For |
| 1.2 | Elect Edward G. Jepsen | Management | For | For |
| 1.3 | Elect William J. Museler | Management | For | For |
| 1.4 | Elect Hazel R. O'Leary | Management | For | For |
| 1.5 | Elect Thomas G. Stephens | Management | For | For |
| 1.6 | Elect Gordon Bennett Stewart, III | Management | For | For |
| 1.7 | Elect Lee C. Stewart | Management | For | For |
| 1.8 | Elect J.C. Watts | Management | For | For |
| 1.9 | Elect Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | Against |
| |
|---|
JDS UNIPHASE CORP
Meeting Date: NOV 14, 2012
Record Date: AUG 13, 2012
Meeting Type: ANNUAL | Ticker: JDSU
Security ID: 46612J507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard Belluzzo | Management | For | For |
| 2 | Elect Harold Covert | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Repeal of Classified Board | Management | For | For |
| 6 | Amendment to the 2003 Equity Incentive Plan | Management | For | Against |
| |
|---|
KINROSS GOLD CORPORATION
Meeting Date: MAY 08, 2013
Record Date: MAR 14, 2013
Meeting Type: ANNUAL | Ticker: K
Security ID: 496902404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John A. Brough | Management | For | For |
| 1.2 | Elect John K. Carrington | Management | For | For |
| 1.3 | Elect John M. H. Huxley | Management | For | For |
| 1.4 | Elect Kenneth C. Irving | Management | For | For |
| 1.5 | Elect John A. Keyes | Management | For | For |
| 1.6 | Elect John A. Macken | Management | For | For |
| 1.7 | Elect Catherine McLeod-Seltzer | Management | For | For |
| 1.8 | Elect John E. Oliver | Management | For | For |
| 1.9 | Elect Una M. Power | Management | For | For |
| 1.1 | Elect Terence C.W. Reid | Management | For | For |
| 1.11 | Elect J. Paul Rollinson | Management | For | For |
| 1.12 | Elect Ruth G. Woods | Management | For | For |
| 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
KIRBY CORPORATION
Meeting Date: APR 23, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: KEX
Security ID: 497266106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect C. Sean Day | Management | For | For |
| 2 | Elect William M. Lamont, Jr. | Management | For | For |
| 3 | Elect William M. Waterman | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
KORN FERRY INTERNATIONAL
Meeting Date: SEP 27, 2012
Record Date: AUG 24, 2012
Meeting Type: ANNUAL | Ticker: KFY
Security ID: 500643200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William R. Floyd | Management | For | For |
| 1.2 | Elect George Shaheen | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
| 5 | Amendment to the 2008 Stock Incentive Plan | Management | For | For |
| |
|---|
LINKEDIN CORPORATION
Meeting Date: JUN 13, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL | Ticker: LNKD
Security ID: 53578A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect A. George Battle | Management | For | For |
| 1.2 | Elect Michael J. Moritz | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
LULULEMON ATHLETICA INC.
Meeting Date: JUN 11, 2013
Record Date: APR 24, 2013
Meeting Type: ANNUAL | Ticker: LULU
Security ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert Bensoussan | Management | For | For |
| 1.2 | Elect William H. Glenn | Management | For | For |
| 1.3 | Elect Thomas G. Stemberg | Management | For | For |
| 1.4 | Elect Dennis J. Wilson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
LUMOS NETWORKS CORP.
Meeting Date: MAY 01, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: LMOS
Security ID: 550283105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Timothy G. Biltz | Management | For | For |
| 2 | Elect Steven G. Felsher | Management | For | For |
| 3 | Elect Robert E. Guth | Management | For | For |
| 4 | Elect Michael Huber | Management | For | For |
| 5 | Elect James A. Hyde | Management | For | For |
| 6 | Elect Julia B. North | Management | For | For |
| 7 | Elect Michael K. Robinson | Management | For | For |
| 8 | Elect Jerry E. Vaughn | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Amendment to the 2011 Equity and Cash Incentive Plan | Management | For | Against |
| 11 | Ratification of Auditor | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
Meeting Date: APR 24, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: MRO
Security ID: 565849106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gregory H. Boyce | Management | For | For |
| 2 | Elect Pierre R. Brondeau | Management | For | For |
| 3 | Elect Clarence P. Cazalot, Jr. | Management | For | For |
| 4 | Elect Linda Z. Cook | Management | For | For |
| 5 | Elect Shirley A. Jackson | Management | For | For |
| 6 | Elect Philip Lader | Management | For | For |
| 7 | Elect Michael E.J. Phelps | Management | For | For |
| 8 | Elect Dennis H. Reilley | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 18, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard Haythornthwaite | Management | For | For |
| 2 | Elect Ajay S. Banga | Management | For | For |
| 3 | Elect Silvio Barzi | Management | For | For |
| 4 | Elect David R. Carlucci | Management | For | For |
| 5 | Elect Steven J. Freiberg | Management | For | For |
| 6 | Elect Nancy J. Karch | Management | For | For |
| 7 | Elect Marc Olivie | Management | For | For |
| 8 | Elect Rima Qureshi | Management | For | For |
| 9 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
| 10 | Elect Mark Schwartz | Management | For | For |
| 11 | Elect Jackson P. TAI | Management | For | For |
| 12 | Elect Edward Suning Tian | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| |
|---|
MATTRESS FIRM HOLDING CORP
Meeting Date: SEP 05, 2012
Record Date: AUG 24, 2012
Meeting Type: ANNUAL | Ticker: MFRM
Security ID: 57722W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect R. Stephen Stagner | Management | For | For |
| 1.2 | Elect William Watts | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 2 Years |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
MATTRESS FIRM HOLDING CORP.
Meeting Date: MAY 30, 2013
Record Date: APR 12, 2013
Meeting Type: ANNUAL | Ticker: MFRM
Security ID: 57722W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Charles R. Eitel | Management | For | For |
| 1.2 | Elect David A. Fiorentino | Management | For | For |
| 1.3 | Elect Frederick C. Tinsey III | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
MCEWEN MINING INC.
Meeting Date: MAY 16, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: MUX
Security ID: 58039P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert R. McEwen | Management | For | For |
| 1.2 | Elect Michele L. Ashby | Management | For | For |
| 1.3 | Elect Leanne M. Baker | Management | For | For |
| 1.4 | Elect Donald R. M. Quick | Management | For | For |
| 1.5 | Elect Michael L. Stein | Management | For | For |
| 1.6 | Elect Allen V. Ambrose | Management | For | For |
| 1.7 | Elect Richard W. Brissenden | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
METLIFE, INC.
Meeting Date: APR 23, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: MET
Security ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect R. Glenn Hubbard | Management | For | For |
| 2 | Elect Steven A. Kandarian | Management | For | For |
| 3 | Elect John M. Keane | Management | For | For |
| 4 | Elect Alfred F. Kelly, Jr. | Management | For | For |
| 5 | Elect James M. Kilts | Management | For | For |
| 6 | Elect Catherine R. Kinney | Management | For | For |
| 7 | Elect Hugh B. Price | Management | For | For |
| 8 | Elect Kenton J. Sicchitano | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
MFA FINANCIAL, INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 26, 2013
Meeting Type: ANNUAL | Ticker: MFA
Security ID: 55272X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James A. Brodsky | Management | For | For |
| 2 | Elect Alan L. Gosule | Management | For | For |
| 3 | Elect Stewart Zimmerman | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
MILLENNIAL MEDIA, INC.
Meeting Date: JUN 11, 2013
Record Date: APR 22, 2013
Meeting Type: ANNUAL | Ticker: MM
Security ID: 60040N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Paul J. Palmieri | Management | For | For |
| 1.2 | Elect Wenda Harris Millard | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
Meeting Date: MAY 21, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: MDLZ
Security ID: 50075N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Lewis W.K. Booth | Management | For | For |
| 3 | Elect Lois D. Juliber | Management | For | For |
| 4 | Elect Mark D. Ketchum | Management | For | For |
| 5 | Elect Jorge S. Mesquita | Management | For | For |
| 6 | Elect Fredric G. Reynolds | Management | For | For |
| 7 | Elect Irene B. Rosenfeld | Management | For | For |
| 8 | Elect Patrick T. Siewert | Management | For | For |
| 9 | Elect Ruth J. Simmons | Management | For | For |
| 10 | Elect Ratan N. Tata | Management | For | For |
| 11 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Extended Producer Responsibility | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Gender Equality in the Supply Chain | Shareholder | Against | Against |
| |
|---|
MONSANTO CO.
Meeting Date: JAN 31, 2013
Record Date: DEC 03, 2012
Meeting Type: ANNUAL | Ticker: MON
Security ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David Chicoine | Management | For | For |
| 2 | Elect Arthur Harper | Management | For | For |
| 3 | Elect Gwendolyn King | Management | For | For |
| 4 | Elect Jon Moeller | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Repeal of Classified Board | Management | For | For |
| 8 | Shareholder Proposal Regarding Genetically Modified Organisms | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
Meeting Date: MAY 14, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: MS
Security ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Erskine B. Bowles | Management | For | For |
| 2 | Elect Howard J. Davies | Management | For | For |
| 3 | Elect Thomas H. Glocer | Management | For | For |
| 4 | Elect James P. Gorman | Management | For | For |
| 5 | Elect Robert H. Herz | Management | For | For |
| 6 | Elect C. Robert Kidder | Management | For | For |
| 7 | Elect Klaus Kleinfield | Management | For | For |
| 8 | Elect Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Hutham S. Olayan | Management | For | For |
| 10 | Elect James W. Owens | Management | For | For |
| 11 | Elect O. Griffith Sexton | Management | For | For |
| 12 | Elect Ryosuke Tamakoshi | Management | For | For |
| 13 | Elect Masaaki Tanaka | Management | For | For |
| 14 | Elect Laura D'Andrea Tyson | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | Against |
| 17 | Amendment to the 2007 Equity Incentive Compensation Plan | Management | For | For |
| 18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Management | For | For |
| 19 | Amendment to the Annual Incentive Compensation Plan | Management | For | For |
| |
|---|
MWI VETERINARY SUPPLY INC
Meeting Date: FEB 05, 2013
Record Date: DEC 10, 2012
Meeting Type: ANNUAL | Ticker: MWIV
Security ID: 55402X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Keith Alessi | Management | For | For |
| 1.2 | Elect Bruce Bruckmann | Management | For | For |
| 1.3 | Elect James Cleary, Jr. | Management | For | For |
| 1.4 | Elect John McNamara | Management | For | For |
| 1.5 | Elect A. Craig Olson | Management | For | For |
| 1.6 | Elect Robert Rebholtz, Jr. | Management | For | For |
| 1.7 | Elect William Robison | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Annual Incentive Bonus Plan | Management | For | For |
| |
|---|
MYLAN INC.
Meeting Date: MAY 24, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: MYL
Security ID: 628530107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Heather Bresch | Management | For | For |
| 2 | Elect Wendy Cameron | Management | For | For |
| 3 | Elect Robert J. Cindrich | Management | For | For |
| 4 | Elect Robert J. Coury | Management | For | For |
| 5 | Elect Neil F. Dimick | Management | For | For |
| 6 | Elect Melina Higgins | Management | For | For |
| 7 | Elect Douglas J. Leech | Management | For | For |
| 8 | Elect Rajiv Malik | Management | For | For |
| 9 | Elect Joseph C. Maroon | Management | For | For |
| 10 | Elect Mark Parrish | Management | For | For |
| 11 | Elect Rodney L. Piatt | Management | For | For |
| 12 | Elect C. B. Todd | Management | For | For |
| 13 | Elect Randall L. Vanderveen | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NETGEAR, INC.
Meeting Date: MAY 31, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: NTGR
Security ID: 64111Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Patrick C.S. Lo | Management | For | For |
| 1.2 | Elect Jocelyn E. Carter-Miller | Management | For | For |
| 1.3 | Elect Ralph E. Faison | Management | For | For |
| 1.4 | Elect A. Timothy Godwin | Management | For | For |
| 1.5 | Elect Jef Graham | Management | For | For |
| 1.6 | Elect Linwood A. Lacy, Jr. | Management | For | For |
| 1.7 | Elect Gregory J. Rossmann | Management | For | For |
| 1.8 | Elect Barbara V. Scherer | Management | For | For |
| 1.9 | Elect Julie A. Shimer | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Renewal of the Executive Bonus Plan | Management | For | For |
| |
|---|
NII HOLDINGS, INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: NIHD
Security ID: 62913F201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Donald Guthrie | Management | For | For |
| 2 | Elect Steven M. Shindler | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 2012 Incentive Compensation Plan | Management | For | Against |
| 5 | Repeal of Classified Board | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| |
|---|
NTELOS HOLDINGS CORP.
Meeting Date: MAY 02, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: NTLS
Security ID: 67020Q305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Timothy G. Biltz | Management | For | For |
| 1.2 | Elect Rodney D. Dir | Management | For | For |
| 1.3 | Elect Stephen C. Duggan | Management | For | For |
| 1.4 | Elect Daniel J. Heneghan | Management | For | For |
| 1.5 | Elect Michael Huber | Management | For | For |
| 1.6 | Elect James A. Hyde | Management | For | For |
| 1.7 | Elect Alfheidur H. Saemundsson | Management | For | For |
| 1.8 | Elect Ellen O'Connor Vos | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
PACIRA PHARMACEUTICALS INC.
Meeting Date: JUN 11, 2013
Record Date: APR 18, 2013
Meeting Type: ANNUAL | Ticker: PCRX
Security ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Paul Hastings | Management | For | For |
| 1.2 | Elect John P. Longenecker | Management | For | For |
| 1.3 | Elect Andreas Wicki | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
| |
|---|
PDC ENERGY INC.
Meeting Date: JUN 06, 2013
Record Date: APR 17, 2013
Meeting Type: ANNUAL | Ticker: PDCE
Security ID: 69327R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry F. Mazza | Management | For | For |
| 1.2 | Elect James M. Trimble | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 2010 Long-Term Equity Compensation Plan | Management | For | For |
| |
|---|
PEBBLEBROOK HOTEL TRUST
Meeting Date: JUN 17, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: PEB
Security ID: 70509V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jon E. Bortz | Management | For | For |
| 1.2 | Elect Cydney Donnell | Management | For | For |
| 1.3 | Elect Ron E. Jackson | Management | For | For |
| 1.4 | Elect Phillip M. Miller | Management | For | For |
| 1.5 | Elect Michael J. Schall | Management | For | For |
| 1.6 | Elect Earl E. Webb | Management | For | For |
| 1.7 | Elect Laura H. Wright | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
PINNACLE FINANCIAL PARTNERS, INC.
Meeting Date: APR 16, 2013
Record Date: FEB 22, 2013
Meeting Type: ANNUAL | Ticker: PNFP
Security ID: 72346Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Sue G. Atkinson | Management | For | For |
| 1.2 | Elect Harold G. Bone | Management | For | For |
| 1.3 | Elect Gregory L. Burns | Management | For | For |
| 1.4 | Elect Gary L. Scott | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
| |
|---|
POLO RALPH LAUREN CORP.
Meeting Date: AUG 09, 2012
Record Date: AUG 24, 2012
Meeting Type: ANNUAL | Ticker: RL
Security ID: 751212101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Frank Bennack, Jr. | Management | For | For |
| 1.2 | Elect Joel Fleishman | Management | For | For |
| 1.3 | Elect Steven Murphy | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Annual Incentive Plan | Management | For | For |
| |
|---|
POLYPORE INTERNATIONAL INC.
Meeting Date: MAY 15, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: PPO
Security ID: 73179V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Charles L. Cooney | Management | For | For |
| 1.2 | Elect David A. Roberts | Management | For | For |
| 1.3 | Elect Robert B. Toth | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
POWER INTEGRATIONS, INC.
Meeting Date: JUN 03, 2013
Record Date: APR 12, 2013
Meeting Type: ANNUAL | Ticker: POWI
Security ID: 739276103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Balu Balakrishnan | Management | For | For |
| 1.2 | Elect Alan D. Bickell | Management | For | For |
| 1.3 | Elect Nicholas E. Brathwaite | Management | For | For |
| 1.4 | Elect William L. George | Management | For | For |
| 1.5 | Elect Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect E. Floyd Kvamme | Management | For | For |
| 1.7 | Elect Steven J. Sharp | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
PRECISION CASTPARTS CORP.
Meeting Date: AUG 14, 2012
Record Date: AUG 24, 2012
Meeting Type: ANNUAL | Ticker: PCP
Security ID: 740189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mark Donegan | Management | For | For |
| 1.2 | Elect Vernon Oechsle | Management | For | For |
| 1.3 | Elect Rick Schmidt | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Executive Performance Incentive Plan | Management | For | For |
| |
|---|
PROSPERITY BANCSHARES, INC.
Meeting Date: APR 16, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: PB
Security ID: 743606105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leah Henderson | Management | For | For |
| 1.2 | Elect Ned S. Holmes | Management | For | For |
| 1.3 | Elect David Zalman | Management | For | For |
| 1.4 | Elect W.R. Collier | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
PROTECTIVE LIFE CORP.
Meeting Date: MAY 13, 2013
Record Date: MAR 27, 2013
Meeting Type: ANNUAL | Ticker: PL
Security ID: 743674103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert O. Burton | Management | For | For |
| 2 | Elect Elaine L. Chao | Management | For | For |
| 3 | Elect Thomas L. Hamby | Management | For | For |
| 4 | Elect John D. Johns | Management | For | For |
| 5 | Elect Vanessa Leonard | Management | For | For |
| 6 | Elect Charles D. McCrary | Management | For | For |
| 7 | Elect John J. McMahon, Jr. | Management | For | For |
| 8 | Elect Hans Hugh Miller | Management | For | For |
| 9 | Elect Malcolm Portera | Management | For | For |
| 10 | Elect C. Dowd Ritter | Management | For | For |
| 11 | Elect Jesse J. Spikes | Management | For | For |
| 12 | Elect William A. Terry | Management | For | For |
| 13 | Elect W. Michael Warren, Jr. | Management | For | For |
| 14 | Elect Vanessa Wilson | Management | For | For |
| 15 | Amendment to the Stock Plan for Non-Employee Directors | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| |
|---|
PS BUSINESS PARKS, INC.
Meeting Date: MAY 06, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: PSB
Security ID: 69360J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Joseph D. Russell, Jr. | Management | For | For |
| 1.3 | Elect Jennifer H. Dunbar | Management | For | For |
| 1.4 | Elect James H. Kropp | Management | For | For |
| 1.5 | Elect Sara Grootwassink Lewis | Management | For | For |
| 1.6 | Elect Michael V. McGee | Management | For | For |
| 1.7 | Elect Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Peter Schultz | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
PVH CORP.
Meeting Date: JUN 20, 2013
Record Date: APR 23, 2013
Meeting Type: ANNUAL | Ticker: PVH
Security ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mary Baglivo | Management | For | For |
| 2 | Elect Emanuel Chirico | Management | For | For |
| 3 | Elect Juan R. Figuereo | Management | For | For |
| 4 | Elect Joseph B. Fuller | Management | For | For |
| 5 | Elect Fred Gehring | Management | For | For |
| 6 | Elect Margaret L. Jenkins | Management | For | For |
| 7 | Elect Bruce Maggin | Management | For | For |
| 8 | Elect V. James Marino | Management | For | For |
| 9 | Elect Helen McCluskey | Management | For | For |
| 10 | Elect Henry Nasella | Management | For | For |
| 11 | Elect Rita M. Rodriguez | Management | For | For |
| 12 | Elect Craig W. Rydin | Management | For | For |
| 13 | Approval of the Material Terms under the Performance Incentive Bonus Plan | Management | For | For |
| 14 | Approval of the Material Terms under the Long-Term Incentive Plan | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| |
|---|
QLIK TECHNOLOGIES INC.
Meeting Date: MAY 15, 2013
Record Date: MAR 21, 2013
Meeting Type: ANNUAL | Ticker: QLIK
Security ID: 74733T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John Gavin, Jr. | Management | For | For |
| 1.2 | Elect Alexander Ott | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
RBC BEARINGS INC.
Meeting Date: SEP 14, 2012
Record Date: AUG 17, 2012
Meeting Type: ANNUAL | Ticker: ROLL
Security ID: 75524B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
RBC BEARINGS INC.
Meeting Date: SEP 14, 2012
Record Date: AUG 24, 2012
Meeting Type: ANNUAL | Ticker: ROLL
Security ID: 75524B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mitchell Quain | Management | For | For |
| 1.2 | Elect Alan Levine | Management | For | For |
| 1.3 | Elect Richard Crowell | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
Meeting Date: MAY 15, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: RS
Security ID: 759509102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Sarah J Anderson | Management | For | For |
| 1.2 | Elect John G. Figueroa | Management | For | For |
| 1.3 | Elect Thomas W. Gimbel | Management | For | For |
| 1.4 | Elect David H. Hannah | Management | For | For |
| 1.5 | Elect Douglas M. Hayes | Management | For | For |
| 1.6 | Elect Mark V. Kaminski | Management | For | For |
| 1.7 | Elect Gregg J. Mollins | Management | For | For |
| 1.8 | Elect Andrew G. Sharkey III | Management | For | For |
| 1.9 | Elect Leslie A. Waite | Management | For | For |
| 2 | Amendment to the Stock Option and Restricted Stock Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 5 | Ratification of Auditor | Management | For | For |
| |
|---|
ROADRUNNER TRANSPORTATION SYSTEMS INC.
Meeting Date: MAY 21, 2013
Record Date: APR 10, 2013
Meeting Type: ANNUAL | Ticker: RRTS
Security ID: 76973Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mark A. DiBlasi | Management | For | For |
| 1.2 | Elect Scott D. Rued | Management | For | For |
| 1.3 | Elect John G. Kennedy | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
ROSETTA RESOURCES, INC.
Meeting Date: MAY 16, 2013
Record Date: MAR 20, 2013
Meeting Type: ANNUAL | Ticker: ROSE
Security ID: 777779109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard Beckler | Management | For | For |
| 2 | Elect James Craddock | Management | For | For |
| 3 | Elect Matthew Fitzgerald | Management | For | For |
| 4 | Elect Philip Frederickson | Management | For | For |
| 5 | Elect D. Henry Houston | Management | For | For |
| 6 | Elect Carin Knickel | Management | For | For |
| 7 | Elect Donald Patteson, Jr. | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| 9 | 2013 Long Term Incentive Plan | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| |
|---|
SALESFORCE.COM INC
Meeting Date: MAR 20, 2013
Record Date: FEB 08, 2013
Meeting Type: SPECIAL | Ticker: CRM
Security ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase of Authorized Common Stock | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
Meeting Date: JUN 06, 2013
Record Date: MAY 06, 2013
Meeting Type: ANNUAL | Ticker: CRM
Security ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stratton Sclavos | Management | For | For |
| 2 | Elect Lawrence Tomlinson | Management | For | For |
| 3 | Elect Shirley Young | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| 5 | 2013 Equity Incentive Plan | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
SBA COMMUNICATIONS CORPORATION
Meeting Date: MAY 09, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: SBAC
Security ID: 78388J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Kevin L. Beebe | Management | For | For |
| 2 | Elect Jack Langer | Management | For | For |
| 3 | Elect Jeffrey A. Stoops | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SEMGROUP CORPORATION
Meeting Date: MAY 22, 2013
Record Date: APR 04, 2013
Meeting Type: ANNUAL | Ticker: SEMG
Security ID: 81663A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ronald A. Ballschmiede | Management | For | For |
| 1.2 | Elect Sarah M. Barpoulis | Management | For | For |
| 1.3 | Elect John F. Chlebowski | Management | For | For |
| 1.4 | Elect Karl F. Kurz | Management | For | For |
| 1.5 | Elect James H. Lytal | Management | For | For |
| 1.6 | Elect Thomas R. McDaniel | Management | For | For |
| 1.7 | Elect Norman J. Szydlowski | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
SEMTECH CORPORATION
Meeting Date: JUN 20, 2013
Record Date: APR 26, 2013
Meeting Type: ANNUAL | Ticker: SMTC
Security ID: 816850101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Glen M. Antle | Management | For | For |
| 1.2 | Elect W. Dean Baker | Management | For | For |
| 1.3 | Elect James P. Burra | Management | For | For |
| 1.4 | Elect Bruce C. Edwards | Management | For | For |
| 1.5 | Elect Rockell N. Hankin | Management | For | For |
| 1.6 | Elect James T. Lindstrom | Management | For | For |
| 1.7 | Elect Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect John L. Piotrowski | Management | For | For |
| 1.9 | Elect Carmelo J. Santoro | Management | For | For |
| 1.1 | Elect Sylvia Summers | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | 2013 Long-Term Equity Incentive Plan | Management | For | Against |
| |
|---|
SIGNATURE BANK
Meeting Date: APR 24, 2013
Record Date: FEB 26, 2013
Meeting Type: ANNUAL | Ticker: SBNY
Security ID: 82669G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Judith Huntington | Management | For | For |
| 1.2 | Elect Michael V. Pappagallo | Management | For | For |
| 1.3 | Elect John Tamberlane | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2004 Long-Term Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SOLARWINDS, INC.
Meeting Date: MAY 09, 2013
Record Date: MAR 14, 2013
Meeting Type: ANNUAL | Ticker: SWI
Security ID: 83416B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect J. Benjamin Nye | Management | For | For |
| 1.2 | Elect Kevin B. Thompson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
SPIRIT AIRLINES, INC.
Meeting Date: JUN 12, 2013
Record Date: APR 15, 2013
Meeting Type: ANNUAL | Ticker: SAVE
Security ID: 848577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect B. Ben Baldanza | Management | For | For |
| 1.2 | Elect Carlton D. Donaway | Management | For | For |
| 1.3 | Elect David G. Elkins | Management | For | For |
| 1.4 | Elect Horacio Scapparone | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
Meeting Date: MAY 13, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: SFG
Security ID: 852891100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Deborah D. Horvath | Management | For | For |
| 2 | Elect Duane C. McDougall | Management | For | For |
| 3 | Elect E. Kay Stepp | Management | For | For |
| 4 | Elect Michael G. Thorne | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Amendment to the 2002 Stock Incentive Plan | Management | For | Against |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
STARWOOD PROPERTY TRUST, INC.
Meeting Date: MAY 02, 2013
Record Date: MAR 27, 2013
Meeting Type: ANNUAL | Ticker: STWD
Security ID: 85571B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard D. Bronson | Management | For | For |
| 1.2 | Elect Jeffrey F. DiModica | Management | For | For |
| 1.3 | Elect Jeffrey G. Dishner | Management | For | For |
| 1.4 | Elect Camille J. Douglas | Management | For | For |
| 1.5 | Elect Boyd W. Fellows | Management | For | For |
| 1.6 | Elect Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to Equity Plan | Management | For | For |
| |
|---|
SUMMIT HOTEL PROPERTIES INC.
Meeting Date: JUN 12, 2013
Record Date: APR 26, 2013
Meeting Type: ANNUAL | Ticker: INN
Security ID: 866082100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kerry W. Boekelheide | Management | For | For |
| 1.2 | Elect Daniel P. Hansen | Management | For | For |
| 1.3 | Elect Bjorn R. L. Hanson | Management | For | For |
| 1.4 | Elect David S. Kay | Management | For | For |
| 1.5 | Elect Thomas W. Storey | Management | For | For |
| 1.6 | Elect Wayne W. Wielgus | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SUNOPTA INC.
Meeting Date: MAY 28, 2013
Record Date: APR 03, 2013
Meeting Type: ANNUAL | Ticker: STKL
Security ID: 8676EP108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jay Amato | Management | For | For |
| 2 | Elect Steven Bromley | Management | For | For |
| 3 | Elect Michael Detlefsen | Management | For | For |
| 4 | Elect Peter Fraser | Management | For | For |
| 5 | Elect Douglas Greene | Management | For | For |
| 6 | Elect Victor Hepburn | Management | For | For |
| 7 | Elect Katrina Houde | Management | For | For |
| 8 | Elect Jeremy Kendall | Management | For | For |
| 9 | Elect Alan Murray | Management | For | For |
| 10 | Elect Allan Routh | Management | For | For |
| 11 | Amendment to the Articles of Incorporation Regarding Board Size | Management | For | For |
| 12 | 2013 Stock Incentive Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
Meeting Date: JUN 06, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL | Ticker: SPN
Security ID: 868157108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect David D. Dunlap | Management | For | For |
| 1.4 | Elect James M. Funk | Management | For | For |
| 1.5 | Elect Terence E. Hall | Management | For | For |
| 1.6 | Elect Ernest E. Howard, III | Management | For | For |
| 1.7 | Elect Peter D. Kinnear | Management | For | For |
| 1.8 | Elect Michael McShane | Management | For | For |
| 1.9 | Elect W. Matt Ralls | Management | For | For |
| 1.1 | Elect Justin L. Sullivan | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | 2013 Stock Incentive Plan | Management | For | For |
| 4 | 2013 Employee Stock Purchase Plan | Management | For | For |
| 5 | Amendment to Remove the Limitation of Non-U.S. Citizen Stock Ownership | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| |
|---|
SUSSER HOLDINGS CORPORATION
Meeting Date: MAY 21, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: SUSS
Security ID: 869233106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Armand S. Shapiro | Management | For | For |
| 1.2 | Elect Sam L. Susser | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | 2013 Equity Incentive Plan | Management | For | For |
| 5 | Performance Incentive Plan | Management | For | For |
| |
|---|
SYMETRA FINANCIAL CORPORATION
Meeting Date: MAY 02, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: SYA
Security ID: 87151Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect David T. Foy | Management | For | For |
| 1.2 | Elect Lois W. Grady | Management | For | For |
| 1.3 | Elect Thomas M. Marra | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
TARGA RESOURCES CORP.
Meeting Date: MAY 20, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: TRGP
Security ID: 87612G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Rene R. Joyce | Management | For | For |
| 1.2 | Elect Peter R. Kagan | Management | For | For |
| 1.3 | Elect Chris Tong | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
TEAM HEALTH HOLDINGS, INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: TMH
Security ID: 87817A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H. Lynn Massingale | Management | For | For |
| 1.2 | Elect Neil P. Simpkins | Management | For | For |
| 1.3 | Elect Earl P. Holland | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Approval of the 2009 Stock Incentive Plan | Management | For | Against |
| 4 | Reapproval of Annual Management Incentive Plan | Management | For | For |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
Meeting Date: APR 24, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: TDY
Security ID: 879360105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Charles Crocker | Management | For | For |
| 1.2 | Elect Robert Mehrabian | Management | For | For |
| 1.3 | Elect Michael T. Smith | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
THE MOSAIC COMPANY
Meeting Date: OCT 04, 2012
Record Date: MAY 02, 2012
Meeting Type: ANNUAL | Ticker: MOS
Security ID: 61945C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
THE MOSAIC COMPANY
Meeting Date: OCT 04, 2012
Record Date: AUG 13, 2012
Meeting Type: ANNUAL | Ticker: MOS
Security ID: 61945C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Phyllis Cochran | Management | For | For |
| 2 | Elect Gregory Ebel | Management | For | For |
| 3 | Elect Robert Lumpkins | Management | For | For |
| 4 | Elect William Monahan | Management | For | For |
| 5 | Elect Harold MacKay | Management | For | For |
| |
|---|
THE TJX COMPANIES, INC.
Meeting Date: JUN 11, 2013
Record Date: APR 15, 2013
Meeting Type: ANNUAL | Ticker: TJX
Security ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Zein Abdalla | Management | For | For |
| 2 | Elect Jose B. Alvarez | Management | For | For |
| 3 | Elect Alan M. Bennett | Management | For | For |
| 4 | Elect Bernard Cammarata | Management | For | For |
| 5 | Elect David T. Ching | Management | For | For |
| 6 | Elect Michael F. Hines | Management | For | For |
| 7 | Elect Amy B. Lane | Management | For | For |
| 8 | Elect Dawn G. Lepore | Management | For | For |
| 9 | Elect Carol Meyrowitz | Management | For | For |
| 10 | Elect John F. O'Brien | Management | For | For |
| 11 | Elect Willow B. Shire | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Amendment to the Stock Incentive Plan | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
TRANSDIGM GROUP INCORPORATED
Meeting Date: MAR 06, 2013
Record Date: JAN 11, 2013
Meeting Type: ANNUAL | Ticker: TDG
Security ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mervin Dunn | Management | For | For |
| 1.2 | Elect Michael Graff | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | N/A | For |
| |
|---|
TW TELECOM INC.
Meeting Date: JUN 07, 2013
Record Date: APR 10, 2013
Meeting Type: ANNUAL | Ticker: TWTC
Security ID: 87311L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gregory J. Attorri | Management | For | For |
| 1.2 | Elect Spencer B. Hays | Management | For | For |
| 1.3 | Elect Larissa L. Herda | Management | For | For |
| 1.4 | Elect Kevin W. Mooney | Management | For | For |
| 1.5 | Elect Kirby G. Pickle | Management | For | For |
| 1.6 | Elect Roscoe C. Young II | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TYSON FOODS, INC.
Meeting Date: FEB 01, 2013
Record Date: DEC 03, 2012
Meeting Type: ANNUAL | Ticker: TSN
Security ID: 902494103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John Tyson | Management | For | For |
| 2 | Elect Kathleen Bader | Management | For | For |
| 3 | Elect Gaurdie Banister, Jr. | Management | For | For |
| 4 | Elect Jim Kever | Management | For | For |
| 5 | Elect Kevin McNamara | Management | For | For |
| 6 | Elect Brad Sauer | Management | For | For |
| 7 | Elect Robert Thurber | Management | For | For |
| 8 | Elect Barbara Tyson | Management | For | For |
| 9 | Elect Albert Zapanta | Management | For | For |
| 10 | Amendment to the 2000 Stock Incentive Plan | Management | For | Against |
| 11 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
UNITED NATURAL FOODS INC.
Meeting Date: DEC 12, 2012
Record Date: JUL 19, 2012
Meeting Type: ANNUAL | Ticker: UNFI
Security ID: 911163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 6 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
| |
|---|
UNITED NATURAL FOODS INC.
Meeting Date: DEC 12, 2012
Record Date: MAY 02, 2012
Meeting Type: ANNUAL | Ticker: UNFI
Security ID: 911163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Peter Roy | Management | For | For |
| 2 | Elect Richard Schnieders | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | 2012 Equity Incentive Plan | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 03, 2013
Record Date: APR 05, 2013
Meeting Type: ANNUAL | Ticker: UNH
Security ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Edson Bueno | Management | For | For |
| 3 | Elect Richard T. Burke | Management | For | For |
| 4 | Elect Robert J. Darretta | Management | For | For |
| 5 | Elect Stephen J. Hemsley | Management | For | For |
| 6 | Elect Michele J. Hooper | Management | For | For |
| 7 | Elect Rodger A. Lawson | Management | For | For |
| 8 | Elect Douglas W. Leatherdale | Management | For | For |
| 9 | Elect Glenn M. Renwick | Management | For | For |
| 10 | Elect Kenneth I. Shine | Management | For | For |
| 11 | Elect Gail R. Wilensky | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date: MAY 15, 2013
Record Date: MAR 21, 2013
Meeting Type: ANNUAL | Ticker: UHS
Security ID: 913903100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert H. Hotz | Management | For | For |
| |
|---|
VAIL RESORTS INC.
Meeting Date: NOV 29, 2012
Record Date: MAY 31, 2012
Meeting Type: ANNUAL | Ticker: MTN
Security ID: 91879Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
VAIL RESORTS INC.
Meeting Date: NOV 29, 2012
Record Date: JUN 01, 2012
Meeting Type: ANNUAL | Ticker: MTN
Security ID: 91879Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Elect Richard Kincaid | Management | For | For |
| 4 | Elect John Redmond | Management | For | For |
| 5 | Elect Hilary Schneider | Management | For | For |
| 6 | Elect John Sorte | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| |
|---|
VAIL RESORTS INC.
Meeting Date: NOV 29, 2012
Record Date: JUL 19, 2012
Meeting Type: ANNUAL | Ticker: MTN
Security ID: 91879Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Roland Hernandez | Management | For | For |
| 2 | Elect Robert Katz | Management | For | For |
| |
|---|
VANTIV, INC.
Meeting Date: APR 30, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: VNTV
Security ID: 92210H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Lee Adrean | Management | For | For |
| 1.2 | Elect Lori A. Beer | Management | For | For |
| 1.3 | Elect Gary L. Lauer | Management | For | For |
| 1.4 | Elect Thomas F. Ryan | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
VERA BRADLEY INC.
Meeting Date: MAY 30, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: VRA
Security ID: 92335C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Barbara Bradley Baekgaard | Management | For | For |
| 1.2 | Elect Richard Baum | Management | For | For |
| 1.3 | Elect Patricia R. Miller | Management | For | For |
| 1.4 | Elect Frances P. Philip | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
VITACOST.COM, INC.
Meeting Date: MAY 09, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: VITC
Security ID: 92847A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Christopher S. Gaffney | Management | For | For |
| 1.2 | Elect Stuart Goldfarb | Management | For | For |
| 1.3 | Elect Jeffrey J. Horowitz | Management | For | For |
| 1.4 | Elect Edwin J. Kozlowski | Management | For | For |
| 1.5 | Elect Michael A. Kumin | Management | For | For |
| 1.6 | Elect Robert G. Trapp | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
WADDELL & REED FINANCIAL, INC.
Meeting Date: APR 17, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL | Ticker: WDR
Security ID: 930059100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Henry J. Herrmann | Management | For | For |
| 1.2 | Elect James M. Raines | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
WARNACO GROUP, INC.
Meeting Date: FEB 13, 2013
Record Date: JAN 14, 2013
Meeting Type: SPECIAL | Ticker: WAC
Security ID: 934390402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Right to Adjourn Meeting | Management | For | For |
| |
|---|
WASTE CONNECTIONS, INC.
Meeting Date: JUN 14, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL | Ticker: WCN
Security ID: 941053100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Edward E. Guillet | Management | For | For |
| 2 | Elect Ronald J. Mittelstaedt | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Elimination of Supermajority Requirement | Management | For | For |
| |
|---|
WEX INC.
Meeting Date: MAY 17, 2013
Record Date: MAR 19, 2013
Meeting Type: ANNUAL | Ticker: WEX
Security ID: 96208T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Shikhar Ghosh | Management | For | For |
| 1.2 | Elect Kirk P. Pond | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Meeting Date: MAY 23, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: WTM
Security ID: G9618E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Morgan W. Davis | Management | For | For |
| 1.2 | Elect Edith E. Holiday | Management | For | For |
| 1.3 | Elect Lowndes A. Smith | Management | For | For |
| 1.4 | Elect Jeffrey Davis | Management | For | For |
| 1.5 | Elect Lars Ek | Management | For | For |
| 1.6 | Elect Brian E. Kensil | Management | For | For |
| 1.7 | Elect Jan Onselius | Management | For | For |
| 1.8 | Elect Goran A. Thorstensson | Management | For | For |
| 1.9 | Elect Allan L. Waters | Management | For | For |
| 1.1 | Elect Sheila E. Nicoll | Management | For | For |
| 1.11 | Elect Kevin Pearson | Management | For | For |
| 1.12 | Elect Warren J. Trace | Management | For | For |
| 1.13 | Elect Allan L. Waters | Management | For | For |
| 1.14 | Elect Jennifer L. Pitts | Management | For | For |
| 1.15 | Elect Christine H. Repasy | Management | For | For |
| 1.16 | Elect Warren J. Trace | Management | For | For |
| 1.17 | Elect Allan L. Waters | Management | For | For |
| 1.18 | Elect Christine H. Repasy | Management | For | For |
| 1.19 | Elect Warren J. Trace | Management | For | For |
| 1.2 | Elect Allan L. Waters | Management | For | For |
| 1.21 | Elect Christine H. Repasy | Management | For | For |
| 1.22 | Elect Goran A. Thorstensson | Management | For | For |
| 1.23 | Warren J. Trace | Management | For | For |
| 1.24 | Elect Allan L. Waters | Management | For | For |
| 1.25 | Elect Michael Dashfield | Management | For | For |
| 1.26 | Elect Lars Ek | Management | For | For |
| 1.27 | Elect Goran A. Thorstensson | Management | For | For |
| 1.28 | Elect Allan L. Waters | Management | For | For |
| 1.29 | Elect Paul J. Brehm | Management | For | For |
| 1.3 | Elect Sarah A. Kolar | Management | For | For |
| 1.31 | Elect Sheila E. Nicoll | Management | For | For |
| 1.32 | Elect John C. Treacy | Management | For | For |
| 1.33 | Elect Raymond Barrette | Management | For | For |
| 1.34 | Elect David T. Foy | Management | For | For |
| 1.35 | Elect Jennifer L. Pitts | Management | For | For |
| 1.36 | Elect Warren J. Trace | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Approval the Long-Term Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
WHITING PETROLEUM CORPORATION
Meeting Date: MAY 07, 2013
Record Date: MAR 12, 2013
Meeting Type: ANNUAL | Ticker: WLL
Security ID: 966387102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Thomas L. Aller | Management | For | For |
| 1.2 | Elect Michael B Walen | Management | For | For |
| 2 | 2013 Equity Incentive Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
WINTRUST FINANCIAL CORPORATION
Meeting Date: MAY 23, 2013
Record Date: APR 04, 2013
Meeting Type: ANNUAL | Ticker: WTFC
Security ID: 97650W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Peter D. Crist | Management | For | For |
| 1.2 | Elect Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Joseph F. Damico | Management | For | For |
| 1.4 | Elect Bert A. Getz, Jr. | Management | For | For |
| 1.5 | Elect H. Patrick Hackett | Management | For | For |
| 1.6 | Elect Scott Heitmann | Management | For | For |
| 1.7 | Elect Charles James | Management | For | For |
| 1.8 | Elect Albin F. Moschner | Management | For | For |
| 1.9 | Elect Thomas J. Neis | Management | For | For |
| 1.1 | Elect Christopher J. Perry | Management | For | For |
| 1.11 | Elect Ingrid S. Stafford | Management | For | For |
| 1.12 | Elect Sheila G. Talton | Management | For | For |
| 1.13 | Elect Edward J. Wehmer | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
WOODWARD GOVERNOR CO.
Meeting Date: JAN 23, 2013
Record Date: NOV 26, 2012
Meeting Type: ANNUAL | Ticker: WWD
Security ID: 980745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James Rulseh | Management | For | For |
| 1.2 | Elect Gregg Sengstack | Management | For | For |
| 1.3 | Elect John Cohn | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
WSFS FINANCIAL CORPORATION
Meeting Date: APR 25, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: WSFS
Security ID: 929328102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Eleuthere I. Du Pont | Management | For | For |
| 1.2 | Elect Calvert A. Morgan, Jr. | Management | For | For |
| 1.3 | Elect Marvin N. Schoenhals | Management | For | For |
| 1.4 | Elect David G. Turner | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | 2013 Incentive Plan | Management | For | For |
| 4 | Non-Plan Stock Option Agreement for CEO | Management | For | For |
Prudential Jennison Select Growth Fund - Sub-Adviser: Jennison
| |
|---|
ALEXION PHARMACEUTICALS, INC.
Meeting Date: MAY 06, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: ALXN
Security ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leonard Bell | Management | For | For |
| 1.2 | Elect Max Link | Management | For | For |
| 1.3 | Elect William R. Keller | Management | For | For |
| 1.4 | Elect Joseph A. Madri | Management | For | For |
| 1.5 | Elect Larry Mathis | Management | For | For |
| 1.6 | Elect R. Douglas Norby | Management | For | For |
| 1.7 | Elect Alvin S. Parven | Management | For | For |
| 1.8 | Elect Andreas Rummelt | Management | For | For |
| 1.9 | Elect Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2004 Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
ALLERGAN, INC.
Meeting Date: APR 30, 2013
Record Date: MAR 06, 2013
Meeting Type: ANNUAL | Ticker: AGN
Security ID: 018490102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David E.I. Pyott | Management | For | For |
| 2 | Elect Michael R. Gallagher | Management | For | For |
| 3 | Elect Deborah Dunsire | Management | For | For |
| 4 | Elect Dawn E. Hudson | Management | For | For |
| 5 | Elect Trevor M. Jones | Management | For | For |
| 6 | Elect Louis J. Lavigne, Jr. | Management | For | For |
| 7 | Elect Peter J. McDonnell | Management | For | For |
| 8 | Elect Timothy D. Proctor | Management | For | For |
| 9 | Elect Russell T. Ray | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Right to Call a Special Meeting | Management | For | For |
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| |
|---|
AMAZON.COM, INC.
Meeting Date: MAY 23, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: AMZN
Security ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Tom A. Alberg | Management | For | For |
| 3 | Elect John Seely Brown | Management | For | For |
| 4 | Elect William B. Gordon | Management | For | For |
| 5 | Elect Jamie S. Gorelick | Management | For | For |
| 6 | Elect Alain Monie | Management | For | For |
| 7 | Elect Jonathan Rubinstein | Management | For | For |
| 8 | Elect Thomas O. Ryder | Management | For | For |
| 9 | Elect Patricia Q. Stonesifer | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against |
| |
|---|
APPLE INC
Meeting Date: FEB 27, 2013
Record Date: JAN 02, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William V. Campbell | Management | For | For |
| 1.2 | Elect Timothy D. Cook | Management | For | For |
| 1.3 | Elect Millard S. Drexler | Management | For | For |
| 1.4 | Elect Albert A. Gore, Jr. | Management | For | For |
| 1.5 | Elect Robert A. Iger | Management | For | For |
| 1.6 | Elect Andrea Jung | Management | For | For |
| 1.7 | Elect Arthur D. Levinson | Management | For | For |
| 1.8 | Elect Ronald D. Sugar | Management | For | For |
| 2 | Amendments to Articles of Incorporation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against |
| |
|---|
AVAGO TECHNOLOGIES LIMITED
Meeting Date: APR 10, 2013
Record Date: APR 02, 2013
Meeting Type: ANNUAL | Ticker: AVGO
Security ID: Y0486S104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Hock E. Tan | Management | For | For |
| 2 | Elect John T. Dickson | Management | For | For |
| 3 | Elect James V. Diller, Sr. | Management | For | For |
| 4 | Elect Kenneth Y. Hao | Management | For | For |
| 5 | Elect John HSUAN Min-Chih | Management | For | For |
| 6 | Elect Justine Lien | Management | For | For |
| 7 | Elect Donald Macleod | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 10 | Authority to Repurchase Shares | Management | For | For |
| |
|---|
BIOGEN IDEC, INC.
Meeting Date: JUN 12, 2013
Record Date: APR 15, 2013
Meeting Type: ANNUAL | Ticker: BIIB
Security ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Caroline Dorsa | Management | For | For |
| 2 | Elect Stelios Papadopoulos | Management | For | For |
| 3 | Elect George A. Scangos | Management | For | For |
| 4 | Elect Lynn Schenk | Management | For | For |
| 5 | Elect Alexander J. Denner | Management | For | For |
| 6 | Elect Nancy L. Leaming | Management | For | For |
| 7 | Elect Richard C. Mulligan | Management | For | For |
| 8 | Elect Robert W. Pangia | Management | For | For |
| 9 | Elect Brian S. Posner | Management | For | For |
| 10 | Elect Eric K. Rowinsky | Management | For | For |
| 11 | Elect Stephen A. Sherwin | Management | For | For |
| 12 | Elect William D. Young | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Amendment to the 2008 Performance-Based Management Incentive Plan | Management | For | For |
| 16 | Amendment to the 2008 Omnibus Incentive Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
Meeting Date: MAY 15, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: BMRN
Security ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Michael Grey | Management | For | For |
| 1.3 | Elect Elaine J. Heron | Management | For | For |
| 1.4 | Elect Pierre Lapalme | Management | For | For |
| 1.5 | Elect V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Richard A. Meier | Management | For | For |
| 1.7 | Elect Alan J. Lewis | Management | For | For |
| 1.8 | Elect William D. Young | Management | For | For |
| 1.9 | Elect Kenneth M. Bate | Management | For | For |
| 2 | Amendment to the 2006 Share Incentive Plan | Management | For | Against |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
CANADIAN PACIFIC RAILWAY LIMITED
Meeting Date: MAY 01, 2013
Record Date: MAR 12, 2013
Meeting Type: ANNUAL | Ticker: CP
Security ID: 13645T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appointment of Auditor | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3.1 | Elect William A. Ackman | Management | For | For |
| 3.2 | Elect Gary F. Colter | Management | For | For |
| 3.3 | Elect Isabelle Courville | Management | For | For |
| 3.4 | Elect Paul G. Haggis | Management | For | For |
| 3.5 | Elect E. Hunter Harrison | Management | For | For |
| 3.6 | Elect Paul C. Hilal | Management | For | For |
| 3.7 | Elect Krystyna T. Hoeg | Management | For | For |
| 3.8 | Elect Richard C. Kelly | Management | For | For |
| 3.9 | Elect Rebecca MacDonald | Management | For | For |
| 3.1 | Elect Anthony R. Melman | Management | For | For |
| 3.11 | Elect Linda J. Morgan | Management | For | For |
| 3.12 | Elect Andrew F. Reardon | Management | For | For |
| 3.13 | Elect Stephen C. Tobias | Management | For | For |
| |
|---|
COACH, INC.
Meeting Date: NOV 07, 2012
Record Date: SEP 10, 2012
Meeting Type: ANNUAL | Ticker: COH
Security ID: 189754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Lew Frankfort | Management | For | For |
| 1.2 | Elect Susan Kropf | Management | For | For |
| 1.3 | Elect Gary Loveman | Management | For | For |
| 1.4 | Elect Ivan Menezes | Management | For | For |
| 1.5 | Elect Irene Ruth Miller | Management | For | For |
| 1.6 | Elect Michael Murphy | Management | For | For |
| 1.7 | Elect Stephanie Tilenius | Management | For | For |
| 1.8 | Elect Jide Zeitlin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP INC.
Meeting Date: MAY 14, 2013
Record Date: MAR 20, 2013
Meeting Type: ANNUAL | Ticker: DNKN
Security ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Raul Alvarez | Management | For | For |
| 1.2 | Elect Anthony DiNovi | Management | For | For |
| 1.3 | Elect Nigel Travis | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
ESTEE LAUDER COS., INC.
Meeting Date: NOV 09, 2012
Record Date: SEP 11, 2012
Meeting Type: ANNUAL | Ticker: EL
Security ID: 518439104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Rose Marie Bravo | Management | For | For |
| 1.2 | Elect Paul Fribourg | Management | For | For |
| 1.3 | Elect Mellody Hobson | Management | For | For |
| 1.4 | Elect Irvine Hockaday, Jr. | Management | For | For |
| 1.5 | Elect Barry Sternlicht | Management | For | Withhold |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Increase of Authorized Common Stock | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
FACEBOOK, INC.
Meeting Date: JUN 11, 2013
Record Date: APR 16, 2013
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Donald E. Graham | Management | For | For |
| 1.5 | Elect Reed Hastings | Management | For | For |
| 1.6 | Elect Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Peter A. Thiel | Management | For | For |
| 1.8 | Elect Mark Zuckerberg | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 2 Years |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
Meeting Date: MAY 08, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: GILD
Security ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John F. Cogan | Management | For | For |
| 1.2 | Elect Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Carla A. Hills | Management | For | For |
| 1.4 | Elect Kevin E. Lofton | Management | For | For |
| 1.5 | Elect John W. Madigan | Management | For | For |
| 1.6 | Elect John C. Martin | Management | For | For |
| 1.7 | Elect Nicholas G. Moore | Management | For | For |
| 1.8 | Elect Richard J. Whitley | Management | For | For |
| 1.9 | Elect Gayle E. Wilson | Management | For | For |
| 1.1 | Elect Per Wold-Olsen | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2004 Equity Incentive Plan | Management | For | For |
| 4 | Increase of Authorized Common Shares | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
Meeting Date: JUN 06, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry Page | Management | For | For |
| 1.2 | Elect Sergey Brin | Management | For | For |
| 1.3 | Elect Eric E. Schmidt | Management | For | For |
| 1.4 | Elect L. John Doerr | Management | For | For |
| 1.5 | Elect Diane B. Greene | Management | For | For |
| 1.6 | Elect John L. Hennessy | Management | For | For |
| 1.7 | Elect Ann Mather | Management | For | For |
| 1.8 | Elect Paul S. Otellini | Management | For | For |
| 1.9 | Elect K. Ram Shriram | Management | For | For |
| 1.1 | Elect Shirley M. Tilghman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Lead Batteries | Shareholder | Against | Against |
| 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding CEO Succession Planning | Shareholder | Against | Against |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date: APR 30, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: IBM
Security ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alain J. P. Belda | Management | For | For |
| 2 | Elect William R. Brody | Management | For | For |
| 3 | Elect Kenneth I. Chenault | Management | For | For |
| 4 | Elect Michael L. Eskew | Management | For | For |
| 5 | Elect David N. Farr | Management | For | For |
| 6 | Elect Shirley A. Jackson | Management | For | For |
| 7 | Elect Andrew N. Liveris | Management | For | For |
| 8 | Elect W. James McNerney, Jr. | Management | For | For |
| 9 | Elect James W. Owens | Management | For | For |
| 10 | Elect Virginia M. Rometty | Management | For | For |
| 11 | Elect Joan E. Spero | Management | For | For |
| 12 | Elect Sidney Taurel | Management | For | For |
| 13 | Elect Lorenzo H Zambrano | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| |
|---|
LINKEDIN CORPORATION
Meeting Date: JUN 13, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL | Ticker: LNKD
Security ID: 53578A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect A. George Battle | Management | For | For |
| 1.2 | Elect Michael J. Moritz | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
LULULEMON ATHLETICA INC.
Meeting Date: JUN 11, 2013
Record Date: APR 24, 2013
Meeting Type: ANNUAL | Ticker: LULU
Security ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert Bensoussan | Management | For | For |
| 1.2 | Elect William H. Glenn | Management | For | For |
| 1.3 | Elect Thomas G. Stemberg | Management | For | For |
| 1.4 | Elect Dennis J. Wilson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 18, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard Haythornthwaite | Management | For | For |
| 2 | Elect Ajay S. Banga | Management | For | For |
| 3 | Elect Silvio Barzi | Management | For | For |
| 4 | Elect David R. Carlucci | Management | For | For |
| 5 | Elect Steven J. Freiberg | Management | For | For |
| 6 | Elect Nancy J. Karch | Management | For | For |
| 7 | Elect Marc Olivie | Management | For | For |
| 8 | Elect Rima Qureshi | Management | For | For |
| 9 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
| 10 | Elect Mark Schwartz | Management | For | For |
| 11 | Elect Jackson P. TAI | Management | For | For |
| 12 | Elect Edward Suning Tian | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
Meeting Date: NOV 14, 2012
Record Date: SEP 17, 2012
Meeting Type: ANNUAL | Ticker: MXIM
Security ID: 57772K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Tunc Doluca | Management | For | For |
| 1.2 | Elect B. Kipling Hagopian | Management | For | For |
| 1.3 | Elect James Bergman | Management | For | For |
| 1.4 | Elect Joseph Bronson | Management | For | For |
| 1.5 | Elect Robert Grady | Management | For | For |
| 1.6 | Elect William Watkins | Management | For | For |
| 1.7 | Elect A.R. Frank Wazzan | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2008 Employee Stock Purchase Plan | Management | For | For |
| 4 | Amendment to the 1996 Stock Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
MICHAEL KORS HOLDINGS LTD.
Meeting Date: AUG 08, 2012
Record Date: JUN 15, 2012
Meeting Type: ANNUAL | Ticker: KORS
Security ID: G60754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect M. Benedetto | Management | For | For |
| 2 | Elect Stephen Reitman | Management | For | For |
| 3 | Appointment of Auditor | Management | For | For |
| |
|---|
MONSANTO CO.
Meeting Date: JAN 31, 2013
Record Date: DEC 03, 2012
Meeting Type: ANNUAL | Ticker: MON
Security ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David Chicoine | Management | For | For |
| 2 | Elect Arthur Harper | Management | For | For |
| 3 | Elect Gwendolyn King | Management | For | For |
| 4 | Elect Jon Moeller | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Repeal of Classified Board | Management | For | For |
| 8 | Shareholder Proposal Regarding Genetically Modified Organisms | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
Meeting Date: MAY 14, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: MS
Security ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Erskine B. Bowles | Management | For | For |
| 2 | Elect Howard J. Davies | Management | For | For |
| 3 | Elect Thomas H. Glocer | Management | For | For |
| 4 | Elect James P. Gorman | Management | For | For |
| 5 | Elect Robert H. Herz | Management | For | For |
| 6 | Elect C. Robert Kidder | Management | For | For |
| 7 | Elect Klaus Kleinfield | Management | For | For |
| 8 | Elect Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Hutham S. Olayan | Management | For | For |
| 10 | Elect James W. Owens | Management | For | For |
| 11 | Elect O. Griffith Sexton | Management | For | For |
| 12 | Elect Ryosuke Tamakoshi | Management | For | For |
| 13 | Elect Masaaki Tanaka | Management | For | For |
| 14 | Elect Laura D'Andrea Tyson | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | Against |
| 17 | Amendment to the 2007 Equity Incentive Compensation Plan | Management | For | For |
| 18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Management | For | For |
| 19 | Amendment to the Annual Incentive Compensation Plan | Management | For | For |
| |
|---|
NIKE, INC.
Meeting Date: SEP 20, 2012
Record Date: JUL 23, 2012
Meeting Type: ANNUAL | Ticker: NKE
Security ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Alan Graf, Jr. | Management | For | For |
| 1.2 | Elect John Lechleiter | Management | For | For |
| 1.3 | Elect Phyllis Wise | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Increase of Authorized Common Stock | Management | For | For |
| 4 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditures | Shareholder | Against | Against |
| |
|---|
POLO RALPH LAUREN CORP.
Meeting Date: AUG 09, 2012
Record Date: JUN 21, 2012
Meeting Type: ANNUAL | Ticker: RL
Security ID: 751212101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Frank Bennack, Jr. | Management | For | For |
| 1.2 | Elect Joel Fleishman | Management | For | For |
| 1.3 | Elect Steven Murphy | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Annual Incentive Plan | Management | For | For |
| |
|---|
PRADA S.P.A.
Meeting Date: MAY 23, 2013
Record Date: MAY 20, 2013
Meeting Type: ANNUAL | Ticker: 1913HK
Security ID: T7733C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Accounts and Reports | Management | For | For |
| 4 | Allocation of Profits/Dividends | Management | For | For |
| 5 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| |
|---|
PRECISION CASTPARTS CORP.
Meeting Date: AUG 14, 2012
Record Date: JUN 12, 2012
Meeting Type: ANNUAL | Ticker: PCP
Security ID: 740189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mark Donegan | Management | For | For |
| 1.2 | Elect Vernon Oechsle | Management | For | For |
| 1.3 | Elect Rick Schmidt | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Executive Performance Incentive Plan | Management | For | For |
| |
|---|
PRICELINE.COM INCORPORATED
Meeting Date: JUN 06, 2013
Record Date: APR 11, 2013
Meeting Type: ANNUAL | Ticker: PCLN
Security ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Tim Armstrong | Management | For | For |
| 1.2 | Elect Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Jeffrey H. Boyd | Management | For | For |
| 1.4 | Elect Jan L. Docter | Management | For | For |
| 1.5 | Elect Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect James M. Guyette | Management | For | For |
| 1.7 | Elect Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Craig W. Rydin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 1999 Omnibus Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| |
|---|
QUALCOMM, INC.
Meeting Date: MAR 05, 2013
Record Date: JAN 07, 2013
Meeting Type: ANNUAL | Ticker: QCOM
Security ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Barbara T. Alexander | Management | For | For |
| 2 | Elect Donald G. Cruickshank | Management | For | For |
| 3 | Elect Raymond V. Dittamore | Management | For | For |
| 4 | Elect Susan Hockfield | Management | For | For |
| 5 | Elect Thomas W. Horton | Management | For | For |
| 6 | Elect Paul E. Jacobs | Management | For | For |
| 7 | Elect Sherry Lansing | Management | For | For |
| 8 | Elect Duane A. Nelles | Management | For | For |
| 9 | Elect Francisco Ros | Management | For | For |
| 10 | Elect Brent Scowcroft | Management | For | For |
| 11 | Elect Marc I. Stern | Management | For | For |
| 12 | Amendment to the 2006 Long-Term Incentive Plan | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
Meeting Date: MAY 02, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: RAX
Security ID: 750086100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect A. Lanham Napier | Management | For | For |
| 2 | Elect George J. Still, Jr. | Management | For | For |
| 3 | Elect Michael Sam Gilliland | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
RED HAT INC
Meeting Date: AUG 09, 2012
Record Date: JUN 15, 2012
Meeting Type: ANNUAL | Ticker: RHT
Security ID: 756577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Marye Anne Fox | Management | For | For |
| 2 | Elect Donald Livingstone | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Amendment to the 2004 Long-Term Incentive Plan | Management | For | For |
| 6 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
| |
|---|
SALESFORCE.COM INC
Meeting Date: MAR 20, 2013
Record Date: FEB 08, 2013
Meeting Type: SPECIAL | Ticker: CRM
Security ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase of Authorized Common Stock | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
Meeting Date: JUN 06, 2013
Record Date: MAY 06, 2013
Meeting Type: ANNUAL | Ticker: CRM
Security ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stratton Sclavos | Management | For | For |
| 2 | Elect Lawrence Tomlinson | Management | For | For |
| 3 | Elect Shirley Young | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| 5 | 2013 Equity Incentive Plan | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED)
Meeting Date: APR 10, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL | Ticker: SLB
Security ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Peter L.S. Currie | Management | For | For |
| 2 | Elect Anthony Isaac | Management | For | For |
| 3 | Elect K.V. Kamath | Management | For | For |
| 4 | Elect Paal Kibsgaard | Management | For | For |
| 5 | Elect Nikolay Kudryavtsev | Management | For | For |
| 6 | Elect Adrian Lajous | Management | For | For |
| 7 | Elect Michael E. Marks | Management | For | For |
| 8 | Elect Lubna Olayan | Management | For | For |
| 9 | Elect Leo Rafael Reif | Management | For | For |
| 10 | Elect Tore I. Sandvold | Management | For | For |
| 11 | Elect Henri Seydoux | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Approval of Financial Statements/Dividends | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | 2013 Omnibus Incentive Plan | Management | For | For |
| 16 | Amendment to the Discounted Stock Purchase Plan | Management | For | For |
| |
|---|
SHIRE PLC
Meeting Date: APR 30, 2013
Record Date: MAR 21, 2013
Meeting Type: ANNUAL | Ticker: SHP
Security ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accounts and Reports | Management | For | For |
| 2 | Directors' Remuneration Report | Management | For | For |
| 3 | Elect William M. Burns | Management | For | For |
| 4 | Elect Matthew W. Emmens | Management | For | For |
| 5 | Elect David Ginsburg | Management | For | For |
| 6 | Elect Graham Hetherington | Management | For | For |
| 7 | Elect David Kappler | Management | For | For |
| 8 | Elect Susan Kilsby | Management | For | For |
| 9 | Elect Anne Minto | Management | For | For |
| 10 | Elect David M. Stout | Management | For | For |
| 11 | Elect Steven Gillis | Management | For | For |
| 12 | Elect Flemming Ornskov | Management | For | For |
| 13 | Appointment of Auditor | Management | For | For |
| 14 | Authority to Set Auditor's Fees | Management | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 17 | Authority to Repurchase Shares | Management | For | For |
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
| |
|---|
SPLUNK INC.
Meeting Date: JUN 13, 2013
Record Date: APR 15, 2013
Meeting Type: ANNUAL | Ticker: SPLK
Security ID: 848637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect David M. Hornik | Management | For | For |
| 1.2 | Elect Thomas M. Neustaetter | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
| |
|---|
STARBUCKS CORP.
Meeting Date: MAR 20, 2013
Record Date: JAN 10, 2013
Meeting Type: ANNUAL | Ticker: SBUX
Security ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Howard Schultz | Management | For | For |
| 2 | Elect William W. Bradley | Management | For | For |
| 3 | Elect Robert M. Gates | Management | For | For |
| 4 | Elect Mellody Hobson | Management | For | For |
| 5 | Elect Kevin R. Johnson | Management | For | For |
| 6 | Elect Olden Lee | Management | For | For |
| 7 | Elect Joshua C. Ramo | Management | For | For |
| 8 | Elect James G. Shennan, Jr. | Management | For | For |
| 9 | Elect Clara Shih | Management | For | For |
| 10 | Elect Javier G. Teruel | Management | For | For |
| 11 | Elect Myron E. Ullman III | Management | For | For |
| 12 | Elect Craig E. Weatherup | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Prohibition on Political Spending | Shareholder | Against | Against |
| |
|---|
THE TJX COMPANIES, INC.
Meeting Date: JUN 11, 2013
Record Date: APR 15, 2013
Meeting Type: ANNUAL | Ticker: TJX
Security ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Zein Abdalla | Management | For | For |
| 2 | Elect Jose B. Alvarez | Management | For | For |
| 3 | Elect Alan M. Bennett | Management | For | For |
| 4 | Elect Bernard Cammarata | Management | For | For |
| 5 | Elect David T. Ching | Management | For | For |
| 6 | Elect Michael F. Hines | Management | For | For |
| 7 | Elect Amy B. Lane | Management | For | For |
| 8 | Elect Dawn G. Lepore | Management | For | For |
| 9 | Elect Carol Meyrowitz | Management | For | For |
| 10 | Elect John F. O'Brien | Management | For | For |
| 11 | Elect Willow B. Shire | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Amendment to the Stock Incentive Plan | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
TRANSDIGM GROUP INCORPORATED
Meeting Date: MAR 06, 2013
Record Date: JAN 11, 2013
Meeting Type: ANNUAL | Ticker: TDG
Security ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mervin Dunn | Management | For | For |
| 1.2 | Elect Michael Graff | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | N/A | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date: MAY 08, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: VRTX
Security ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joshua S. Boger | Management | For | For |
| 1.2 | Elect Terrence C. Kearney | Management | For | For |
| 1.3 | Elect Yuchun Lee | Management | For | For |
| 1.4 | Elect Elaine S. Ullian | Management | For | For |
| 2 | 2013 Stock and Option Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
VMWARE, INC.
Meeting Date: MAY 29, 2013
Record Date: APR 04, 2013
Meeting Type: ANNUAL | Ticker: VMW
Security ID: 928563402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Advisory Vote on Executive Compensation | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2007 Equity And Incentive Plan | Management | For | For |
| 4 | Amendment to the 2007 Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WALT DISNEY CO.
Meeting Date: MAR 06, 2013
Record Date: JAN 07, 2013
Meeting Type: ANNUAL | Ticker: DIS
Security ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Susan E. Arnold | Management | For | For |
| 2 | Elect John S. Chen | Management | For | For |
| 3 | Elect Judith L. Estrin | Management | For | For |
| 4 | Elect Robert A. Iger | Management | For | For |
| 5 | Elect Fred H. Langhammer | Management | For | For |
| 6 | Elect Aylwin B. Lewis | Management | For | For |
| 7 | Elect Monica C. Lozano | Management | For | For |
| 8 | Elect Robert W. Matschullat | Management | For | For |
| 9 | Elect Sheryl Sandberg | Management | For | For |
| 10 | Elect Orin C. Smith | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Amendment to the 2002 Executive Performance Plan | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Separation of Chairman and CEO | Shareholder | Against | Against |
| |
|---|
WHOLE FOODS MARKET, INC.
Meeting Date: MAR 15, 2013
Record Date: JAN 15, 2013
Meeting Type: ANNUAL | Ticker: WFM
Security ID: 966837106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John B. Elstrott | Management | For | For |
| 1.2 | Elect Gabrielle E. Greene | Management | For | For |
| 1.3 | Elect Hass Hassan | Management | For | For |
| 1.4 | Elect Stephanie Kugelman | Management | For | For |
| 1.5 | Elect John P. Mackey | Management | For | For |
| 1.6 | Elect Walter Robb | Management | For | For |
| 1.7 | Elect Jonathan A. Seiffer | Management | For | For |
| 1.8 | Elect Morris J. Siegel | Management | For | For |
| 1.9 | Elect Jonathan D. Sokoloff | Management | For | For |
| 1.10 | Elect Ralph Z. Sorenson | Management | For | For |
| 1.11 | Elect William A. Tindell | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 2009 Stock Incentive Plan | Management | For | Against |
| 5 | Shareholder Proposal Regarding Extended Producer Responsibility | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
WORKDAY INC.
Meeting Date: MAY 23, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: WDAY
Security ID: 98138H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect A. George Battle | Management | For | For |
| 1.2 | Elect Michael M. McNamara | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Re-Approval of Material Terms of the 2012 Equity Incentive Plan | Management | For | For |
Prudential Real Assets Fund (Cash) - Sub-Advisor: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Real Assets Fund (Cayman) - Sub-Advisor: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Real Assets Fund (Commodities) - Sub-Advisor: CoreCommodity Management LLC
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Real Assets Fund (Fund of Fund) - Sub-Advisor: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Real Assets Fund (Gold) - Sub-Advisor: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Real Assets Fund (TIPS) - Sub-Advisor: PIM
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Strategic Value Fund - Sub-Adviser: QMA
| |
|---|
ABBOTT LABORATORIES
Meeting Date: APR 26, 2013
Record Date: FEB 27, 2013
Meeting Type: ANNUAL | Ticker: ABT
Security ID: 2824100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert J. Alpern | Management | For | For |
| 1.2 | Elect Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Sally E. Blount | Management | For | For |
| 1.4 | Elect W. James Farrell | Management | For | For |
| 1.5 | Elect Edward M. Liddy | Management | For | For |
| 1.6 | Elect Nancy McKinstry | Management | For | For |
| 1.7 | Elect Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect William A. Osborn | Management | For | For |
| 1.9 | Elect Samuel C. Scott III | Management | For | For |
| 1.1 | Elect Glenn F. Tilton | Management | For | For |
| 1.11 | Elect Miles D. White | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Shareholder Proposal Regarding Genetically Modified Organisms | Shareholder | Against | Abstain |
| 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| 6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| |
|---|
ABERCROMBIE & FITCH CO.
Meeting Date: JUN 20, 2013
Record Date: MAY 01, 2013
Meeting Type: ANNUAL | Ticker: ANF
Security ID: 2896207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James B. Bachmann | Management | For | For |
| 2 | Elect Michael E. Greenlees | Management | For | For |
| 3 | Elect Kevin S. Huvane | Management | For | For |
| 4 | Elect Michael S. Jeffries | Management | For | For |
| 5 | Elect John W. Kessler | Management | For | For |
| 6 | Elect Craig R. Stapleton | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | Against |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| 10 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| |
|---|
AETNA INC.
Meeting Date: MAY 17, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: AET
Security ID: 00817Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Fernando Aguirre | Management | For | For |
| 2 | Elect Mark T. Bertolini | Management | For | For |
| 3 | Elect Frank M. Clark, Jr. | Management | For | For |
| 4 | Elect Betsy Z. Cohen | Management | For | For |
| 5 | Elect Molly J. Coye | Management | For | For |
| 6 | Elect Roger N. Farah | Management | For | For |
| 7 | Elect Barbara H. Franklin | Management | For | For |
| 8 | Elect Jeffrey E. Garten | Management | For | For |
| 9 | Elect Ellen M. Hancock | Management | For | For |
| 10 | Elect Richard J. Harrington | Management | For | For |
| 11 | Elect Edward J. Ludwig | Management | For | For |
| 12 | Elect Joseph P. Newhouse | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment to the 2010 Stock Incentive Plan | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 17 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Board Oversight of Political Spending | Shareholder | Against | Abstain |
| |
|---|
AFLAC INC.
Meeting Date: MAY 06, 2013
Record Date: FEB 27, 2013
Meeting Type: ANNUAL | Ticker: AFL
Security ID: 1055102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Daniel P. Amos | Management | For | For |
| 2 | Elect John Shelby Amos II | Management | For | For |
| 3 | Elect Paul S. Amos II | Management | For | For |
| 4 | Elect W. Paul Bowers | Management | For | For |
| 5 | Elect Kriss Cloninger III | Management | For | For |
| 6 | Elect Elizabeth J. Hudson | Management | For | For |
| 7 | Elect Douglas W. Johnson | Management | For | For |
| 8 | Elect Robert B. Johnson | Management | For | For |
| 9 | Elect Charles B. Knapp | Management | For | For |
| 10 | Elect E. Stephen Purdom | Management | For | For |
| 11 | Elect Barbara K. Rimer | Management | For | For |
| 12 | Elect Melvin T. Stith | Management | For | For |
| 13 | Elect David Gary Thompson | Management | For | For |
| 14 | Elect Takuro Yoshida | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS AG
Meeting Date: MAY 02, 2013
Record Date: MAR 06, 2013
Meeting Type: ANNUAL | Ticker: AWH
Security ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Barbara T. Alexander | Management | For | For |
| 2 | Elect Scott Hunter | Management | For | For |
| 3 | Elect Patrick de Saint-Aignan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Accounts and Reports | Management | For | For |
| 6 | Allocation of Profits | Management | For | For |
| 7 | Dividend from Reserves | Management | For | For |
| 8 | Amendment to Cancel Treasury Shares | Management | For | For |
| 9 | Appointment of Auditor and Statutory Auditor | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS AG
Meeting Date: MAY 02, 2013
Record Date: MAR 06, 2013
Meeting Type: ANNUAL | Ticker: AWH
Security ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 10 | Appointment of Special Auditor | Management | For | For |
| 11 | Indemnification of Directors and Officers | Management | For | For |
| |
|---|
ALLSTATE CORP.
Meeting Date: MAY 21, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: ALL
Security ID: 20002101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect F. Duane Ackerman | Management | For | For |
| 2 | Elect Robert D. Beyer | Management | For | For |
| 3 | Elect Kermit R. Crawford | Management | For | For |
| 4 | Elect Jack M. Greenberg | Management | For | For |
| 5 | Elect Herbert L. Henkel | Management | For | For |
| 6 | Elect Ronald T. LeMay | Management | For | For |
| 7 | Elect Andrea Redmond | Management | For | For |
| 8 | Elect H. John Riley, Jr. | Management | For | For |
| 9 | Elect John W. Rowe | Management | For | For |
| 10 | Elect Judith A. Sprieser | Management | For | For |
| 11 | Elect Mary Alice Taylor | Management | For | For |
| 12 | Elect Thomas J. Wilson | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | 2013 Equity Incentive Plan | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| |
|---|
AMEREN CORP.
Meeting Date: APR 23, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: AEE
Security ID: 23608102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Stephen F. Brauer | Management | For | Withhold |
| 1.2 | Elect Catherine S. Brune | Management | For | For |
| 1.3 | Elect Ellen M. Fitzsimmons | Management | For | For |
| 1.4 | Elect Walter J. Galvin | Management | For | For |
| 1.5 | Elect Gayle P.W. Jackson | Management | For | For |
| 1.6 | Elect James C. Johnson | Management | For | For |
| 1.7 | Elect Steven H. Lipstein | Management | For | For |
| 1.8 | Elect Patrick T. Stokes | Management | For | For |
| 1.9 | Elect Thomas R. Voss | Management | For | For |
| 1.1 | Elect Stephen R. Wilson | Management | For | For |
| 1.11 | Elect Jack D. Woodard | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Review Energy Efficiency and Renewable Energy | Shareholder | Against | Abstain |
| |
|---|
AMERICAN CAPITAL AGENCY CORP
Meeting Date: APR 30, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: AGNC
Security ID: 02503X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert M Couch | Management | For | For |
| 2 | Elect Morris A. Davis | Management | For | For |
| 3 | Elect Randy E. Dobbs | Management | For | For |
| 4 | Elect Larry K. Harvey | Management | For | For |
| 5 | Elect Prue B. Larocca | Management | For | For |
| 6 | Elect Alvin N. Puryear | Management | For | Against |
| 7 | Elect Malon Wilkus | Management | For | Against |
| 8 | Elect John R. Erickson | Management | For | Against |
| 9 | Elect Samuel A Flax | Management | For | Against |
| 10 | Increase of Preferred Stock | Management | For | Against |
| 11 | Ratification of Auditor | Management | For | For |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY INC.
Meeting Date: APR 23, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: AEP
Security ID: 25537101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Nicholas K. Akins | Management | For | For |
| 2 | Elect David J. Anderson | Management | For | For |
| 3 | Elect Ralph D. Crosby, Jr. | Management | For | For |
| 4 | Elect Linda A. Goodspeed | Management | For | For |
| 5 | Elect Thomas E. Hoaglin | Management | For | For |
| 6 | Elect Sandra Beach Lin | Management | For | For |
| 7 | Elect Michael G. Morris | Management | For | For |
| 8 | Elect Richard C. Notebaert | Management | For | For |
| 9 | Elect Lionel L. Nowell III | Management | For | For |
| 10 | Elect Stephen S. Rasmussen | Management | For | For |
| 11 | Elect Oliver G. Richard III | Management | For | For |
| 12 | Elect Richard L. Sandor | Management | For | For |
| 13 | Elect Sara M. Tucker | Management | For | For |
| 14 | Elect John F. Turner | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| |
|---|
AMERICAN EXPRESS CO.
Meeting Date: APR 29, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: AXP
Security ID: 25816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Charlene Barshefsky | Management | For | For |
| 1.2 | Elect Ursula M. Burns | Management | For | For |
| 1.3 | Elect Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Peter Chernin | Management | For | For |
| 1.5 | Elect Anne Lauvergeon | Management | For | For |
| 1.6 | Elect Theodore J. Leonsis | Management | For | For |
| 1.7 | Elect Richard C. Levin | Management | For | For |
| 1.8 | Elect Richard A. McGinn | Management | For | For |
| 1.9 | Elect Samuel J. Palmisano | Management | For | For |
| 1.1 | Elect Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Daniel L. Vasella | Management | For | For |
| 1.12 | Elect Robert D. Walter | Management | For | For |
| 1.13 | Elect Ronald A. Williams | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
AMERICAN FINANCIAL GROUP INC
Meeting Date: MAY 22, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: AFG
Security ID: 25932104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Carl H. Lindner, III | Management | For | Withhold |
| 1.2 | Elect S. Craig Lindner | Management | For | Withhold |
| 1.3 | Elect Kenneth C. Ambrecht | Management | For | For |
| 1.4 | Elect John B. Berding | Management | For | Withhold |
| 1.5 | Elect Joseph E. Consolino | Management | For | Withhold |
| 1.6 | Elect Virginia C. Drosos | Management | For | For |
| 1.7 | Elect James E. Evans | Management | For | Withhold |
| 1.8 | Elect Terry S. Jacobs | Management | For | For |
| 1.9 | Elect Gregory G. Joseph | Management | For | For |
| 1.1 | Elect William W. Verity | Management | For | For |
| 1.11 | Elect John I. Von Lehman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | Shareholder | Against | Abstain |
| |
|---|
AMERICAN INTERNATIONAL GROUP INC
Meeting Date: MAY 15, 2013
Record Date: MAR 20, 2013
Meeting Type: ANNUAL | Ticker: AIG
Security ID: 26874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 4 | Elect William G. Jurgensen | Management | For | For |
| 5 | Elect Christopher S. Lynch | Management | For | For |
| 6 | Elect Arthur C. Martinez | Management | For | For |
| 7 | Elect George L. Miles, Jr. | Management | For | For |
| 8 | Elect Henry S. Miller | Management | For | For |
| 9 | Elect Robert S. Miller | Management | For | For |
| 10 | Elect Suzanne Nora Johnson | Management | For | For |
| 11 | Elect Ronald A. Rittenmeyer | Management | For | For |
| 12 | Elect Douglas M. Steenland | Management | For | For |
| 13 | Elect Theresa M. Stone | Management | For | For |
| 14 | 2013 Omnibus Incentive Plan | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Shareholder Proposal Regarding Multiple Board Service | Shareholder | Against | For |
| |
|---|
AMERICAN INTERNATIONAL GROUP INC
Meeting Date: MAY 15, 2013
Record Date: MAR 20, 2013
Meeting Type: ANNUAL | Ticker: AIG
Security ID: 26874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert H. Benmosche | Management | For | For |
| 2 | Elect W. Don Cornwell | Management | For | For |
| 3 | Elect John Fitzpatrick | Management | For | For |
| |
|---|
ANNALY CAPITAL MANAGEMENT INC
Meeting Date: MAY 23, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: NLY
Security ID: 35710409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Kevin P. Brady | Management | For | For |
| 2 | Elect E. Wayne Nordberg | Management | For | For |
| 3 | Elect Kevin G. Keyes | Management | For | For |
| 4 | Elect John H. Schaefer | Management | For | For |
| 5 | Management Externalization | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | Against |
| 7 | Ratification of Auditor | Management | For | For |
| |
|---|
AOL INC
Meeting Date: MAY 03, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: AOL
Security ID: 00184X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Tim Armstrong | Management | For | For |
| 2 | Elect Richard Dalzell | Management | For | For |
| 3 | Elect Alberto Ibarg? | Management | For | For |
| 4 | Elect Hugh F. Johnston | Management | For | For |
| 5 | Elect Dawn G. Lepore | Management | For | For |
| 6 | Elect Patricia E. Mitchell | Management | For | For |
| 7 | Elect Fredric Reynolds | Management | For | For |
| 8 | Elect James R. Stengel | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Approval of the Company's Tax Asset Protection Plan | Management | For | Against |
| |
|---|
APACHE CORP.
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: APA
Security ID: 37411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Eugene C. Fiedorek | Management | For | For |
| 2 | Elect Chansoo Joung | Management | For | For |
| 3 | Elect William C. Montgomery | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Amendment to the 2011 Omnibus Equity Compensation Plan | Management | For | For |
| 7 | Repeal of Classified Board | Management | For | For |
| |
|---|
ARCH CAPITAL GROUP LTD
Meeting Date: MAY 09, 2013
Record Date: MAR 12, 2013
Meeting Type: ANNUAL | Ticker: ACGL
Security ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John L. Bunce, Jr. | Management | For | For |
| 2 | Elect Yiorgos Lillikas | Management | For | For |
| 3 | Elect Deanna M. Mulligan | Management | For | For |
| 4 | Elect Anthony Asquith | Management | For | For |
| 5 | Elect Edgardo Balois | Management | For | For |
| 6 | Elect Dennis R. Brand | Management | For | For |
| 7 | Elect Peter Calleo | Management | For | For |
| 8 | Elect Paul Cole | Management | For | For |
| 9 | Elect Michael Constantinides | Management | For | For |
| 10 | Elect Graham B.R. Collis | Management | For | For |
| 11 | Elect William J. Cooney | Management | For | For |
| 12 | Nick Denniston | Management | For | For |
| 13 | Michael Feetham | Management | For | For |
| 14 | Elect Stephan Fogarty | Management | For | For |
| 15 | Elect Elizabeth Fullerton-Rome | Management | For | For |
| 16 | Elect Marc Grandisson | Management | For | For |
| 17 | Elect Michael A. Greene | Management | For | For |
| 18 | Elect Jerome Halgan | Management | For | For |
| 19 | Elect David W. Hipkin | Management | For | For |
| 20 | Elect W. Preston Hutchings | Management | For | For |
| 21 | Elect Constantine Iordanou | Management | For | For |
| 22 | Elect Wolbert H. Kamphuijs | Management | For | For |
| 23 | Elect Michael H. Kier | Management | For | For |
| 24 | Elect Lin Li-Williams | Management | For | For |
| 25 | Elect Mark D. Lyons | Management | For | For |
| 26 | Elect Adam Matteson | Management | For | For |
| 27 | Elect Robert McDowell | Management | For | For |
| 28 | Elect David H. McElroy | Management | For | For |
| 29 | Elect Rommel Mercado | Management | For | For |
| 30 | Elect David J. Mulholland | Management | For | For |
| 31 | Elect Michael R. Murphy | Management | For | For |
| 32 | Elect Martin J. Nilsen | Management | For | For |
| 33 | Elect Mark Nolan | Management | For | For |
| 34 | Elect Marita Oliver | Management | For | For |
| 35 | Elect Nicolas Papadopoulo | Management | For | For |
| 36 | Elect Elisabeth Quinn | Management | For | For |
| 37 | Elect Maamoun Rajeh | Management | For | For |
| 38 | Elect John F. Rathgeber | Management | For | For |
| 39 | Elect Andrew Rippert | Management | For | For |
| 40 | Elect Carla Santamaria-Sena | Management | For | For |
| 41 | Elect Elect Arthur Scace | Management | For | For |
| 42 | Elect Scott Schenker | Management | For | For |
| 43 | Elect Soren Scheuer | Management | For | For |
| 44 | Elect Budhi Singh | Management | For | For |
| 45 | Elect Helmut Sohler | Management | For | For |
| 46 | Elect Iwan van Munster | Management | For | For |
| 47 | Elect Angus Watson | Management | For | For |
| 48 | Elect James R. Weatherstone | Management | For | For |
| 49 | Elect Gerald Wolfe | Management | For | For |
| 50 | Ratification of Auditor | Management | For | For |
| 51 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
ARCHER DANIELS MIDLAND CO.
Meeting Date: NOV 01, 2012
Record Date: SEP 07, 2012
Meeting Type: ANNUAL | Ticker: ADM
Security ID: 39483102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alan Boeckmann | Management | For | For |
| 2 | Elect George Buckley | Management | For | For |
| 3 | Elect Mollie Carter | Management | For | For |
| 4 | Elect Terrell Crews | Management | For | For |
| 5 | Elect Pierre Dufour | Management | For | For |
| 6 | Elect Donald Felsinger | Management | For | For |
| 7 | Elect Antonio Maciel Neto | Management | For | For |
| 8 | Elect Patrick Moore | Management | For | For |
| 9 | Elect Thomas O'Neill | Management | For | For |
| 10 | Elect Daniel Shih | Management | For | For |
| 11 | Elect Kelvin Westbrook | Management | For | For |
| 12 | Elect Patricia Woertz | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
| |
|---|
ARROW ELECTRONICS INC.
Meeting Date: MAY 23, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: ARW
Security ID: 42735100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Barry W. Perry | Management | For | For |
| 1.2 | Elect Philip K. Asherman | Management | For | For |
| 1.3 | Elect Gail E. Hamilton | Management | For | For |
| 1.4 | Elect John N. Hanson | Management | For | For |
| 1.5 | Elect Richard S. Hill | Management | For | For |
| |
|---|
ARROW ELECTRONICS INC.
Meeting Date: MAY 23, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: ARW
Security ID: 42735100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.6 | Elect M.F. (Fran) Keeth | Management | For | For |
| 1.7 | Elect Andrew S. Kerin | Management | For | For |
| 1.8 | Elect Michael J. Long | Management | For | For |
| 1.9 | Elect Stephen C. Patrick | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
AT&T, INC.
Meeting Date: APR 26, 2013
Record Date: FEB 27, 2013
Meeting Type: ANNUAL | Ticker: T
Security ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Randall L. Stephenson | Management | For | For |
| 2 | Elect Gilbert F. Amelio | Management | For | For |
| 3 | Elect Reuben V. Anderson | Management | For | For |
| 4 | Elect James H. Blanchard | Management | For | For |
| 5 | Elect Jaime Chico Pardo | Management | For | For |
| 6 | Elect Scott T. Ford | Management | For | For |
| 7 | Elect James P. Kelly | Management | For | For |
| 8 | Elect Jon C. Madonna | Management | For | For |
| 9 | Elect Michael B. McCallister | Management | For | For |
| 10 | Elect John B. McCoy | Management | For | For |
| 11 | Elect Joyce M. Roch? | Management | For | For |
| 12 | Elect Matthew K. Rose | Management | For | For |
| 13 | Elect Laura D'Andrea Tyson | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Amendment to the Stock Purchase and Deferral Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Political Spending | Shareholder | Against | Abstain |
| 18 | Shareholder Proposal Regarding Lead Batteries | Shareholder | Against | Abstain |
| 19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | Shareholder | Against | For |
| 20 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
AVNET INC.
Meeting Date: NOV 02, 2012
Record Date: SEP 04, 2012
Meeting Type: ANNUAL | Ticker: AVT
Security ID: 53807103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect J. Veronica Biggins | Management | For | For |
| 1.2 | Elect Michael Bradley | Management | For | For |
| 1.3 | Elect R. Kerry Clark | Management | For | For |
| 1.4 | Elect Rick Hamada | Management | For | For |
| 1.5 | Elect James Lawrence | Management | For | For |
| 1.6 | Elect Frank Noonan | Management | For | For |
| 1.7 | Elect Ray Robinson | Management | For | For |
| 1.8 | Elect William Schumann III | Management | For | For |
| 1.9 | Elect William Sullivan | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Executive Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
AXIS CAPITAL HOLDINGS LTD
Meeting Date: MAY 03, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: AXS
Security ID: G0692U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Geoffrey Bell | Management | For | For |
| 1.2 | Elect Albert A. Benchimol | Management | For | For |
| 1.3 | Elect Christopher V. Greetham | Management | For | For |
| 1.4 | Elect Maurice Keane | Management | For | For |
| 1.5 | Elect Henry B. Smith | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
BANK OF AMERICA CORP.
Meeting Date: MAY 08, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 60505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Sharon Allen | Management | For | For |
| 2 | Elect Susan Bies | Management | For | For |
| 3 | Elect Jack Bovender, Jr. | Management | For | For |
| 4 | Elect Frank Bramble, Sr. | Management | For | For |
| 5 | Elect Arnold Donald | Management | For | For |
| 6 | Elect Charles Gifford | Management | For | For |
| 7 | Elect Charles Holliday, Jr. | Management | For | For |
| 8 | Elect Linda Hudson | Management | For | For |
| 9 | Elect Monica Lozano | Management | For | For |
| 10 | Elect Thomas May | Management | For | For |
| 11 | Elect Brian Moynihan | Management | For | For |
| 12 | Elect Lionel Nowell, III | Management | For | For |
| 13 | Elect R. David Yost | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Political Spending Report | Shareholder | Against | Abstain |
| 17 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Multiple Board Service | Shareholder | Against | For |
| 19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | Shareholder | Against | Abstain |
| 20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | Shareholder | Against | Abstain |
| |
|---|
BANK OF NEW YORK MELLON CORP
Meeting Date: APR 09, 2013
Record Date: FEB 11, 2013
Meeting Type: ANNUAL | Ticker: BK
Security ID: 64058100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ruth E. Bruch | Management | For | For |
| 2 | Elect Nicholas M. Donofrio | Management | For | For |
| 3 | Elect Gerald L. Hassell | Management | For | For |
| 4 | Elect Edmund F. Kelly | Management | For | For |
| 5 | Elect Richard J. Kogan | Management | For | For |
| 6 | Elect Michael J. Kowalski | Management | For | For |
| 7 | Elect John A. Luke, Jr. | Management | For | For |
| 8 | Elect Mark A. Nordenberg | Management | For | For |
| 9 | Elect Catherine A. Rein | Management | For | For |
| 10 | Elect William C. Richardson | Management | For | For |
| 11 | Elect Samuel C. Scott III | Management | For | For |
| 12 | Elect Wesley W. von Schack | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| |
|---|
BANKUNITED INC
Meeting Date: MAY 23, 2013
Record Date: APR 18, 2013
Meeting Type: ANNUAL | Ticker: BKU
Security ID: 06652K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John Bohlsen | Management | For | For |
| 1.2 | Elect Chinh E. Chu | Management | For | For |
| 1.3 | Elect Sue M. Cobb | Management | For | For |
| 1.4 | Elect Eugene F. DeMark | Management | For | For |
| 1.5 | Elect Michael J. Dowling | Management | For | For |
| 1.6 | Elect John A. Kanas | Management | For | For |
| 1.7 | Elect Thomas O'Brien | Management | For | For |
| 1.8 | Elect Wilbur L. Ross, Jr. | Management | For | Withhold |
| 1.9 | Elect P. Olivier Sarkozy | Management | For | For |
| 1.1 | Elect Lance N. West | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Annual Incentive Plan | Management | For | For |
| |
|---|
BB&T CORP.
Meeting Date: APR 23, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL | Ticker: BBT
Security ID: 54937107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.14 | Elect Nido R. Qubein | Management | For | Withhold |
| 1.15 | Elect Tollie W. Rich, Jr. | Management | For | For |
| 1.16 | Elect Thomas E. Skains | Management | For | For |
| 1.17 | Elect Thomas N. Thompson | Management | For | For |
| 1.18 | Elect Edwin H. Welch Ph.D. | Management | For | For |
| 1.19 | Elect Stephen T. Williams | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Political Spending | Shareholder | Against | Abstain |
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| |
|---|
BB&T CORP.
Meeting Date: APR 23, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL | Ticker: BBT
Security ID: 54937107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John A. Allison IV | Management | For | Withhold |
| 1.2 | Elect Jennifer S. Banner | Management | For | For |
| 1.3 | Elect K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Anna R. Cablik | Management | For | For |
| 1.5 | Elect Ronald E. Deal | Management | For | Withhold |
| 1.6 | Elect James A. Faulkner | Management | For | Withhold |
| 1.7 | Elect I. Patricia Henry | Management | For | For |
| 1.8 | Elect John P. Howe III | Management | For | For |
| 1.9 | Elect Eric C. Kendrick | Management | For | For |
| 1.1 | Elect Kelly S. King | Management | For | Withhold |
| 1.11 | Elect Louis B. Lynn | Management | For | For |
| 1.12 | Elect Edward C. Milligan | Management | For | Withhold |
| 1.13 | Elect Charles A. Patton | Management | For | For |
| |
|---|
BB&T CORP.
Meeting Date: APR 23, 2013
Record Date: MAR 01, 2013
Meeting Type: SPECIAL | Ticker: BBT
Security ID: 54937107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amendment to Terms of Preferred Stock | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | Against |
| |
|---|
BERKSHIRE HATHAWAY INC.
Meeting Date: MAY 04, 2013
Record Date: MAR 06, 2013
Meeting Type: ANNUAL | Ticker: BRKA
Security ID: 84670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Warren Buffett | Management | For | Withhold |
| 1.2 | Elect Charles Munger | Management | For | Withhold |
| 1.3 | Elect Howard Buffett | Management | For | Withhold |
| 1.4 | Elect Stephen Burke | Management | For | For |
| 1.5 | Elect Susan Decker | Management | For | For |
| 1.6 | Elect William Gates III | Management | For | Withhold |
| 1.7 | Elect David Gottesman | Management | For | For |
| 1.8 | Elect Charlotte Guyman | Management | For | For |
| 1.9 | Elect Donald Keough | Management | For | For |
| 1.1 | Elect Thomas Murphy | Management | For | For |
| 1.11 | Elect Ronald Olson | Management | For | Withhold |
| 1.12 | Elect Walter Scott, Jr. | Management | For | For |
| 1.13 | Elect Meryl B. Witmer | Management | For | For |
| 2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Abstain |
| |
|---|
BOK FINANCIAL CORP.
Meeting Date: APR 30, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: BOKF
Security ID: 05561Q201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gregory S. Allen | Management | For | Withhold |
| 1.2 | Elect Alan S. Armstrong | Management | For | For |
| 1.3 | Elect C. Fred Ball, Jr. | Management | For | For |
| 1.4 | Elect Sharon J. Bell | Management | For | For |
| 1.5 | Elect Peter C. Boylan, III | Management | For | For |
| 1.6 | Elect Chester Cadieux, III | Management | For | For |
| 1.7 | Elect Joseph W. Craft III | Management | For | For |
| 1.8 | Elect John W. Gibson | Management | For | For |
| 1.9 | Elect David F. Griffin | Management | For | For |
| 1.1 | Elect V. Burns Hargis | Management | For | For |
| 1.11 | Elect Douglas D Hawthorne | Management | For | For |
| 1.12 | Elect E. Carey Joullian, IV | Management | For | For |
| 1.13 | Elect George B. Kaiser | Management | For | For |
| 1.14 | Elect Robert J. LaFortune | Management | For | For |
| 1.15 | Elect Stanley A. Lybarger | Management | For | For |
| 1.16 | Elect Steven J. Malcolm | Management | For | For |
| 1.17 | Elect E.C. Richards | Management | For | For |
| 1.18 | Elect John Richels | Management | For | For |
| 1.19 | Elect Michael C. Turpen | Management | For | For |
| 1.2 | Elect R.A. Walker | Management | For | For |
| 2 | Amendment to the 2003 Executive Incentive Plan | Management | For | For |
| 3 | Amendment to the 2009 Omnibus Incentive Plan | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
Meeting Date: APR 11, 2013
Record Date: FEB 15, 2013
Meeting Type: ANNUAL | Ticker: BRCD
Security ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Judy Bruner | Management | For | For |
| 2 | Elect Lloyd Carney | Management | For | For |
| 3 | Elect Renato A. DiPentima | Management | For | For |
| 4 | Elect Alan L. Earhart | Management | For | For |
| 5 | Elect John W. Gerdelman | Management | For | For |
| 6 | Elect David L. House | Management | For | For |
| 7 | Elect Glenn C. Jones | Management | For | For |
| 8 | Elect L. William Krause | Management | For | For |
| 9 | Elect Sanjay Vaswani | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Amendment to the 2009 Director Plan | Management | For | For |
| 12 | Performance Bonus Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
CA TECHNOLOGIES
Meeting Date: AUG 01, 2012
Record Date: JUN 05, 2012
Meeting Type: ANNUAL | Ticker: CA
Security ID: 12673P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jens Alder | Management | For | For |
| 2 | Elect Raymond Bromark | Management | For | For |
| 3 | Elect Gary Fernandes | Management | For | For |
| 4 | Elect Rohit Kapoor | Management | For | For |
| 5 | Elect Kay Koplovitz | Management | For | For |
| 6 | Elect Christopher Lofgren | Management | For | For |
| 7 | Elect William McCracken | Management | For | For |
| 8 | Elect Richard Sulpizio | Management | For | For |
| 9 | Elect Laura Unger | Management | For | For |
| 10 | Elect Arthur Weinbach | Management | For | For |
| 11 | Elect Ron Zambonini | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | 2012 Non-Employee Director Compensation Plan | Management | For | For |
| |
|---|
CA TECHNOLOGIES
Meeting Date: AUG 01, 2012
Record Date: JUN 05, 2012
Meeting Type: ANNUAL | Ticker: CA
Security ID: 12673P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jens Alder | Management | For | For |
| 2 | Elect Raymond Bromark | Management | For | For |
| 3 | Elect Gary Fernandes | Management | For | For |
| 4 | Elect Rohit Kapoor | Management | For | For |
| 5 | Elect Kay Koplovitz | Management | For | For |
| 6 | Elect Christopher Lofgren | Management | For | For |
| 7 | Elect William McCracken | Management | For | For |
| 8 | Elect Richard Sulpizio | Management | For | For |
| 9 | Elect Laura Unger | Management | For | For |
| 10 | Elect Arthur Weinbach | Management | For | For |
| 11 | Elect Ron Zambonini | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | 2012 Non-Employee Director Compensation Plan | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORP.
Meeting Date: MAY 02, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: COF
Security ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard D. Fairbank | Management | For | For |
| 2 | Elect W. Ronald Dietz | Management | For | For |
| 3 | Elect Lewis Hay, III | Management | For | For |
| 4 | Elect Benjamin P. Jenkins, III | Management | For | For |
| 5 | Elect Peter E. Raskind | Management | For | For |
| 6 | Elect Mayo A. Shattuck III | Management | For | For |
| 7 | Elect Bradford H. Warner | Management | For | For |
| 8 | Elect Catherine G. West | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | Against |
| 11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Management | For | For |
| 12 | Elimination of Supermajority Requirement for the Removal of Directors | Management | For | For |
| 13 | Elimination of Supermajority Requirement for Certain Business Combinations | Management | For | For |
| |
|---|
CF INDUSTRIES HOLDINGS INC
Meeting Date: MAY 14, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: CF
Security ID: 125269100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert C. Arzbaecher | Management | For | For |
| 2 | Elect Stephen J. Hagge | Management | For | For |
| 3 | Elect Edward A. Schmitt | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Board Diversity | Shareholder | Against | Abstain |
| 9 | Shareholder Proposal Regarding Political Spending Report | Shareholder | Against | Abstain |
| 10 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CHEVRON CORP.
Meeting Date: MAY 29, 2013
Record Date: APR 03, 2013
Meeting Type: ANNUAL | Ticker: CVX
Security ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Linnet F. Deily | Management | For | For |
| 2 | Elect Robert E. Denham | Management | For | For |
| 3 | Elect Alice P. Gast | Management | For | For |
| 4 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 5 | Elect George L. Kirkland | Management | For | For |
| 6 | Elect Charles W. Moorman, IV | Management | For | For |
| 7 | Elect Kevin W. Sharer | Management | For | For |
| 8 | Elect John G. Stumpf | Management | For | For |
| 9 | Elect Ronald D. Sugar | Management | For | For |
| 10 | Elect Carl Ware | Management | For | For |
| |
|---|
CHEVRON CORP.
Meeting Date: MAY 29, 2013
Record Date: APR 03, 2013
Meeting Type: ANNUAL | Ticker: CVX
Security ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 11 | Elect John S. Watson | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Abstain |
| 16 | Shareholder Proposal Regarding Offshore Drilling Report | Shareholder | Against | Abstain |
| 17 | Shareholder Proposal Regarding Report on Climate Change | Shareholder | Against | Abstain |
| 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| 19 | Shareholder Proposal Regarding Prohibition on Political Spending | Shareholder | Against | Abstain |
| 20 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
| 22 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against |
| 23 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Abstain |
| |
|---|
CHUBB CORP.
Meeting Date: APR 30, 2013
Record Date: MAR 04, 2013
Meeting Type: ANNUAL | Ticker: CB
Security ID: 171232101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Zo? Baird Budinger | Management | For | For |
| 2 | Elect Sheila P. Burke | Management | For | For |
| 3 | Elect James I. Cash, Jr. | Management | For | For |
| 4 | Elect John D. Finnegan | Management | For | For |
| 5 | Elect Lawrence W. Kellner | Management | For | For |
| 6 | Elect Martin G. McGuinn | Management | For | For |
| 7 | Elect Lawrence M. Small | Management | For | For |
| 8 | Elect Jess S?derberg | Management | For | For |
| 9 | Elect Daniel E. Somers | Management | For | For |
| 10 | Elect William C. Weldon | Management | For | For |
| 11 | Elect James M. Zimmerman | Management | For | For |
| 12 | Elect Alfred W. Zollar | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Abstain |
| 16 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CIGNA CORP.
Meeting Date: APR 24, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: CI
Security ID: 125509109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David M. Cordani | Management | For | For |
| 2 | Elect Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Jane E. Henney | Management | For | For |
| 4 | Elect Donna F. Zarcone | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 8 | Shareholder Proposal Regarding Political Spending | Shareholder | Against | Against |
| |
|---|
CISCO SYSTEMS, INC.
Meeting Date: NOV 15, 2012
Record Date: SEP 17, 2012
Meeting Type: ANNUAL | Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Carol Bartz | Management | For | For |
| 2 | Elect Marc Benioff | Management | For | For |
| 3 | Elect M. Michele Burns | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
Meeting Date: NOV 15, 2012
Record Date: SEP 17, 2012
Meeting Type: ANNUAL | Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 4 | Elect Michael Capellas | Management | For | For |
| 5 | Elect Larry Carter | Management | For | For |
| 6 | Elect John Chambers | Management | For | For |
| 7 | Elect Brian Halla | Management | For | For |
| 8 | Elect John Hennessy | Management | For | For |
| 9 | Elect Kristina Johnson | Management | For | For |
| 10 | Elect Richard Kovacevich | Management | For | For |
| 11 | Elect Roderick McGeary | Management | For | For |
| 12 | Elect Arun Sarin | Management | For | For |
| 13 | Elect Steven West | Management | For | For |
| 14 | Amendment to the Executive Incentive Plan | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Report on Conflict Minerals | Shareholder | Against | Abstain |
| |
|---|
CITIGROUP INC
Meeting Date: APR 24, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Michael L. Corbat | Management | For | For |
| 2 | Elect Franz B. Humer | Management | For | For |
| 3 | Elect Robert L. Joss | Management | For | For |
| 4 | Elect Michael E. O'Neill | Management | For | For |
| 5 | Elect Judith Rodin | Management | For | For |
| 6 | Elect Robert L. Ryan | Management | For | For |
| 7 | Elect Anthony M. Santomero | Management | For | For |
| 8 | Elect Joan E. Spero | Management | For | For |
| 9 | Elect Diana L. Taylor | Management | For | For |
| 10 | Elect William S. Thompson, Jr. | Management | For | For |
| 11 | Elect Ernesto Zedillo | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Amendment to the 2009 Stock Incentive Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| 17 | Shareholder Proposal Regarding Director Indemnification | Shareholder | Against | For |
| |
|---|
COMCAST CORP.
Meeting Date: MAY 15, 2013
Record Date: MAR 06, 2013
Meeting Type: ANNUAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Joseph J. Collins | Management | For | For |
| 1.4 | Elect J. Michael Cook | Management | For | For |
| 1.5 | Elect Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Eduardo G. Mestre | Management | For | For |
| 1.8 | Elect Brian L. Roberts | Management | For | For |
| 1.9 | Elect Ralph J. Roberts | Management | For | For |
| 1.1 | Elect Johnathan A. Rodgers | Management | For | For |
| 1.11 | Elect Judith Rodin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| 4 | Sharheolder Proposal Regarding Recapitalization | Shareholder | Against | For |
| |
|---|
COMERICA, INC.
Meeting Date: APR 23, 2013
Record Date: FEB 22, 2013
Meeting Type: ANNUAL | Ticker: CMA
Security ID: 200340107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Roger A. Cregg | Management | For | For |
| 3 | Elect T. Kevin DeNicola | Management | For | For |
| 4 | Elect Jacqueline P. Kane | Management | For | For |
| 5 | Elect Richard G. Lindner | Management | For | For |
| 6 | Elect Alfred A. Piergallini | Management | For | Against |
| 7 | Elect Robert S. Taubman | Management | For | For |
| 8 | Elect Reginald M. Turner | Management | For | For |
| 9 | Elect Nina G. Vaca | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Amendment to the 2006 Amended and Restated Long-Term Incentive Plan | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
COMMERCE BANCSHARES, INC.
Meeting Date: APR 17, 2013
Record Date: FEB 19, 2013
Meeting Type: ANNUAL | Ticker: CBSH
Security ID: 200525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Earl H. Devanny, III | Management | For | For |
| 1.2 | Elect Benjamin F. Rassieur, III | Management | For | For |
| 1.3 | Elect Todd R. Schnuck | Management | For | For |
| 1.4 | Elect Andrew C. Taylor | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | 2005 Equity Incentive Plan | Management | For | For |
| 5 | Stock Purchase Plan for Non-Employee Directors | Management | For | Against |
| |
|---|
COMMONWEALTH REIT
Meeting Date: MAY 14, 2013
Record Date: FEB 19, 2013
Meeting Type: ANNUAL | Ticker: CWH
Security ID: 203233101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Joseph L. Morea | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
COMMUNITY HEALTH SYSTEMS, INC.
Meeting Date: MAY 21, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: CYH
Security ID: 203668108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 5 | Elect William N. Jennings | Management | For | For |
| 6 | Elect Julia B. North | Management | For | For |
| 7 | Elect Wayne T. Smith | Management | For | For |
| 8 | Elect H. Mitchell Watson, Jr. | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | Against |
| 10 | Amendment to the 2009 Stock Option and Award Plan | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| |
|---|
COMMUNITY HEALTH SYSTEMS, INC.
Meeting Date: MAY 21, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: CYH
Security ID: 203668108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect W. Larry Cash | Management | For | For |
| 2 | Elect John A. Clerico | Management | For | For |
| 3 | Elect James S. Ely III | Management | For | For |
| 4 | Elect John A. Fry | Management | For | For |
| |
|---|
COMPUTER SCIENCES CORP.
Meeting Date: AUG 07, 2012
Record Date: JUN 11, 2012
Meeting Type: ANNUAL | Ticker: CSC
Security ID: 205363104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Irving Bailey, II | Management | For | For |
| 2 | Elect David Barram | Management | For | Abstain |
| 3 | Elect Stephen Baum | Management | For | Abstain |
| 4 | Elect Erik Brynjolfsson | Management | For | For |
| 5 | Elect Rodney Chase | Management | For | Abstain |
| 6 | Elect Judith Haberkorn | Management | For | For |
| 7 | Elect J. Michael Lawrie | Management | For | For |
| 8 | Elect Chong Sup Park | Management | For | For |
| 9 | Elect Lawrence Zimmerman | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | Against |
| 11 | Ratification of Auditor | Management | For | For |
| |
|---|
COMPUTER SCIENCES CORP.
Meeting Date: AUG 07, 2012
Record Date: JUN 11, 2012
Meeting Type: ANNUAL | Ticker: CSC
Security ID: 205363104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Irving Bailey, II | Management | For | For |
| 2 | Elect David Barram | Management | For | Abstain |
| 3 | Elect Stephen Baum | Management | For | Abstain |
| 4 | Elect Erik Brynjolfsson | Management | For | For |
| 5 | Elect Rodney Chase | Management | For | Abstain |
| 6 | Elect Judith Haberkorn | Management | For | For |
| 7 | Elect J. Michael Lawrie | Management | For | For |
| 8 | Elect Chong Sup Park | Management | For | For |
| 9 | Elect Lawrence Zimmerman | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | Against |
| 11 | Ratification of Auditor | Management | For | For |
| |
|---|
CONAGRA FOODS, INC.
Meeting Date: SEP 21, 2012
Record Date: JUL 27, 2012
Meeting Type: ANNUAL | Ticker: CAG
Security ID: 205887102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mogens Bay | Management | For | For |
| 1.2 | Elect Stephen Butler | Management | For | For |
| 1.3 | Elect Steven Goldstone | Management | For | For |
| 1.4 | Elect Joie Gregor | Management | For | For |
| 1.5 | Elect Rajive Johri | Management | For | For |
| 1.6 | Elect William Jurgensen | Management | For | For |
| 1.7 | Elect Richard Lenny | Management | For | For |
| 1.8 | Elect Ruth Ann Marshall | Management | For | For |
| 1.9 | Elect Gary Rodkin | Management | For | For |
| 1.1 | Elect Andrew Schindler | Management | For | For |
| 1.11 | Elect Kenneth Stinson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CONAGRA FOODS, INC.
Meeting Date: SEP 21, 2012
Record Date: JUL 27, 2012
Meeting Type: ANNUAL | Ticker: CAG
Security ID: 205887102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mogens Bay | Management | For | For |
| 1.2 | Elect Stephen Butler | Management | For | For |
| 1.3 | Elect Steven Goldstone | Management | For | For |
| 1.4 | Elect Joie Gregor | Management | For | For |
| 1.5 | Elect Rajive Johri | Management | For | For |
| 1.6 | Elect William Jurgensen | Management | For | For |
| 1.7 | Elect Richard Lenny | Management | For | For |
| 1.8 | Elect Ruth Ann Marshall | Management | For | For |
| 1.9 | Elect Gary Rodkin | Management | For | For |
| 1.1 | Elect Andrew Schindler | Management | For | For |
| 1.11 | Elect Kenneth Stinson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CONOCO PHILLIPS
Meeting Date: MAY 14, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: COP
Security ID: 20825C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard L. Armitage | Management | For | For |
| 2 | Elect Richard H. Auchinleck | Management | For | For |
| 3 | Elect James E. Copeland, Jr. | Management | For | For |
| 4 | Elect Jody L Freeman | Management | For | For |
| 5 | Elect Gay Huey Evans | Management | For | For |
| 6 | Elect Ryan M. Lance | Management | For | For |
| 7 | Elect Mohd H. Marican | Management | For | For |
| 8 | Elect Robert A. Niblock | Management | For | For |
| 9 | Elect Harald J. Norvik | Management | For | For |
| 10 | Elect William E. Wade, Jr. | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| 14 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Abstain |
| 15 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | Shareholder | Against | Abstain |
| |
|---|
CONSTELLATION BRANDS INC
Meeting Date: JUL 27, 2012
Record Date: MAY 29, 2012
Meeting Type: ANNUAL | Ticker: STZ
Security ID: 21036P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Barry Fromberg | Management | For | For |
| 1.2 | Elect Jeananne Hauswald | Management | For | For |
| 1.3 | Elect Paul Smith | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Annual Management Incentive Plan | Management | For | For |
| 5 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 6 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Using Multiple Metrics for Executive Performance Measures | Shareholder | Against | For |
| |
|---|
CONSTELLATION BRANDS INC
Meeting Date: JUL 27, 2012
Record Date: MAY 29, 2012
Meeting Type: ANNUAL | Ticker: STZ
Security ID: 21036P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Barry Fromberg | Management | For | For |
| 1.2 | Elect Jeananne Hauswald | Management | For | For |
| 1.3 | Elect Paul Smith | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Annual Management Incentive Plan | Management | For | For |
| 5 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 6 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Using Multiple Metrics for Executive Performance Measures | Shareholder | Against | For |
| |
|---|
CORNING, INC.
Meeting Date: APR 25, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: GLW
Security ID: 219350105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John Seely Brown | Management | For | For |
| 2 | Elect Stephanie A. Burns | Management | For | For |
| 3 | Elect John A. Canning Jr. | Management | For | For |
| 4 | Elect Richard T. Clark | Management | For | For |
| 5 | Elect Robert F. Cummings, Jr. | Management | For | For |
| 6 | Elect James B. Flaws | Management | For | For |
| 7 | Elect Kurt M. Landgraf | Management | For | For |
| 8 | Elect Kevin J. Martin | Management | For | For |
| 9 | Elect Deborah D. Rieman | Management | For | For |
| 10 | Elect Hansel E. Tookes II | Management | For | For |
| 11 | Elect Wendell P. Weeks | Management | For | For |
| 12 | Elect Mark S. Wrighton | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| |
|---|
COVENTRY HEALTH CARE INC.
Meeting Date: NOV 21, 2012
Record Date: OCT 15, 2012
Meeting Type: SPECIAL | Ticker: CVH
Security ID: 222862104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Merger | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
COVIDIEN PLC
Meeting Date: MAR 20, 2013
Record Date: JAN 10, 2013
Meeting Type: ANNUAL | Ticker: COV
Security ID: G2554F113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jose E. Almeida | Management | For | For |
| 2 | Elect Joy A. Amundson | Management | For | For |
| 3 | Elect Craig Arnold | Management | For | For |
| 4 | Elect Robert H. Brust | Management | For | For |
| 5 | Elect John M. Connors, Jr. | Management | For | For |
| 6 | Elect Christopher J. Coughlin | Management | For | For |
| 7 | Elect Randall J. Hogan, III | Management | For | For |
| 8 | Elect Martin D. Madaus | Management | For | For |
| 9 | Elect Dennis H. Reilley | Management | For | For |
| 10 | Elect Joseph A. Zaccagnino | Management | For | For |
| 11 | Appointment of Auditor and Authority to Set Remuneration | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Amendment to the Stock and Incentive Plan | Management | For | For |
| 14 | Authority to Repurchase Shares | Management | For | For |
| 15 | Authority to Reissue Treasury Shares | Management | For | For |
| 16 | Amendments to Articles to Update Share Transfer Procedures | Management | For | For |
| 17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Management | For | For |
| |
|---|
CSX CORP.
Meeting Date: MAY 08, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: CSX
Security ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Donna M. Alvarado | Management | For | For |
| 2 | Elect John B. Breaux | Management | For | For |
| 3 | Elect Pamela L. Carter | Management | For | For |
| 4 | Elect Steven T. Halverson | Management | For | For |
| 5 | Elect Edward J. Kelly, III | Management | For | For |
| 6 | Elect Gilbert H. Lamphere | Management | For | For |
| 7 | Elect John D. McPherson | Management | For | For |
| 8 | Elect Timothy T. O'Toole | Management | For | For |
| 9 | Elect David M. Ratcliffe | Management | For | For |
| 10 | Elect Donald J. Shepard | Management | For | For |
| 11 | Elect Michael J. Ward | Management | For | For |
| 12 | Elect J.C. Watts, Jr. | Management | For | For |
| 13 | Elect J. Steven Whisler | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
CVS CAREMARK CORP
Meeting Date: MAY 09, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: CVS
Security ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect C. David Brown II | Management | For | For |
| 2 | Elect David W. Dorman | Management | For | For |
| 3 | Elect Anne M. Finucane | Management | For | For |
| 4 | Elect Kristen E. Gibney Williams | Management | For | For |
| 5 | Elect Larry J. Merlo | Management | For | For |
| 6 | Elect Jean-Pierre Millon | Management | For | For |
| 7 | Elect Richard J. Swift | Management | For | For |
| 8 | Elect William C. Weldon | Management | For | For |
| 9 | Elect Tony L. White | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the 2007 Employee Stock Purchase Plan | Management | For | For |
| 13 | Reduction of Voting Thresholds in the Fair Price Provision | Management | For | For |
| 14 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| |
|---|
DELL INC.
Meeting Date: JUL 13, 2012
Record Date: MAY 18, 2012
Meeting Type: ANNUAL | Ticker: DELL
Security ID: 24702R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James Breyer | Management | For | For |
| 2 | Elect Donald Carty | Management | For | For |
| 3 | Elect Janet Clark | Management | For | For |
| 4 | Elect Laura Conigliaro | Management | For | For |
| 5 | Elect Michael Dell | Management | For | For |
| 6 | Elect Kenneth Duberstein | Management | For | For |
| 7 | Elect William Gray, III | Management | For | For |
| 8 | Elect Gerard Kleisterlee | Management | For | For |
| 9 | Elect Klaus Luft | Management | For | For |
| 10 | Elect Alex Mandl | Management | For | For |
| 11 | Elect Shantanu Narayen | Management | For | For |
| 12 | Elect H. Ross Perot, Jr. | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | 2012 Long-Term Incentive Plan | Management | For | Against |
| |
|---|
DELL INC.
Meeting Date: JUL 13, 2012
Record Date: MAY 18, 2012
Meeting Type: ANNUAL | Ticker: DELL
Security ID: 24702R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James Breyer | Management | For | For |
| 2 | Elect Donald Carty | Management | For | For |
| 3 | Elect Janet Clark | Management | For | For |
| 4 | Elect Laura Conigliaro | Management | For | For |
| 5 | Elect Michael Dell | Management | For | For |
| 6 | Elect Kenneth Duberstein | Management | For | For |
| 7 | Elect William Gray, III | Management | For | For |
| 8 | Elect Gerard Kleisterlee | Management | For | For |
| 9 | Elect Klaus Luft | Management | For | For |
| 10 | Elect Alex Mandl | Management | For | For |
| 11 | Elect Shantanu Narayen | Management | For | For |
| 12 | Elect H. Ross Perot, Jr. | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | 2012 Long-Term Incentive Plan | Management | For | Against |
| |
|---|
DELPHI AUTOMOTIVE PLC
Meeting Date: APR 25, 2013
Record Date: FEB 26, 2013
Meeting Type: ANNUAL | Ticker: DLPH
Security ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gary L. Cowger | Management | For | For |
| 2 | Elect Nicholas M. Donofrio | Management | For | For |
| 3 | Elect Mark P. Frissora | Management | For | For |
| 4 | Elect Rajiv L. Gupta | Management | For | For |
| 5 | Elect John A. Krol | Management | For | For |
| 6 | Elect J. Randall MacDonald | Management | For | For |
| 7 | Elect Sean O. Mahoney | Management | For | For |
| 8 | Elect Rodney O'Neal | Management | For | For |
| 9 | Elect Thomas W. Sidlik | Management | For | For |
| 10 | Elect Bernd Wiedemann | Management | For | For |
| 11 | Elect Lawrence A. Zimmerman | Management | For | For |
| 12 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
Meeting Date: JUN 27, 2013
Record Date: MAY 03, 2013
Meeting Type: ANNUAL | Ticker: DALRQ
Security ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard H. Anderson | Management | For | For |
| 2 | Elect Edward H. Bastian | Management | For | For |
| 3 | Elect Roy J. Bostock | Management | For | For |
| 4 | Elect John S. Brinzo | Management | For | For |
| 5 | Elect Daniel A. Carp | Management | For | For |
| 6 | Elect David G. DeWalt | Management | For | For |
| 7 | Elect William H. Easter III | Management | For | For |
| 8 | Elect Mickey P. Foret | Management | For | For |
| 9 | Elect Shirley C. Franklin | Management | For | For |
| 10 | Elect David R. Goode | Management | For | For |
| 11 | Elect George N. Mattson | Management | For | For |
| 12 | Elect Paula Rosput Reynolds | Management | For | For |
| 13 | Elect Kenneth C. Rogers | Management | For | For |
| 14 | Elect Kenneth B. Woodrow | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
Meeting Date: JUN 27, 2013
Record Date: MAY 03, 2013
Meeting Type: ANNUAL | Ticker: DALRQ
Security ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | For |
| |
|---|
DEVRY INC.
Meeting Date: NOV 07, 2012
Record Date: SEP 24, 2012
Meeting Type: ANNUAL | Ticker: DV
Security ID: 251893103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Darren Huston | Management | For | For |
| 1.2 | Elect William Keevan | Management | For | For |
| 1.3 | Elect Lyle Logan | Management | For | For |
| 1.4 | Elect Alan Merten | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Repeal of Classified Board | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
DILLARD`S INC.
Meeting Date: MAY 18, 2013
Record Date: MAR 21, 2013
Meeting Type: ANNUAL | Ticker: DDS
Security ID: 254067101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Frank R. Mori | Management | For | For |
| 2 | Elect Reynie Rutledge | Management | For | For |
| 3 | Elect J.C. Watts, Jr. | Management | For | For |
| 4 | Elect Nick White | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| |
|---|
DIRECTV
Meeting Date: MAY 02, 2013
Record Date: MAR 04, 2013
Meeting Type: ANNUAL | Ticker: DTV
Security ID: 25490A309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Neil R. Austrian | Management | For | For |
| 2 | Elect Ralph F. Boyd, Jr. | Management | For | For |
| 3 | Elect Abelardo E. Bru | Management | For | For |
| 4 | Elect David B. Dillon | Management | For | For |
| 5 | Elect Samuel A. DiPiazza, Jr. | Management | For | For |
| 6 | Elect Dixon R. Doll | Management | For | For |
| 7 | Elect Charles R. Lee | Management | For | For |
| 8 | Elect Peter A. Lund | Management | For | For |
| 9 | Elect Nancy S. Newcomb | Management | For | For |
| 10 | Elect Lorrie M. Norrington | Management | For | For |
| 11 | Elect Michael D. White | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
Meeting Date: APR 17, 2013
Record Date: FEB 19, 2013
Meeting Type: ANNUAL | Ticker: DFS
Security ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Mary K. Bush | Management | For | For |
| 3 | Elect Gregory C. Case | Management | For | For |
| 4 | Elect Cynthia A. Glassman | Management | For | For |
| 5 | Elect Richard H. Lenny | Management | For | For |
| 6 | Elect Thomas G. Maheras | Management | For | For |
| 7 | Elect Michael H. Moskow | Management | For | For |
| 8 | Elect David W. Nelms | Management | For | For |
| 9 | Elect E. Follin Smith | Management | For | For |
| 10 | Elect Mark A. Thierer | Management | For | For |
| 11 | Elect Lawrence A. Weinbach | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
DOMTAR CORPORATION
Meeting Date: MAY 01, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: UFS
Security ID: 257559203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Giannella Alvarez | Management | For | For |
| 2 | Elect Robert E Apple | Management | For | For |
| 3 | Elect Louis P. Gignac | Management | For | For |
| 4 | Elect Brian M. Levitt | Management | For | For |
| 5 | Elect Harold H. MacKay | Management | For | For |
| 6 | Elect David G. Maffucci | Management | For | For |
| 7 | Elect Robert J. Steacy | Management | For | For |
| 8 | Elect Pamela B. Strobel | Management | For | For |
| 9 | Elect Denis Turcotte | Management | For | For |
| 10 | Elect John D. Williams | Management | For | For |
| 11 | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For |
| 12 | Appointment of Auditor | Management | For | For |
| |
|---|
DST SYSTEMS INC.
Meeting Date: MAY 14, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: DST
Security ID: 233326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect A. Edward Allinson | Management | For | For |
| 1.2 | Elect Stephen C. Hooley | Management | For | For |
| 1.3 | Elect Brent L. Law | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
DTE ENERGY CO.
Meeting Date: MAY 02, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: DTE
Security ID: 233331107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gerard M. Anderson | Management | For | For |
| 1.2 | Elect David A. Brandon | Management | For | For |
| 1.3 | Elect Charles G. McClure, Jr. | Management | For | For |
| 1.4 | Elect Gail J. McGovern | Management | For | For |
| 1.5 | Elect James B. Nicholson | Management | For | For |
| 1.6 | Elect Charles W. Pryor, Jr. | Management | For | For |
| 1.7 | Elect Ruth G. Shaw | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| |
|---|
EAST WEST BANCORP, INC.
Meeting Date: MAY 28, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: EWBC
Security ID: 27579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Iris S. Chan | Management | For | For |
| 1.2 | Elect Rudolph I. Estrada | Management | For | For |
| 1.3 | Elect Julia S. Gouw | Management | For | For |
| 1.4 | Elect Paul H. Irving | Management | For | For |
| 1.5 | Elect Andrew S. Kane | Management | For | For |
| 1.6 | Elect Tak-Chuen Clarence Kwan | Management | For | For |
| 1.7 | Elect John Lee | Management | For | For |
| 1.8 | Elect Herman Y. Li | Management | For | For |
| 1.9 | Elect Jack C. Liu | Management | For | For |
| 1.1 | Elect Dominic Ng | Management | For | For |
| 1.11 | Elect Keith W. Renken | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
EDISON INTERNATIONAL
Meeting Date: APR 25, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: EIX
Security ID: 281020107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jagjeet S. Bindra | Management | For | For |
| 2 | Elect Vanessa C.L. Chang | Management | For | For |
| 3 | Elect France A. C?rdova | Management | For | For |
| 4 | Elect Theodore F. Craver, Jr. | Management | For | For |
| 5 | Elect Bradford M. Freeman | Management | For | For |
| 6 | Elect Luis G. Nogales | Management | For | For |
| 7 | Elect Ronald L. Olson | Management | For | For |
| 8 | Elect Richard T. Schlosberg, III | Management | For | For |
| 9 | Elect Thomas C. Sutton | Management | For | For |
| 10 | Elect Peter J. Taylor | Management | For | For |
| 11 | Elect Brett White | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
ENDO HEALTH SOLUTIONS INC
Meeting Date: MAY 22, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: ENDP
Security ID: 29264F205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 7 | Elect David B. Nash | Management | For | For |
| 8 | Elect Joseph C. Scodari | Management | For | For |
| 9 | Elect Jill D. Smith | Management | For | For |
| 10 | Elect William F. Spengler | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
ENDO HEALTH SOLUTIONS INC
Meeting Date: MAY 22, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: ENDP
Security ID: 29264F205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Roger H. Kimmel | Management | For | For |
| 2 | Elect Rajiv De Silva | Management | For | For |
| 3 | Elect John J. Delucca | Management | For | For |
| 4 | Elect Nancy J. Hutson | Management | For | For |
| 5 | Elect Michael Hyatt | Management | For | For |
| 6 | Elect William P. Montague | Management | For | For |
| |
|---|
ENERGEN CORP.
Meeting Date: APR 24, 2013
Record Date: FEB 22, 2013
Meeting Type: ANNUAL | Ticker: EGN
Security ID: 29265N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect T. Michael Goodrich | Management | For | For |
| 1.2 | Elect Jay Grinney | Management | For | For |
| 1.3 | Elect Frances Powell Hawes | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendments to Annual Incentive Compensation Plan for Purposes of Section 162(m) | Management | For | For |
| 5 | Repeal of Classified Board | Management | For | For |
| |
|---|
EVEREST RE GROUP LTD
Meeting Date: MAY 15, 2013
Record Date: MAR 20, 2013
Meeting Type: ANNUAL | Ticker: RE
Security ID: G3223R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dominic J. Addesso | Management | For | Withhold |
| 1.2 | Elect John J. Amore | Management | For | For |
| 1.3 | Elect John R. Dunne | Management | For | For |
| 1.4 | Elect Joseph V. Taranto | Management | For | Withhold |
| 1.5 | Elect John A. Weber | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
EXELON CORP.
Meeting Date: APR 23, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: EXC
Security ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Anthony K. Anderson | Management | For | For |
| 2 | Elect Ann C. Berzin | Management | For | For |
| 3 | Elect John A. Canning Jr. | Management | For | For |
| 4 | Elect Christopher M. Crane | Management | For | For |
| 5 | Elect Yves C. de Balmann | Management | For | For |
| 6 | Elect Nicholas DeBenedictis | Management | For | For |
| 7 | Elect Nelson A. Diaz | Management | For | For |
| 8 | Elect Sue Ling Gin | Management | For | For |
| 9 | Elect Paul L. Joskow | Management | For | For |
| 10 | Elect Robert J. Lawless | Management | For | For |
| 11 | Elect Richard W. Mies | Management | For | For |
| 12 | Elect William C. Richardson | Management | For | For |
| 13 | Elect Thomas J. Ridge | Management | For | For |
| 14 | Elect John W. Rogers, Jr. | Management | For | For |
| 15 | Elect Mayo A. Shattuck III | Management | For | For |
| 16 | Elect Stephen D. Steinour | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Advisory Vote on Executive Compensation | Management | For | Against |
| 19 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| |
|---|
EXXON MOBIL CORP.
Meeting Date: MAY 29, 2013
Record Date: APR 04, 2013
Meeting Type: ANNUAL | Ticker: XOM
Security ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael J. Boskin | Management | For | For |
| 1.2 | Elect Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Ursula M. Burns | Management | For | For |
| 1.4 | Elect Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Jay S. Fishman | Management | For | For |
| 1.6 | Elect Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect William W. George | Management | For | For |
| 1.9 | Elect Samuel J. Palmisano | Management | For | Withhold |
| 1.1 | Elect Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Rex W. Tillerson | Management | For | For |
| 1.12 | Elect William C. Weldon | Management | For | For |
| 1.13 | Elect Edward E. Whitacre, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Multiple Board Service | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| 8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | Shareholder | Against | Abstain |
| 9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | Shareholder | Against | Abstain |
| 10 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Abstain |
| 11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Abstain |
| |
|---|
FEDEX CORP
Meeting Date: SEP 24, 2012
Record Date: JUL 30, 2012
Meeting Type: ANNUAL | Ticker: FDX
Security ID: 31428X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James Barksdale | Management | For | For |
| 2 | Elect John Edwardson | Management | For | For |
| 3 | Elect Shirley Jackson | Management | For | For |
| 4 | Elect Steven Loranger | Management | For | For |
| 5 | Elect Gary Loveman | Management | For | For |
| 6 | Elect R. Brad Martin | Management | For | For |
| 7 | Elect Joshua Ramo | Management | For | For |
| 8 | Elect Susan Schwab | Management | For | For |
| 9 | Elect Frederick Smith | Management | For | For |
| 10 | Elect Joshua Smith | Management | For | For |
| 11 | Elect David Steiner | Management | For | For |
| 12 | Elect Paul Walsh | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | Shareholder | Against | Abstain |
| |
|---|
FEDEX CORP
Meeting Date: SEP 24, 2012
Record Date: JUL 30, 2012
Meeting Type: ANNUAL | Ticker: FDX
Security ID: 31428X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James Barksdale | Management | For | For |
| 2 | Elect John Edwardson | Management | For | For |
| 3 | Elect Shirley Jackson | Management | For | For |
| 4 | Elect Steven Loranger | Management | For | For |
| 5 | Elect Gary Loveman | Management | For | For |
| 6 | Elect R. Brad Martin | Management | For | For |
| 7 | Elect Joshua Ramo | Management | For | For |
| 8 | Elect Susan Schwab | Management | For | For |
| 9 | Elect Frederick Smith | Management | For | For |
| 10 | Elect Joshua Smith | Management | For | For |
| 11 | Elect David Steiner | Management | For | For |
| 12 | Elect Paul Walsh | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | Shareholder | Against | Abstain |
| |
|---|
FIFTH THIRD BANCORP
Meeting Date: APR 16, 2013
Record Date: FEB 28, 2013
Meeting Type: ANNUAL | Ticker: FITB
Security ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Darryl F. Allen | Management | For | For |
| 2 | Elect Evan Bayh | Management | For | For |
| 3 | Elect Ulysses L. Bridgeman, Jr. | Management | For | For |
| 4 | Elect Emerson L. Brumback | Management | For | For |
| 5 | Elect James P. Hackett | Management | For | For |
| 6 | Elect Gary R. Heminger | Management | For | For |
| 7 | Elect Jewell D. Hoover | Management | For | For |
| 8 | Elect William M. Isaac | Management | For | For |
| 9 | Elect Kevin T. Kabat | Management | For | For |
| 10 | Elect Mitchel D. Livingston | Management | For | For |
| 11 | Elect Michael B. McCallister | Management | For | For |
| 12 | Elect Hendrick G. Meijer | Management | For | For |
| 13 | Elect John J. Schiff, Jr. | Management | For | For |
| 14 | Elect Marsha C. Williams | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| |
|---|
FIRST CITIZENS BANCSHARES, INC (NC)
Meeting Date: APR 23, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: FCNCA
Security ID: 31946M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Victor E. Bell III | Management | For | For |
| 1.3 | Elect Hope H. Connell | Management | For | For |
| 1.4 | Elect Hubert M. Craig III | Management | For | For |
| 1.5 | Elect H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Frank B. Holding | Management | For | For |
| 1.8 | Elect Frank B. Holding, Jr. | Management | For | For |
| 1.9 | Elect Lucius S. Jones | Management | For | For |
| 1.1 | Elect Robert E. Mason IV | Management | For | For |
| 1.11 | Elect Robert T. Newcomb | Management | For | For |
| 1.12 | Elect James M. Parker | Management | For | For |
| 1.13 | Elect Ralph K. Shelton | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| |
|---|
FIRST REPUBLIC BANK
Meeting Date: MAY 14, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: FRC
Security ID: 33616C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James H. Herbert, II | Management | For | For |
| 1.2 | Elect Katherine August-deWilde | Management | For | For |
| 1.3 | Elect Thomas J. Barrack, Jr. | Management | For | For |
| 1.4 | Elect Frank J. Fahrenkopf, Jr. | Management | For | For |
| 1.5 | Elect William E. Ford | Management | For | Withhold |
| 1.6 | Elect L.Martin Gibbs | Management | For | For |
| 1.7 | Elect Sandra R. Hern?ndez | Management | For | For |
| 1.8 | Elect Pamela Joyner | Management | For | For |
| 1.9 | Elect Reynold Levy | Management | For | For |
| 1.1 | Elect Jody S. Lindell | Management | For | For |
| 1.11 | Elect George G. C. Parker | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
FORD MOTOR CO.
Meeting Date: MAY 09, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: FDMTP
Security ID: 345370860
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen G. Butler | Management | For | For |
| 2 | Elect Kimberly A. Casiano | Management | For | For |
| 3 | Elect Anthony F. Earley, Jr. | Management | For | For |
| 4 | Elect Edsel B. Ford II | Management | For | For |
| 5 | Elect William C. Ford, Jr. | Management | For | For |
| 6 | Elect Richard A. Gephardt | Management | For | For |
| 7 | Elect James H. Hance, Jr. | Management | For | For |
| 8 | Elect William W. Helman IV | Management | For | For |
| 9 | Elect Jon M. Huntsman, Jr. | Management | For | For |
| 10 | Elect Richard A. Manoogian | Management | For | For |
| 11 | Elect Ellen R. Marram | Management | For | For |
| 12 | Elect Alan Mulally | Management | For | For |
| 13 | Elect Homer A. Neal | Management | For | For |
| 14 | Elect Gerald L. Shaheen | Management | For | For |
| 15 | Elect John L. Thornton | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Advisory Vote on Executive Compensation | Management | For | Against |
| 18 | Reapproval of the Annual Incentive Compensation Plan | Management | For | For |
| 19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | Management | For | For |
| 20 | Approval of the Tax Benefit Preservation Plan | Management | For | For |
| 21 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 22 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
| |
|---|
FOREST LABORATORIES, INC.
Meeting Date: AUG 15, 2012
Record Date: JUN 25, 2012
Meeting Type: ANNUAL | Ticker: FRX
Security ID: 345838106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dissident Nominee Eric Ende | Management | Do Not Vote | None |
| 1.2 | Elect Dissident Nominee Pierre Legault | Management | Do Not Vote | None |
| 1.3 | Elect Dissident Nominee Andrew Fromkin | Management | Do Not Vote | None |
| 1.4 | Elect Dissident Nominee Daniel Ninivaggi | Management | Do Not Vote | None |
| 1.5 | Elect Management Nominee Howard Solomon | Management | Do Not Vote | None |
| 1.6 | Elect Management Nominee Nesli Basgoz | Management | Do Not Vote | None |
| 1.7 | Elect Management Nominee Christopher Coughlin | Management | Do Not Vote | None |
| 1.8 | Elect Management Nominee Gerald Lieberman | Management | Do Not Vote | None |
| 1.9 | Elect Management Nominee Brenton Saunders | Management | Do Not Vote | None |
| 1.1 | Elect Management Nominee Peter Zimetbaum | Management | Do Not Vote | None |
| 2 | Advisory Vote on Executive Compensation | Management | Do Not Vote | None |
| 3 | Ratification of Auditor | Management | Do Not Vote | None |
| 4 | Shareholder Proposal Regarding Proxy Access | Shareholder | Do Not Vote | None |
| 5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | Shareholder | Do Not Vote | None |
| 1.1 | Elect Howard Solomon | Management | For | For |
| 1.2 | Elect Nesli Basgoz | Management | For | For |
| 1.3 | Elect Christopher Coughlin | Management | For | For |
| 1.4 | Elect Dan Goldwasser | Management | For | Withhold |
| 1.5 | Elect Kenneth Goodman | Management | For | Withhold |
| 1.6 | Elect Gerald Lieberman | Management | For | For |
| 1.7 | Elect Lawrence Olanoff | Management | For | For |
| 1.8 | Elect Lester Salans | Management | For | For |
| 1.9 | Elect Brenton Saunders | Management | For | For |
| 1.1 | Elect Peter Zimetbaum | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | Shareholder | Against | Against |
| |
|---|
FOREST LABORATORIES, INC.
Meeting Date: AUG 15, 2012
Record Date: JUN 25, 2012
Meeting Type: ANNUAL | Ticker: FRX
Security ID: 345838106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dissident Nominee Eric Ende | Management | Do Not Vote | None |
| 1.2 | Elect Dissident Nominee Pierre Legault | Management | Do Not Vote | None |
| 1.3 | Elect Dissident Nominee Andrew Fromkin | Management | Do Not Vote | None |
| 1.4 | Elect Dissident Nominee Daniel Ninivaggi | Management | Do Not Vote | None |
| 1.5 | Elect Management Nominee Howard Solomon | Management | Do Not Vote | None |
| 1.6 | Elect Management Nominee Nesli Basgoz | Management | Do Not Vote | None |
| 1.7 | Elect Management Nominee Christopher Coughlin | Management | Do Not Vote | None |
| 1.8 | Elect Management Nominee Gerald Lieberman | Management | Do Not Vote | None |
| 1.9 | Elect Management Nominee Brenton Saunders | Management | Do Not Vote | None |
| 1.1 | Elect Management Nominee Peter Zimetbaum | Management | Do Not Vote | None |
| 2 | Advisory Vote on Executive Compensation | Management | Do Not Vote | None |
| 3 | Ratification of Auditor | Management | Do Not Vote | None |
| 4 | Shareholder Proposal Regarding Proxy Access | Shareholder | Do Not Vote | None |
| 5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | Shareholder | Do Not Vote | None |
| 1.1 | Elect Howard Solomon | Management | For | For |
| 1.2 | Elect Nesli Basgoz | Management | For | For |
| 1.3 | Elect Christopher Coughlin | Management | For | For |
| 1.4 | Elect Dan Goldwasser | Management | For | Withhold |
| 1.5 | Elect Kenneth Goodman | Management | For | Withhold |
| 1.6 | Elect Gerald Lieberman | Management | For | For |
| 1.7 | Elect Lawrence Olanoff | Management | For | For |
| 1.8 | Elect Lester Salans | Management | For | For |
| 1.9 | Elect Brenton Saunders | Management | For | For |
| 1.1 | Elect Peter Zimetbaum | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | Shareholder | Against | Against |
| |
|---|
GANNETT CO., INC.
Meeting Date: MAY 07, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: GCI
Security ID: 364730101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John E. Cody | Management | For | For |
| 2 | Elect Howard D Elias | Management | For | For |
| 3 | Elect John J. Louis | Management | For | For |
| 4 | Elect Marjorie Magner | Management | For | For |
| 5 | Elect Gracia C. Martore | Management | For | For |
| 6 | Elect Scott K McCune | Management | For | For |
| 7 | Elect Duncan M. McFarland | Management | For | For |
| 8 | Elect Susan Ness | Management | For | For |
| 9 | Elect Neal Shapiro | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| |
|---|
GENERAL DYNAMICS CORP.
Meeting Date: MAY 01, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: GD
Security ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mary Barra | Management | For | Against |
| 2 | Elect Nicholas Chabraja | Management | For | For |
| 3 | Elect James Crown | Management | For | Against |
| 4 | Elect William Fricks | Management | For | Against |
| 5 | Elect Paul Kaminski | Management | For | Against |
| 6 | Elect John Keane | Management | For | For |
| 7 | Elect Lester Lyles | Management | For | For |
| 8 | Elect Phebe Novakovic | Management | For | For |
| 9 | Elect William Osborn | Management | For | Against |
| 10 | Elect Sir Robert Walmsley | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| 14 | Shareholder Proposal Regarding Review of Human Rights Policies | Shareholder | Against | Abstain |
| |
|---|
GENERAL ELECTRIC CO.
Meeting Date: APR 24, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: GE
Security ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect W. Geoffrey Beattie | Management | For | For |
| 2 | Elect John J. Brennan | Management | For | For |
| 3 | Elect James I. Cash, Jr. | Management | For | For |
| 4 | Elect Francisco D'Souza | Management | For | For |
| 5 | Elect Marijn E. Dekkers | Management | For | For |
| 6 | Elect Ann M. Fudge | Management | For | For |
| 7 | Elect Susan Hockfield | Management | For | For |
| 8 | Elect Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Andrea Jung | Management | For | For |
| 10 | Elect Robert W. Lane | Management | For | For |
| 11 | Elect Ralph S. Larsen | Management | For | For |
| 12 | Elect Rochelle B. Lazarus | Management | For | For |
| 13 | Elect James J. Mulva | Management | For | For |
| 14 | Elect Mary L. Schapiro | Management | For | For |
| 15 | Elect Robert J. Swieringa | Management | For | For |
| 16 | Elect James S. Tisch | Management | For | Against |
| 17 | Elect Douglas A. Warner III | Management | For | For |
| 18 | Advisory Vote on Executive Compensation | Management | For | For |
| 19 | Ratification of Auditor | Management | For | For |
| 20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Term Limits | Shareholder | Against | Against |
| 22 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 23 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| 25 | Shareholder Proposal Regarding Double Board Nominees | Shareholder | Against | Against |
| |
|---|
GENERAL MOTORS COMPANY
Meeting Date: JUN 06, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: GM
Security ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 9 | Elect James J. Mulva | Management | For | For |
| 10 | Elect Patricia F. Russo | Management | For | For |
| 11 | Elect Thomas M. Schoewe | Management | For | For |
| 12 | Elect Theodore M. Solso | Management | For | For |
| 13 | Elect Carol M. Stephenson | Management | For | For |
| 14 | Elect Cynthia A. Telles | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| |
|---|
GENERAL MOTORS COMPANY
Meeting Date: JUN 06, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: GM
Security ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Daniel F. Akerson | Management | For | For |
| 2 | Elect David Bonderman | Management | For | Against |
| 3 | Elect Erroll B. Davis, Jr. | Management | For | For |
| 4 | Elect Stephen J. Girsky | Management | For | For |
| 5 | Elect E. Neville Isdell | Management | For | For |
| 6 | Elect Robert D. Krebs | Management | For | For |
| 7 | Elect Kathryn V. Marinello | Management | For | For |
| 8 | Elect Michael G. Mullen | Management | For | For |
| |
|---|
GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 23, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: GS
Security ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Lloyd C. Blankfein | Management | For | For |
| 2 | Elect M. Michele Burns | Management | For | For |
| 3 | Elect Gary D. Cohn | Management | For | For |
| 4 | Elect Claes Dahlb?ck | Management | For | For |
| 5 | Elect William W. George | Management | For | For |
| 6 | Elect James A. Johnson | Management | For | For |
| 7 | Elect Lakshmi N. Mittal | Management | For | For |
| 8 | Elect Adebayo O. Ogunlesi | Management | For | For |
| 9 | Elect James J. Schiro | Management | For | For |
| 10 | Elect Debra L. Spar | Management | For | For |
| 11 | Elect Mark E. Tucker | Management | For | For |
| 12 | Elect David A. Viniar | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | 2013 Stock Incentive Plan | Management | For | Against |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Abstain |
| 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| 18 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For |
| 19 | Shareholder Proposal Regarding Sale of the Company | Shareholder | Against | For |
| |
|---|
HARRIS CORP.
Meeting Date: OCT 26, 2012
Record Date: AUG 31, 2012
Meeting Type: ANNUAL | Ticker: HRS
Security ID: 413875105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William Brown | Management | For | For |
| 2 | Elect Peter Chiarelli | Management | For | For |
| 3 | Elect Thomas Dattilo | Management | For | For |
| 4 | Elect Terry Growcock | Management | For | For |
| 5 | Elect Lewis Hay, III | Management | For | For |
| 6 | Elect Karen Katen | Management | For | For |
| 7 | Elect Stephen Kaufman | Management | For | For |
| 8 | Elect Leslie Kenne | Management | For | For |
| 9 | Elect David Rickard | Management | For | For |
| 10 | Elect James Stoffel | Management | For | For |
| 11 | Elect Gregory Swienton | Management | For | For |
| 12 | Elect Hansel Tookes II | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Right to Call a Special Meeting | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| |
|---|
HATTERAS FINANCIAL CORP
Meeting Date: MAY 21, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: HTS
Security ID: 41902R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael R. Hough | Management | For | For |
| 1.2 | Elect Benjamin M. Hough | Management | For | For |
| 1.3 | Elect David W. Berson | Management | For | For |
| 1.4 | Elect Ira G. Kawaller | Management | For | For |
| 1.5 | Elect Jeffrey D. Miller | Management | For | For |
| 1.6 | Elect Thomas D. Wren | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| |
|---|
HCA HOLDINGS, INC.
Meeting Date: APR 24, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: HCA
Security ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard M. Bracken | Management | For | Withhold |
| 1.2 | Elect R. Milton Johnson | Management | For | Withhold |
| 1.3 | Elect John P. Connaughton | Management | For | Withhold |
| 1.4 | Elect Kenneth Freeman | Management | For | Withhold |
| 1.5 | Elect Thomas F. Frist, III | Management | For | Withhold |
| 1.6 | Elect William R. Frist | Management | For | Withhold |
| 1.7 | Elect Christopher R. Gordon | Management | For | Withhold |
| 1.8 | Elect Jay O. Light | Management | For | For |
| 1.9 | Elect Geoffrey G. Meyers | Management | For | For |
| 1.1 | Elect Michael W. Michelson | Management | For | Withhold |
| 1.11 | Elect James C. Momtazee | Management | For | Withhold |
| 1.12 | Elect Stephen G. Pagliuca | Management | For | Withhold |
| 1.13 | Elect Wayne J. Riley | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HCC INSURANCE HOLDINGS, INC.
Meeting Date: MAY 22, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: HCC
Security ID: 404132102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Emmanuel T. Ballases | Management | For | For |
| 1.2 | Elect Judy C. Bozeman | Management | For | For |
| 1.3 | Elect Frank J. Bramanti | Management | For | For |
| 1.4 | Elect Walter M. Duer | Management | For | For |
| 1.5 | Elect James C. Flagg | Management | For | For |
| 1.6 | Elect Thomas Hamilton | Management | For | For |
| 1.7 | Elect Leslie S. Heisz | Management | For | For |
| 1.8 | Elect John N. Molbeck, Jr. | Management | For | For |
| 1.9 | Elect Robert A. Rosholt | Management | For | For |
| 1.1 | Elect J. Mikesell Thomas | Management | For | For |
| 1.11 | Elect Christopher J. B. Williams | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | 2013 Employee Stock Purchase Plan | Management | For | For |
| 5 | Re-Approval of the Performance Goals Under the 2008 Flexible Incentive Plan | Management | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
Meeting Date: MAR 06, 2013
Record Date: JAN 10, 2013
Meeting Type: ANNUAL | Ticker: HP
Security ID: 423452101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Hans Helmerich | Management | For | For |
| 1.2 | Elect John W. Lindsay | Management | For | For |
| 1.3 | Elect Paula Marshall | Management | For | For |
| 1.4 | Elect Randy A. Foutch | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | None | For |
| |
|---|
HESS CORPORATION
Meeting Date: MAY 16, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: HES
Security ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John Krenicki, Jr. | Management | For | For |
| 1.2 | Elect Kevin Meyers | Management | For | For |
| 1.3 | Elect Frederic Reynolds | Management | For | For |
| 1.4 | Elect William Schrader | Management | For | For |
| 1.5 | Elect Mark Williams | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| 5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 6 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| 7 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| 8 | Shareholder Proposal Regarding Bylaw Amendments | Shareholder | Against | Abstain |
| |
|---|
HEWLETT-PACKARD CO. (DE)
Meeting Date: MAR 20, 2013
Record Date: JAN 22, 2013
Meeting Type: ANNUAL | Ticker: HPQ
Security ID: 428236103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Marc Andreessen | Management | For | Against |
| 2 | Elect Shumeet Banerji | Management | For | For |
| 3 | Elect Rajiv Gupta | Management | For | Against |
| 4 | Elect John Hammergren | Management | For | Against |
| 5 | Elect Raymond. Lane | Management | For | For |
| 6 | Elect Ann Livermore | Management | For | For |
| 7 | Elect Gary Reiner | Management | For | For |
| 8 | Elect Patricia Russo | Management | For | For |
| 9 | Elect G. Kennedy Thompson | Management | For | Against |
| 10 | Elect Margaret Whitman | Management | For | For |
| 11 | Elect Ralph Whitworth | Management | For | For |
| 12 | Ratification of Auditor | Management | For | Against |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Amendment to Bylaws to Permit Shareholder Proxy Access | Management | For | For |
| 15 | Amendment to the 2004 Stock Incentive Plan | Management | For | For |
| 16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shareholder | Against | Abstain |
| 17 | Shareholder Proposal Regarding Review of Human Rights | Shareholder | Against | Abstain |
| 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| |
|---|
HOLLYFRONTIER CORP
Meeting Date: MAY 15, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: HFC
Security ID: 436106108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Douglas Y. Bech | Management | For | For |
| |
|---|
HOLLYFRONTIER CORP
Meeting Date: MAY 15, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: HFC
Security ID: 436106108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Elect Buford P. Berry | Management | For | For |
| 3 | Elect Leldon E. Echols | Management | For | For |
| 4 | Elect R. Kevin Hardage | Management | For | For |
| 5 | Elect Michael C. Jennings | Management | For | For |
| 6 | Elect Robert J. Kostelnik | Management | For | For |
| 7 | Elect James H. Lee | Management | For | For |
| 8 | Elect Robert G. McKenzie | Management | For | For |
| 9 | Elect Franklin Myers | Management | For | For |
| 10 | Elect Michael E. Rose | Management | For | For |
| 11 | Elect Tommy A. Valenta | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
HUMANA INC.
Meeting Date: APR 25, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: HUM
Security ID: 444859102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Bruce D. Broussard | Management | For | For |
| 2 | Elect Frank A. D'Amelio | Management | For | For |
| 3 | Elect W. Roy Dunbar | Management | For | For |
| 4 | Elect Kurt Hilzinger | Management | For | For |
| 5 | Elect David Jones Jr. | Management | For | For |
| 6 | Elect Michael McCallister | Management | For | For |
| 7 | Elect William McDonald | Management | For | For |
| 8 | Elect William Mitchell | Management | For | For |
| 9 | Elect David Nash | Management | For | For |
| 10 | Elect James O'Brien | Management | For | For |
| 11 | Elect Marissa Peterson | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Abstain |
| |
|---|
HUNTINGTON BANCSHARES, INC.
Meeting Date: APR 18, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL | Ticker: HBAN
Security ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Don Casto III | Management | For | For |
| 1.2 | Elect Ann Crane | Management | For | For |
| 1.3 | Elect Steven Elliott | Management | For | For |
| 1.4 | Elect Michael Endres | Management | For | For |
| 1.5 | Elect John Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Peter Kight | Management | For | For |
| 1.7 | Elect Jonathan Levy | Management | For | For |
| 1.8 | Elect Richard Neu | Management | For | For |
| 1.9 | Elect David Porteous | Management | For | For |
| 1.1 | Elect Kathleen Ransier | Management | For | For |
| 1.11 | Elect Stephen Steinour | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HUNTINGTON INGALLS INDUSTRIES INC
Meeting Date: MAY 01, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: HII
Security ID: 446413106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert F. Bruner | Management | For | For |
| 1.2 | Elect Artur G. Davis | Management | For | For |
| 1.3 | Elect Thomas B. Fargo | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
INGREDION INC
Meeting Date: MAY 15, 2013
Record Date: MAR 19, 2013
Meeting Type: ANNUAL | Ticker: INGR
Security ID: 457187102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard J. Almeida | Management | For | For |
| 2 | Elect Luis Aranguren-Trellez | Management | For | For |
| 3 | Elect David B. Fischer | Management | For | For |
| 4 | Elect Ilene S. Gordon | Management | For | For |
| 5 | Elect Paul Hanrahan | Management | For | For |
| 6 | Elect Wayne M. Hewett | Management | For | For |
| 7 | Elect Gregory B. Kenny | Management | For | For |
| 8 | Elect Barbara A. Klein | Management | For | For |
| 9 | Elect James M. Ringler | Management | For | For |
| 10 | Elect Dwayne A. Wilson | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
INTEL CORP.
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: INTC
Security ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Charlene Barshefsky | Management | For | For |
| 2 | Elect Andy D. Bryant | Management | For | For |
| 3 | Elect Susan L. Decker | Management | For | For |
| 4 | Elect John J. Donahoe | Management | For | For |
| 5 | Elect Reed E. Hundt | Management | For | For |
| 6 | Elect James D. Plummer | Management | For | For |
| 7 | Elect David S. Pottruck | Management | For | For |
| 8 | Elect Frank D. Yeary | Management | For | For |
| 9 | Elect David B. Yoffie | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the 2006 Equity Incentive Plan | Management | For | For |
| 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| |
|---|
JOHNSON & JOHNSON
Meeting Date: APR 25, 2013
Record Date: FEB 26, 2013
Meeting Type: ANNUAL | Ticker: JNJ
Security ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mary Sue Coleman | Management | For | For |
| 2 | Elect James G. Cullen | Management | For | For |
| 3 | Elect Ian E.L. Davis | Management | For | For |
| 4 | Elect Alex Gorsky | Management | For | For |
| 5 | Elect Michael M. E. Johns | Management | For | For |
| 6 | Elect Susan L. Lindquist | Management | For | For |
| 7 | Elect Anne M. Mulcahy | Management | For | For |
| 8 | Elect Leo F. Mullin | Management | For | For |
| 9 | Elect William D. Perez | Management | For | For |
| 10 | Elect Charles Prince | Management | For | For |
| 11 | Elect A. Eugene Washington | Management | For | For |
| 12 | Elect Ronald A. Williams | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| 16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | Shareholder | Against | Abstain |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 21, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 8 | Elect Ellen V. Futter | Management | For | For |
| 9 | Elect Laban P. Jackson, Jr. | Management | For | For |
| 10 | Elect Lee R. Raymond | Management | For | For |
| 11 | Elect William C. Weldon | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Allow Shareholders to Act by Written Consent | Management | For | For |
| 15 | Key Executive Performance Plan | Management | For | For |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | Abstain |
| 19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 21, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James A. Bell | Management | For | For |
| 2 | Elect Crandall C. Bowles | Management | For | For |
| 3 | Elect Stephen B. Burke | Management | For | For |
| 4 | Elect David M. Cote | Management | For | For |
| 5 | Elect James S. Crown | Management | For | Against |
| 6 | Elect James Dimon | Management | For | For |
| 7 | Elect Timothy P. Flynn | Management | For | For |
| |
|---|
KEYCORP
Meeting Date: MAY 16, 2013
Record Date: MAR 19, 2013
Meeting Type: ANNUAL | Ticker: KEY
Security ID: 493267108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Edward P. Campbell | Management | For | For |
| 1.2 | Elect Joseph A. Carrabba | Management | For | For |
| 1.3 | Elect Charles P. Cooley | Management | For | For |
| 1.4 | Elect Alexander M. Cutler | Management | For | For |
| 1.5 | Elect H. James Dallas | Management | For | For |
| 1.6 | Elect Elizabeth R. Gile | Management | For | For |
| 1.7 | Elect Ruth Ann M. Gillis | Management | For | For |
| 1.8 | Elect William G. Gisel, Jr. | Management | For | For |
| 1.9 | Elect Richard J. Hipple | Management | For | For |
| 1.1 | Elect Kristen L. Manos | Management | For | For |
| 1.11 | Elect Beth E. Mooney | Management | For | For |
| 1.12 | Elect Barbara R. Snyder | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | 2013 Equity Compensation Plan | Management | For | Against |
| |
|---|
KROGER CO.
Meeting Date: JUN 27, 2013
Record Date: APR 30, 2013
Meeting Type: ANNUAL | Ticker: KR
Security ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Reuben V. Anderson | Management | For | For |
| 2 | Elect Robert D. Beyer | Management | For | For |
| 3 | Elect David B. Dillon | Management | For | For |
| 4 | Elect Susan J. Kropf | Management | For | For |
| 5 | Elect John T. LaMacchia | Management | For | For |
| 6 | Elect David B. Lewis | Management | For | For |
| 7 | Elect W. Rodney McMullen | Management | For | For |
| 8 | Elect Jorge P. Montoya | Management | For | For |
| 9 | Elect Clyde R. Moore | Management | For | For |
| 10 | Elect Susan M. Phillips | Management | For | For |
| 11 | Elect Steven R. Rogel | Management | For | For |
| 12 | Elect James A. Runde | Management | For | For |
| 13 | Elect Ronald L. Sargent | Management | For | For |
| 14 | Elect Bobby S. Shackouls | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| 17 | Shareholder Proposal Regarding Human Rights Report | Shareholder | Against | Abstain |
| 18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 19 | Shareholder Proposal Regarding Extended Producer Responsibility | Shareholder | Against | Abstain |
| 20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
| |
|---|
L-3 COMMUNICATIONS HOLDINGS, INC.
Meeting Date: APR 30, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: LLL
Security ID: 502424104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Claude Canizares | Management | For | For |
| 2 | Elect Thomas Corcoran | Management | For | For |
| 3 | Elect Lloyd Newton | Management | For | For |
| 4 | Elect Vincent Pagano, Jr. | Management | For | For |
| 5 | Elect Alan Washkowitz | Management | For | For |
| 6 | Amendment to the 2008 Long Term Performance Plan | Management | For | For |
| 7 | Repeal of Classified Board | Management | For | For |
| 8 | Elimination of Board Supermajority Requirement | Management | For | For |
| 9 | Provide Right to Act by Written Consent | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
LEAR CORP.
Meeting Date: MAY 16, 2013
Record Date: MAR 21, 2013
Meeting Type: ANNUAL | Ticker: LEA
Security ID: 521865204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas P. Capo | Management | For | For |
| 2 | Elect Jonathan F. Foster | Management | For | For |
| 3 | Elect Kathleen A. Ligocki | Management | For | For |
| 4 | Elect Conrad L. Mallett, Jr. | Management | For | For |
| 5 | Elect Donald L. Runkle | Management | For | For |
| 6 | Elect Matthew J. Simoncini | Management | For | For |
| 7 | Elect Gregory C. Smith | Management | For | For |
| 8 | Elect Henry D. G. Wallace | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
LENDER PROCESSING SERVICES INC
Meeting Date: MAY 23, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: LPS
Security ID: 52602E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dan R. Carmichael | Management | For | For |
| 1.2 | Elect Alvin R. Carpenter | Management | For | Withhold |
| 1.3 | Elect Hugh R. Harris | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
LIFEPOINT HOSPITALS INC
Meeting Date: JUN 04, 2013
Record Date: APR 12, 2013
Meeting Type: ANNUAL | Ticker: LPNT
Security ID: 53219L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gregory T. Bier | Management | For | Withhold |
| 1.2 | Elect DeWitt Ezell, Jr. | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | 2013 Long-Term Incentive Plan | Management | For | Against |
| |
|---|
LILLY(ELI) & CO
Meeting Date: MAY 06, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: LLY
Security ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ralph Alvarez | Management | For | For |
| 2 | Elect Sir Winfried Bischoff | Management | For | For |
| 3 | Elect R. David Hoover | Management | For | For |
| 4 | Elect Franklyn G. Prendergast | Management | For | For |
| 5 | Elect Kathi P. Seifert | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| 8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
Meeting Date: MAY 23, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: LNC
Security ID: 534187109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William J. Avery | Management | For | For |
| 2 | Elect William H. Cunningham | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
Meeting Date: MAY 23, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: LNC
Security ID: 534187109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Elect William P. Payne | Management | For | For |
| 4 | Elect Patrick S. Pittard | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
LOCKHEED MARTIN CORP.
Meeting Date: APR 25, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: LMT
Security ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Nolan D. Archibald | Management | For | For |
| 2 | Elect Rosalind G. Brewer | Management | For | For |
| 3 | Elect David B. Burritt | Management | For | For |
| 4 | Elect James O. Ellis, Jr. | Management | For | For |
| 5 | Elect Thomas J. Falk | Management | For | For |
| 6 | Elect Marillyn A. Hewson | Management | For | For |
| 7 | Elect Gwendolyn S. King | Management | For | For |
| 8 | Elect James M. Loy | Management | For | For |
| 9 | Elect Douglas H. McCorkindale | Management | For | For |
| 10 | Elect Joseph W. Ralston | Management | For | For |
| 11 | Elect Anne L. Stevens | Management | For | For |
| 12 | Elect Robert J. Stevens | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
Meeting Date: MAY 22, 2013
Record Date: APR 24, 2013
Meeting Type: ANNUAL | Ticker: LYB
Security ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jacques Aigrain | Management | For | For |
| 1.2 | Elect Scott M. Kleinman | Management | For | For |
| 1.3 | Elect Bruce A. Smith | Management | For | For |
| 2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Management | For | For |
| 3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Management | For | For |
| 4 | Discharge From Liability Of Members Of The Supervisory Board | Management | For | For |
| 5 | Appointment of Auditor | Management | For | For |
| 6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Management | For | For |
| 7 | Approval of Compensation of the Members of the Supervisory Board | Management | For | For |
| 8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Management | For | For |
| 9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For |
| 10 | Authority to Repurchase Shares | Management | For | For |
| 11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Management | For | For |
| 12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Management | For | For |
| |
|---|
MACY`S INC
Meeting Date: MAY 17, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: M
Security ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Deirdre P. Connelly | Management | For | For |
| 3 | Elect Meyer Feldberg | Management | For | For |
| 4 | Elect Sara Levinson | Management | For | For |
| 5 | Elect Terry J. Lundgren | Management | For | For |
| 6 | Elect Joseph Neubauer | Management | For | For |
| 7 | Elect Joyce M. Roch? | Management | For | For |
| 8 | Elect Paul C. Varga | Management | For | For |
| 9 | Elect Craig E. Weatherup | Management | For | For |
| 10 | Elect Marna C. Whittington | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
Meeting Date: APR 24, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: MRO
Security ID: 565849106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gregory H. Boyce | Management | For | For |
| 2 | Elect Pierre R. Brondeau | Management | For | For |
| 3 | Elect Clarence P. Cazalot, Jr. | Management | For | For |
| 4 | Elect Linda Z. Cook | Management | For | For |
| 5 | Elect Shirley A. Jackson | Management | For | For |
| 6 | Elect Philip Lader | Management | For | For |
| 7 | Elect Michael E.J. Phelps | Management | For | For |
| 8 | Elect Dennis H. Reilley | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| |
|---|
MARATHON PETROLEUM CORP
Meeting Date: APR 24, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: MPC
Security ID: 56585A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect B. Evan Bayh III | Management | For | For |
| 1.2 | Elect William L. Davis, III | Management | For | For |
| 1.3 | Elect Thomas J. Usher | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| |
|---|
MARVELL TECH GROUP
Meeting Date: JUN 26, 2013
Record Date: APR 29, 2013
Meeting Type: ANNUAL | Ticker: MRVL
Security ID: G5876H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Sehat Sutardja | Management | For | For |
| 2 | Elect Juergen W. Gromer | Management | For | For |
| 3 | Elect John G. Kassakian | Management | For | For |
| 4 | Elect Arturo Krueger | Management | For | For |
| 5 | Elect Randhir Thakur | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | Against |
| 7 | Ratification of Auditor | Management | For | For |
| |
|---|
MCKESSON CORPORATION
Meeting Date: JUL 25, 2012
Record Date: MAY 31, 2012
Meeting Type: ANNUAL | Ticker: MCK
Security ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Andy Bryant | Management | For | For |
| 2 | Elect Wayne Budd | Management | For | For |
| 3 | Elect John Hammergren | Management | For | For |
| 4 | Elect Alton Irby III | Management | For | For |
| 5 | Elect M. Christine Jacobs | Management | For | For |
| 6 | Elect Marie Knowles | Management | For | For |
| 7 | Elect David Lawrence | Management | For | For |
| 8 | Elect Edward Mueller | Management | For | For |
| 9 | Elect Jane Shaw | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| |
|---|
MCKESSON CORPORATION
Meeting Date: JUL 25, 2012
Record Date: MAY 31, 2012
Meeting Type: ANNUAL | Ticker: MCK
Security ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Andy Bryant | Management | For | For |
| 2 | Elect Wayne Budd | Management | For | For |
| 3 | Elect John Hammergren | Management | For | For |
| 4 | Elect Alton Irby III | Management | For | For |
| 5 | Elect M. Christine Jacobs | Management | For | For |
| 6 | Elect Marie Knowles | Management | For | For |
| 7 | Elect David Lawrence | Management | For | For |
| 8 | Elect Edward Mueller | Management | For | For |
| 9 | Elect Jane Shaw | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| |
|---|
MERCK & CO INC
Meeting Date: MAY 28, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Leslie A. Brun | Management | For | For |
| 2 | Elect Thomas R. Cech | Management | For | For |
| 3 | Elect Kenneth C. Frazier | Management | For | For |
| 4 | Elect Thomas H. Glocer | Management | For | For |
| 5 | Elect William B. Harrison, Jr. | Management | For | For |
| 6 | Elect C. Robert Kidder | Management | For | For |
| 7 | Elect Rochelle B. Lazarus | Management | For | For |
| 8 | Elect Carlos E. Represas | Management | For | For |
| 9 | Elect Patricia F. Russo | Management | For | For |
| 10 | Elect Craig B. Thompson | Management | For | For |
| 11 | Elect Wendell P. Weeks | Management | For | For |
| 12 | Elect Peter C. Wendell | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
| 17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | Shareholder | Against | Abstain |
| 18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | Shareholder | Against | Abstain |
| |
|---|
MFA FINANCIAL INC
Meeting Date: MAY 22, 2013
Record Date: MAR 26, 2013
Meeting Type: ANNUAL | Ticker: MFA
Security ID: 55272X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 5 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
MFA FINANCIAL INC
Meeting Date: MAY 22, 2013
Record Date: MAR 26, 2013
Meeting Type: ANNUAL | Ticker: MFA
Security ID: 55272X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James A. Brodsky | Management | For | For |
| 2 | Elect Alan L. Gosule | Management | For | Against |
| 3 | Elect Stewart Zimmerman | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: NOV 28, 2012
Record Date: SEP 14, 2012
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Steven Ballmer | Management | For | For |
| 2 | Elect Dina Dublon | Management | For | For |
| 3 | Elect William Gates III | Management | For | For |
| 4 | Elect Maria Klawe | Management | For | For |
| 5 | Elect Stephen Luczo | Management | For | For |
| 6 | Elect David Marquardt | Management | For | For |
| 7 | Elect Charles Noski | Management | For | For |
| 8 | Elect Helmut Panke | Management | For | For |
| 9 | Elect John Thompson | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MOLSON COORS BREWING COMPANY
Meeting Date: MAY 29, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: TAPA
Security ID: 60871R209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Roger Eaton | Management | For | For |
| 1.2 | Elect Charles M. Herington | Management | For | For |
| 1.3 | Elect H. Sanford Riley | Management | For | For |
| 2 | Amendment to Certificate of Incorporation | Management | For | For |
| |
|---|
MURPHY OIL CORP.
Meeting Date: MAY 08, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: MUR
Security ID: 626717102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Frank W. Blue | Management | For | For |
| 2 | Elect Steven A. Coss? | Management | For | For |
| 3 | Elect Claiborne P. Deming | Management | For | For |
| 4 | Elect Robert A. Hermes | Management | For | For |
| 5 | Elect James V. Kelley | Management | For | For |
| 6 | Elect Walentin Mirosh | Management | For | For |
| 7 | Elect R. Madison Murphy | Management | For | For |
| 8 | Elect Jeffrey W. Nolan | Management | For | For |
| 9 | Elect Neal E. Schmale | Management | For | For |
| 10 | Elect David J. H. Smith | Management | For | For |
| 11 | Elect Caroline G. Theus | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | 2013 Stock Plan for Non-Employee Directors | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| |
|---|
NABORS INDUSTRIES LTD
Meeting Date: JUN 04, 2013
Record Date: APR 05, 2013
Meeting Type: ANNUAL | Ticker: NBR
Security ID: G6359F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James R. Crane | Management | For | For |
| 1.2 | Elect Michael C. Linn | Management | For | For |
| 1.3 | Elect John V. Lombardi | Management | For | Withhold |
| 1.4 | Elect Howard Wolf | Management | For | For |
| 1.5 | Elect John Yearwood | Management | For | Withhold |
| 2 | Ratification of Auditor and Authority to Set Fees | Management | For | For |
| 3 | 2013 Incentive Bonus Plan | Management | For | For |
| 4 | 2013 Stock Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation | Management | For | Against |
| 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 8 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | For |
| 9 | Shareholder Proposal Regarding Approval of Severance Agreements | Shareholder | Against | For |
| 10 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For |
| |
|---|
NEW YORK COMMUNITY BANCORP INC.
Meeting Date: JUN 06, 2013
Record Date: APR 09, 2013
Meeting Type: ANNUAL | Ticker: NYCB
Security ID: 649445103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Michael J. Levine | Management | For | For |
| 2 | Elect John M. Tsimbinos | Management | For | For |
| 3 | Elect Ronald A Rosenfeld | Management | For | For |
| 4 | Elect Lawrence J. Savarese | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| |
|---|
NEWELL RUBBERMAID INC.
Meeting Date: MAY 07, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: NWL
Security ID: 651229106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Scott S. Cowen | Management | For | For |
| 2 | Elect Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Jose Ignacio Perez-Lizaur | Management | For | For |
| 4 | Elect Michael B. Polk | Management | For | For |
| 5 | Elect Michael A. Todman | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | 2013 Incentive Plan | Management | For | Against |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
NORFOLK SOUTHERN CORP.
Meeting Date: MAY 09, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: NSC
Security ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Bell, Jr. | Management | For | For |
| 2 | Elect Erskine Bowles | Management | For | For |
| 3 | Elect Robert Bradway | Management | For | For |
| 4 | Elect Wesley Bush | Management | For | For |
| 5 | Elect Daniel Carp | Management | For | For |
| 6 | Elect Karen Horn | Management | For | For |
| 7 | Elect Burton Joyce | Management | For | For |
| 8 | Elect Steven Leer | Management | For | For |
| 9 | Elect Michael Lockhart | Management | For | For |
| 10 | Elect Charles Moorman, IV | Management | For | For |
| 11 | Elect Martin Nesbitt | Management | For | For |
| 12 | Elect John Thompson | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Provide Right to Call a Special Meeting | Management | For | For |
| |
|---|
NORTHROP GRUMMAN CORP.
Meeting Date: MAY 15, 2013
Record Date: MAR 19, 2013
Meeting Type: ANNUAL | Ticker: NOC
Security ID: 666807102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Wesley G. Bush | Management | For | For |
| 2 | Elect Victor H. Fazio | Management | For | For |
| 3 | Elect Donald E. Felsinger | Management | For | For |
| 4 | Elect Stephen E. Frank | Management | For | For |
| 5 | Elect Bruce S. Gordon | Management | For | For |
| 6 | Elect Madeleine A. Kleiner | Management | For | For |
| 7 | Elect Karl J. Krapek | Management | For | For |
| 8 | Elect Richard B. Myers | Management | For | For |
| 9 | Elect Aulana L. Peters | Management | For | For |
| 10 | Elect Gary Roughead | Management | For | For |
| 11 | Elect Thomas M. Schoewe | Management | For | For |
| 12 | Elect Kevin W. Sharer | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
NU SKIN ENTERPRISES, INC.
Meeting Date: JUN 03, 2013
Record Date: APR 09, 2013
Meeting Type: ANNUAL | Ticker: NUS
Security ID: 67018T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Daniel W. Campbell | Management | For | For |
| 1.3 | Elect M. Truman Hunt | Management | For | For |
| 1.4 | Elect Andrew D. Lipman | Management | For | For |
| 1.5 | Elect Steven J. Lund | Management | For | For |
| 1.6 | Elect Patricia A. Negr? | Management | For | For |
| 1.7 | Elect Neil H. Offen | Management | For | For |
| 1.8 | Elect Thomas R. Pisano | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2010 Omnibus Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| |
|---|
NV ENERGY INC
Meeting Date: MAY 08, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: NVE
Security ID: 67073Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Joseph Anderson, Jr. | Management | For | For |
| 2 | Elect Glenn Christenson | Management | For | For |
| 3 | Elect Susan Clark | Management | For | For |
| 4 | Elect Stephen Frank | Management | For | For |
| 5 | Elect Brian Kennedy | Management | For | For |
| 6 | Elect Maureen Mullarkey | Management | For | For |
| 7 | Elect John O'Reilly | Management | For | For |
| |
|---|
NV ENERGY INC
Meeting Date: MAY 08, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: NVE
Security ID: 67073Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 8 | Elect Philip Satre | Management | For | For |
| 9 | Elect Donald Snyder | Management | For | For |
| 10 | Elect Michael W. Yackira | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | 2013 Long-Term Incentive Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORP.
Meeting Date: MAY 03, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: OXY
Security ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect E. Spencer Abraham | Management | For | Against |
| 2 | Elect Howard Atkins | Management | For | Against |
| 3 | Elect Stephen Chazen | Management | For | For |
| 4 | Elect Edward Djerejian | Management | For | Against |
| 5 | Elect John Feick | Management | For | For |
| 6 | Elect Margaret Foran | Management | For | For |
| 7 | Elect Carlos Gutierrez | Management | For | For |
| 8 | Elect Ray Irani | Management | For | For |
| 9 | Elect Avedick Poladian | Management | For | Against |
| 10 | Elect Aziz Syriani | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | Against |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
OSHKOSH CORP
Meeting Date: JAN 29, 2013
Record Date: NOV 30, 2012
Meeting Type: ANNUAL | Ticker: OTRKA
Security ID: 688239201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Richard Donnelly | Management | For | For |
| 1.2 | Elect Michael Grebe | Management | For | For |
| 1.3 | Elect Peter Hamilton | Management | For | For |
| 1.4 | Elect Kathleen Hempel | Management | For | For |
| 1.5 | Elect Leslie Kenne | Management | For | For |
| 1.6 | Elect J. Peter Mosling, Jr. | Management | For | For |
| 1.7 | Elect Stephen Newlin | Management | For | For |
| 1.8 | Elect Craig Omtvedt | Management | For | For |
| 1.9 | Elect Duncan Palmer | Management | For | For |
| 1.1 | Elect John Shiely | Management | For | For |
| 1.11 | Elect Richard Sim | Management | For | For |
| 1.12 | Elect Charles Szews | Management | For | For |
| 1.13 | Elect William Wallace | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| |
|---|
OWENS-ILLINOIS, INC.
Meeting Date: MAY 17, 2013
Record Date: MAR 19, 2013
Meeting Type: ANNUAL | Ticker: OI
Security ID: 690768403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Albert P.L. Stroucken | Management | For | For |
| 1.3 | Elect Dennis K. Williams | Management | For | For |
| 1.4 | Elect Thomas L. Young | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
PACIFIC GAS & ELECTRIC CO
Meeting Date: MAY 06, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: PCG
Security ID: 69331C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect David R. Andrews | Management | For | For |
| 2 | Elect Lewis Chew | Management | For | For |
| 3 | Elect C. Lee Cox | Management | For | For |
| 4 | Elect Anthony F. Earley, Jr. | Management | For | For |
| 5 | Elect Fred J. Fowler | Management | For | For |
| 6 | Elect Maryellen C. Herringer | Management | For | For |
| 7 | Elect Roger H. Kimmel | Management | For | For |
| 8 | Elect Richard A. Meserve | Management | For | For |
| 9 | Elect Forrest E. Miller | Management | For | For |
| 10 | Elect Rosendo G. Parra | Management | For | For |
| 11 | Elect Barbara L. Rambo | Management | For | For |
| 12 | Elect Barry Lawson Williams | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
PARTNERRE LTD.
Meeting Date: MAY 17, 2013
Record Date: MAR 20, 2013
Meeting Type: ANNUAL | Ticker: PRE
Security ID: G6852T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jean-Paul L. Montupet | Management | For | For |
| 1.2 | Elect Lucio Stanca | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
PATTERSON-UTI ENERGY INC
Meeting Date: JUN 05, 2013
Record Date: APR 09, 2013
Meeting Type: ANNUAL | Ticker: PTEN
Security ID: 703481101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Mark S. Siegel | Management | For | Withhold |
| 1.2 | Elect Kenneth N. Berns | Management | For | Withhold |
| 1.3 | Elect Charles O. Buckner | Management | For | For |
| 1.4 | Elect Michael W. Conlon | Management | For | For |
| 1.5 | Elect Curtis W. Huff | Management | For | For |
| 1.6 | Elect Terry H. Hunt | Management | For | For |
| 1.7 | Elect Cloyce A. Talbott | Management | For | Withhold |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
PEABODY ENERGY CORP.
Meeting Date: APR 29, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: BTU
Security ID: 704549104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gregory H. Boyce | Management | For | For |
| 1.2 | Elect William A. Coley | Management | For | For |
| 1.3 | Elect William E. James | Management | For | For |
| 1.4 | Elect Robert B. Karn III | Management | For | For |
| 1.5 | Elect Henry E. Lentz | Management | For | For |
| 1.6 | Elect Robert A. Malone | Management | For | For |
| 1.7 | Elect William C. Rusnack | Management | For | For |
| 1.8 | Elect John F. Turner | Management | For | For |
| 1.9 | Elect Sandra A. Van Trease | Management | For | For |
| 1.1 | Elect Alan H. Washkowitz | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Approval of Material Terms of 2008 Management Annual Incentive Compensation Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| 6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
PFIZER INC.
Meeting Date: APR 25, 2013
Record Date: FEB 27, 2013
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Dennis A. Ausiello | Management | For | For |
| 2 | Elect M. Anthony Burns | Management | For | For |
| 3 | Elect W. Don Cornwell | Management | For | For |
| 4 | Elect Frances D. Fergusson | Management | For | For |
| 5 | Elect William H. Gray, III | Management | For | For |
| 6 | Elect Helen H. Hobbs | Management | For | For |
| 7 | Elect Constance J. Horner | Management | For | For |
| 8 | Elect James M. Kilts | Management | For | For |
| 9 | Elect George A. Lorch | Management | For | For |
| 10 | Elect Suzanne Nora Johnson | Management | For | For |
| 11 | Elect Ian C. Read | Management | For | For |
| 12 | Elect Stephen W. Sanger | Management | For | For |
| 13 | Elect Marc Tessier-Lavigne | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
PHILLIPS 66
Meeting Date: MAY 08, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: PSX
Security ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Greg C. Garland | Management | For | For |
| 2 | Elect John E. Lowe | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | 2013 Omnibus Stock and Performance Incentive Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | Against |
| 6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| |
|---|
PINNACLE WEST CAPITAL CORP.
Meeting Date: MAY 15, 2013
Record Date: MAR 12, 2013
Meeting Type: ANNUAL | Ticker: PNW
Security ID: 723484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.6 | Elect Roy A. Herberger, Jr. | Management | For | For |
| 1.7 | Elect Dale E. Klein | Management | For | For |
| 1.8 | Elect Humberto S. Lopez | Management | For | For |
| 1.9 | Elect Kathryn L. Munro | Management | For | For |
| 1.1 | Elect Bruce J. Nordstrom | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
PINNACLE WEST CAPITAL CORP.
Meeting Date: MAY 15, 2013
Record Date: MAR 12, 2013
Meeting Type: ANNUAL | Ticker: PNW
Security ID: 723484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Edward Basha | Management | For | For |
| 1.2 | Elect Donald E. Brandt | Management | For | For |
| 1.3 | Elect Susan Clark-Johnson | Management | For | For |
| 1.4 | Elect Denis A. Cortese | Management | For | For |
| 1.5 | Elect Michael L. Gallagher | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP
Meeting Date: APR 23, 2013
Record Date: JAN 31, 2013
Meeting Type: ANNUAL | Ticker: PNC
Security ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Richard Berndt | Management | For | For |
| 2 | Elect Charles Bunch | Management | For | For |
| 3 | Elect Paul Chellgren | Management | For | For |
| 4 | Elect William Demchak | Management | For | For |
| 5 | Elect Kay Coles James | Management | For | For |
| 6 | Elect Richard Kelson | Management | For | For |
| 7 | Elect Bruce Lindsay | Management | For | For |
| 8 | Elect Anthony Massaro | Management | For | For |
| 9 | Elect Jane Pepper | Management | For | For |
| 10 | Elect James Rohr | Management | For | Against |
| 11 | Elect Donald Shepard | Management | For | For |
| 12 | Elect Lorene Steffes | Management | For | For |
| 13 | Elect Dennis Strigl | Management | For | For |
| 14 | Elect Thomas Usher | Management | For | For |
| 15 | Elect George Walls, Jr. | Management | For | For |
| 16 | Elect Helge Wehmeier | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Advisory Vote on Executive Compensation | Management | For | Against |
| 19 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | Shareholder | Against | Abstain |
| |
|---|
PPL CORP
Meeting Date: MAY 15, 2013
Record Date: FEB 28, 2013
Meeting Type: ANNUAL | Ticker: PPL
Security ID: 69351T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Frederick M. Bernthal | Management | For | For |
| 1.2 | Elect John W. Conway | Management | For | For |
| 1.3 | Elect Philip G. Cox | Management | For | For |
| 1.4 | Elect Steven G. Elliott | Management | For | For |
| 1.5 | Elect Louise K. Goeser | Management | For | For |
| 1.6 | Elect Stuart E. Graham | Management | For | For |
| 1.7 | Elect Stuart Heydt | Management | For | For |
| 1.8 | Elect Raja Rajamannar | Management | For | For |
| 1.9 | Elect Craig A. Rogerson | Management | For | For |
| 1.1 | Elect William H. Spence | Management | For | For |
| 1.11 | Elect Natica von Althann | Management | For | For |
| 1.12 | Elect Keith H. Williamson | Management | For | For |
| 2 | Adoption of Majority Vote for Election of Directors | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| |
|---|
PRINCIPAL FINANCIAL GROUP INC
Meeting Date: MAY 21, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: PFG
Security ID: 74251V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Michael T. Dan | Management | For | For |
| 2 | Elect C. Daniel Gelatt | Management | For | For |
| 3 | Elect Sandra L. Helton | Management | For | For |
| 4 | Elect Larry D. Zimpleman | Management | For | For |
| 5 | Repeal of Classified Board | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| |
|---|
PROASSURANCE CORPORATION
Meeting Date: MAY 22, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: PRA
Security ID: 74267C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William J. Listwan | Management | For | For |
| 1.2 | Elect John J. McMahon, Jr. | Management | For | For |
| 1.3 | Elect William S. Starnes | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | 2014 Annual Incentive Plan | Management | For | For |
| 4 | 2014 Equity Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
PROCTER & GAMBLE CO.
Meeting Date: OCT 09, 2012
Record Date: AUG 10, 2012
Meeting Type: ANNUAL | Ticker: PG
Security ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Angela Braly | Management | For | For |
| 2 | Elect Kenneth Chenault | Management | For | For |
| 3 | Elect Scott Cook | Management | For | For |
| 4 | Elect Susan Desmond-Hellmann | Management | For | For |
| 5 | Elect Robert McDonald | Management | For | For |
| 6 | Elect W. James McNerney, Jr. | Management | For | For |
| 7 | Elect Johnathan Rodgers | Management | For | For |
| 8 | Elect Margaret Whitman | Management | For | For |
| 9 | Elect Mary Wilderotter | Management | For | For |
| 10 | Elect Patricia Woertz | Management | For | For |
| 11 | Elect Ernesto Zedillo | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | Shareholder | Against | Abstain |
| 15 | Shareholder Proposal Regarding Extended Producer Responsibility | Shareholder | Against | Abstain |
| 16 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| |
|---|
PUBLIC SERVICE ENTERPRISE GROUP INC.
Meeting Date: APR 16, 2013
Record Date: FEB 15, 2013
Meeting Type: ANNUAL | Ticker: PEG
Security ID: 744573106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Albert R. Gamper, Jr. | Management | For | For |
| 2 | Elect William V. Hickey | Management | For | For |
| 3 | Elect Ralph Izzo | Management | For | For |
| 4 | Elect Shirley A. Jackson | Management | For | For |
| 5 | Elect David Lilley | Management | For | For |
| 6 | Elect Thomas A. Renyi | Management | For | For |
| 7 | Elect Hak Cheol Shin | Management | For | For |
| 8 | Elect Richard J. Swift | Management | For | For |
| 9 | Elect Susan Tomasky | Management | For | For |
| 10 | Elect Alfred W. Zollar | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the 2004 Long-Term Incentive Plan | Management | For | For |
| 13 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| |
|---|
RAYTHEON CO.
Meeting Date: MAY 30, 2013
Record Date: APR 09, 2013
Meeting Type: ANNUAL | Ticker: RTN
Security ID: 755111507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect James E. Cartwright | Management | For | For |
| 2 | Elect Vernon E. Clark | Management | For | For |
| 3 | Elect Stephen J. Hadley | Management | For | For |
| 4 | Elect Michael C. Ruettgers | Management | For | For |
| 5 | Elect Ronald L. Skates | Management | For | For |
| 6 | Elect William R. Spivey | Management | For | For |
| 7 | Elect Linda G. Stuntz | Management | For | For |
| 8 | Elect William H. Swanson | Management | For | For |
| 9 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| 12 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| 13 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | Shareholder | Against | For |
| 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| |
|---|
REGIONS FINANCIAL CORP.
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: RF
Security ID: 7591EP100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect George W. Bryan | Management | For | For |
| 2 | Elect Carolyn H. Byrd | Management | For | For |
| 3 | Elect David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Don DeFosset | Management | For | For |
| 5 | Elect Eric C. Fast | Management | For | For |
| 6 | Elect O. B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect John D. Johns | Management | For | Against |
| 8 | Elect Charles D. McCrary | Management | For | For |
| 9 | Elect James R. Malone | Management | For | For |
| 10 | Elect Ruth Ann Marshall | Management | For | For |
| 11 | Elect Susan W. Matlock | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORP.
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: RF
Security ID: 7591EP100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 12 | Elect John E. Maupin, Jr. | Management | For | For |
| 13 | Elect John R. Roberts | Management | For | For |
| 14 | Elect Lee J. Styslinger III | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Executive Incentive Plan | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| |
|---|
REINSURANCE GROUP OF AMERICA, INC.
Meeting Date: MAY 15, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: RGA
Security ID: 759351604
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William J. Bartlett | Management | For | For |
| 1.2 | Elect Alan C. Henderson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the Flexible Stock Plan | Management | For | For |
| 4 | Approval of performance measures under the Annual Bonus Plan | Management | For | For |
| 5 | Approval of performance measures under the Flexible Stock Plan | Management | For | For |
| 6 | Repeal of Classified Board | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| |
|---|
RENAISSANCERE HOLDINGS LTD
Meeting Date: MAY 15, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: RNR
Security ID: G7496G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Brian G. J. Gray | Management | For | For |
| 1.2 | Elect Henry Klehm III | Management | For | For |
| 1.3 | Elect Ralph B. Levy | Management | For | For |
| 1.4 | Elect Nicholas L. Trivisonno | Management | For | For |
| 1.5 | Elect Edward J. Zore | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
ROVI CORP
Meeting Date: APR 30, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: ROVI
Security ID: 779376102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Thomas Carson | Management | For | For |
| 1.2 | Elect Alan L. Earhart | Management | For | For |
| 1.3 | Elect Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect James E. Meyer | Management | For | For |
| 1.5 | Elect James P. O'Shaughnessy | Management | For | For |
| 1.6 | Elect Ruthann Quindlen | Management | For | For |
| 2 | Amendment to the 2008 Equity Incentive Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
RYDER SYSTEM, INC.
Meeting Date: MAY 03, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: R
Security ID: 783549108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert J. Eck | Management | For | For |
| 2 | Elect Tamara L. Lundgren | Management | For | For |
| 3 | Elect Eugene A. Renna | Management | For | For |
| 4 | Elect Abbie J. Smith | Management | For | For |
| 5 | Elect Robert E. Sanchez | Management | For | For |
| 6 | Elect Michael F. Hilton | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| 9 | Repeal of Classified Board | Management | For | For |
| 10 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| |
|---|
SAFEWAY INC.
Meeting Date: MAY 14, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: SWY
Security ID: 786514208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Janet E. Grove | Management | For | For |
| 2 | Elect Mohan S. Gyani | Management | For | For |
| 3 | Elect Frank C. Herringer | Management | For | For |
| 4 | Elect George J. Morrow | Management | For | For |
| 5 | Elect Kenneth W. Oder | Management | For | For |
| 6 | Elect T. Gary Rogers | Management | For | For |
| 7 | Elect Arun Sarin | Management | For | For |
| 8 | Elect William Y. Tauscher | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Approval of material terms under the 2007 Equity Incentive Plan | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| |
|---|
SCHNITZER STEEL INDUSTRIES, INC.
Meeting Date: JAN 30, 2013
Record Date: DEC 04, 2012
Meeting Type: ANNUAL | Ticker: SCHN
Security ID: 806882106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William Furman | Management | For | Withhold |
| 1.2 | Elect William Larsson | Management | For | For |
| 1.3 | Elect David Jahnke | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| |
|---|
SLM CORP.
Meeting Date: MAY 30, 2013
Record Date: APR 02, 2013
Meeting Type: ANNUAL | Ticker: SLM
Security ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ann Torre Bates | Management | For | For |
| 2 | Elect William M. Diefenderfer III | Management | For | For |
| 3 | Elect Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Earl A. Goode | Management | For | For |
| 5 | Elect Ronald F. Hunt | Management | For | For |
| 6 | Elect Albert L. Lord | Management | For | For |
| 7 | Elect Barry A. Munitz | Management | For | For |
| 8 | Elect Howard H. Newman | Management | For | For |
| 9 | Elect Frank C. Puleo | Management | For | For |
| 10 | Elect Wolfgang Schoellkopf | Management | For | For |
| 11 | Elect Steven L. Shapiro | Management | For | For |
| 12 | Elect Anthony Terracciano | Management | For | For |
| 13 | Elect Barry Lawson Williams | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| |
|---|
STATE STREET CORP.
Meeting Date: MAY 15, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: STT
Security ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Kennett F. Burnes | Management | For | For |
| 2 | Elect Peter Coym | Management | For | For |
| 3 | Elect Patrick de Saint-Aignan | Management | For | For |
| 4 | Elect Amelia C. Fawcett | Management | For | For |
| 5 | Elect Linda A. Hill | Management | For | For |
| 6 | Elect Joseph L. Hooley | Management | For | For |
| 7 | Elect Robert S. Kaplan | Management | For | For |
| 8 | Elect Richard P. Sergel | Management | For | For |
| 9 | Elect Ronald L. Skates | Management | For | For |
| 10 | Elect Gregory L. Summe | Management | For | For |
| 11 | Elect Thomas J. Wilson | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
Meeting Date: APR 23, 2013
Record Date: FEB 13, 2013
Meeting Type: ANNUAL | Ticker: STI
Security ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert M. Beall II | Management | For | For |
| 2 | Elect Alston D. Correll | Management | For | For |
| 3 | Elect Jeffrey C. Crowe | Management | For | For |
| 4 | Elect David H. Hughes | Management | For | For |
| 5 | Elect M. Douglas Ivester | Management | For | For |
| 6 | Elect Kyle P. Legg | Management | For | For |
| 7 | Elect William A. Linnenbringer | Management | For | For |
| 8 | Elect Donna S. Morea | Management | For | For |
| 9 | Elect David M. Ratcliffe | Management | For | For |
| 10 | Elect William H. Rogers, Jr. | Management | For | For |
| 11 | Elect Frank W. Scruggs | Management | For | For |
| 12 | Elect Thomas R. Watjen | Management | For | For |
| 13 | Elect Phail Wynn, Jr. | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
Meeting Date: JUN 06, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL | Ticker: SPN
Security ID: 868157108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect David D. Dunlap | Management | For | For |
| 1.4 | Elect James M. Funk | Management | For | For |
| 1.5 | Elect Terence E. Hall | Management | For | For |
| 1.6 | Elect Ernest E. Howard, III | Management | For | For |
| 1.7 | Elect Peter D. Kinnear | Management | For | For |
| 1.8 | Elect Michael McShane | Management | For | For |
| 1.9 | Elect W. Matt Ralls | Management | For | For |
| 1.1 | Elect Justin L. Sullivan | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | 2013 Stock Incentive Plan | Management | For | For |
| 4 | 2013 Employee Stock Purchase Plan | Management | For | For |
| 5 | Amendment to Remove the Limitation of Non-U.S. Citizen Stock Ownership | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| |
|---|
SUPERVALU INC.
Meeting Date: JUL 17, 2012
Record Date: MAY 22, 2012
Meeting Type: ANNUAL | Ticker: SVU
Security ID: 868536103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Donald Chappel | Management | For | For |
| 2 | Elect Irwin Cohen | Management | For | For |
| 3 | Elect Ronald Daly | Management | For | For |
| 4 | Elect Susan Engel | Management | For | For |
| 5 | Elect Philip Francis | Management | For | For |
| 6 | Elect Edwin Gage | Management | For | For |
| 7 | Elect Craig Herkert | Management | For | For |
| 8 | Elect Steven Rogers | Management | For | For |
| 9 | Elect Matthew Rubel | Management | For | For |
| 10 | Elect Wayne Sales | Management | For | For |
| 11 | Elect Kathi Seifert | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | 2012 Stock Plan | Management | For | Against |
| 15 | Amendment to the Directors' Deferred Compensation Plan | Management | For | For |
| 16 | Amendment to Supermajority Requirements for Certain Corporate Transactions | Management | For | Against |
| 17 | Amendment to Supermajority Requirements for Setting Board Size | Management | For | Against |
| 18 | Amendment to Authorized Common Stock | Management | For | For |
| |
|---|
SUPERVALU INC.
Meeting Date: JUL 17, 2012
Record Date: MAY 22, 2012
Meeting Type: ANNUAL | Ticker: SVU
Security ID: 868536103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Donald Chappel | Management | For | For |
| 2 | Elect Irwin Cohen | Management | For | For |
| 3 | Elect Ronald Daly | Management | For | For |
| 4 | Elect Susan Engel | Management | For | For |
| 5 | Elect Philip Francis | Management | For | For |
| 6 | Elect Edwin Gage | Management | For | For |
| 7 | Elect Craig Herkert | Management | For | For |
| 8 | Elect Steven Rogers | Management | For | For |
| 9 | Elect Matthew Rubel | Management | For | For |
| 10 | Elect Wayne Sales | Management | For | For |
| 11 | Elect Kathi Seifert | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | 2012 Stock Plan | Management | For | Against |
| 15 | Amendment to the Directors' Deferred Compensation Plan | Management | For | For |
| 16 | Amendment to Supermajority Requirements for Certain Corporate Transactions | Management | For | Against |
| 17 | Amendment to Supermajority Requirements for Setting Board Size | Management | For | Against |
| 18 | Amendment to Authorized Common Stock | Management | For | For |
| |
|---|
SYMANTEC CORP.
Meeting Date: OCT 23, 2012
Record Date: AUG 24, 2012
Meeting Type: ANNUAL | Ticker: SYMC
Security ID: 871503108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stephen Bennett | Management | For | For |
| 2 | Elect Michael Brown | Management | For | For |
| 3 | Elect Frank Dangeard | Management | For | For |
| 4 | Elect Stephen Gillett | Management | For | For |
| 5 | Elect Geraldine Laybourne | Management | For | For |
| 6 | Elect David Mahoney | Management | For | For |
| 7 | Elect Robert Miller | Management | For | For |
| 8 | Elect Daniel Schulman | Management | For | For |
| 9 | Elect V. Paul Unruh | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | For |
| |
|---|
TESORO CORP.
Meeting Date: MAY 01, 2013
Record Date: MAR 12, 2013
Meeting Type: ANNUAL | Ticker: TSO
Security ID: 881609101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Rodney F. Chase | Management | For | For |
| 2 | Elect Gregory J. Goff | Management | For | For |
| 3 | Elect Robert W. Goldman | Management | For | For |
| 4 | Elect Steven H. Grapstein | Management | For | For |
| 5 | Elect David Lilley | Management | For | For |
| 6 | Elect Mary Pat McCarthy | Management | For | For |
| 7 | Elect Jim W. Nokes | Management | For | For |
| 8 | Elect Susan Tomasky | Management | For | For |
| 9 | Elect Michael E. Wiley | Management | For | For |
| 10 | Elect Patrick Y. Yang | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the 2011 Long-Term Incentive Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| |
|---|
TIME WARNER CABLE INC
Meeting Date: MAY 16, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: TWC
Security ID: 88732J207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Carole Black | Management | For | For |
| 2 | Elect Glenn A. Britt | Management | For | For |
| 3 | Elect Thomas H. Castro | Management | For | For |
| 4 | Elect David C. Chang | Management | For | For |
| 5 | Elect James E. Copeland, Jr. | Management | For | For |
| 6 | Elect Peter R. Haje | Management | For | For |
| 7 | Elect Donna A. James | Management | For | For |
| 8 | Elect Don Logan | Management | For | For |
| 9 | Elect N.J. Nicholas, Jr. | Management | For | For |
| 10 | Elect Wayne H. Pace | Management | For | For |
| 11 | Elect Edward D. Shirley | Management | For | For |
| 12 | Elect John E. Sununu | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Political Spending Report | Shareholder | Against | Abstain |
| 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| |
|---|
TIMKEN CO.
Meeting Date: MAY 07, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL | Ticker: TKR
Security ID: 887389104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John M. Ballbach | Management | For | For |
| 1.2 | Elect Phillip R. Cox | Management | For | For |
| 1.3 | Elect Diane C. Creel | Management | For | For |
| 1.4 | Elect James W. Griffith | Management | For | For |
| 1.5 | Elect John A. Luke, Jr. | Management | For | For |
| 1.6 | Elect Joseph W. Ralston | Management | For | For |
| 1.7 | Elect John P. Reilly | Management | For | For |
| 1.8 | Elect Frank C. Sullivan | Management | For | For |
| 1.9 | Elect John M. Timken, Jr. | Management | For | For |
| 1.1 | Elect Ward J. Timken | Management | For | For |
| 1.11 | Elect Ward J. Timken, Jr. | Management | For | For |
| 1.12 | Elect Jacqueline F. Woods | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to Articles of Incorporation to Reduce Supermajority Requirement | Management | For | For |
| 5 | Amendment to Regulations to Reduce Supermajority Requirement | Management | For | For |
| 6 | Shareholder Proposal Regarding Steel Business | Shareholder | Against | For |
| |
|---|
TRAVELERS COMPANIES INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: TRV
Security ID: 89417E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alan L. Beller | Management | For | For |
| 2 | Elect John H. Dasburg | Management | For | For |
| 3 | Elect Janet M. Dolan | Management | For | For |
| 4 | Elect Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Jay S. Fishman | Management | For | For |
| 6 | Elect Patricia L. Higgins | Management | For | For |
| 7 | Elect Thomas R. Hodgson | Management | For | For |
| 8 | Elect William J. Kane | Management | For | For |
| 9 | Elect Cleve L. Killingsworth, Jr. | Management | For | For |
| 10 | Elect Donald J. Shepard | Management | For | For |
| 11 | Elect Laurie J. Thomsen | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Authorization of Preferred Stock | Management | For | Against |
| 15 | Shareholder Proposal Regarding Political Spending Report | Shareholder | Against | Abstain |
| |
|---|
TRW AUTOMOTIVE HLDGS CORP
Meeting Date: MAY 14, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: TRW
Security ID: 87264S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jody G. Miller | Management | For | For |
| 1.2 | Elect John C. Plant | Management | For | For |
| 1.3 | Elect Neil P. Simpkins | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
TYSON FOODS, INC.
Meeting Date: FEB 01, 2013
Record Date: DEC 03, 2012
Meeting Type: ANNUAL | Ticker: TSN
Security ID: 902494103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John Tyson | Management | For | For |
| 2 | Elect Kathleen Bader | Management | For | For |
| 3 | Elect Gaurdie Banister, Jr. | Management | For | For |
| 4 | Elect Jim Kever | Management | For | For |
| 5 | Elect Kevin McNamara | Management | For | For |
| 6 | Elect Brad Sauer | Management | For | For |
| 7 | Elect Robert Thurber | Management | For | For |
| 8 | Elect Barbara Tyson | Management | For | For |
| 9 | Elect Albert Zapanta | Management | For | For |
| 10 | Amendment to the 2000 Stock Incentive Plan | Management | For | For |
| 11 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| |
|---|
U S BANCORP
Meeting Date: APR 16, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL | Ticker: USB
Security ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Y. Marc Belton | Management | For | For |
| 3 | Elect Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Richard K. Davis | Management | For | For |
| 6 | Elect Roland A. Hernandez | Management | For | For |
| 7 | Elect Doreen Woo Ho | Management | For | For |
| 8 | Elect Joel W. Johnson | Management | For | For |
| 9 | Elect Olivia F. Kirtley | Management | For | For |
| 10 | Elect Jerry W. Levin | Management | For | For |
| 11 | Elect David B. O'Maley | Management | For | For |
| 12 | Elect O'Dell M. Owens | Management | For | For |
| 13 | Elect Craig D. Schnuck | Management | For | For |
| 14 | Elect Patrick T. Stokes | Management | For | For |
| |
|---|
U S BANCORP
Meeting Date: APR 16, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL | Ticker: USB
Security ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
UNITED THERAPEUTICS CORP
Meeting Date: JUN 26, 2013
Record Date: APR 29, 2013
Meeting Type: ANNUAL | Ticker: UTHR
Security ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Christopher Causey | Management | For | For |
| 1.2 | Elect Richard Giltner | Management | For | For |
| 1.3 | Elect R. Paul Gray | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INC
Meeting Date: JUN 03, 2013
Record Date: APR 05, 2013
Meeting Type: ANNUAL | Ticker: UNH
Security ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Edson Bueno | Management | For | For |
| 3 | Elect Richard T. Burke | Management | For | For |
| 4 | Elect Robert J. Darretta | Management | For | For |
| 5 | Elect Stephen J. Hemsley | Management | For | For |
| 6 | Elect Michele J. Hooper | Management | For | For |
| 7 | Elect Rodger A. Lawson | Management | For | For |
| 8 | Elect Douglas W. Leatherdale | Management | For | For |
| 9 | Elect Glenn M. Renwick | Management | For | For |
| 10 | Elect Kenneth I. Shine | Management | For | For |
| 11 | Elect Gail R. Wilensky | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| |
|---|
URS CORP.
Meeting Date: MAY 23, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: URS
Security ID: 903236107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mickey P. Foret | Management | For | For |
| 2 | Elect William H. Frist | Management | For | For |
| 3 | Elect Lydia H. Kennard | Management | For | For |
| 4 | Elect Donald R. Knauss | Management | For | For |
| 5 | Elect Martin M. Koffel | Management | For | For |
| 6 | Elect Timothy R. McLevish | Management | For | For |
| 7 | Elect Joseph W. Ralston | Management | For | For |
| 8 | Elect John D. Roach | Management | For | For |
| 9 | Elect Douglas W. Stotlar | Management | For | For |
| 10 | Elect William P. Sullivan | Management | For | For |
| 11 | Amendment to the 2008 Equity Incentive Plan | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
VALERO ENERGY CORP.
Meeting Date: MAY 02, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: VLO
Security ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jerry D. Choate | Management | For | For |
| 2 | Elect Ruben M. Escobedo | Management | For | For |
| 3 | Elect William R. Klesse | Management | For | For |
| 4 | Elect Deborah P. Majoras | Management | For | For |
| 5 | Elect Bob Marbut | Management | For | For |
| 6 | Elect Donald L. Nickles | Management | For | For |
| 7 | Elect Phillip J. Pfeiffer | Management | For | For |
| 8 | Elect Robert A. Profusek | Management | For | For |
| 9 | Elect Susan K. Purcell | Management | For | For |
| 10 | Elect Stephen M. Waters | Management | For | For |
| 11 | Elect Randall J. Weisenburger | Management | For | For |
| 12 | Elect Rayford Wilkins Jr. | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Abstain |
| |
|---|
VALIDUS HOLDINGS LTD
Meeting Date: MAY 01, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: VR
Security ID: G9319H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Edward J. Noonan | Management | For | Withhold |
| 1.2 | Elect Mahmoud Abdallah | Management | For | For |
| 1.3 | Elect Jeffrey W. Greenberg | Management | For | Withhold |
| 1.4 | Elect John J. Hendrickson | Management | For | Withhold |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| |
|---|
VECTREN CORP
Meeting Date: MAY 23, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: VVC
Security ID: 92240G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Carl L. Chapman | Management | For | For |
| 1.2 | Elect James H. DeGraffenreidt, Jr. | Management | For | For |
| 1.3 | Elect Niel C. Ellerbrook | Management | For | For |
| 1.4 | Elect John D. Engelbrecht | Management | For | For |
| 1.5 | Elect Anton H. George | Management | For | For |
| 1.6 | Elect Martin C. Jischke | Management | For | For |
| 1.7 | Elect Robert G. Jones | Management | For | For |
| 1.8 | Elect J. Timothy McGinley | Management | For | For |
| 1.9 | Elect R. Daniel Sadlier | Management | For | For |
| 1.1 | Elect Michael L. Smith | Management | For | For |
| 1.11 | Elect Jean L. Wojtowicz | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
WARNER CHILCOTT PLC.
Meeting Date: MAY 07, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: WCRX
Security ID: G94368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John P. Connaughton | Management | For | For |
| 2 | Elect Tamar D. Howson | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
WELLPOINT INC.
Meeting Date: MAY 15, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: WLP
Security ID: 94973V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Sheila P. Burke | Management | For | For |
| 2 | Elect George A. Schaefer, Jr. | Management | For | For |
| 3 | Elect Joseph R. Swedish | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Abstain |
| |
|---|
WELLS FARGO & CO.
Meeting Date: APR 23, 2013
Record Date: FEB 26, 2013
Meeting Type: ANNUAL | Ticker: WFC
Security ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| 19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Abstain |
| 20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | Shareholder | Against | Abstain |
| |
|---|
WELLS FARGO & CO.
Meeting Date: APR 23, 2013
Record Date: FEB 26, 2013
Meeting Type: ANNUAL | Ticker: WFC
Security ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John D. Baker II | Management | For | For |
| 2 | Elect Elaine L. Chao | Management | For | For |
| 3 | Elect John S. Chen | Management | For | For |
| 4 | Elect Lloyd H. Dean | Management | For | For |
| 5 | Elect Susan E. Engel | Management | For | For |
| 6 | Elect Enrique Hernandez, Jr. | Management | For | For |
| 7 | Elect Donald M. James | Management | For | For |
| 8 | Elect Cynthia H. Milligan | Management | For | For |
| 9 | Elect Federico F. Pe? | Management | For | For |
| 10 | Elect Howard V. Richardson | Management | For | For |
| 11 | Elect Judith M. Runstad | Management | For | For |
| 12 | Elect Stephen W. Sanger | Management | For | For |
| 13 | Elect John G. Stumpf | Management | For | For |
| 14 | Elect Susan G. Swenson | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
WESTERN DIGITAL CORP.
Meeting Date: NOV 08, 2012
Record Date: SEP 17, 2012
Meeting Type: ANNUAL | Ticker: WDC
Security ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Kathleen Cote | Management | For | For |
| 2 | Elect John Coyne | Management | For | For |
| 3 | Elect Henry DeNero | Management | For | For |
| 4 | Elect William Kimsey | Management | For | For |
| 5 | Elect Michael Lambert | Management | For | For |
| 6 | Elect Len Lauer | Management | For | For |
| 7 | Elect Matthew Massengill | Management | For | For |
| 8 | Elect Roger Moore | Management | For | For |
| 9 | Elect Kensuke Oka | Management | For | For |
| 10 | Elect Thomas Pardun | Management | For | For |
| 11 | Elect Arif Shakeel | Management | For | For |
| 12 | Elect Masahiro Yamamura | Management | For | For |
| 13 | Amendment to the 2004 Performance Incentive Plan | Management | For | For |
| 14 | Amendment to the 2005 Employee Stock Purchase Plan | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Ratification of Auditor | Management | For | For |
| |
|---|
XCEL ENERGY, INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 26, 2013
Meeting Type: ANNUAL | Ticker: XEL
Security ID: 98389B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gail K. Boudreaux | Management | For | For |
| 2 | Elect Fredric W. Corrigan | Management | For | For |
| 3 | Elect Richard K. Davis | Management | For | For |
| 4 | Elect Benjamin G.S. Fowke III | Management | For | For |
| 5 | Elect Albert F. Moreno | Management | For | For |
| 6 | Elect Richard T. O'Brien | Management | For | For |
| 7 | Elect Christopher J. Policinski | Management | For | For |
| 8 | Elect A. Patricia Sampson | Management | For | For |
| 9 | Elect James J. Sheppard | Management | For | For |
| 10 | Elect David A. Westerlund | Management | For | For |
| 11 | Elect Kim Williams | Management | For | For |
| 12 | Elect Timothy V. Wolf | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| |
|---|
XEROX CORP
Meeting Date: MAY 21, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: XRX
Security ID: 984121103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Glenn A. Britt | Management | For | For |
| 2 | Elect Ursula M. Burns | Management | For | For |
| 3 | Elect Richard J. Harrington | Management | For | For |
| 4 | Elect William C. Hunter | Management | For | For |
| 5 | Elect Robert J. Keegan | Management | For | For |
| 6 | Elect Robert A. McDonald | Management | For | For |
| 7 | Elect Charles Prince | Management | For | For |
| 8 | Elect Ann N. Reese | Management | For | For |
| 9 | Elect Sara M. Tucker | Management | For | For |
| 10 | Elect Mary Agnes Wilderotter | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Amendment to the 2004 Equity Compensation Plan for Non-Employee Directors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 3
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 26, 2013
POWER OF ATTORNEY
The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the "Funds"), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Katherine P. Feld, Raymond O'Hara, Amanda Ryan and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the Securities and Exchange Commission (the "SEC") and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
/s/ Kevin J. Bannon
Kevin J. Bannon
/s/ Stuart S. Parker
Stuart S. Parker
/s/ Scott E. Benjamin
Scott E. Benjamin
/s/ Richard A. Redeker
Richard A. Redeker
/s/ Linda W. Bynoe
Linda W. Bynoe
/s/Robin B. Smith
Robin B. Smith
/s/ Michael S. Hyland
Michael S. Hyland
/s/ Stephen Stoneburn
Stephen Stoneburn
/s/ Douglas H. McCorkindale
Douglas H. McCorkindale
/s/ Grace C. Torres
Grace C. Torres
/s/ Stephen P. Munn
Stephen P. Munn
Dated: June 6, 2012
