United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09805
Prudential Investment Portfolios 3
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: February 28 & October 31
Date of reporting period: 7/1/2018 through 6/30/2019
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-09805
Registrant Name: Prudential Investment Portfolios 3
Reporting Period: 07/01/2018 - 06/30/2019
PGIM Global Dynamic Bond - Sub-Advisor: PGIM Fixed Income
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
PGIM Jennison Focused Growth Fund - Sub-Adviser: Jennison
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ADOBE INC. Meeting Date: APR 11, 2019 Record Date: FEB 13, 2019 Meeting Type: ANNUAL |
Ticker: ADBE Security ID: 00724F101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amy L. Banse | Management | For | For |
2 | Elect Frank A. Calderoni | Management | For | Against |
3 | Elect James E. Daley | Management | For | For |
4 | Elect Laura B. Desmond | Management | For | For |
5 | Elect Charles M. Geschke | Management | For | For |
6 | Elect Shantanu Narayen | Management | For | For |
7 | Elect Kathleen Oberg | Management | For | For |
8 | Elect Dheeraj Pandey | Management | For | For |
9 | Elect David A. Ricks | Management | For | Against |
10 | Elect Daniel Rosensweig | Management | For | For |
11 | Elect John E. Warnock | Management | For | For |
12 | 2019 Equity Incentive Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
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ADYEN NV Meeting Date: MAY 21, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL |
Ticker: ADYEN Security ID: N3501V104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Agenda Item | Management | None | Do Not Vote |
2 | Non-Voting Agenda Item | Management | None | Do Not Vote |
3 | Non-Voting Agenda Item | Management | None | Do Not Vote |
4 | Accounts and Reports | Management | For | For |
5 | Non-Voting Agenda Item | Management | None | Do Not Vote |
6 | Ratification of Management Board Acts | Management | For | For |
7 | Ratification of Supervisory Board Acts | Management | For | For |
8 | Elect Pamela Ann Joseph to the Supervisory Board | Management | For | For |
9 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
10 | Authority to Suppress Preemptive Rights | Management | For | For |
11 | Authority to Repurchase Shares | Management | For | For |
12 | Appointment of Auditor | Management | For | For |
13 | Non-Voting Agenda Item | Management | None | Do Not Vote |
14 | Non-Voting Meeting Note | Management | None | Do Not Vote |
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ALIBABA GROUP HOLDING LIMITED Meeting Date: OCT 31, 2018 Record Date: AUG 24, 2018 Meeting Type: ANNUAL |
Ticker: BABA Security ID: 01609W102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph Chung Tsai | Management | For | For |
2 | Elect J. Michael Evans | Management | For | For |
3 | Elect Eric Xiandong Jing | Management | For | For |
4 | Elect Borje E. Ekholm | Management | For | For |
5 | Appointment of Auditor | Management | For | For |
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ALPHABET INC. Meeting Date: JUN 19, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL
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Ticker: GOOGL Security ID: 02079K305 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Larry Page | Management | For | For |
1.2 | Elect Sergey Brin | Management | For | For |
1.3 | Elect John L. Hennessy | Management | For | For |
1.4 | Elect L. John Doerr | Management | For | For |
1.5 | Elect Roger W. Ferguson, Jr. | Management | For | For |
1.6 | Elect Ann Mather | Management | For | For |
1.7 | Elect Alan R. Mulally | Management | For | For |
1.8 | Elect Sundar Pichai | Management | For | For |
1.9 | Elect K. Ram Shriram | Management | For | For |
1.10 | Elect Robin L. Washington | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2012 Stock Plan | Management | For | For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
5 | Shareholder Proposal Regarding Policy on Inequitable Employment Practices | Shareholder | Against | Abstain |
6 | Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
9 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Strategic Alternatives Committee | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Employee Representative Director | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Clawback Policy | Shareholder | Against | Abstain |
16 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | Against | Abstain |
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AMAZON.COM, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL |
Ticker: AMZN Security ID: 023135106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey P. Bezos | Management | For | For |
2 | Elect Rosalind G. Brewer | Management | For | For |
3 | Elect Jamie S. Gorelick | Management | For | For |
4 | Elect Daniel P. Huttenlocher | Management | For | For |
5 | Elect Judith A. McGrath | Management | For | For |
6 | Elect Indra K. Nooyi | Management | For | For |
7 | Elect Jonathan J. Rubinstein | Management | For | For |
8 | Elect Thomas O. Ryder | Management | For | For |
9 | Elect Patricia Q. Stonesifer | Management | For | For |
10 | Elect Wendell P. Weeks | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Report on Food Waste | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Climate Change Report | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
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ASTRAZENECA PLC Meeting Date: APR 26, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
Ticker: AZN Security ID: 046353108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Appointment of Auditor | Management | For | For |
4 | Authority to Set Auditor's Fees | Management | For | For |
5 | Elect Leif Johansson | Management | For | For |
6 | Elect Pascal Soriot | Management | For | For |
7 | Elect Marc Dunoyer | Management | For | For |
8 | Elect Genevieve B. Berger | Management | For | For |
9 | Elect Philip Broadley | Management | For | For |
10 | Elect Graham Chipchase | Management | For | For |
11 | Elect Deborah DiSanzo | Management | For | For |
12 | Elect Sheri McCoy | Management | For | For |
13 | Elect Tony SK MOK | Management | For | For |
14 | Elect Nazneen Rahman | Management | For | For |
15 | Elect Marcus Wallenberg | Management | For | For |
16 | Remuneration Report (Advisory) | Management | For | For |
17 | Authorisation of Political Donations | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
21 | Authority to Repurchase Shares | Management | For | For |
22 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
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CONSTELLATION BRANDS, INC. Meeting Date: JUL 17, 2018 Record Date: MAY 18, 2018 Meeting Type: ANNUAL |
Ticker: STZ Security ID: 21036P108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jerry Fowden | Management | For | For |
1.2 | Elect Barry A. Fromberg | Management | For | For |
1.3 | Elect Robert L. Hanson | Management | For | For |
1.4 | Elect Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Susan Sommersille Johnson | Management | For | For |
1.6 | Elect James A. Locke III | Management | For | For |
1.7 | Elect Daniel J. McCarthy | Management | For | For |
1.8 | Elect Richard Sands | Management | For | For |
1.9 | Elect Robert Sands | Management | For | For |
1.10 | Elect Judy A. Schmeling | Management | For | For |
1.11 | Elect Keith E. Wandell | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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EDWARDS LIFESCIENCES CORPORATION Meeting Date: MAY 08, 2019 Record Date: MAR 13, 2019 Meeting Type: ANNUAL |
Ticker: EW Security ID: 28176E108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael A. Mussallem | Management | For | For |
2 | Elect Kieran T. Gallahue | Management | For | For |
3 | Elect Leslie Stone Heisz | Management | For | For |
4 | Elect William J. Link | Management | For | For |
5 | Elect Steven R. Loranger | Management | For | For |
6 | Elect Martha H. Marsh | Management | For | For |
7 | Elect Wesley W. von Schack | Management | For | For�� |
8 | Elect Nicholas J. Valeriani | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
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ESTEE LAUDER COMPANIES INC. Meeting Date: NOV 13, 2018 Record Date: SEP 14, 2018 Meeting Type: ANNUAL |
Ticker: EL Security ID: 518439104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rose Marie Bravo | Management | For | For |
2 | Elect Paul J. Fribourg | Management | For | For |
3 | Elect Irvine O. Hockaday, Jr. | Management | For | For |
4 | Elect Jennifer Hyman | Management | For | For |
5 | Elect Barry S. Sternlicht | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | Against |
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FACEBOOK, INC. Meeting Date: MAY 30, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
Ticker: FB Security ID: 30303M102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peggy Alford | Management | For | For |
1.2 | Elect Marc L. Andreessen | Management | For | For |
1.3 | Elect Kenneth I. Chenault | Management | For | For |
1.4 | Elect Susan D. Desmond-Hellmann | Management | For | For |
1.5 | Elect Sheryl K. Sandberg | Management | For | For |
1.6 | Elect Peter A. Thiel | Management | For | For |
1.7 | Elect Jeffrey D. Zients | Management | For | For |
1.8 | Elect Mark Zuckerberg | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Report on Political Ideology | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Strategic Alternatives | Shareholder | Against | Against |
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ILLUMINA, INC. Meeting Date: MAY 29, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL |
Ticker: ILMN Security ID: 452327109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Frances Arnold | Management | For | For |
2 | Elect Francis deSouza | Management | For | For |
3 | Elect Susan E. Siegel | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Repeal of Classified Board | Management | For | For |
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
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INTUITIVE SURGICAL, INC. Meeting Date: APR 25, 2019 Record Date: MAR 01, 2019 Meeting Type: ANNUAL |
Ticker: ISRG Security ID: 46120E602 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Craig H. Barratt | Management | For | For |
2 | Elect Gary S. Guthart | Management | For | For |
3 | Elect Amal M. Johnson | Management | For | For |
4 | Elect Don R. Kania | Management | For | For |
5 | Elect Keith R. Leonard, Jr. | Management | For | Against |
6 | Elect Alan J. Levy | Management | For | For |
7 | Elect Jami Dover Nachtsheim | Management | For | For |
8 | Elect Mark J. Rubash | Management | For | For |
9 | Elect Lonnie M. Smith | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Amendment to the 2010 Incentive Award Plan | Management | For | For |
13 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
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LULULEMON ATHLETICA INC. Meeting Date: JUN 05, 2019 Record Date: APR 10, 2019 Meeting Type: ANNUAL |
Ticker: LULU Security ID: 550021109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kathryn Henry | Management | For | For |
2 | Elect Jon McNeill | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
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LVMH MOET HENNESSY VUITTON SE Meeting Date: APR 18, 2019 Record Date: APR 15, 2019 Meeting Type: MIX
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Ticker: MC Security ID: F58485115 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Non-Voting Meeting Note | Management | None | Do Not Vote |
4 | Accounts and Reports | Management | For | For |
5 | Consolidated Accounts and Reports | Management | For | For |
6 | Allocation of Profits/Dividends | Management | For | For |
7 | Special Auditors Report on Regulated Agreements | Management | For | Against |
8 | Ratification of the Co-option of Sophie Chassat | Management | For | For |
9 | Elect Bernard Arnault | Management | For | For |
10 | Elect Sophie Chassat | Management | For | For |
11 | Elect Clara Gaymard | Management | For | For |
12 | Elect Hubert Vedrine | Management | For | For |
13 | Elect Iris Knobloch | Management | For | For |
14 | Elect Yann Arthus-Bertrand as Censor | Management | For | For |
15 | Remuneration of Bernard Arnault, Chair and CEO | Management | For | For |
16 | Remuneration Report of Antonio Belloni, Deputy CEO | Management | For | For |
17 | Remuneration Policy (Chair and CEO) | Management | For | For |
18 | Remuneration Policy (Deputy CEO) | Management | For | For |
19 | Authority to Repurchase and Reissue Shares | Management | For | For |
20 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
21 | Authority to Increase Capital Through Capitalisations | Management | For | For |
22 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Management | For | For |
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Management | For | For |
24 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Management | For | For |
25 | Authority to Set Offering Price of Shares | Management | For | For |
26 | Greenshoe | Management | For | For |
27 | Authority to Increase Capital in Case of Exchange Offers | Management | For | For |
28 | Authority to Increase Capital in Consideration for Contributions In Kind | Management | For | For |
29 | Authority to Issue Stock Options | Management | For | For |
30 | Employee Stock Purchase Plan | Management | For | For |
31 | Global Ceiling on Capital Increases | Management | For | For |
32 | Non-Voting Meeting Note | Management | None | Do Not Vote |
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MASTERCARD INCORPORATED Meeting Date: JUN 25, 2019 Record Date: APR 26, 2019 Meeting Type: ANNUAL |
Ticker: MA Security ID: 57636Q104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Haythornthwaite | Management | For | For |
2 | Elect Ajay Banga | Management | For | For |
3 | Elect David R. Carlucci | Management | For | For |
4 | Elect Richard K. Davis | Management | For | For |
5 | Elect Steven J. Freiberg | Management | For | For |
6 | Elect Julius Genachowski | Management | For | For |
7 | Elect Choon Phong Goh | Management | For | For |
8 | Elect Merit E. Janow | Management | For | For |
9 | Elect Oki Matsumoto | Management | For | Against |
10 | Elect Youngme E. Moon | Management | For | For |
11 | Elect Rima Qureshi | Management | For | For |
12 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
13 | Elect Gabrielle Sulzberger | Management | For | For |
14 | Elect Jackson P. Tai | Management | For | For |
15 | Elect Lance Uggla | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shareholder | Against | Against |
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MERCADOLIBRE, INC. Meeting Date: JUN 10, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
Ticker: MELI Security ID: 58733R102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Emiliano Calemzuk | Management | For | For |
1.2 | Elect Marcos Galperin | Management | For | For |
1.3 | Elect Roberto Balls Sallouti | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Amendment to the 2009 Equity Compensation Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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MICROSOFT CORPORATION Meeting Date: NOV 28, 2018 Record Date: SEP 26, 2018 Meeting Type: ANNUAL |
Ticker: MSFT Security ID: 594918104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William H. Gates III | Management | For | For |
2 | Elect Reid G. Hoffman | Management | For | For |
3 | Elect Hugh F. Johnston | Management | For | For |
4 | Elect Teri L. List-Stoll | Management | For | For |
5 | Elect Satya Nadella | Management | For | For |
6 | Elect Charles H. Noski | Management | For | For |
7 | Elect Helmut G. W. Panke | Management | For | For |
8 | Elect Sandra E. Peterson | Management | For | For |
9 | Elect Penny S. Pritzker | Management | For | For |
10 | Elect Charles W. Scharf | Management | For | For |
11 | Elect Arne M. Sorenson | Management | For | For |
12 | Elect John W. Stanton | Management | For | For |
13 | Elect John W. Thompson | Management | For | For |
14 | Elect Padmasree Warrior | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
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NETFLIX, INC. Meeting Date: JUN 06, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
Ticker: NFLX Security ID: 64110L106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Timothy M. Haley | Management | For | For |
2 | Elect Leslie Kilgore | Management | For | For |
3 | Elect Ann Mather | Management | For | For |
4 | Elect Susan Rice | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
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NIKE, INC. Meeting Date: SEP 20, 2018 Record Date: JUL 20, 2018 Meeting Type: ANNUAL |
Ticker: NKE Security ID: 654106103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect John C. Lechleiter | Management | For | For |
1.3 | Elect Michelle Peluso | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
4 | Ratification of Auditor | Management | For | For |
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PAYPAL HOLDINGS, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
Ticker: PYPL Security ID: 70450Y103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rodney C. Adkins | Management | For | For |
2 | Elect Wences Casares | Management | For | For |
3 | Elect Jonathan Christodoro | Management | For | For |
4 | Elect John J. Donahoe II | Management | For | Against |
5 | Elect David W. Dorman | Management | For | For |
6 | Elect Belinda J. Johnson | Management | For | For |
7 | Elect Gail J. McGovern | Management | For | Against |
8 | Elect Deborah M. Messemer | Management | For | For |
9 | Elect David M. Moffett | Management | For | For |
10 | Elect Ann M. Sarnoff | Management | For | For |
11 | Elect Daniel H. Schulman | Management | For | For |
12 | Elect Frank D. Yeary | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | Shareholder | Against | Against |
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SAFRAN SA Meeting Date: MAY 23, 2019 Record Date: MAY 20, 2019 Meeting Type: MIX |
Ticker: SAF Security ID: F4035A557 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Non-Voting Meeting Note | Management | None | Do Not Vote |
4 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | For |
5 | Consolidated Accounts and Reports | Management | For | For |
6 | Allocation of Profits/Dividends | Management | For | For |
7 | Elect Ross McInnes | Management | For | For |
8 | Elect Phillipe Petitcolin | Management | For | For |
9 | Elect Jean-Lou Chameau | Management | For | For |
10 | Elect Laurent Guillot | Management | For | For |
11 | Ratification of Co-Option of Caroline Laurent | Management | For | For |
12 | Elect Vincent Imbert | Management | For | For |
13 | Remuneration of Ross McInnes, Chair | Management | For | For |
14 | Remuneration of Philippe Petitcolin, CEO | Management | For | For |
15 | Remuneration Policy (Chair) | Management | For | For |
16 | Remuneration Policy (CEO) | Management | For | For |
17 | Authority to Repurchase and Reissue Shares | Management | For | For |
18 | Amendments to Article Regarding Directors Representing Employee Shareholders | Management | For | For |
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Management | For | For |
20 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Management | For | For |
21 | Authority to Increase Capital in Case of Exchange Offer | Management | For | For |
22 | Authority to Issue Shares and Convertible Debt Through Private Placement | Management | For | For |
23 | Greenshoe | Management | For | For |
24 | Authority to Increase Capital Through Capitalisations | Management | For | For |
25 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights (During Public Takeover) | Management | For | For |
26 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights (During Public Takeover) | Management | For | Against |
27 | Authority to Increase Capital in Case of Exchange Offer (During Public Takeover) | Management | For | Against |
28 | Authority to Issue Shares and Convertible Debt Through Private Placement (During Public Takeover) | Management | For | Against |
29 | Greenshoe (During Public Takeover) | Management | For | Against |
30 | Authority to Increase Capital Through Capitalisations (During Public Takeover) | Management | For | Against |
31 | Employee Stock Purchase Plan | Management | For | For |
32 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
33 | Authority to Issue Performance Shares | Management | For | For |
34 | Authorisation of Legal Formalities | Management | For | For |
35 | Non-Voting Meeting Note | Management | None | Do Not Vote |
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SALESFORCE.COM, INC. Meeting Date: JUN 06, 2019 Record Date: APR 10, 2019 Meeting Type: ANNUAL |
Ticker: CRM Security ID: 79466L302 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc R. Benioff | Management | For | For |
2 | Elect Keith G. Block | Management | For | For |
3 | Elect Parker Harris | Management | For | For |
4 | Elect Craig A. Conway | Management | For | For |
5 | Elect Alan G. Hassenfeld | Management | For | For |
6 | Elect Neelie Kroes | Management | For | For |
7 | Elect Colin L. Powell | Management | For | For |
8 | Elect Sanford R. Robertson | Management | For | For |
9 | Elect John V. Roos | Management | For | For |
10 | Elect Bernard Tyson | Management | For | For |
11 | Elect Robin L. Washington | Management | For | For |
12 | Elect Maynard G. Webb | Management | For | For |
13 | Elect Susan D. Wojcicki | Management | For | For |
14 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation and Bylaws | Management | For | For |
15 | Elimination of Supermajority Requirement for Removal of Directors | Management | For | For |
16 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Advisory Vote on Executive Compensation | Management | For | For |
19 | Shareholder Proposal Regarding Disclosure of Board Qualifications | Shareholder | Against | Against |
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SERVICENOW, INC. Meeting Date: JUN 12, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
Ticker: NOW Security ID: 81762P102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Teresa Briggs | Management | For | For |
2 | Elect Paul E. Chamberlain | Management | For | For |
3 | Elect Tamar Yehoshua | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Ratification of Auditor | Management | For | For |
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SHOPIFY INC. Meeting Date: MAY 29, 2019 Record Date: APR 12, 2019 Meeting Type: ANNUAL |
Ticker: SHOP Security ID: 82509L107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Tobias Lutke | Management | For | For |
1.2 | Elect Robert G. Ashe | Management | For | For |
1.3 | Elect Gail Goodman | Management | For | For |
1.4 | Elect Colleen M. Johnston | Management | For | For |
1.5 | Elect Jeremy Levine | Management | For | For |
1.6 | Elect John Phillips | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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SQUARE, INC. Meeting Date: JUN 18, 2019 Record Date: APR 23, 2019 Meeting Type: ANNUAL |
Ticker: SQ Security ID: 852234103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jack Dorsey | Management | For | For |
1.2 | Elect David A. Viniar | Management | For | For |
1.3 | Elect Paul Deighton | Management | For | For |
1.4 | Elect Anna Patterson | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
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TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: SPECIAL |
Ticker: 700 Security ID: G87572163 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Refreshment of Share Option Scheme of Tencent Music Entertainment Group | Management | For | For |
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TENCENT HOLDINGS LIMITED Meeting Date: MAY 15, 2019 Record Date: MAY 08, 2019 Meeting Type: ANNUAL |
Ticker: 700 Security ID: G87572163 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | None | Do Not Vote |
2 | Non-Voting Meeting Note | Management | None | Do Not Vote |
3 | Accounts and Reports | Management | For | For |
4 | Allocation of Profits/Dividends | Management | For | For |
5 | Elect Jacobus Petrus Bekker | Management | For | For |
6 | Elect Ian C. Stone | Management | For | For |
7 | Directors' Fees | Management | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
10 | Authority to Repurchase Shares | Management | For | For |
11 | Authority to Issue Repurchased Shares | Management | For | For |
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TESLA, INC. Meeting Date: JUN 11, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
Ticker: TSLA Security ID: 88160R101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ira Ehrenpreis | Management | For | For |
2 | Elect Kathleen Wilson-Thompson | Management | For | For |
3 | Approval of the 2019 Equity Incentive Plan | Management | For | For |
4 | Approval of the 2019 Employee Stock Purchase Plan | Management | For | For |
5 | Elimination of Supermajority Requirement | Management | For | For |
6 | Reduce Director Terms from Three Years to Two Years | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | Shareholder | Against | For |
9 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
|
THE BOEING COMPANY Meeting Date: APR 29, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL |
Ticker: BA Security ID: 097023105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert A. Bradway | Management | For | For |
2 | Elect David L. Calhoun | Management | For | For |
3 | Elect Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
5 | Elect Lynn J. Good | Management | For | For |
6 | Elect Nikki R Haley | Management | For | For |
7 | Elect Lawrence W. Kellner | Management | For | For |
8 | Elect Caroline B. Kennedy | Management | For | For |
9 | Elect Edward M. Liddy | Management | For | For |
10 | Elect Dennis A. Muilenburg | Management | For | For |
11 | Elect Susan C. Schwab | Management | For | For |
12 | Elect Ronald A. Williams | Management | For | For |
13 | Elect Mike S. Zafirovski | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
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UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 03, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL |
Ticker: UNH Security ID: 91324P102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Ballard, Jr. | Management | For | For |
2 | Elect Richard T. Burke | Management | For | For |
3 | Elect Timothy P. Flynn | Management | For | For |
4 | Elect Stephen J. Hemsley | Management | For | For |
5 | Elect Michele J. Hooper | Management | For | For |
6 | Elect F. William McNabb, III | Management | For | For |
7 | Elect Valerie C. Montgomery Rice | Management | For | For |
8 | Elect John H. Noseworthy | Management | For | For |
9 | Elect Glenn M. Renwick | Management | For | For |
10 | Elect David S. Wichmann | Management | For | For |
11 | Elect Gail R. Wilensky | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
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WORKDAY, INC. Meeting Date: JUN 18, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
Ticker: WDAY Security ID: 98138H101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Carl Eschenbach | Management | For | For |
1.2 | Elect Michael M. McNamara | Management | For | For |
1.3 | Elect Jerry YANG Chih-Yuan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
PGIM QMA Global Tactical Allocation Fund- Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
PGIM QMA Large-Cap Value Fund - Sub-Adviser: QMA
|
ABBOTT LABORATORIES Meeting Date: APR 26, 2019 Record Date: FEB 27, 2019 Meeting Type: ANNUAL |
Ticker: ABT Security ID: 002824100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Alpern | Management | For | For |
1.2 | Elect Roxanne S. Austin | Management | For | For |
1.3 | Elect Sally E. Blount | Management | For | For |
1.4 | Elect Michelle A. Kumbier | Management | For | For |
1.5 | Elect Edward M. Liddy | Management | For | For |
1.6 | Elect Nancy McKinstry | Management | For | For |
1.7 | Elect Phebe N. Novakovic | Management | For | For |
1.8 | Elect William A. Osborn | Management | For | For |
1.9 | Elect Samuel C. Scott III | Management | For | For |
1.10 | Elect Daniel J. Starks | Management | For | For |
1.11 | Elect John G. Stratton | Management | For | For |
1.12 | Elect Glenn F. Tilton | Management | For | For |
1.13 | Elect Miles D. White | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
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ACADIA HEALTHCARE COMPANY, INC. Meeting Date: MAY 02, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
Ticker: ACHC Security ID: 00404A109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William F. Grieco | Management | For | For |
2 | Elect Reeve B. Waud | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Ratification of Auditor | Management | For | For |
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ADIENT PLC Meeting Date: MAR 11, 2019 Record Date: JAN 11, 2019 Meeting Type: ANNUAL |
Ticker: ADNT Security ID: G0084W101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John M. Barth | Management | For | For |
2 | Elect Julie L. Bushman | Management | For | For |
3 | Elect Peter H. Carlin | Management | For | For |
4 | Elect Raymond L. Conner | Management | For | For |
5 | Elect Douglas G. DelGrosso | Management | For | For |
6 | Elect Richard A. Goodman | Management | For | For |
7 | Elect Frederick A. Henderson | Management | For | For |
8 | Elect Barbara J. Samardzich | Management | For | For |
9 | Appointment of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
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ADT INC. Meeting Date: JUN 13, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
Ticker: ADT Security ID: 00090Q103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Andrew D. Africk | Management | For | For |
1.2 | Elect Matthew H. Nord | Management | For | For |
1.3 | Elect Eric L. Press | Management | For | For |
1.4 | Elect Matthew E. Winter | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Amendment to the 2018 Omnibus Incentive Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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AECOM Meeting Date: MAR 06, 2019 Record Date: JAN 09, 2019 Meeting Type: ANNUAL |
Ticker: ACM Security ID: 00766T100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael S. Burke | Management | For | For |
2 | Elect James H. Fordyce | Management | For | Withhold |
3 | Elect William H. Frist | Management | For | For |
4 | Elect Linda M. Griego | Management | For | Withhold |
5 | Elect Steven A. Kandarian | Management | For | Withhold |
6 | Elect Robert J. Routs | Management | For | Withhold |
7 | Elect Clarence T. Schmitz | Management | For | Withhold |
8 | Elect Douglas W. Stotlar | Management | For | For |
9 | Elect Daniel R. Tishman | Management | For | For |
10 | Elect Janet C. Wolfenbarger | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
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AFLAC INCORPORATED Meeting Date: MAY 06, 2019 Record Date: FEB 27, 2019 Meeting Type: ANNUAL |
Ticker: AFL Security ID: 001055102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Daniel P. Amos | Management | For | For |
2 | Elect W. Paul Bowers | Management | For | For |
3 | Elect Toshihiko Fukuzawa | Management | For | For |
4 | Elect Robert B. Johnson | Management | For | For |
5 | Elect Thomas J. Kenny | Management | For | For |
6 | Elect Georgette D. Kiser | Management | For | For |
7 | Elect Karole F. Lloyd | Management | For | For |
8 | Elect Joseph L. Moskowitz | Management | For | For |
9 | Elect Barbara K. Rimer | Management | For | For |
10 | Elect Katherine T. Rohrer | Management | For | For |
11 | Elect Melvin T. Stith | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
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AGNC INVESTMENT CORP. Meeting Date: APR 18, 2019 Record Date: FEB 22, 2019 Meeting Type: ANNUAL |
Ticker: AGNC Security ID: 00123Q104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gary D. Kain | Management | For | For |
2 | Elect Donna J. Blank | Management | For | For |
3 | Elect Morris A. Davis | Management | For | For |
4 | Elect Larry K. Harvey | Management | For | For |
5 | Elect Prue B. Larocca | Management | For | For |
6 | Elect Paul E. Mullings | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
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AIR LEASE CORPORATION Meeting Date: MAY 08, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL |
Ticker: AL Security ID: 00912X302 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Matthew J. Hart | Management | For | For |
2 | Elect Cheryl Gordon Krongard | Management | For | For |
3 | Elect Marshall O. Larsen | Management | For | For |
4 | Elect Robert A. Milton | Management | For | For |
5 | Elect John L. Plueger | Management | For | For |
6 | Elect Ian M. Saines | Management | For | For |
7 | Elect Ronald D. Sugar | Management | For | For |
8 | Elect Steven F. Udvar-Hazy | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | Against |
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ALCOA CORPORATION Meeting Date: MAY 08, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL |
Ticker: AA Security ID: 013872106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael G. Morris | Management | For | For |
2 | Elect Mary Anne Citrino | Management | For | For |
3 | Elect Timothy P. Flynn | Management | For | For |
4 | Elect Kathryn S. Fuller | Management | For | For |
5 | Elect Roy C. Harvey | Management | For | For |
6 | Elect James A. Hughes | Management | For | For |
7 | Elect James E. Nevels | Management | For | For |
8 | Elect James W. Owens | Management | For | For |
9 | Elect Carol L. Roberts | Management | For | For |
10 | Elect Suzanne Sitherwood | Management | For | For |
11 | Elect Steven W. Williams | Management | For | For |
12 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
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ALLERGAN PLC Meeting Date: MAY 01, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
Ticker: AGN Security ID: G0177J108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nesli Basgoz | Management | For | For |
2 | Elect Joseph H. Boccuzi | Management | For | For |
3 | Elect Christopher W. Bodine | Management | For | For |
4 | Elect Adriane M. Brown | Management | For | For |
5 | Elect Christopher J. Coughlin | Management | For | For |
6 | Elect Carol Anthony Davidson | Management | For | For |
7 | Elect Thomas C. Freyman | Management | For | For |
8 | Elect Michael E. Greenberg | Management | For | For |
9 | Elect Robert J. Hugin | Management | For | For |
10 | Elect Peter J. McDonnell | Management | For | For |
11 | Elect Brenton L. Saunders | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor and Authority to Set Fees | Management | For | For |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
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ALLY FINANCIAL INC. Meeting Date: MAY 07, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL |
Ticker: ALLY Security ID: 02005N100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Franklin W. Hobbs | Management | For | Against |
2 | Elect Kenneth J. Bacon | Management | For | For |
3 | Elect Katryn (Trynka) Shineman Blake | Management | For | For |
4 | Elect Maureen Breakiron-Evans | Management | For | For |
5 | Elect William H. Cary | Management | For | For |
6 | Elect Mayree C. Clark | Management | For | For |
7 | Elect Kim S. Fennebresque | Management | For | For |
8 | Elect Marjorie Magner | Management | For | For |
9 | Elect Brian H. Sharples | Management | For | For |
10 | Elect John J. Stack | Management | For | For |
11 | Elect Michael F. Steib | Management | For | For |
12 | Elect Jeffrey J. Brown | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
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ANNALY CAPITAL MANAGEMENT, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
Ticker: NLY Security ID: 035710409 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kevin G. Keyes | Management | For | For |
2 | Elect Thomas Hamilton | Management | For | For |
3 | Elect Kathy H. Hannan | Management | For | For |
4 | Elect Vicki Williams | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | Against |
6 | Increase of Authorized Common Stock | Management | For | Against |
7 | Ratification of Auditor | Management | For | For |
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ANTERO RESOURCES CORP Meeting Date: JUN 19, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
Ticker: AR Security ID: 03674X106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Clark | Management | For | For |
1.2 | Elect Benjamin A. Hardesty | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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APPLE HOSPITALITY REIT, INC. Meeting Date: MAY 16, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
Ticker: APLE Security ID: 03784Y200 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jon A. Fosheim | Management | For | For |
1.2 | Elect Kristian M. Gathright | Management | For | For |
1.3 | Elect Justin G. Knight | Management | For | For |
1.4 | Elect Bruce H. Matson | Management | For | For |
1.5 | Elect Blythe J. McGarvie | Management | For | For |
1.6 | Elect L. Hugh Redd | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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ASSOCIATED BANC-CORP. Meeting Date: APR 30, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
Ticker: ASB Security ID: 045487105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John F. Bergstrom | Management | For | For |
1.2 | Elect Michael T. Crowley, Jr. | Management | For | For |
1.3 | Elect Philip B. Flynn | Management | For | For |
1.4 | Elect R. Jay Gerken | Management | For | For |
1.5 | Elect Judith P. Greffin | Management | For | For |
1.6 | Elect Michael J. Haddad | Management | For | For |
1.7 | Elect William R. Hutchinson | Management | For | For |
1.8 | Elect Robert A. Jeffe | Management | For | For |
1.9 | Elect Eileen A. Kamerick | Management | For | For |
1.10 | Elect Gale E. Klappa | Management | For | Withhold |
1.11 | Elect Richard T. Lommen | Management | For | For |
1.12 | Elect Cory L. Nettles | Management | For | For |
1.13 | Elect Karen T. van Lith | Management | For | For |
1.14 | Elect John B. Williams | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
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AT&T, INC. Meeting Date: APR 26, 2019 Record Date: FEB 27, 2019 Meeting Type: ANNUAL |
Ticker: T Security ID: 00206R102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Randall L. Stephenson | Management | For | For |
2 | Elect Samuel A. Di Piazza, Jr. | Management | For | For |
3 | Elect Richard W. Fisher | Management | For | For |
4 | Elect Scott T. Ford | Management | For | For |
5 | Elect Glenn H. Hutchins | Management | For | For |
6 | Elect William E. Kennard | Management | For | For |
7 | Elect Michael B. McCallister | Management | For | For |
8 | Elect Beth E. Mooney | Management | For | For |
9 | Elect Matthew K. Rose | Management | For | For |
10 | Elect Cindy B. Taylor | Management | For | For |
11 | Elect Laura D. Tyson | Management | For | For |
12 | Elect Geoffrey Y. Yang | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
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AUTONATION, INC. Meeting Date: APR 18, 2019 Record Date: FEB 20, 2019 Meeting Type: ANNUAL |
Ticker: AN Security ID: 05329W102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mike Jackson | Management | For | For |
2 | Elect Thomas J. Baltimore, Jr. | Management | For | Against |
3 | Elect Rick L. Burdick | Management | For | For |
4 | Elect David B. Edelson | Management | For | For |
5 | Elect Steven L. Gerard | Management | For | For |
6 | Elect Robert R. Grusky | Management | For | For |
7 | Elect Carl C. Liebert III | Management | For | For |
8 | Elect G. Mike Mikan | Management | For | For |
9 | Elect Jacqueline A. Travisano | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
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BANK OF AMERICA CORPORATION Meeting Date: APR 24, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
Ticker: BAC Security ID: 060505104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sharon L. Allen | Management | For | For |
2 | Elect Susan S. Bies | Management | For | For |
3 | Elect Jack O. Bovender, Jr. | Management | For | For |
4 | Elect Frank P. Bramble, Sr. | Management | For | For |
5 | Elect Pierre J. P. de Weck | Management | For | For |
6 | Elect Arnold W. Donald | Management | For | For |
7 | Elect Linda P. Hudson | Management | For | For |
8 | Elect Monica C. Lozano | Management | For | For |
9 | Elect Thomas J. May | Management | For | For |
10 | Elect Brian T. Moynihan | Management | For | For |
11 | Elect Lionel L. Nowell, III | Management | For | For |
12 | Elect Clayton S. Rose | Management | For | For |
13 | Elect Michael D. White | Management | For | For |
14 | Elect Thomas D. Woods | Management | For | For |
15 | Elect R. David Yost | Management | For | For |
16 | Elect Maria T. Zuber | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Ratification of Auditor | Management | For | For |
19 | Amendment to the Key Employee Equity Plan | Management | For | For |
20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | Shareholder | Against | Against |
|
BANKUNITED, INC. Meeting Date: MAY 15, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
Ticker: BKU Security ID: 06652K103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Rajinder P. Singh | Management | For | For |
1.2 | Elect Tere Blanca | Management | For | For |
1.3 | Elect John N. DiGiacomo | Management | For | For |
1.4 | Elect Michael J. Dowling | Management | For | For |
1.5 | Elect Douglas J. Pauls | Management | For | For |
1.6 | Elect A. Gail Prudenti | Management | For | For |
1.7 | Elect William S. Rubenstein | Management | For | For |
1.8 | Elect Sanjiv Sobti | Management | For | For |
1.9 | Elect Lynne Wines | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
|
BB&T CORPORATION Meeting Date: APR 30, 2019 Record Date: FEB 20, 2019 Meeting Type: ANNUAL |
Ticker: BBT Security ID: 054937107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jennifer S. Banner | Management | For | For |
2 | Elect K. David Boyer, Jr. | Management | For | For |
3 | Elect Anna R. Cablik | Management | For | For |
4 | Elect Patrick C. Graney III | Management | For | For |
5 | Elect I. Patricia Henry | Management | For | For |
6 | Elect Kelly S. King | Management | For | For |
7 | Elect Louis B. Lynn | Management | For | For |
8 | Elect Easter Maynard | Management | For | For |
9 | Elect Charles A. Patton | Management | For | For |
10 | Elect Nido R. Qubein | Management | For | For |
11 | Elect William J. Reuter | Management | For | For |
12 | Elect Tollie W. Rich, Jr. | Management | For | For |
13 | Elect Christine Sears | Management | For | For |
14 | Elect Thomas E. Skains | Management | For | For |
15 | Elect Thomas N. Thompson | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
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BERKSHIRE HATHAWAY INC. Meeting Date: MAY 04, 2019 Record Date: MAR 06, 2019 Meeting Type: ANNUAL |
Ticker: BRKA Security ID: 084670702 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Warren E. Buffett | Management | For | Withhold |
1.2 | Elect Charles T. Munger | Management | For | Withhold |
1.3 | Elect Gregory E. Abel | Management | For | Withhold |
1.4 | Elect Howard G. Buffett | Management | For | Withhold |
1.5 | Elect Stephen B. Burke | Management | For | For |
1.6 | Elect Susan L. Decker | Management | For | For |
1.7 | Elect William H. Gates III | Management | For | Withhold |
1.8 | Elect David S. Gottesman | Management | For | For |
1.9 | Elect Charlotte Guyman | Management | For | For |
1.10 | Elect Ajit Jain | Management | For | Withhold |
1.11 | Elect Thomas S. Murphy | Management | For | For |
1.12 | Elect Ronald L. Olson | Management | For | Withhold |
1.13 | Elect Walter Scott, Jr. | Management | For | For |
1.14 | Elect Meryl B. Witmer | Management | For | For |
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BIOGEN INC. Meeting Date: JUN 19, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
Ticker: BIIB Security ID: 09062X103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John R. Chiminski | Management | For | For |
2 | Elect Alexander J. Denner | Management | For | For |
3 | Elect Caroline D. Dorsa | Management | For | For |
4 | Elect William A. Hawkins | Management | For | For |
5 | Elect Nancy L. Leaming | Management | For | For |
6 | Elect Jesus B. Mantas | Management | For | For |
7 | Elect Richard C. Mulligan | Management | For | For |
8 | Elect Robert W. Pangia | Management | For | For |
9 | Elect Stelios Papadopoulos | Management | For | For |
10 | Elect Brian S. Posner | Management | For | For |
11 | Elect Eric K. Rowinsky | Management | For | For |
12 | Elect Lynn Schenk | Management | For | For |
13 | Elect Stephen A. Sherwin | Management | For | For |
14 | Elect Michel Vounatsos | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
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CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 02, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
Ticker: COF Security ID: 14040H105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard D. Fairbank | Management | For | For |
2 | Elect Aparna Chennapragada | Management | For | For |
3 | Elect Ann Fritz Hackett | Management | For | For |
4 | Elect Peter Tom Killalea | Management | For | For |
5 | Elect Eli Leenaars | Management | For | For |
6 | Elect Pierre E. Leroy | Management | For | For |
7 | Elect Francois Locoh-Donou | Management | For | For |
8 | Elect Peter E. Raskind | Management | For | For |
9 | Elect Mayo A. Shattuck III | Management | For | For |
10 | Elect Bradford H. Warner | Management | For | For |
11 | Elect Catherine G. West | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Amendment to the 2004 Stock Incentive Plan | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
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CARDINAL HEALTH, INC. Meeting Date: NOV 07, 2018 Record Date: SEP 10, 2018 Meeting Type: ANNUAL |
Ticker: CAH Security ID: 14149Y108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Colleen F. Arnold | Management | For | For |
2 | Elect Carrie S. Cox | Management | For | For |
3 | Elect Calvin Darden | Management | For | For |
4 | Elect Bruce L. Downey | Management | For | For |
5 | Elect Patricia Hemingway Hall | Management | For | For |
6 | Elect Akhil Johri | Management | For | For |
7 | Elect Michael Kaufmann | Management | For | For |
8 | Elect Gregory B. Kenny | Management | For | For |
9 | Elect Nancy Killefer | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | Shareholder | Against | For |
13 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
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CARNIVAL CORPORATION Meeting Date: APR 16, 2019 Record Date: FEB 19, 2019 Meeting Type: ANNUAL |
Ticker: CCL Security ID: 143658300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Micky Arison | Management | For | For |
2 | Elect Jonathon Band | Management | For | For |
3 | Elect Jason G. Cahilly | Management | For | For |
4 | Elect Helen Deeble | Management | For | For |
5 | Elect Arnold W. Donald | Management | For | Against |
6 | Elect Richard J. Glasier | Management | For | For |
7 | Elect Debra J. Kelly-Ennis | Management | For | For |
8 | Elect Katie Lahey | Management | For | For |
9 | Elect John Parker | Management | For | For |
10 | Elect Stuart Subotnick | Management | For | For |
11 | Elect Laura A. Weil | Management | For | For |
12 | Elect Randall J. Weisenburger | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approval of Directors' Remuneration Report | Management | For | For |
15 | Appointment of Auditor | Management | For | For |
16 | Authority to Set Fees | Management | For | For |
17 | Accounts and Reports | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
20 | Authority to Repurchase Shares | Management | For | For |
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CENTENNIAL RESOURCE DEVELOPMENT, INC. Meeting Date: MAY 01, 2019 Record Date: MAR 13, 2019 Meeting Type: ANNUAL |
Ticker: CDEV Security ID: 15136A102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mark G. Papa | Management | For | Withhold |
1.2 | Elect David M. Leuschen | Management | For | Withhold |
1.3 | Elect Pierre F. Lapeyre, Jr. | Management | For | Withhold |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Approval of the 2019 Employee Stock Purchase Plan | Management | For | For |
4 | Adoption of Majority Vote for Election of Directors | Management | For | For |
5 | Amendment to Charter Regarding the Elimination of Provisions Relating to the Company's Prior Capital Structure | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
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CENTURYLINK, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL |
Ticker: CTL Security ID: 156700106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Martha H. Bejar | Management | For | For |
2 | Elect Virginia Boulet | Management | For | For |
3 | Elect Peter C. Brown | Management | For | For |
4 | Elect Kevin P. Chilton | Management | For | For |
5 | Elect Steven T. Clontz | Management | For | For |
6 | Elect T. Michael Glenn | Management | For | For |
7 | Elect W. Bruce Hanks | Management | For | For |
8 | Elect Mary L. Landrieu | Management | For | For |
9 | Elect Harvey P. Perry | Management | For | For |
10 | Elect Glen F. Post III | Management | For | For |
11 | Elect Michael J. Roberts | Management | For | For |
12 | Elect Laurie A. Siegel | Management | For | For |
13 | Elect Jeffrey K. Storey | Management | For | For |
14 | Ratification of Auditor | Management | For | Against |
15 | Increase of Authorized Common Stock | Management | For | For |
16 | Approval of NOL Rights Plan | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | Against |
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
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CHEVRON CORPORATION Meeting Date: MAY 29, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL |
Ticker: CVX Security ID: 166764100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wanda M. Austin | Management | For | For |
2 | Elect John B. Frank | Management | For | Against |
3 | Elect Alice P. Gast | Management | For | For |
4 | Elect Enrique Hernandez, Jr. | Management | For | For |
5 | Elect Charles W. Moorman, IV | Management | For | For |
6 | Elect Dambisa F. Moyo | Management | For | For |
7 | Elect Debra L. Reed-Klages | Management | For | For |
8 | Elect Ronald D. Sugar | Management | For | For |
9 | Elect Inge G. Thulin | Management | For | For |
10 | Elect D. James Umpleby | Management | For | For |
11 | Elect Michael K. Wirth | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Human Right to Water | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Formation of Climate Change Committee | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Against |
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CHIMERA INVESTMENT CORPORATION Meeting Date: MAY 30, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
Ticker: CIM Security ID: 16934Q208 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John P. Reilly | Management | For | For |
2 | Elect Matthew Lambiase | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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CHUBB LIMITED Meeting Date: MAY 16, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
Ticker: CB Security ID: H1467J104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Disposable Profit | Management | For | For |
3 | Distribution of a Dividend out of Legal Reserves | Management | For | For |
4 | Ratification of Board Acts | Management | For | For |
5 | Election of Statutory Auditors | Management | For | For |
6 | Appointment of Auditor | Management | For | For |
7 | Appointment of Special Auditor | Management | For | For |
8 | Elect Evan G. Greenberg | Management | For | For |
9 | Elect Robert M. Hernandez | Management | For | For |
10 | Elect Michael G. Atieh | Management | For | For |
11 | Elect Sheila P. Burke | Management | For | For |
12 | Elect James I. Cash, Jr. | Management | For | For |
13 | Elect Mary A. Cirillo | Management | For | For |
14 | Elect Michael P. Connors | Management | For | Against |
15 | Elect John A. Edwardson | Management | For | For |
16 | Elect Kimberly Ross | Management | For | For |
17 | Elect Robert W. Scully | Management | For | For |
18 | Elect Eugene B. Shanks, Jr. | Management | For | For |
19 | Elect Theodore Shasta | Management | For | For |
20 | Elect David H. Sidwell | Management | For | For |
21 | Elect Olivier Steimer | Management | For | For |
22 | Elect Evan G. Greenberg | Management | For | For |
23 | Elect Michael P. Connors | Management | For | For |
24 | Elect Mary A. Cirillo | Management | For | For |
25 | Elect John A. Edwardson | Management | For | For |
26 | Elect Robert M. Hernandez | Management | For | For |
27 | Appointment of Independent Proxy (Switzerland) | Management | For | For |
28 | Board Compensation | Management | For | For |
29 | Executive Compensation | Management | For | For |
30 | Advisory Vote on Executive Compensation | Management | For | For |
31 | Additional or Amended Proposals | Management | For | Against |
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CISCO SYSTEMS, INC. Meeting Date: DEC 12, 2018 Record Date: OCT 15, 2018 Meeting Type: ANNUAL |
Ticker: CSCO Security ID: 17275R102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect M. Michele Burns | Management | For | For |
2 | Elect Michael D. Capellas | Management | For | For |
3 | Elect Mark Garrett | Management | For | For |
4 | Elect Kristina M. Johnson | Management | For | For |
5 | Elect Roderick C. McGeary | Management | For | For |
6 | Elect Charles H. Robbins | Management | For | For |
7 | Elect Arun Sarin | Management | For | For |
8 | Elect Brenton L. Saunders | Management | For | For |
9 | Elect Steven M. West | Management | For | For |
10 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
14 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | Shareholder | Against | Against |
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CITIGROUP INC. Meeting Date: APR 16, 2019 Record Date: FEB 19, 2019 Meeting Type: ANNUAL |
Ticker: C Security ID: 172967424 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael L. Corbat | Management | For | For |
2 | Elect Ellen M. Costello | Management | For | For |
3 | Elect Barbara J. Desoer | Management | For | For |
4 | Elect John C. Dugan | Management | For | For |
5 | Elect Duncan P. Hennes | Management | For | For |
6 | Elect Peter B. Henry | Management | For | For |
7 | Elect S. Leslie Ireland | Management | For | For |
8 | Elect Lew W. Jacobs, IV | Management | For | For |
9 | Elect Renee J. James | Management | For | For |
10 | Elect Eugene M. McQuade | Management | For | For |
11 | Elect Gary M. Reiner | Management | For | For |
12 | Elect Diana L. Taylor | Management | For | For |
13 | Elect James S. Turley | Management | For | For |
14 | Elect Deborah C. Wright | Management | For | For |
15 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | Against |
18 | Approval of the 2019 Stock Incentive Plan | Management | For | For |
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
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CITIZENS FINANCIAL GROUP, INC. Meeting Date: APR 25, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL |
Ticker: CFG Security ID: 174610105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bruce Van Saun | Management | For | For |
2 | Elect Mark S. Casady | Management | For | For |
3 | Elect Christine M. Cumming | Management | For | For |
4 | Elect William P. Hankowsky | Management | For | For |
5 | Elect Howard W. Hanna III | Management | For | For |
6 | Elect Leo I. Higdon, Jr. | Management | For | For |
7 | Elect Edward J. Kelly, III | Management | For | For |
8 | Elect Charles J. Koch | Management | For | For |
9 | Elect Terrance J. Lillis | Management | For | For |
10 | Elect Shivan S. Subramaniam | Management | For | For |
11 | Elect Wendy A. Watson | Management | For | For |
12 | Elect Marita Zuraitis | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
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CNA FINANCIAL CORPORATION Meeting Date: APR 24, 2019 Record Date: MAR 01, 2019 Meeting Type: ANNUAL
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Ticker: CNA Security ID: 126117100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael Bless | Management | For | Withhold |
1.2 | Elect Jose O. Montemayor | Management | For | For |
1.3 | Elect Don M. Randel | Management | For | For |
1.4 | Elect Andre Rice | Management | For | For |
1.5 | Elect Dino E. Robusto | Management | For | For |
1.6 | Elect Kenneth I. Siegel | Management | For | For |
1.7 | Elect Andrew H. Tisch | Management | For | For |
1.8 | Elect Benjamin J. Tisch | Management | For | For |
1.9 | Elect James S. Tisch | Management | For | Withhold |
1.10 | Elect Jane Wang | Management | For | For |
1.11 | Elect Marvin Zonis | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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CNX RESOURCES CORPORATION Meeting Date: MAY 29, 2019 Record Date: APR 09, 2019 Meeting Type: ANNUAL |
Ticker: CNX Security ID: 12653C108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect J. Palmer Clarkson | Management | For | For |
1.2 | Elect William E. Davis | Management | For | For |
1.3 | Elect Nicholas J. Deluliis | Management | For | For |
1.4 | Elect Maureen Lally-Green | Management | For | For |
1.5 | Elect Bernard Lanigan, Jr. | Management | For | For |
1.6 | Elect William N. Thorndike, Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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COLFAX CORPORATION Meeting Date: MAY 13, 2019 Record Date: MAR 26, 2019 Meeting Type: ANNUAL
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Ticker: CFX Security ID: 194014106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mitchell P. Rales | Management | For | Against |
2 | Elect Matthew L. Trerotola | Management | For | For |
3 | Elect Patrick W. Allender | Management | For | For |
4 | Elect Thomas S. Gayner | Management | For | Against |
5 | Elect Rhonda L. Jordan | Management | For | For |
6 | Elect A. Clayton Perfall | Management | For | For |
7 | Elect Didier Teirlinck | Management | For | For |
8 | Elect Rajiv Vinnakota | Management | For | For |
9 | Elect Sharon Weinbar | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
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COLONY CAPITAL, INC. Meeting Date: MAY 07, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL |
Ticker: CLNY Security ID: 19626G108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas J. Barrack, Jr. | Management | For | For |
2 | Elect Douglas Crocker II | Management | For | For |
3 | Elect Nancy A. Curtin | Management | For | For |
4 | Elect Jon A. Fosheim | Management | For | For |
5 | Elect Craig M. Hatkoff | Management | For | For |
6 | Elect Justin Metz | Management | For | For |
7 | Elect Raymond C. Mikulich | Management | For | For |
8 | Elect George G. C. Parker | Management | For | For |
9 | Elect Charles W. Schoenherr | Management | For | For |
10 | Elect John A. Somers | Management | For | For |
11 | Elect John L. Steffens | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Ratification of Auditor | Management | For | For |
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COMCAST CORPORATION Meeting Date: JUN 05, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
Ticker: CMCSA Security ID: 20030N101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth J. Bacon | Management | For | For |
1.2 | Elect Madeline S. Bell | Management | For | For |
1.3 | Elect Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Edward D. Breen | Management | For | For |
1.5 | Elect Gerald L. Hassell | Management | For | For |
1.6 | Elect Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Maritza Gomez Montiel | Management | For | For |
1.8 | Elect Asuka Nakahara | Management | For | For |
1.9 | Elect David C. Novak | Management | For | For |
1.10 | Elect Brian L. Roberts | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Approval of the 2019 Omnibus Sharesave Plan | Management | For | For |
4 | Advisory vote on executive compensation | Management | For | For |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
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CONCHO RESOURCES INC. Meeting Date: MAY 16, 2019 Record Date: MAR 19, 2019 Meeting Type: ANNUAL |
Ticker: CXO Security ID: 20605P101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steven D. Gray | Management | For | Against |
2 | Elect Susan J. Helms | Management | For | For |
3 | Elect Gary A. Merriman | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Approval of the 2019 Stock Incentive Plan | Management | For | Against |
6 | Advisory Vote on Executive Compensation | Management | For | For |
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CONOCOPHILLIPS Meeting Date: MAY 14, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL |
Ticker: COP Security ID: 20825C104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charles E. Bunch | Management | For | For |
2 | Elect Caroline Maury Devine | Management | For | For |
3 | Elect John V. Faraci | Management | For | For |
4 | Elect Jody L Freeman | Management | For | For |
5 | Elect Gay Huey Evans | Management | For | For |
6 | Elect Jeffrey A. Joerres | Management | For | For |
7 | Elect Ryan M. Lance | Management | For | For |
8 | Elect William H. McRaven | Management | For | For |
9 | Elect Sharmila Mulligan | Management | For | For |
10 | Elect Arjun N. Murti | Management | For | For |
11 | Elect Robert A. Niblock | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
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CUMMINS INC. Meeting Date: MAY 14, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL |
Ticker: CMI Security ID: 231021106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect N. Thomas Linebarger | Management | For | For |
2 | Elect Richard J. Freeland | Management | For | For |
3 | Elect Robert J. Bernhard | Management | For | For |
4 | Elect Franklin R. Chang-Diaz | Management | For | For |
5 | Elect Bruno V. Di Leo Allen | Management | For | For |
6 | Elect Stephen B. Dobbs | Management | For | For |
7 | Elect Robert K. Herdman | Management | For | For |
8 | Elect Alexis M. Herman | Management | For | For |
9 | Elect Thomas J. Lynch | Management | For | For |
10 | Elect William I. Miller | Management | For | For |
11 | Elect Georgia R. Nelson | Management | For | For |
12 | Elect Karen H. Quintos | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Amendment to the Employee Stock Purchase Plan | Management | For | Against |
16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
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CVS HEALTH CORPORATION Meeting Date: MAY 16, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL |
Ticker: CVS Security ID: 126650100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fernando Aguirre | Management | For | For |
2 | Elect Mark T. Bertolini | Management | For | For |
3 | Elect Richard M. Bracken | Management | For | For |
4 | Elect C. David Brown II | Management | For | For |
5 | Elect Alecia A. DeCoudreaux | Management | For | For |
6 | Elect Nancy-Ann M. DeParle | Management | For | For |
7 | Elect David W. Dorman | Management | For | For |
8 | Elect Roger N. Farah | Management | For | For |
9 | Elect Anne M. Finucane | Management | For | For |
10 | Elect Edward J. Ludwig | Management | For | For |
11 | Elect Larry J. Merlo | Management | For | For |
12 | Elect Jean-Pierre Millon | Management | For | For |
13 | Elect Mary L. Schapiro | Management | For | For |
14 | Elect Richard J. Swift | Management | For | For |
15 | Elect William C. Weldon | Management | For | For |
16 | Elect Tony L. White | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Advisory Vote on Executive Compensation | Management | For | Against |
19 | Shareholder Proposal Regarding Including Legal Costs in Executive Compensation | Shareholder | Against | For |
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DELTA AIR LINES, INC. Meeting Date: JUN 20, 2019 Record Date: APR 30, 2019 Meeting Type: ANNUAL |
Ticker: DAL Security ID: 247361702 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Edward H. Bastian | Management | For | For |
2 | Elect Francis S. Blake | Management | For | For |
3 | Elect Daniel A. Carp | Management | For | For |
4 | Elect Ashton B. Carter | Management | For | For |
5 | Elect David G. DeWalt | Management | For | For |
6 | Elect William H. Easter III | Management | For | For |
7 | Elect Christopher A. Hazleton | Management | For | For |
8 | Elect Michael P. Huerta | Management | For | For |
9 | Elect Jeanne P. Jackson | Management | For | For |
10 | Elect George N. Mattson | Management | For | For |
11 | Elect Sergio A. L. Rial | Management | For | For |
12 | Elect Kathy N. Waller | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
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DOMTAR CORPORATION Meeting Date: MAY 08, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
Ticker: UFS Security ID: 257559203 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Giannella Alvarez | Management | For | For |
2 | Elect Robert E. Apple | Management | For | For |
3 | Elect David J. Illingworth | Management | For | For |
4 | Elect Brian M. Levitt | Management | For | For |
5 | Elect David G. Maffucci | Management | For | For |
6 | Elect Pamela B. Strobel | Management | For | For |
7 | Elect Denis A. Turcotte | Management | For | For |
8 | Elect John D. Williams | Management | For | For |
9 | Elect Mary A. Winston | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | Against |
11 | Ratification of Auditor | Management | For | For |
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DOWDUPONT INC. Meeting Date: MAY 23, 2019 Record Date: MAY 01, 2019 Meeting Type: SPECIAL |
Ticker: DWDP Security ID: 26078J100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reverse Stock Split | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
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DUKE ENERGY CORPORATION Meeting Date: MAY 02, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
Ticker: DUK Security ID: 26441C204 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael G. Browning | Management | For | Withhold |
1.2 | Elect Annette K. Clayton | Management | For | For |
1.3 | Elect Theodore F. Craver, Jr. | Management | For | For |
1.4 | Elect Robert M. Davis | Management | For | For |
1.5 | Elect Daniel R. DiMicco | Management | For | For |
1.6 | Elect Lynn J. Good | Management | For | For |
1.7 | Elect John T. Herron | Management | For | For |
1.8 | Elect William E. Kennard | Management | For | For |
1.9 | Elect E. Marie McKee | Management | For | Withhold |
1.10 | Elect Charles W. Moorman, IV | Management | For | For |
1.11 | Elect Marya M. Rose | Management | For | For |
1.12 | Elect Carlos A. Saladrigas | Management | For | Withhold |
1.13 | Elect Thomas E. Skains | Management | For | For |
1.14 | Elect William E. Webster, Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
5 | Shareholder Report Regarding Lobbying Report | Shareholder | Against | For |
6 | Shareholder Report Regarding Health Effects of Coal | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Report on Environmental Activities | Shareholder | Against | Against |
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DUPONT DE NEMOURS, INC. Meeting Date: JUN 25, 2019 Record Date: APR 26, 2019 Meeting Type: ANNUAL |
Ticker: DD Security ID: 26078J100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Edward D. Breen | Management | For | For |
2 | Elect Ruby R. Chandy | Management | For | For |
3 | Elect Franklin K. Clyburn, Jr. | Management | For | For |
4 | Elect Terrence R. Curtin | Management | For | For |
5 | Elect Alexander M. Cutler | Management | For | For |
6 | Elect C. Marc Doyle | Management | For | For |
7 | Elect Eleuthere I. du Pont | Management | For | For |
8 | Elect Rajiv L. Gupta | Management | For | For |
9 | Elect Luther C. Kissam IV | Management | For | For |
10 | Elect Frederick M. Lowery | Management | For | For |
11 | Elect Raymond J. Milchovich | Management | For | For |
12 | Elect Steven M. Sterin | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Plastic Pollution | Shareholder | Against | Against |
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EDISON INTERNATIONAL Meeting Date: APR 25, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
Ticker: EIX Security ID: 281020107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeanne Beliveau-Dunn | Management | For | For |
2 | Elect Michael C. Camunez | Management | For | For |
3 | Elect Vanessa C.L. Chang | Management | For | For |
4 | Elect James T. Morris | Management | For | For |
5 | Elect Timothy T. O'Toole | Management | For | For |
6 | Elect Pedro J. Pizarro | Management | For | For |
7 | Elect Linda G. Stuntz | Management | For | For |
8 | Elect William P. Sullivan | Management | For | For |
9 | Elect Ellen O. Tauscher | Management | For | For |
10 | Elect Peter J. Taylor | Management | For | For |
11 | Elect Keith Trent | Management | For | For |
12 | Elect Brett White | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
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ENTERGY CORPORATION Meeting Date: MAY 03, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
Ticker: ETR Security ID: 29364G103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John R. Burbank | Management | For | For |
2 | Elect P.J. Condon | Management | For | For |
3 | Elect Leo P. Denault | Management | For | For |
4 | Elect Kirkland H. Donald | Management | For | For |
5 | Elect Philip L. Frederickson | Management | For | For |
6 | Elect Alexis M. Herman | Management | For | For |
7 | Elect M. Elise Hyland | Management | For | For |
8 | Elect Stuart L. Levenick | Management | For | For |
9 | Elect Blanche L. Lincoln | Management | For | For |
10 | Elect Karen A. Puckett | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Approval of the 2019 Omnibus Incentive Plan | Management | For | Against |
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EXELON CORPORATION Meeting Date: APR 30, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
Ticker: EXC Security ID: 30161N101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Anthony K. Anderson | Management | For | For |
2 | Elect Ann C. Berzin | Management | For | For |
3 | Elect M. Laurie Brlas | Management | For | For |
4 | Elect Christopher M. Crane | Management | For | For |
5 | Elect Yves C. de Balmann | Management | For | Against |
6 | Elect Nicholas DeBenedictis | Management | For | For |
7 | Elect Linda P. Jojo | Management | For | Against |
8 | Elect Paul L. Joskow | Management | For | For |
9 | Elect Robert J. Lawless | Management | For | Against |
10 | Elect Richard W. Mies | Management | For | For |
11 | Elect Mayo A. Shattuck III | Management | For | For |
12 | Elect Stephen D. Steinour | Management | For | Against |
13 | Elect John F. Young | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Shareholder Proposal Regarding Report on Environmental Activities | Shareholder | Against | Against |
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EXPRESS SCRIPTS HOLDING CO Meeting Date: AUG 23, 2018 Record Date: JUL 12, 2018 Meeting Type: SPECIAL |
Ticker: ESRX Security ID: 30219G108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
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EXXON MOBIL CORPORATION Meeting Date: MAY 29, 2019 Record Date: APR 03, 2019 Meeting Type: ANNUAL |
Ticker: XOM Security ID: 30231G102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan K. Avery | Management | For | For |
2 | Elect Angela F. Braly | Management | For | For |
3 | Elect Ursula M. Burns | Management | For | Against |
4 | Elect Kenneth C. Frazier | Management | For | For |
5 | Elect Steven A. Kandarian | Management | For | For |
6 | Elect Douglas R. Oberhelman | Management | For | For |
7 | Elect Samuel J. Palmisano | Management | For | For |
8 | Elect Steven S Reinemund | Management | For | For |
9 | Elect William C. Weldon | Management | For | For |
10 | Elect Darren W. Woods | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Formation of Climate Change Committee | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
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FIFTH THIRD BANCORP Meeting Date: APR 16, 2019 Record Date: FEB 22, 2019 Meeting Type: ANNUAL |
Ticker: FITB Security ID: 316773100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nicholas K. Akins | Management | For | For |
2 | Elect B. Evan Bayh III | Management | For | For |
3 | Elect Jorge L. Benitez | Management | For | For |
4 | Elect Katherine B. Blackburn | Management | For | For |
5 | Elect Emerson L. Brumback | Management | For | For |
6 | Elect Jerry W. Burris | Management | For | For |
7 | Elect Greg D. Carmichael | Management | For | For |
8 | Elect C. Bryan Daniels | Management | For | For |
9 | Elect Thomas H. Harvey | Management | For | For |
10 | Elect Gary R. Heminger | Management | For | Against |
11 | Elect Jewell D. Hoover | Management | For | For |
12 | Elect Eileen A. Mallesch | Management | For | For |
13 | Elect Michael B. McCallister | Management | For | For |
14 | Elect Marsha C. Williams | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
18 | Approval of the 2019 Incentive Compensation Plan | Management | For | Against |
19 | Authorization of Preferred Stock | Management | For | Against |
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FORD MOTOR COMPANY Meeting Date: MAY 09, 2019 Record Date: MAR 13, 2019 Meeting Type: ANNUAL
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Ticker: F Security ID: 345370860 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stephen G. Butler | Management | For | For |
2 | Elect Kimberly A. Casiano | Management | For | For |
3 | Elect Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Edsel B. Ford II | Management | For | For |
5 | Elect William Clay Ford, Jr. | Management | For | For |
6 | Elect James P. Hackett | Management | For | For |
7 | Elect William W. Helman IV | Management | For | For |
8 | Elect William E. Kennard | Management | For | For |
9 | Elect John C. Lechleiter | Management | For | For |
10 | Elect John L. Thornton | Management | For | For |
11 | Elect John B. Veihmeyer | Management | For | For |
12 | Elect Lynn M. Vojvodich | Management | For | For |
13 | Elect John S. Weinberg | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Extension of Tax Benefits Preservation Plan | Management | For | For |
17 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
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FREEPORT-MCMORAN INC. Meeting Date: JUN 12, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
Ticker: FCX Security ID: 35671D857 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard C. Adkerson | Management | For | For |
2 | Elect Gerald J. Ford | Management | For | For |
3 | Elect Lydia H. Kennard | Management | For | For |
4 | Elect Dustan E. McCoy | Management | For | For |
5 | Elect Frances F. Townsend | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | For |
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GENERAL MOTORS CO. Meeting Date: JUN 04, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
Ticker: GM Security ID: 37045V100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mary T. Barra | Management | For | For |
2 | Elect Wesley G. Bush | Management | For | For |
3 | Elect Linda R. Gooden | Management | For | For |
4 | Elect Joseph Jimenez | Management | For | For |
5 | Elect Jane L. Mendillo | Management | For | For |
6 | Elect Judith Miscik | Management | For | For |
7 | Elect Patricia F. Russo | Management | For | For |
8 | Elect Thomas M. Schoewe | Management | For | For |
9 | Elect Theodore M. Solso | Management | For | For |
10 | Elect Carol M. Stephenson | Management | For | For |
11 | Elect Devin N. Wenig | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
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HEWLETT PACKARD ENTERPRISE COMPANY Meeting Date: APR 03, 2019 Record Date: FEB 04, 2019 Meeting Type: ANNUAL |
Ticker: HPE Security ID: 42824C109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Daniel Ammann | Management | For | For |
2 | Elect Michael J. Angelakis | Management | For | For |
3 | Elect Pamela L. Carter | Management | For | For |
4 | Elect Jean M. Hobby | Management | For | For |
5 | Elect Raymond J. Lane | Management | For | For |
6 | Elect Ann M. Livermore | Management | For | For |
7 | Elect Antonio F. Neri | Management | For | For |
8 | Elect Raymond E. Ozzie | Management | For | For |
9 | Elect Gary M. Reiner | Management | For | For |
10 | Elect Patricia F. Russo | Management | For | For |
11 | Elect Lip-Bu Tan | Management | For | For |
12 | Elect Mary Agnes Wilderotter | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
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HOSPITALITY PROPERTIES TRUST Meeting Date: JUN 13, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL |
Ticker: HPT Security ID: 44106M102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Donna D. Fraiche | Management | For | For |
2 | Elect Adam D. Portnoy | Management | For | Against |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Ratification of Auditor | Management | For | For |
5 | Amendments to Adopt Plurality Voting Standard in Contested Elections | Management | For | For |
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INTEL CORPORATION Meeting Date: MAY 16, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL |
Ticker: INTC Security ID: 458140100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Aneel Bhusri | Management | For | For |
2 | Elect Andy D. Bryant | Management | For | For |
3 | Elect Reed E. Hundt | Management | For | For |
4 | Elect Omar Ishrak | Management | For | For |
5 | Elect Risa Lavizzo-Mourey | Management | For | For |
6 | Elect Tsu-Jae King Liu | Management | For | For |
7 | Elect Gregory D. Smith | Management | For | For |
8 | Elect Robert H. Swan | Management | For | For |
9 | Elect Andrew Wilson | Management | For | For |
10 | Elect Frank D. Yeary | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2006 Equity Incentive Plan | Management | For | For |
14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | Shareholder | Against | Against |
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INTERNATIONAL PAPER COMPANY Meeting Date: MAY 13, 2019 Record Date: MAR 14, 2019 Meeting Type: ANNUAL |
Ticker: IP Security ID: 460146103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William J. Burns | Management | For | For |
2 | Elect Christopher M. Connor | Management | For | For |
3 | Elect Ahmet Cemal Dorduncu | Management | For | For |
4 | Elect Ilene S. Gordon | Management | For | For |
5 | Elect Anders Gustafsson | Management | For | Against |
6 | Elect Jacqueline C. Hinman | Management | For | For |
7 | Elect Clinton A. Lewis, Jr. | Management | For | For |
8 | Elect Kathryn D. Sullivan | Management | For | For |
9 | Elect Mark S. Sutton | Management | For | For |
10 | Elect J. Steven Whisler | Management | For | For |
11 | Elect Ray G. Young | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
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J.M. SMUCKER CO. Meeting Date: AUG 14, 2018 Record Date: JUN 18, 2018 Meeting Type: ANNUAL |
Ticker: SJMA Security ID: 832696405 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kathryn W. Dindo | Management | For | For |
2 | Elect Paul J. Dolan | Management | For | For |
3 | Elect Jay L. Henderson | Management | For | For |
4 | Elect Elizabeth Valk Long | Management | For | For |
5 | Elect Gary A. Oatey | Management | For | For |
6 | Elect Kirk L. Perry | Management | For | For |
7 | Elect Sandra Pianalto | Management | For | For |
8 | Elect Nancy Lopez Russell | Management | For | Against |
9 | Elect Alex Shumate | Management | For | For |
10 | Elect Mark T. Smucker | Management | For | For |
11 | Elect Richard K. Smucker | Management | For | For |
12 | Elect Timothy P. Smucker | Management | For | For |
13 | Elect Dawn C. Willoughby | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
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JETBLUE AIRWAYS CORPORATION Meeting Date: MAY 16, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL |
Ticker: JBLU Security ID: 477143101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect B. Ben Baldanza | Management | For | For |
2 | Elect Peter Boneparth | Management | For | For |
3 | Elect Virginia Gambale | Management | For | For |
4 | Elect Stephan Gemkow | Management | For | For |
5 | Elect Robin Hayes | Management | For | For |
6 | Elect Ellen Jewett | Management | For | For |
7 | Elect Joel Peterson | Management | For | For |
8 | Elect Sarah Robb O'Hagan | Management | For | For |
9 | Elect Frank V. Sica | Management | For | For |
10 | Elect Thomas Winkelmann | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
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JOHNSON & JOHNSON Meeting Date: APR 25, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL |
Ticker: JNJ Security ID: 478160104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mary C. Beckerle | Management | For | For |
2 | Elect D. Scott Davis | Management | For | For |
3 | Elect Ian E.L. Davis | Management | For | For |
4 | Elect Jennifer A. Doudna | Management | For | For |
5 | Elect Alex Gorsky | Management | For | For |
6 | Elect Marillyn A. Hewson | Management | For | For |
7 | Elect Mark B. McClellan | Management | For | For |
8 | Elect Anne M. Mulcahy | Management | For | For |
9 | Elect William D. Perez | Management | For | For |
10 | Elect Charles Prince | Management | For | For |
11 | Elect A. Eugene Washington | Management | For | For |
12 | Elect Ronald A. Williams | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
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JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 06, 2019 Record Date: JAN 02, 2019 Meeting Type: ANNUAL |
Ticker: JCI Security ID: G51502105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jean S. Blackwell | Management | For | For |
2 | Elect Pierre E. Cohade | Management | For | For |
3 | Elect Michael E. Daniels | Management | For | For |
4 | Elect Juan Pablo del Valle Perochena | Management | For | For |
5 | Elect W. Roy Dunbar | Management | For | For |
6 | Elect Gretchen R. Haggerty | Management | For | For |
7 | Elect Simone Menne | Management | For | For |
8 | Elect George R. Oliver | Management | For | For |
9 | Elect Carl Jurgen Tinggren | Management | For | For |
10 | Elect Mark P. Vergnano | Management | For | For |
11 | Elect R. David Yost | Management | For | For |
12 | Elect John D. Young | Management | For | For |
13 | Ratification of PricewaterhouseCoopers | Management | For | For |
14 | Authority to Set Auditor's Fees | Management | For | For |
15 | Authority to Repurchase Shares | Management | For | For |
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
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JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
Ticker: JPM Security ID: 46625H100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda B. Bammann | Management | For | For |
2 | Elect James A. Bell | Management | For | For |
3 | Elect Stephen B. Burke | Management | For | For |
4 | Elect Todd A. Combs | Management | For | For |
5 | Elect James S. Crown | Management | For | For |
6 | Elect James Dimon | Management | For | For |
7 | Elect Timothy P. Flynn | Management | For | For |
8 | Elect Mellody Hobson | Management | For | For |
9 | Elect Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Michael A. Neal | Management | For | For |
11 | Elect Lee R. Raymond | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
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KEYCORP Meeting Date: MAY 23, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
Ticker: KEY Security ID: 493267108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bruce D. Broussard | Management | For | For |
2 | Elect Charles P. Cooley | Management | For | For |
3 | Elect Gary M. Crosby | Management | For | For |
4 | Elect Alexander M. Cutler | Management | For | For |
5 | Elect H. James Dallas | Management | For | For |
6 | Elect Elizabeth R. Gile | Management | For | For |
7 | Elect Ruth Ann M. Gillis | Management | For | For |
8 | Elect William G. Gisel, Jr. | Management | For | For |
9 | Elect Carlton L. Highsmith | Management | For | For |
10 | Elect Richard J. Hipple | Management | For | For |
11 | Elect Kristen L. Manos | Management | For | For |
12 | Elect Beth E. Mooney | Management | For | For |
13 | Elect Barbara R. Snyder | Management | For | For |
14 | Elect David K. Wilson | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Approval of the 2019 Equity Compensation Plan | Management | For | Against |
18 | Increase of Authorized Common Stock | Management | For | Against |
19 | Amend Regulations to Permit the Board to Make Future Amendments | Management | For | For |
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KINDER MORGAN, INC. Meeting Date: MAY 08, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
Ticker: KMI Security ID: 49456B101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard D. Kinder | Management | For | For |
2 | Elect Steven J. Kean | Management | For | For |
3 | Elect Kimberly A. Dang | Management | For | For |
4 | Elect Ted A. Gardner | Management | For | For |
5 | Elect Anthony W. Hall, Jr. | Management | For | For |
6 | Elect Gary L. Hultquist | Management | For | For |
7 | Elect Ronald L. Kuehn, Jr. | Management | For | For |
8 | Elect Deborah A. Macdonald | Management | For | For |
9 | Elect Michael C. Morgan | Management | For | For |
10 | Elect Arthur C. Reichstetter | Management | For | For |
11 | Elect Fayez S. Sarofim | Management | For | For |
12 | Elect C. Park Shaper | Management | For | For |
13 | Elect William A. Smith | Management | For | For |
14 | Elect Joel V. Staff | Management | For | For |
15 | Elect Robert F. Vagt | Management | For | For |
16 | Elect Perry M. Waughtal | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Advisory Vote on Executive Compensation | Management | For | For |
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KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC. Meeting Date: MAY 30, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL
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Ticker: KNX Security ID: 499049104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael Garnreiter | Management | For | For |
1.2 | Elect David Vander Ploegg | Management | For | For |
1.3 | Elect Robert E. Synowicki, Jr. | Management | For | For |
1.4 | Elect David A. Jackson | Management | For | Withhold |
1.5 | Elect Kevin P. Knight | Management | For | Withhold |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
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LENNAR CORPORATION Meeting Date: APR 10, 2019 Record Date: FEB 12, 2019 Meeting Type: ANNUAL |
Ticker: LEN Security ID: 526057302 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Rick Beckwitt | Management | For | Withhold |
1.2 | Elect Irving Bolotin | Management | For | For |
1.3 | Elect Steven L. Gerard | Management | For | Withhold |
1.4 | Elect Theron I. Gilliam | Management | For | Withhold |
1.5 | Elect Sherrill W. Hudson | Management | For | Withhold |
1.6 | Elect Jonathan M. Jaffe | Management | For | For |
1.7 | Elect Sidney Lapidus | Management | For | For |
1.8 | Elect Teri P. McClure | Management | For | Withhold |
1.9 | Elect Stuart A. Miller | Management | For | For |
1.10 | Elect Armando J. Olivera | Management | For | For |
1.11 | Elect Jeffrey Sonnenfeld | Management | For | For |
1.12 | Elect Scott D. Stowell | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
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LIBERTY MEDIA CORPORATION Meeting Date: MAY 30, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
Ticker: LMCA Security ID: 531229409 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John C. Malone | Management | For | Withhold |
1.2 | Elect Robert R. Bennett | Management | For | For |
1.3 | Elect M. Ian G. Gilchrist | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
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LINCOLN NATIONAL CORPORATION Meeting Date: MAY 24, 2019 Record Date: MAR 20, 2019 Meeting Type: ANNUAL |
Ticker: LNC Security ID: 534187109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Deirdre P. Connelly | Management | For | For |
2 | Elect William H. Cunningham | Management | For | For |
3 | Elect Dennis R. Glass | Management | For | For |
4 | Elect George W. Henderson, III | Management | For | For |
5 | Elect Eric G. Johnson | Management | For | For |
6 | Elect Gary C. Kelly | Management | For | For |
7 | Elect M. Leanne Lachman | Management | For | For |
8 | Elect Michael F. Mee | Management | For | For |
9 | Elect Patrick S. Pittard | Management | For | For |
10 | Elect Isaiah Tidwell | Management | For | For |
11 | Elect Lynn M. Utter | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
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LYONDELLBASELL INDUSTRIES NV Meeting Date: MAY 31, 2019 Record Date: MAY 03, 2019 Meeting Type: ANNUAL |
Ticker: LYB Security ID: N53745100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jacques Aigrain | Management | For | For |
2 | Elect Lincoln Benet | Management | For | For |
3 | Elect Jagjeet S. Bindra | Management | For | For |
4 | Elect Robin Buchanan | Management | For | For |
5 | Elect Stephen F. Cooper | Management | For | For |
6 | Elect Nance K. Dicciani | Management | For | For |
7 | Elect Claire S. Farley | Management | For | For |
8 | Elect Isabella D. Goren | Management | For | For |
9 | Elect Michael S. Hanley | Management | For | For |
10 | Elect Albert Manifold | Management | For | For |
11 | Elect Bhavesh V. Patel | Management | For | For |
12 | Elect Rudolf ("Rudy") M.J. van der Meer | Management | For | Against |
13 | Discharge from Liability of Members of the (Prior) Management Board | Management | For | For |
14 | Discharge from Liability of Members of the (Prior) Supervisory Board | Management | For | For |
15 | Adoption of Dutch Statutory Annual Accounts for 2018 | Management | For | For |
16 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Advisory Vote on Executive Compensation | Management | For | For |
19 | Ratification and Approval of Dividends | Management | For | For |
20 | Authority to Repurchase Shares | Management | For | For |
21 | Amendment to the Long Term Incentive Plan | Management | For | For |
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MACY'S INC. Meeting Date: MAY 17, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL |
Ticker: M Security ID: 55616P104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David P. Abney | Management | For | For |
2 | Elect Francis S. Blake | Management | For | For |
3 | Elect John A. Bryant | Management | For | For |
4 | Elect Deirdre P. Connelly | Management | For | For |
5 | Elect Jeff Gennette | Management | For | For |
6 | Elect Leslie D. Hale | Management | For | For |
7 | Elect William H. Lenehan | Management | For | For |
8 | Elect Sara L. Levinson | Management | For | For |
9 | Elect Joyce M. Roche | Management | For | For |
10 | Elect Paul C. Varga | Management | For | For |
11 | Elect Marna C. Whittington | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Report on Human Rights Risks | Shareholder | Against | Against |
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MARATHON OIL CORPORATION Meeting Date: MAY 29, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL |
Ticker: MRO Security ID: 565849106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gregory H. Boyce | Management | For | For |
2 | Elect Chadwick C. Deaton | Management | For | For |
3 | Elect Marcela E. Donadio | Management | For | For |
4 | Elect Jason B. Few | Management | For | For |
5 | Elect Douglas L. Foshee | Management | For | For |
6 | Elect M. Elise Hyland | Management | For | For |
7 | Elect Lee M. Tillman | Management | For | For |
8 | Elect J. Kent Wells | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Approval of the 2019 Incentive Compensation Plan | Management | For | Against |
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MARATHON PETROLEUM CORP Meeting Date: SEP 21, 2018 Record Date: AUG 01, 2018 Meeting Type: SPECIAL |
Ticker: MPC Security ID: 56585A102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Stock Issuance for Merger | Management | For | For |
2 | Increase of Authorized Common Stock | Management | For | Against |
3 | Change in Board Size | Management | For | For |
4 | Right to Adjourn Meeting | Management | For | For |
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MARATHON PETROLEUM CORPORATION Meeting Date: APR 24, 2019 Record Date: FEB 25, 2019 Meeting Type: ANNUAL |
Ticker: MPC Security ID: 56585A102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect B. Evan Bayh III | Management | For | For |
2 | Elect Charles E. Bunch | Management | For | For |
3 | Elect Edward G. Galante | Management | For | For |
4 | Elect Kim K.W. Rucker | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Shareholder Proposal Regarding Right To Act By Written Consent | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
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MCDONALD'S CORPORATION Meeting Date: MAY 23, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL
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Ticker: MCD Security ID: 580135101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd H. Dean | Management | For | For |
2 | Elect Stephen J. Easterbrook | Management | For | For |
3 | Elect Robert A. Eckert | Management | For | For |
4 | Elect Margaret H. Georgiadis | Management | For | For |
5 | Elect Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Richard H. Lenny | Management | For | For |
7 | Elect John Mulligan | Management | For | For |
8 | Elect Sheila A. Penrose | Management | For | For |
9 | Elect John W. Rogers, Jr. | Management | For | For |
10 | Elect Paul S. Walsh | Management | For | For |
11 | Elect Miles D. White | Management | For | Against |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment Regarding Board Size | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
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MCKESSON CORPORATION Meeting Date: JUL 24, 2018 Record Date: MAY 31, 2018 Meeting Type: ANNUAL |
Ticker: MCK Security ID: 58155Q103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect N. Anthony Coles | Management | For | Against |
2 | Elect John H. Hammergren | Management | For | For |
3 | Elect M. Christine Jacobs | Management | For | For |
4 | Elect Donald R. Knauss | Management | For | For |
5 | Elect Marie L. Knowles | Management | For | For |
6 | Elect Bradley E. Lerman | Management | For | For |
7 | Elect Edward A. Mueller | Management | For | Against |
8 | Elect Susan R. Salka | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
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MEDNAX, INC. Meeting Date: MAY 16, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
Ticker: MD Security ID: 58502B106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Cesar L. Alvarez | Management | For | For |
1.2 | Elect Karey D. Barker | Management | For | For |
1.3 | Elect Waldemar A. Carlo | Management | For | Withhold |
1.4 | Elect Michael B. Fernandez | Management | For | Withhold |
1.5 | Elect Paul G. Gabos | Management | For | For |
1.6 | Elect Pascal J. Goldschmidt | Management | For | For |
1.7 | Elect Manuel Kadre | Management | For | Withhold |
1.8 | Elect Roger J. Medel | Management | For | For |
1.9 | Elect Carlos A. Migoya | Management | For | For |
1.10 | Elect Michael A. Rucker | Management | For | For |
1.11 | Elect Enrique J. Sosa | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Amendment to the 2008 Incentive Compensation Plan | Management | For | For |
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MEDTRONIC PLC Meeting Date: DEC 07, 2018 Record Date: OCT 09, 2018 Meeting Type: ANNUAL |
Ticker: MDT Security ID: G5960L103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard H. Anderson | Management | For | For |
2 | Elect Craig Arnold | Management | For | For |
3 | Elect Scott C. Donnelly | Management | For | For |
4 | Elect Randall J. Hogan, III | Management | For | For |
5 | Elect Omar Ishrak | Management | For | For |
6 | Elect Michael O. Leavitt | Management | For | For |
7 | Elect James T. Lenehan | Management | For | For |
8 | Elect Elizabeth G. Nabel | Management | For | For |
9 | Elect Denise M. O'Leary | Management | For | For |
10 | Elect Kendall J. Powell | Management | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
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MERCK & CO., INC. Meeting Date: MAY 28, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
Ticker: MRK Security ID: 58933Y105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leslie A. Brun | Management | For | For |
2 | Elect Thomas R. Cech | Management | For | For |
3 | Elect Mary Ellen Coe | Management | For | For |
4 | Elect Pamela J. Craig | Management | For | For |
5 | Elect Kenneth C. Frazier | Management | For | For |
6 | Elect Thomas H. Glocer | Management | For | For |
7 | Elect Rochelle B. Lazarus | Management | For | For |
8 | Elect Paul B. Rothman | Management | For | For |
9 | Elect Patricia F. Russo | Management | For | For |
10 | Elect Inge G. Thulin | Management | For | For |
11 | Elect Wendell P. Weeks | Management | For | Against |
12 | Elect Peter C. Wendell | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approval of the 2019 Stock Incentive Plan | Management | For | Against |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
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METLIFE, INC. Meeting Date: JUN 18, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL |
Ticker: MET Security ID: 59156R108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cheryl W. Grise | Management | For | For |
2 | Elect Carlos M. Gutierrez | Management | For | For |
3 | Elect Gerald L. Hassell | Management | For | For |
4 | Elect David L. Herzog | Management | For | For |
5 | Elect R. Glenn Hubbard | Management | For | For |
6 | Elect Edward J. Kelly, III | Management | For | For |
7 | Elect William E. Kennard | Management | For | For |
8 | Elect Michel A. Khalaf | Management | For | For |
9 | Elect James M. Kilts | Management | For | For |
10 | Elect Catherine R. Kinney | Management | For | For |
11 | Elect Diana McKenzie | Management | For | For |
12 | Elect Denise M. Morrison | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | Against |
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MFA FINANCIAL, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
Ticker: MFA Security ID: 55272X102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James A. Brodsky | Management | For | For |
2 | Elect Richard J. Byrne | Management | For | For |
3 | Elect Francis J. Oelerich III | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
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MICRON TECHNOLOGY INC. Meeting Date: JAN 17, 2019 Record Date: NOV 19, 2018 Meeting Type: ANNUAL |
Ticker: MU Security ID: 595112103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert L. Bailey | Management | For | For |
2 | Elect Richard M. Beyer | Management | For | For |
3 | Elect Patrick J. Byrne | Management | For | For |
4 | Elect Steven J. Gomo | Management | For | For |
5 | Elect Mary Pat McCarthy | Management | For | For |
6 | Elect Sanjay Mehrotra | Management | For | For |
7 | Elect Robert E. Switz | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
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MOHAWK INDUSTRIES, INC. Meeting Date: MAY 23, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL |
Ticker: MHK Security ID: 608190104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph A. Onorato | Management | For | For |
2 | Elect William H. Runge III | Management | For | For |
3 | Elect W. Christopher Wellborn | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
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MOLSON COORS BREWING COMPANY Meeting Date: MAY 22, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL
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Ticker: TAP Security ID: 60871R209 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger G. Eaton | Management | For | For |
1.2 | Elect Charles M. Herington | Management | For | For |
1.3 | Elect H. Sanford Riley | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
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MORGAN STANLEY Meeting Date: MAY 23, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
Ticker: MS Security ID: 617446448 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Elizabeth Corley | Management | For | For |
2 | Elect Alistair Darling | Management | For | For |
3 | Elect Thomas H. Glocer | Management | For | For |
4 | Elect James P. Gorman | Management | For | For |
5 | Elect Robert H. Herz | Management | For | For |
6 | Elect Nobuyuki Hirano | Management | For | For |
7 | Elect Jami Miscik | Management | For | For |
8 | Elect Dennis M. Nally | Management | For | For |
9 | Elect Takeshi Ogasawara | Management | For | For |
10 | Elect Hutham S. Olayan | Management | For | For |
11 | Elect Mary L. Schapiro | Management | For | For |
12 | Elect Perry M. Traquina | Management | For | For |
13 | Elect Rayford Wilkins, Jr. | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
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MYLAN N.V. Meeting Date: JUN 21, 2019 Record Date: MAY 24, 2019 Meeting Type: ANNUAL
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Ticker: MYL Security ID: N59465109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Heather Bresch | Management | For | For |
2 | Elect Robert J. Cindrich | Management | For | For |
3 | Elect Robert J. Coury | Management | For | For |
4 | Elect JoEllen Lyons Dillon | Management | For | For |
5 | Elect Neil F. Dimick | Management | For | For |
6 | Elect Melina Higgins | Management | For | For |
7 | Elect Harry A. Korman | Management | For | For |
8 | Elect Rajiv Malik | Management | For | For |
9 | Elect Richard A. Mark | Management | For | For |
10 | Elect Mark W. Parrish | Management | For | For |
11 | Elect Pauline van der Meer Mohr | Management | For | For |
12 | Elect Randall L. Vanderveen | Management | For | For |
13 | Elect Sjoerd S. Vollebregt | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Adoption of Dutch Annual Accounts | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Appointment of Auditor for Dutch Annual Accounts | Management | For | For |
18 | Authority to Repurchase and Reissue Shares | Management | For | For |
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
20 | Shareholder Proposal Regarding Clawback Policy (Discussion Item) | Shareholder | Against | For |
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NAVIENT CORPORATION Meeting Date: JUN 06, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
Ticker: NAVI Security ID: 63938C108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frederick Arnold | Management | For | For |
1.2 | Elect Anna Escobedo Cabral | Management | For | For |
1.3 | Elect William M. Diefenderfer, III | Management | For | For |
1.4 | Elect Katherine A. Lehman | Management | For | For |
1.5 | Elect Linda A. Mills | Management | For | For |
1.6 | Elect John F. Remondi | Management | For | For |
1.7 | Elect Jane J. Thompson | Management | For | For |
1.8 | Elect Laura S. Unger | Management | For | For |
1.9 | Elect Barry Lawson Williams | Management | For | For |
1.10 | Elect David L. Yowan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
5 | Elect Marjorie L. Bowen | Management | For | For |
6 | Elect Larry A. Klane | Management | For | For |
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NEW RESIDENTIAL INVESTMENT CORP. Meeting Date: MAY 23, 2019 Record Date: MAR 26, 2019 Meeting Type: ANNUAL |
Ticker: NRZ Security ID: 64828T201 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Douglas L. Jacobs | Management | For | For |
1.2 | Elect Robert J. McGinnis | Management | For | For |
1.3 | Elect Andrew Sloves | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
4 | Shareholder Proposal Regarding Board Diversity Report | Shareholder | None | Abstain |
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NOBLE ENERGY, INC. Meeting Date: APR 23, 2019 Record Date: FEB 22, 2019 Meeting Type: ANNUAL |
Ticker: NBL Security ID: 655044105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey L. Berenson | Management | For | For |
2 | Elect Michael A. Cawley | Management | For | For |
3 | Elect James E. Craddock | Management | For | For |
4 | Elect Barbara J. Duganier | Management | For | For |
5 | Elect Thomas J. Edelman | Management | For | For |
6 | Elect Holli C. Ladhani | Management | For | For |
7 | Elect David L. Stover | Management | For | For |
8 | Elect Scott D. Urban | Management | For | For |
9 | Elect William T. Van Kleef | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Amendment to the 2017 Long-Term Incentive Plan | Management | For | For |
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NUCOR CORPORATION Meeting Date: MAY 09, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
Ticker: NUE Security ID: 670346105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lloyd J Austin III | Management | For | For |
1.2 | Elect Patrick J. Dempsey | Management | For | For |
1.3 | Elect John J. Ferriola | Management | For | For |
1.4 | Elect Victoria F. Haynes | Management | For | For |
1.5 | Elect Christopher J. Kearney | Management | For | For |
1.6 | Elect Laurette T. Koellner | Management | For | For |
1.7 | Elect John H. Walker | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
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OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 10, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL |
Ticker: OXY Security ID: 674599105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Spencer Abraham | Management | For | For |
2 | Elect Eugene L. Batchelder | Management | For | For |
3 | Elect Margaret M. Foran | Management | For | For |
4 | Elect Carlos M. Gutierrez | Management | For | For |
5 | Elect Vicki A. Hollub | Management | For | For |
6 | Elect William R. Klesse | Management | For | For |
7 | Elect Jack B. Moore | Management | For | For |
8 | Elect Avedick B. Poladian | Management | For | For |
9 | Elect Elisse B. Walter | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
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OLIN CORPORATION Meeting Date: APR 25, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL |
Ticker: OLN Security ID: 680665205 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect C. Robert Bunch | Management | For | For |
2 | Elect Randall W. Larrimore | Management | For | For |
3 | Elect John M. B. O'Connor | Management | For | For |
4 | Elect Scott M. Sutton | Management | For | For |
5 | Elect William H. Weideman | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
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ONEMAIN HOLDINGS, INC. Meeting Date: MAY 21, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL |
Ticker: OMF Security ID: 68268W103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Aneek S. Mamik | Management | For | For |
1.2 | Elect Richard A. Smith | Management | For | For |
1.3 | Elect Valerie Soranno Keating | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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ORACLE CORP. Meeting Date: NOV 14, 2018 Record Date: SEP 17, 2018 Meeting Type: ANNUAL |
Ticker: ORCL Security ID: 68389X105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jeffrey S. Berg | Management | For | For |
1.2 | Elect Michael J. Boskin | Management | For | For |
1.3 | Elect Safra A. Catz | Management | For | Withhold |
1.4 | Elect Bruce R. Chizen | Management | For | For |
1.5 | Elect George H. Conrades | Management | For | Withhold |
1.6 | Elect Lawrence J. Ellison | Management | For | Withhold |
1.7 | Elect Hector Garcia-Molina | Management | For | For |
1.8 | Elect Jeffrey O. Henley | Management | For | Withhold |
1.9 | Elect Mark V. Hurd | Management | For | Withhold |
1.10 | Elect Renee J. James | Management | For | Withhold |
1.11 | Elect Charles W. Moorman, IV | Management | For | For |
1.12 | Elect Leon E. Panetta | Management | For | Withhold |
1.13 | Elect William G. Parrett | Management | For | For |
1.14 | Elect Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
4 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
7 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
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OWENS CORNING Meeting Date: APR 18, 2019 Record Date: FEB 19, 2019 Meeting Type: ANNUAL |
Ticker: OC Security ID: 690742101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Adrienne D. Elsner | Management | For | For |
2 | Elect J. Brian Ferguson | Management | For | For |
3 | Elect Ralph F. Hake | Management | For | For |
4 | Elect Edward F. Lonergan | Management | For | For |
5 | Elect Maryann T. Mannen | Management | For | For |
6 | Elect W. Howard Morris | Management | For | For |
7 | Elect Suzanne P. Nimocks | Management | For | For |
8 | Elect Michael H. Thaman | Management | For | For |
9 | Elect John D. Williams | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Approval of the 2019 Stock Plan | Management | For | Against |
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PACCAR INC. Meeting Date: APR 30, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
Ticker: PCAR Security ID: 693718108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark C. Pigott | Management | For | For |
2 | Elect Ronald E. Armstrong | Management | For | For |
3 | Elect Alison J. Carnwath | Management | For | For |
4 | Elect Franklin L Feder | Management | For | For |
5 | Elect Beth E. Ford | Management | For | For |
6 | Elect Kirk S. Hachigian | Management | For | For |
7 | Elect Roderick C. McGeary | Management | For | For |
8 | Elect John M. Pigott | Management | For | For |
9 | Elect Mark A. Schulz | Management | For | For |
10 | Elect Gregory M. Spierkel | Management | For | For |
11 | Elect Charles R. Williamson | Management | For | For |
12 | Shareholder Proposal Regarding Right to Act By Written Consent | Shareholder | Against | Against |
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PACWEST BANCORP Meeting Date: MAY 13, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL |
Ticker: PACW Security ID: 695263103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Tanya M. Acker | Management | For | For |
2 | Elect Paul R. Burke | Management | For | For |
3 | Elect Craig A. Carlson | Management | For | For |
4 | Elect John M. Eggemeyer | Management | For | For |
5 | Elect C. William Hosler | Management | For | For |
6 | Elect Susan E. Lester | Management | For | For |
7 | Elect Roger H. Molvar | Management | For | For |
8 | Elect James J. Pieczynski | Management | For | For |
9 | Elect Daniel B. Platt | Management | For | For |
10 | Elect Robert A. Stine | Management | For | For |
11 | Elect Matthew P. Wagner | Management | For | For |
12 | Elect Mark T. Yung | Management | For | Against |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Ratification of Auditor | Management | For | For |
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PARK HOTELS & RESORTS INC. Meeting Date: APR 26, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
Ticker: PK Security ID: 700517105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Gordon M. Bethune | Management | For | For |
3 | Elect Patricia M. Bedient | Management | For | For |
4 | Elect Geoffrey Garrett | Management | For | For |
5 | Elect Christie B. Kelly | Management | For | Against |
6 | Elect Joseph I. Lieberman | Management | For | For |
7 | Elect Timothy J. Naughton | Management | For | Against |
8 | Elect Stephen I. Sadove | Management | For | For |
9 | Elimination of Supermajority Requirement | Management | For | For |
10 | Increase Stock Ownership Limitations | Management | For | For |
11 | Decrease Threshold Required to Call a Special Meeting | Management | For | For |
12 | Opt out of Section 203 of the DGCL | Management | For | For |
13 | Other Charter Amendments | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
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PARSLEY ENERGY, INC. Meeting Date: MAY 24, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL |
Ticker: PE Security ID: 701877102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William Browning | Management | For | For |
2 | Elect David H. Smith | Management | For | For |
3 | Elect Jerry Windlinger | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
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PBF ENERGY INC. Meeting Date: MAY 23, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL |
Ticker: PBF Security ID: 69318G106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas J. Nimbley | Management | For | For |
2 | Elect Spencer Abraham | Management | For | For |
3 | Elect Wayne A. Budd | Management | For | For |
4 | Elect S. Eugene Edwards | Management | For | For |
5 | Elect William E. Hantke | Management | For | For |
6 | Elect Edward F. Kosnik | Management | For | For |
7 | Elect Robert J. Lavinia | Management | For | For |
8 | Elect Kimberly S. Lubel | Management | For | For |
9 | Elect George E. Ogden | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
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PENSKE AUTOMOTIVE GROUP, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL |
Ticker: PAG Security ID: 70959W103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John D. Barr | Management | For | For |
1.2 | Elect Lisa Davis | Management | For | For |
1.3 | Elect Wolfgang Durheimer | Management | For | For |
1.4 | Elect Michael R. Eisenson | Management | For | For |
1.5 | Elect Robert H. Kurnick, Jr. | Management | For | For |
1.6 | Elect Kimberly J. McWaters | Management | For | Withhold |
1.7 | Elect Roger S. Penske | Management | For | For |
1.8 | Elect Roger S. Penske, Jr. | Management | For | For |
1.9 | Elect Sandra E. Pierce | Management | For | For |
1.10 | Elect Greg C. Smith | Management | For | For |
1.11 | Elect Ronald G. Steinhart | Management | For | For |
1.12 | Elect H. Brian Thompson | Management | For | Withhold |
1.13 | Elect Masashi Yamanaka | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
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PFIZER INC. Meeting Date: APR 25, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL |
Ticker: PFE Security ID: 717081103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ronald E. Blaylock | Management | For | For |
2 | Elect Albert Bourla | Management | For | For |
3 | Elect W. Don Cornwell | Management | For | For |
4 | Elect Joseph J. Echevarria | Management | For | For |
5 | Elect Helen H. Hobbs | Management | For | For |
6 | Elect James M. Kilts | Management | For | For |
7 | Elect Dan R. Littman | Management | For | For |
8 | Elect Shantanu Narayen | Management | For | For |
9 | Elect Suzanne Nora Johnson | Management | For | For |
10 | Elect Ian C. Read | Management | For | For |
11 | Elect James C. Smith | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approve the 2019 Stock Plan | Management | For | Against |
15 | Shareholder Proposal Regarding Right To Act By Written Consent | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | Shareholder | Against | Against |
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PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 01, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL |
Ticker: PM Security ID: 718172109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andre Calantzopoulos | Management | For | For |
2 | Elect Louis C. Camilleri | Management | For | Against |
3 | Elect Massimo Ferragamo | Management | For | For |
4 | Elect Werner Geissler | Management | For | For |
5 | Elect Lisa A. Hook | Management | For | For |
6 | Elect Jennifer Xin-Zhe Li | Management | For | For |
7 | Elect Jun Makihara | Management | For | For |
8 | Elect Kalpana Morparia | Management | For | For |
9 | Elect Lucio A. Noto | Management | For | For |
10 | Elect Frederik Paulsen | Management | For | For |
11 | Elect Robert B. Polet | Management | For | For |
12 | Elect Stephen M. Wolf | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
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PHILLIPS 66 Meeting Date: MAY 08, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
Ticker: PSX Security ID: 718546104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Greg C. Garland | Management | For | For |
2 | Elect Gary K. Adams | Management | For | For |
3 | Elect John E. Lowe | Management | For | For |
4 | Elect Denise L. Ramos | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
8 | Shareholder Proposal Regarding Report on Plastic Pollution | Shareholder | Against | For |
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PPL CORPORATION Meeting Date: MAY 14, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL |
Ticker: PPL Security ID: 69351T106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John W. Conway | Management | For | For |
2 | Elect Steven G. Elliott | Management | For | For |
3 | Elect Raja Rajamannar | Management | For | For |
4 | Elect Craig A. Rogerson | Management | For | For |
5 | Elect William H. Spence | Management | For | For |
6 | Elect Natica von Althann | Management | For | For |
7 | Elect Keith H. Williamson | Management | For | For |
8 | Elect Phoebe A. Wood | Management | For | For |
9 | Elect Armando Zagalo de Lima | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
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PRINCIPAL FINANCIAL GROUP, INC. Meeting Date: MAY 21, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL |
Ticker: PFG Security ID: 74251V102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael T. Dan | Management | For | For |
2 | Elect C. Daniel Gelatt | Management | For | For |
3 | Elect Sandra L. Helton | Management | For | For |
4 | Elect Blair C. Pickerell | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratification of Auditor | Management | For | For |
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PROCTER & GAMBLE CO. Meeting Date: OCT 09, 2018 Record Date: AUG 10, 2018 Meeting Type: ANNUAL |
Ticker: PG Security ID: 742718109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Francis S. Blake | Management | For | For |
2 | Elect Angela F. Braly | Management | For | For |
3 | Elect Amy L. Chang | Management | For | For |
4 | Elect Kenneth I. Chenault | Management | For | For |
5 | Elect Scott D. Cook | Management | For | For |
6 | Elect Joseph Jimenez | Management | For | For |
7 | Elect Terry J. Lundgren | Management | For | For |
8 | Elect W. James McNerney, Jr. | Management | For | For |
9 | Elect Nelson Peltz | Management | For | For |
10 | Elect David. S. Taylor | Management | For | For |
11 | Elect Margaret C. Whitman | Management | For | For |
12 | Elect Patricia A. Woertz | Management | For | For |
13 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
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QURATE RETAIL, INC. Meeting Date: MAY 30, 2019 Record Date: APR 08, 2019 Meeting Type: ANNUAL |
Ticker: QRTEA Security ID: 74915M100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John C. Malone | Management | For | Withhold |
1.2 | Elect M. Ian G. Gilchrist | Management | For | Withhold |
1.3 | Elect Mark Vadon | Management | For | Withhold |
1.4 | Elect Andrea L. Wong | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
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RALPH LAUREN CORP Meeting Date: AUG 01, 2018 Record Date: JUN 04, 2018 Meeting Type: ANNUAL |
Ticker: RL Security ID: 751212101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank A. Bennack, Jr. | Management | For | Withhold |
1.2 | Elect Joel L. Fleishman | Management | For | Withhold |
1.3 | Elect Michael A. George | Management | For | Withhold |
1.4 | Elect Hubert Joly | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
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RANGE RESOURCES CORPORATION Meeting Date: MAY 15, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
Ticker: RRC Security ID: 75281A109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Brenda A. Cline | Management | For | For |
2 | Elect Anthony V. Dub | Management | For | For |
3 | Elect James M. Funk | Management | For | For |
4 | Elect Steven D. Gray | Management | For | For |
5 | Elect Christopher A. Helms | Management | For | For |
6 | Elect Gregory G. Maxwell | Management | For | For |
7 | Elect Steffen E. Palko | Management | For | For |
8 | Elect Jeffrey L. Ventura | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Approval of the 2019 Equity-Based Compensation Plan | Management | For | Against |
11 | Ratification of Auditor | Management | For | For |
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REALOGY HOLDINGS CORP. Meeting Date: MAY 01, 2019 Record Date: MAR 12, 2019 Meeting Type: ANNUAL |
Ticker: RLGY Security ID: 75605Y106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fiona P. Dias | Management | For | For |
2 | Elect Matthew J. Espe | Management | For | For |
3 | Elect V. Ann Hailey | Management | For | For |
4 | Elect Bryson R Koehler | Management | For | For |
5 | Elect Duncan L. Niederauer | Management | For | For |
6 | Elect Ryan M. Schneider | Management | For | For |
7 | Elect Enrique Silva | Management | For | For |
8 | Elect Sherry M. Smith | Management | For | For |
9 | Elect Chris S. Terrill | Management | For | For |
10 | Elect Michael J. Williams | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Elimination of Supermajority Requirement | Management | For | For |
14 | Amendment to Articles to Remove Outdated Language Related to Board Classification | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
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REGIONS FINANCIAL CORPORATION Meeting Date: APR 24, 2019 Record Date: FEB 25, 2019 Meeting Type: ANNUAL |
Ticker: RF Security ID: 7591EP100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carolyn H. Byrd | Management | For | For |
2 | Elect Don DeFosset | Management | For | For |
3 | Elect Samuel A. Di Piazza, Jr. | Management | For | For |
4 | Elect Eric C. Fast | Management | For | For |
5 | Elect Zhanna Golodryga | Management | For | For |
6 | Elect John D. Johns | Management | For | For |
7 | Elect Ruth Ann Marshall | Management | For | For |
8 | Elect Charles D. McCrary | Management | For | For |
9 | Elect James T. Prokopanko | Management | For | For |
10 | Elect Lee J. Styslinger III | Management | For | For |
11 | Elect Jose S. Suquet | Management | For | For |
12 | Elect John M. Turner, Jr. | Management | For | For |
13 | Elect Timothy Vines | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
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RELIANCE STEEL & ALUMINUM CO. Meeting Date: MAY 15, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
Ticker: RS Security ID: 759509102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sarah J. Anderson | Management | For | For |
2 | Elect Karen W. Colonias | Management | For | For |
3 | Elect John G. Figueroa | Management | For | For |
4 | Elect David H. Hannah | Management | For | For |
5 | Elect Mark V. Kaminski | Management | For | For |
6 | Elect Robert A. McEvoy | Management | For | For |
7 | Elect Gregg J. Mollins | Management | For | For |
8 | Elect Andrew G. Sharkey III | Management | For | For |
9 | Elect Douglas W. Stotlar | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
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ROYAL CARIBBEAN CRUISES LTD. Meeting Date: MAY 30, 2019 Record Date: APR 10, 2019 Meeting Type: ANNUAL |
Ticker: RCL Security ID: V7780T103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John F. Brock | Management | For | For |
2 | Elect Richard D. Fain | Management | For | For |
3 | Elect Stephen R. Howe, Jr | Management | For | For |
4 | Elect William L. Kimsey | Management | For | For |
5 | Elect Maritza Gomez Montiel | Management | For | For |
6 | Elect Ann S. Moore | Management | For | For |
7 | Elect Eyal M. Ofer | Management | For | For |
8 | Elect Thomas J. Pritzker | Management | For | For |
9 | Elect William K. Reilly | Management | For | For |
10 | Elect Vagn Sorensen | Management | For | For |
11 | Elect Donald Thompson | Management | For | For |
12 | Elect Arne Alexander Wilhelmsen | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
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RYDER SYSTEM, INC. Meeting Date: MAY 03, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL |
Ticker: R Security ID: 783549108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert J. Eck | Management | For | For |
2 | Elect Robert A. Hagemann | Management | For | For |
3 | Elect Michael F. Hilton | Management | For | Against |
4 | Elect Tamara L. Lundgren | Management | For | For |
5 | Elect Luis P. Nieto, Jr. | Management | For | For |
6 | Elect David G. Nord | Management | For | For |
7 | Elect Robert E. Sanchez | Management | For | For |
8 | Elect Abbie J. Smith | Management | For | For |
9 | Elect E. Follin Smith | Management | For | For |
10 | Elect Dmitri L. Stockton | Management | For | For |
11 | Elect Hansel E. Tookes II | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Approval of the 2019 Equity and Incentive Compensation Plan | Management | For | Against |
15 | Elimination of Supermajority Requirement on Shareholder Action by Written Consent | Management | For | For |
16 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
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SANTANDER CONSUMER USA HOLDINGS INC. Meeting Date: JUN 11, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
Ticker: SC Security ID: 80283M101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mahesh Aditya | Management | For | For |
1.2 | Elect Jose Doncel | Management | For | For |
1.3 | Elect Stephen A. Ferriss | Management | For | For |
1.4 | Elect Victor Hill | Management | For | For |
1.5 | Elect Edith E. Holiday | Management | For | For |
1.6 | Elect Javier Maldonado | Management | For | Withhold |
1.7 | Elect Robert J. McCarthy | Management | For | For |
1.8 | Elect William F. Muir | Management | For | For |
1.9 | Elect Scott Powell | Management | For | For |
1.10 | Elect William Rainer | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Shareholder Proposal Regarding Report on Risk of Discrimination in Vehicle Lending | Shareholder | Against | For |
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SCHLUMBERGER LTD. Meeting Date: APR 03, 2019 Record Date: FEB 13, 2019 Meeting Type: ANNUAL |
Ticker: SLB Security ID: 806857108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter L.S. Currie | Management | For | For |
2 | Elect Miguel M. Galuccio | Management | For | For |
3 | Elect Paal Kibsgaard | Management | For | For |
4 | Elect Nikolay Kudryavtsev | Management | For | For |
5 | Elect Tatyana A. Mitrova | Management | For | For |
6 | Elect Indra K. Nooyi | Management | For | For |
7 | Elect Lubna S. Olayan | Management | For | For |
8 | Elect Mark G. Papa | Management | For | For |
9 | Elect Leo Rafael Reif | Management | For | For |
10 | Elect Henri Seydoux | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
12 | Approval of Financial Statements/Dividends | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Management | For | Against |
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SENIOR HOUSING PROPERTIES TRUST Meeting Date: MAY 21, 2019 Record Date: FEB 28, 2019 Meeting Type: ANNUAL |
Ticker: SNH Security ID: 81721M109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John L. Harrington | Management | For | For |
2 | Elect Adam D. Portnoy | Management | For | Abstain |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
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SOUTHWEST AIRLINES CO. Meeting Date: MAY 15, 2019 Record Date: MAR 19, 2019 Meeting Type: ANNUAL |
Ticker: LUV Security ID: 844741108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David W. Biegler | Management | For | For |
2 | Elect J. Veronica Biggins | Management | For | For |
3 | Elect Douglas H. Brooks | Management | For | For |
4 | Elect William H. Cunningham | Management | For | For |
5 | Elect John G. Denison | Management | For | For |
6 | Elect Thomas W. Gilligan | Management | For | For |
7 | Elect Gary C. Kelly | Management | For | For |
8 | Elect Grace D. Lieblein | Management | For | For |
9 | Elect Nancy B. Loeffler | Management | For | For |
10 | Elect John T. Montford | Management | For | For |
11 | Elect Ron Ricks | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
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SPIRIT REALTY CAPITAL, INC. Meeting Date: MAY 09, 2019 Record Date: MAR 14, 2019 Meeting Type: ANNUAL |
Ticker: SRC Security ID: 84860W300 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jackson Hsieh | Management | For | Against |
2 | Elect Kevin M. Charlton | Management | For | Against |
3 | Elect Todd A. Dunn | Management | For | For |
4 | Elect Richard I. Gilchrist | Management | For | Against |
5 | Elect Sheli Z. Rosenberg | Management | For | Against |
6 | Elect Thomas D. Senkbeil | Management | For | For |
7 | Elect Nicholas P. Shepherd | Management | For | For |
8 | Elect Diana M. Laing | Management | For | For |
9 | Elect Elizabeth F. Frank | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Amendment to the 2012 Incentive Award Plan | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
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STATE STREET CORPORATION Meeting Date: MAY 15, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL |
Ticker: STT Security ID: 857477103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kennett F. Burnes | Management | For | For |
2 | Elect Patrick de Saint-Aignan | Management | For | For |
3 | Elect Lynn A. Dugle | Management | For | For |
4 | Elect Amelia C. Fawcett | Management | For | For |
5 | Elect William C. Freda | Management | For | For |
6 | Elect Joseph L. Hooley | Management | For | For |
7 | Elect Sara Mathew | Management | For | For |
8 | Elect William L. Meaney | Management | For | For |
9 | Elect Ronald. P. O'Hanley | Management | For | For |
10 | Elect Sean O'Sullivan | Management | For | For |
11 | Elect Richard P. Sergel | Management | For | For |
12 | Elect Gregory L. Summe | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
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SUNTRUST BANKS, INC. Meeting Date: APR 23, 2019 Record Date: FEB 13, 2019 Meeting Type: ANNUAL |
Ticker: STI Security ID: 867914103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Agnes Bundy Scanlan | Management | For | For |
2 | Elect Dallas S. Clement | Management | For | For |
3 | Elect Paul D. Donahue | Management | For | For |
4 | Elect Paul R. Garcia | Management | For | For |
5 | Elect Donna S. Morea | Management | For | For |
6 | Elect David M. Ratcliffe | Management | For | For |
7 | Elect William H. Rogers, Jr. | Management | For | For |
8 | Elect Frank P. Scruggs, Jr. | Management | For | For |
9 | Elect Bruce L. Tanner | Management | For | For |
10 | Elect Steven C. Voorhees | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
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SYNCHRONY FINANCIAL Meeting Date: MAY 23, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL |
Ticker: SYF Security ID: 87165B103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Margaret M. Keane | Management | For | For |
2 | Elect Paget L. Alves | Management | For | For |
3 | Elect Arthur W. Coviello, Jr. | Management | For | For |
4 | Elect William W. Graylin | Management | For | For |
5 | Elect Roy A. Guthrie | Management | For | For |
6 | Elect Richard C. Hartnack | Management | For | For |
7 | Elect Jeffrey G. Naylor | Management | For | For |
8 | Elect Laurel J. Richie | Management | For | For |
9 | Elect Olympia J. Snowe | Management | For | For |
10 | Elect Ellen M. Zane | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
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TARGET CORPORATION Meeting Date: JUN 12, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL
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Ticker: TGT Security ID: 87612E106 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Roxanne S. Austin | Management | For | For |
2 | Elect Douglas M. Baker, Jr. | Management | For | For |
3 | Elect George S. Barrett | Management | For | For |
4 | Elect Brian C. Cornell | Management | For | For |
5 | Elect Calvin Darden | Management | For | For |
6 | Elect Henrique De Castro | Management | For | For |
7 | Elect Robert L. Edwards | Management | For | For |
8 | Elect Melanie L. Healey | Management | For | For |
9 | Elect Donald R. Knauss | Management | For | For |
10 | Elect Monica C. Lozano | Management | For | For |
11 | Elect Mary E. Minnick | Management | For | For |
12 | Elect Kenneth L. Salazar | Management | For | For |
13 | Elect Dmitri L. Stockton | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
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TELEPHONE & DATA SYSTEMS, INC. Meeting Date: MAY 23, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL |
Ticker: TDS Security ID: 879433829 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Clarence A. Davis | Management | For | For |
2 | Elect George W. Off | Management | For | For |
3 | Elect Wade Oosterman | Management | For | For |
4 | Elect Gary L. Sugarman | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
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THE ALLSTATE CORPORATION Meeting Date: MAY 21, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
Ticker: ALL Security ID: 020002101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kermit R. Crawford | Management | For | For |
2 | Elect Michael L. Eskew | Management | For | For |
3 | Elect Margaret M. Keane | Management | For | For |
4 | Elect Siddharth N. Mehta | Management | For | For |
5 | Elect Jacques P. Perold | Management | For | For |
6 | Elect Andrea Redmond | Management | For | For |
7 | Elect Gregg M. Sherrill | Management | For | For |
8 | Elect Judith A. Sprieser | Management | For | For |
9 | Elect Perry M. Traquina | Management | For | For |
10 | Elect Thomas J. Wilson | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Approval of the 2019 Equity Incentive Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
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THE BANK OF NEW YORK MELLON CORPORATION Meeting Date: APR 09, 2019 Record Date: FEB 12, 2019 Meeting Type: ANNUAL |
Ticker: BK Security ID: 064058100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steven D. Black | Management | For | For |
2 | Elect Linda Z. Cook | Management | For | For |
3 | Elect Joseph J. Echevarria | Management | For | For |
4 | Elect Edward P. Garden | Management | For | For |
5 | Elect Jeffrey A. Goldstein | Management | For | For |
6 | Elect John M. Hinshaw | Management | For | For |
7 | Elect Edmund F. Kelly | Management | For | For |
8 | Elect Jennifer B. Morgan | Management | For | For |
9 | Elect Elizabeth E. Robinson | Management | For | For |
10 | Elect Charles W. Scharf | Management | For | For |
11 | Elect Samuel C. Scott III | Management | For | For |
12 | Elect Alfred W. Zollar | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Adoption of Shareholder Written Consent Right | Management | For | For |
16 | Approval of 2019 Long-Term Incentive Plan | Management | For | Against |
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
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THE GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 02, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
Ticker: GS Security ID: 38141G104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect M. Michele Burns | Management | For | Against |
2 | Elect Drew G. Faust | Management | For | For |
3 | Elect Mark Flaherty | Management | For | For |
4 | Elect Ellen J. Kullman | Management | For | Against |
5 | Elect Lakshmi N. Mittal | Management | For | Against |
6 | Elect Adebayo O. Ogunlesi | Management | For | For |
7 | Elect Peter Oppenheimer | Management | For | For |
8 | Elect David M. Solomon | Management | For | For |
9 | Elect Jan E. Tighe | Management | For | For |
10 | Elect David A. Viniar | Management | For | For |
11 | Elect Mark O. Winkelman | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
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THE GOODYEAR TIRE & RUBBER COMPANY Meeting Date: APR 08, 2019 Record Date: FEB 12, 2019 Meeting Type: ANNUAL
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Ticker: GT Security ID: 382550101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James A. Firestone | Management | For | For |
2 | Elect Werner Geissler | Management | For | For |
3 | Elect Peter S. Hellman | Management | For | For |
4 | Elect Laurette T. Koellner | Management | For | For |
5 | Elect Richard J. Kramer | Management | For | For |
6 | Elect W. Alan McCollough | Management | For | For |
7 | Elect John E. McGlade | Management | For | For |
8 | Elect Michael J. Morell | Management | For | For |
9 | Elect Roderick A. Palmore | Management | For | For |
10 | Elect Stephanie A. Streeter | Management | For | For |
11 | Elect Thomas H. Weidemeyer | Management | For | For |
12 | Elect Michael R. Wessel | Management | For | For |
13 | Elect Thomas L. Williams | Management | For | Against |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
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THE HARTFORD FINANCIAL SERVICES GROUP, INC. Meeting Date: MAY 15, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL |
Ticker: HIG Security ID: 416515104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert B. Allardice, III | Management | For | For |
2 | Elect Carlos Dominguez | Management | For | For |
3 | Elect Trevor Fetter | Management | For | For |
4 | Elect Stephen P. McGill | Management | For | For |
5 | Elect Kathryn A. Mikells | Management | For | For |
6 | Elect Michael G. Morris | Management | For | For |
7 | Elect Julie G. Richardson | Management | For | For |
8 | Elect Teresa W. Roseborough | Management | For | For |
9 | Elect Virginia P. Ruesterholz | Management | For | For |
10 | Elect Christopher J. Swift | Management | For | For |
11 | Elect Greig Woodring | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
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THE KROGER CO. Meeting Date: JUN 27, 2019 Record Date: MAY 01, 2019 Meeting Type: ANNUAL |
Ticker: KR Security ID: 501044101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nora. A. Aufreiter | Management | For | For |
2 | Elect Anne Gates | Management | For | For |
3 | Elect Susan J. Kropf | Management | For | For |
4 | Elect W. Rodney McMullen | Management | For | Against |
5 | Elect Jorge P. Montoya | Management | For | For |
6 | Elect Clyde R. Moore | Management | For | For |
7 | Elect James A. Runde | Management | For | For |
8 | Elect Ronald L. Sargent | Management | For | For |
9 | Elect Bobby S. Shackouls | Management | For | For |
10 | Elect Mark S. Sutton | Management | For | For |
11 | Elect Ashok Vemuri | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Approval of the 2019 Long-Term Incentive Plan | Management | For | Against |
14 | Amend Regulations to Permit the Board to Amend the Regulations | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
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THE MOSAIC COMPANY Meeting Date: MAY 23, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL
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Ticker: MOS Security ID: 61945C103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cheryl K. Beebe | Management | For | For |
2 | Elect Oscar P. Bernardes | Management | For | Against |
3 | Elect Nancy E. Cooper | Management | For | For |
4 | Elect Gregory L. Ebel | Management | For | For |
5 | Elect Timothy S. Gitzel | Management | For | For |
6 | Elect Denise C. Johnson | Management | For | For |
7 | Elect Emery N. Koenig | Management | For | For |
8 | Elect William T. Monahan | Management | For | For |
9 | Elect James C. O'Rourke | Management | For | For |
10 | Elect Steven M. Seibert | Management | For | For |
11 | Elect Luciano Siani Pires | Management | For | For |
12 | Elect Kelvin R. Westbrook | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
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THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 23, 2019 Record Date: FEB 01, 2019 Meeting Type: ANNUAL |
Ticker: PNC Security ID: 693475105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph Alvarado | Management | For | For |
2 | Elect Charles E. Bunch | Management | For | For |
3 | Elect Debra A. Cafaro | Management | For | For |
4 | Elect Marjorie Rodgers Cheshire | Management | For | For |
5 | Elect William S. Demchak | Management | For | For |
6 | Elect Andrew T. Feldstein | Management | For | For |
7 | Elect Richard J. Harshman | Management | For | Against |
8 | Elect Daniel R. Hesse | Management | For | For |
9 | Elect Richard B. Kelson | Management | For | For |
10 | Elect Linda R. Medler | Management | For | For |
11 | Elect Martin Pfinsgraff | Management | For | For |
12 | Elect Toni Townes-Whitley | Management | For | For |
13 | Elect Michael J. Ward | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
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THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 26, 2019 Meeting Type: ANNUAL |
Ticker: TRV Security ID: 89417E109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan L. Beller | Management | For | For |
2 | Elect Janet M. Dolan | Management | For | For |
3 | Elect Patricia L. Higgins | Management | For | For |
4 | Elect William J. Kane | Management | For | For |
5 | Elect Clarence Otis, Jr. | Management | For | For |
6 | Elect Philip T. Ruegger III | Management | For | For |
7 | Elect Todd C. Schermerhorn | Management | For | For |
8 | Elect Alan D. Schnitzer | Management | For | For |
9 | Elect Donald J. Shepard | Management | For | For |
10 | Elect Laurie J. Thomsen | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Amendment to the 2014 Stock Incentive Plan | Management | For | For |
14 | Shareholder Proposal Regarding Diversity Reporting | Shareholder | Against | For |
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TOLL BROTHERS INC. Meeting Date: MAR 12, 2019 Record Date: JAN 16, 2019 Meeting Type: ANNUAL |
Ticker: TOL Security ID: 889478103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert I. Toll | Management | For | For |
2 | Elect Douglas C. Yearley, Jr. | Management | For | For |
3 | Elect Edward G. Boehne | Management | For | For |
4 | Elect Richard J. Braemer | Management | For | For |
5 | Elect Christine N. Garvey | Management | For | For |
6 | Elect Karen H. Grimes | Management | For | For |
7 | Elect Carl B. Marbach | Management | For | For |
8 | Elect John A. McLean | Management | For | For |
9 | Elect Stephen A. Novick | Management | For | For |
10 | Elect Wendell E Pritchett | Management | For | For |
11 | Elect Paul E. Shapiro | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approval of the 2019 Omnibus Incentive Plan | Management | For | Against |
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TRANSOCEAN LTD Meeting Date: NOV 29, 2018 Record Date: NOV 12, 2018 Meeting Type: SPECIAL |
Ticker: RIG Security ID: H8817H100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase in Authorized Capital | Management | For | For |
2 | Merger/Acquisition | Management | For | For |
3 | Amendments to Articles (Deletion of Special Purpose Authorized Share Capital) | Management | For | For |
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TRINITY INDUSTRIES, INC. Meeting Date: MAY 06, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL |
Ticker: TRN Security ID: 896522109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John L. Adams | Management | For | For |
1.2 | Elect Brandon B. Boze | Management | For | For |
1.3 | Elect John J. Diez | Management | For | For |
1.4 | Elect Leldon E. Echols | Management | For | For |
1.5 | Elect Charles W. Matthews | Management | For | For |
1.6 | Elect E. Jean Savage | Management | For | For |
1.7 | Elect Dunia A. Shive | Management | For | For |
1.8 | Elect Timothy R. Wallace | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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TWO HARBORS INVESTMENT CORP Meeting Date: JUL 26, 2018 Record Date: JUN 22, 2018 Meeting Type: SPECIAL |
Ticker: TWO Security ID: 90187B408 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
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TWO HARBORS INVESTMENT CORP. Meeting Date: MAY 16, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL |
Ticker: TWO Security ID: 90187B408 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Spencer Abraham | Management | For | For |
2 | Elect James J. Bender | Management | For | For |
3 | Elect Karen Hammond | Management | For | For |
4 | Elect Stephen G. Kasnet | Management | For | For |
5 | Elect William Roth | Management | For | For |
6 | Elect W. Reid Sanders | Management | For | For |
7 | Elect Thomas Siering | Management | For | For |
8 | Elect James A. Stern | Management | For | For |
9 | Elect Hope B. Woodhouse | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
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TYSON FOODS, INC. Meeting Date: FEB 07, 2019 Record Date: DEC 10, 2018 Meeting Type: ANNUAL |
Ticker: TSN Security ID: 902494103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John H. Tyson | Management | For | For |
2 | Elect Gaurdie E. Banister, Jr. | Management | For | For |
3 | Elect Dean Banks | Management | For | Against |
4 | Elect Mike D. Beebe | Management | For | Against |
5 | Elect Mikel A. Durham | Management | For | Against |
6 | Elect Kevin M. McNamara | Management | For | For |
7 | Elect Cheryl S. Miller | Management | For | For |
8 | Elect Jeffrey K. Schomburger | Management | For | For |
9 | Elect Robert Thurber | Management | For | Against |
10 | Elect Barbara A. Tyson | Management | For | For |
11 | Elect Noel White | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
14 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | Shareholder | Against | For |
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U.S. BANCORP Meeting Date: APR 16, 2019 Record Date: FEB 19, 2019 Meeting Type: ANNUAL |
Ticker: USB Security ID: 902973304 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Warner L. Baxter | Management | For | For |
2 | Elect Dorothy J. Bridges | Management | For | For |
3 | Elect Elizabeth Buse | Management | For | For |
4 | Elect Marc N. Casper | Management | For | For |
5 | Elect Andrew Cecere | Management | For | For |
6 | Elect Arthur D. Collins, Jr. | Management | For | For |
7 | Elect Kimberly J. Harris | Management | For | For |
8 | Elect Roland Hernandez | Management | For | For |
9 | Elect Doreen Woo Ho | Management | For | For |
10 | Elect Olivia F. Kirtley | Management | For | For |
11 | Elect Karen S. Lynch | Management | For | For |
12 | Elect Richard P. McKenney | Management | For | For |
13 | Elect Yusuf I. Mehdi | Management | For | For |
14 | Elect David B. O'Maley | Management | For | For |
15 | Elect O'dell M. Owens | Management | For | For |
16 | Elect Craig D. Schnuck | Management | For | For |
17 | Elect Scott W. Wine | Management | For | Against |
18 | Ratification of Auditor | Management | For | For |
19 | Advisory Vote on Executive Compensation | Management | For | For |
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UNITED CONTINENTAL HOLDINGS, INC. Meeting Date: MAY 22, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL |
Ticker: UAL Security ID: 910047109 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carolyn Corvi | Management | For | For |
2 | Elect Jane C. Garvey | Management | For | For |
3 | Elect Barnaby "Barney" M. Harford | Management | For | For |
4 | Elect Michele J. Hooper | Management | For | For |
5 | Elect Walter Isaacson | Management | For | For |
6 | Elect James A.C. Kennedy | Management | For | For |
7 | Elect Oscar Munoz | Management | For | For |
8 | Elect Edward M. Philip | Management | For | For |
9 | Elect Edward L. Shapiro | Management | For | For |
10 | Elect David J. Vitale | Management | For | For |
11 | Elect James M. Whitehurst | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For |
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UNITED STATES STEEL CORPORATION Meeting Date: APR 30, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL
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Ticker: X Security ID: 912909108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David B. Burritt | Management | For | For |
2 | Elect Patricia Diaz Dennis | Management | For | For |
3 | Elect Dan O. Dinges | Management | For | For |
4 | Elect John J. Engel | Management | For | For |
5 | Elect John V. Faraci | Management | For | For |
6 | Elect Murry S. Gerber | Management | For | For |
7 | Elect Stephen J. Girsky | Management | For | For |
8 | Elect Paul A. Mascarenas | Management | For | For |
9 | Elect Eugene B. Sperling | Management | For | For |
10 | Elect David S. Sutherland | Management | For | For |
11 | Elect Patricia A. Tracey | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
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VALERO ENERGY CORPORATION Meeting Date: APR 30, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL |
Ticker: VLO Security ID: 91913Y100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect H. Paulett Eberhart | Management | For | For |
2 | Elect Joseph W. Gorder | Management | For | For |
3 | Elect Kimberly S. Greene | Management | For | For |
4 | Elect Deborah P. Majoras | Management | For | For |
5 | Elect Donald L. Nickles | Management | For | For |
6 | Elect Philip J. Pfeiffer | Management | For | For |
7 | Elect Robert A. Profusek | Management | For | For |
8 | Elect Stephen M. Waters | Management | For | For |
9 | Elect Randall J. Weisenburger | Management | For | For |
10 | Elect Rayford Wilkins Jr. | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
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VEREIT, INC. Meeting Date: MAY 01, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL |
Ticker: VER Security ID: 92339V100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Glenn J. Rufrano | Management | For | For |
2 | Elect Hugh R. Frater | Management | For | For |
3 | Elect David B. Henry | Management | For | For |
4 | Elect Mary Hogan Preusse | Management | For | For |
5 | Elect Richard J. Lieb | Management | For | For |
6 | Elect Mark S. Ordan | Management | For | For |
7 | Elect Eugene A. Pinover | Management | For | For |
8 | Elect Julie G. Richardson | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
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VERIZON COMMUNICATIONS INC. Meeting Date: MAY 02, 2019 Record Date: MAR 04, 2019 Meeting Type: ANNUAL |
Ticker: VZ Security ID: 92343V104 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Shellye L. Archambeau | Management | For | For |
2 | Elect Mark T. Bertolini | Management | For | For |
3 | Elect Vittorio Colao | Management | For | For |
4 | Elect Melanie L. Healey | Management | For | For |
5 | Elect Clarence Otis, Jr. | Management | For | For |
6 | Elect Daniel H. Schulman | Management | For | Against |
7 | Elect Rodney E. Slater | Management | For | For |
8 | Elect Kathryn A. Tesija | Management | For | For |
9 | Elect Hans Vestberg | Management | For | For |
10 | Elect Gregory G. Weaver | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Executive Deferral Plan | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Report on Online Child Exploitation | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | Against | For |
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VOYA FINANCIAL, INC. Meeting Date: MAY 23, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
Ticker: VOYA Security ID: 929089100 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Curtis Arledge | Management | For | For |
2 | Elect Lynne Biggar | Management | For | For |
3 | Elect Jane P. Chwick | Management | For | For |
4 | Elect Ruth Ann M. Gillis | Management | For | For |
5 | Elect J. Barry Griswell | Management | For | For |
6 | Elect Rodney O. Martin, Jr. | Management | For | For |
7 | Elect Byron H. Pollitt, Jr. | Management | For | For |
8 | Elect Joseph V. Tripodi | Management | For | For |
9 | Elect David K. Zwiener | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Approval of the 2019 Omnibus Employee Incentive Plan | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
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WALGREENS BOOTS ALLIANCE INC Meeting Date: JAN 25, 2019 Record Date: NOV 26, 2018 Meeting Type: ANNUAL |
Ticker: WBA Security ID: 931427108 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jose E. Almeida | Management | For | For |
2 | Elect Janice M. Babiak | Management | For | For |
3 | Elect David J. Brailer | Management | For | For |
4 | Elect William C. Foote | Management | For | For |
5 | Elect Ginger L. Graham | Management | For | For |
6 | Elect John A. Lederer | Management | For | For |
7 | Elect Dominic P. Murphy | Management | For | For |
8 | Elect Stefano Pessina | Management | For | For |
9 | Elect Leonard D. Schaeffer | Management | For | For |
10 | Elect Nancy M. Schlichting | Management | For | For |
11 | Elect James A. Skinner | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
15 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
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WALMART INC. Meeting Date: JUN 05, 2019 Record Date: APR 12, 2019 Meeting Type: ANNUAL |
Ticker: WMT Security ID: 931142103 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cesar Conde | Management | For | For |
2 | Elect Stephen J. Easterbrook | Management | For | For |
3 | Elect Timothy P. Flynn | Management | For | For |
4 | Elect Sarah J. Friar | Management | For | For |
5 | Elect Carla A. Harris | Management | For | Against |
6 | Elect Thomas W. Horton | Management | For | For |
7 | Elect Marissa A. Mayer | Management | For | Against |
8 | Elect C. Douglas McMillon | Management | For | For |
9 | Elect Gregory B. Penner | Management | For | For |
10 | Elect Steven S Reinemund | Management | For | Against |
11 | Elect S. Robson Walton | Management | For | For |
12 | Elect Steuart Walton | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
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WELLS FARGO & COMPANY Meeting Date: APR 23, 2019 Record Date: FEB 26, 2019 Meeting Type: ANNUAL |
Ticker: WFC Security ID: 949746101 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John D. Baker II | Management | For | For |
2 | Elect Celeste A. Clark | Management | For | For |
3 | Elect Theodore F. Craver, Jr. | Management | For | For |
4 | Elect Elizabeth A. Duke | Management | For | For |
5 | Elect Wayne M. Hewett | Management | For | For |
6 | Elect Donald M. James | Management | For | For |
7 | Elect Maria R. Morris | Management | For | For |
8 | Elect Juan A. Pujadas | Management | For | For |
9 | Elect James H. Quigley | Management | For | For |
10 | Elect Ronald L. Sargent | Management | For | For |
11 | Elect C. Allen Parker | Management | For | For |
12 | Elect Suzanne M. Vautrinot | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Amendment to the Long-Term Incentive Compensation Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Incentive Compensation Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
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WESCO INTERNATIONAL, INC. Meeting Date: MAY 30, 2019 Record Date: APR 05, 2019 Meeting Type: ANNUAL |
Ticker: WCC Security ID: 95082P105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John J. Engel | Management | For | For |
1.2 | Elect Matthew J. Espe | Management | For | For |
1.3 | Elect Bobby J. Griffin | Management | For | For |
1.4 | Elect John K. Morgan | Management | For | For |
1.5 | Elect Steven A. Raymund | Management | For | For |
1.6 | Elect James L. Singleton | Management | For | For |
1.7 | Elect Easwaran Sundaram | Management | For | For |
1.8 | Elect Lynn M. Utter | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
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WESTERN DIGITAL CORP. Meeting Date: NOV 07, 2018 Record Date: SEP 10, 2018 Meeting Type: ANNUAL |
Ticker: WDC Security ID: 958102105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Martin I. Cole | Management | For | For |
2 | Elect Kathleen A. Cote | Management | For | For |
3 | Elect Henry T. DeNero | Management | For | For |
4 | Elect Tunc Doluca | Management | For | For |
5 | Elect Michael D. Lambert | Management | For | For |
6 | Elect Len J. Lauer | Management | For | For |
7 | Elect Matthew E. Massengill | Management | For | For |
8 | Elect Stephen D. Milligan | Management | For | For |
9 | Elect Paula A. Price | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Amendment to the 2017 Performance Incentive Plan | Management | For | For |
12 | Amendment to the 2005 Employee Stock Purchase Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
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WHITING PETROLEUM CORPORATION Meeting Date: MAY 01, 2019 Record Date: MAR 07, 2019 Meeting Type: ANNUAL |
Ticker: WLL Security ID: 966387409 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas L. Aller | Management | For | For |
1.2 | Elect James E. Catlin | Management | For | For |
1.3 | Elect Michael B. Walen | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
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WRKCO INC Meeting Date: FEB 01, 2019 Record Date: DEC 07, 2018 Meeting Type: ANNUAL |
Ticker: WRK Security ID: 96145D105 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Colleen F. Arnold | Management | For | For |
2 | Elect Timothy J. Bernlohr | Management | For | For |
3 | Elect J. Powell Brown | Management | For | For |
4 | Elect Michael E. Campbell | Management | For | For |
5 | Elect Terrell K. Crews | Management | For | For |
6 | Elect Russell M. Currey | Management | For | For |
7 | Elect John A. Luke | Management | For | For |
8 | Elect Gracia C. Martore | Management | For | For |
9 | Elect James E. Nevels | Management | For | For |
10 | Elect Timothy H. Powers | Management | For | For |
11 | Elect Steven C. Voorhees | Management | For | For |
12 | Elect Bettina M. Whyte | Management | For | For |
13 | Elect Alan D. Wilson | Management | For | For |
14 | Elimination of Pass-Through Provision for Matters Pertaining to Subsidiary | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
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XEROX CORPORATION Meeting Date: MAY 21, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL |
Ticker: XRX Security ID: 984121608 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval of the Holding Company Reorganization | Management | For | For |
2 | Elect Keith Cozza | Management | For | Against |
3 | Elect Jonathan Christodoro | Management | For | For |
4 | Elect Joseph J. Echevarria | Management | For | For |
5 | Elect Nicholas F. Graziano | Management | For | For |
6 | Elect Cheryl Gordon Krongard | Management | For | For |
7 | Elect Scott Letier | Management | For | For |
8 | Elect Giovanni Visentin | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | Against |
11 | Amendment to the Certificate of Incorporation to Implement Majority Voting Standard for Certain Corporate Actions | Management | For | For |
12 | Right to Adjourn Meeting | Management | For | For |
13 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | None | Against |
PGIM Real Assets Fund (Cash) - Sub-Advisor: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
PGIM Real Assets Fund (Cayman) - Sub-Advisor: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
PGIM Real Assets Fund (Commodities) - Sub-Advisor: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
PGIM Real Assets Fund (Fund of Fund) - Sub-Advisor: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
PGIM Real Assets Fund (Gold) - Sub-Advisor: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
PGIM Real Assets Fund (TIPS) - Sub-Advisor: PGIM Fixed Income
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
PGIM Strategic Bond Fund - Sub-Advisor: PGIM Fixed Income
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FRONTERA ENERGY CORP Meeting Date: MAY 29, 2019 Record Date: APR 18, 2019 Meeting Type: ANNUAL / SPECIAL |
Ticker: PEGFF Security ID: 35905B107 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Number of Directors: To set the number of directors at 7 | Management | FOR | FOR |
2 | Election of Directors: 01. Luis Fernando Alarcon 02. W. Ellis Armstrong 03. Gabriel de Alba 04. Raymond Bromark 05. Orlando Cabrales 06. Russell Ford 07. Veronique Giry | Management | FOR | FOR |
3 | Appointment of Auditors: Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration | Management | FOR | FOR |
4 | Amended and Restated Shareholder Rights Plan (1) To pass an ordinary resolution to amend and confirm the continuation of the amended and restated shareholder rights plan of the Corporation as more particularly described in the accompanying Management Info | Management | FOR | FOR |
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VISTRA ENERGY CORP Meeting Date: MAY 20, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL |
Ticker: VST Security ID: 92840M102 |
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election of Director Nominees 01 Paul M Barbas, 02 Cyrus Madon, 03 Geoffrey D Strong, 04 Bruce E Zimmerman | Management | FOR | FOR |
2 | Approve on an advisory basis named executive officer compensation | Management | FOR | FOR |
3 | Approve an amendement to the Vistra Energy Corp. 2016 Omnibus Incentive Plan (the "2016 Incentive Plan") to increase the number of shares available for issuance to plan participants under the Company's 2016 Incentive Plan | Management | FOR | FOR |
4 | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2018 | Management | FOR | FOR |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 3
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 15, 2019
POWER OF ATTORNEY
The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Barry H. Evans, Keith F. Hartstein, Laurie Simon Hodrick, Michael S. Hyland, Stuart S. Parker, Christian J. Kelly, Brian K. Reid, and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
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/s/ Ellen S. Alberding Ellen S. Alberding | | /s/ Laurie Simon Hodrick Laurie Simon Hodrick |
/s/ Kevin J. Bannon Kevin J. Bannon | | /s/ Michael S. Hyland Michael S. Hyland |
/s/ Scott E. Benjamin Scott E. Benjamin | | /s/ Christian J. Kelly Christian J. Kelly |
/s/ Linda W. Bynoe Linda W. Bynoe | | /s/ Stuart S. Parker Stuart S. Parker |
/s/ Barry H. Evans Barry H. Evans | | /s/ Brian K. Reid Brian K. Reid |
/s/ Keith F. Hartstein Keith F. Hartstein | | /s/ Grace C. Torres Grace C. Torres |
Dated: March 7, 2019 | | |
APPENDIX A
Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust