UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09815
THE ARBITRAGE FUNDS
(exact name of registrant as specified in charter)
41 Madison Avenue, 42nd Floor, New York, NY 10010
(Address of principal executive offices) (Zip code)
John S. Orrico
Water Island Capital, LLC
41 Madison Avenue
42nd Floor
New York, NY 10010
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: 212-259-2655
Date of fiscal year end: May 31
Date of reporting period: July 1, 2011 - June 30, 2012
Item 1 – Proxy Voting Record.
ANNUAL REPORT OF PROXY VOTING
SECURITY | TICKER | CUSIP | MEETING DATE | BRIEF DESCRIPTION OF MATTER | PROPOSED BY ISSUER OR HOLDER | DID FUND VOTE? | FOR, AGAINST OR WITHHELD | FOR OR AGAINST MANAGEMENT? | Date Voted | |||||||||
Smart Modular Technologies (WWH), Inc. | SMOD | KYG822451046 | 8/12/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Smart Modular Technologies (WWH), Inc. | SMOD | KYG822451046 | 8/12/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Varian Semiconductor Equip. Assoc. Inc. | VSEA | 922207105 | 8/11/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Varian Semiconductor Equip. Assoc. Inc. | VSEA | 922207105 | 8/11/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Global Crossing Limited | GLBC | BMG3921A1751 | 8/4/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Global Crossing Limited | GLBC | BMG3921A1751 | 8/4/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Progress Energy, Inc. | PGN | 743263105 | 8/23/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 7/28/2011 | |||||||||
Progress Energy, Inc. | PGN | 743263105 | 8/23/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 7/28/2011 | |||||||||
Bridgewater Systems Corporation | BWC CN | 108707100 | 8/5/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 7/28/2011 | |||||||||
Bridgewater Systems Corporation | BWC CN | 108707100 | 8/5/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 7/28/2011 | |||||||||
FPIC Insurance Group, Inc. | FPIC | 302563101 | 8/12/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 7/28/2011 | |||||||||
FPIC Insurance Group, Inc. | FPIC | 302563101 | 8/12/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 7/28/2011 | |||||||||
Optionsxpress Holdings Inc | OXPS | 684010101 | 8/30/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 8/3/2011 | |||||||||
Optionsxpress Holdings Inc | OXPS | 684010101 | 8/30/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 8/3/2011 | |||||||||
Ness Technologies Inc. | NSTC | 64104X108 | 8/30/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 8/3/2011 | |||||||||
Ness Technologies Inc. | NSTC | 64104X108 | 8/30/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 8/3/2011 | |||||||||
BJ’s Wholesale Club Inc. | BJ | 05548J106 | 9/9/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 8/12/2011 | |||||||||
BJ’s Wholesale Club Inc. | BJ | 05548J106 | 9/9/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 8/12/2011 | |||||||||
Zoran Corporation | ZRAN | 98975F101 | 8/30/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 8/12/2011 | |||||||||
Zoran Corporation | ZRAN | 98975F101 | 8/30/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 8/12/2011 |
Blackboard Inc. | BBBB | 91935502 | 9/16/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/9/2011 | |||||||||
Blackboard Inc. | BBBB | 91935502 | 9/16/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/9/2011 | |||||||||
China Fire & Security Group | CFSG | 16938R103 | 9/22/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/9/2011 | |||||||||
China Fire & Security Group | CFSG | 16938R103 | 9/22/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/9/2011 | |||||||||
TransAtlantic Holdings Inc. | TRH | 893521104 | 9/20/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/12/2011 | |||||||||
TransAtlantic Holdings Inc. | TRH | 893521104 | 9/20/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/12/2011 | |||||||||
Peregrine Metals Ltd. | PGM CN | 71390A106 | 9/26/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/15/2011 | |||||||||
Peregrine Metals Ltd. | PGM CN | 71390A106 | 9/26/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/15/2011 | |||||||||
DPL Inc. | DPL | 233293109 | 9/23/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/15/2011 | |||||||||
DPL Inc. | DPL | 233293109 | 9/23/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/15/2011 | |||||||||
Central Vermont Public Service. | CV | 155771108 | 9/29/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/20/2011 | |||||||||
Central Vermont Public Service. | CV | 155771108 | 9/29/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/20/2011 | |||||||||
Ameron International Corp. | AMN | 30710107 | 10/5/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/26/2011 | |||||||||
Ameron International Corp. | AMN | 30710107 | 10/05/201 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/26/2011 | |||||||||
APAC Customer Services Inc. | APAC | 00185E106 | 10/12/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/3/2011 | |||||||||
APAC Customer Services Inc. | APAC | 00185E106 | 10/12/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/3/2011 | |||||||||
FUNDTECH LTD | FNDT | IL0010824949 | 10/25/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
FUNDTECH LTD | FNDT | IL0010824949 | 10/25/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
PAETEC HOLDING CORP | PAET | 695459107 | 10/27/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
PAETEC HOLDING CORP | PAET | 695459107 | 10/27/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
KINETIC CONCEPTS INC | KCI | 49460W208 | 10/28/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/21/2011 |
KINETIC CONCEPTS INC | KCI | 49460W208 | 10/28/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
EMDEON INC-CLASS A | EM | 29084T104 | 11/1/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
EMDEON INC-CLASS A | EM | 29084T104 | 11/1/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
CALIPER LIFE SCIENCES INC | CALP | 130872104 | 11/7/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
CALIPER LIFE SCIENCES INC | CALP | 130872104 | 11/7/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
CHARTER INTERNATIONAL PLC | CHTR LN | JE00B3CX4509 | 11/14/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/26/2011 | |||||||||
CHARTER INTERNATIONAL PLC | CHTR LN | JE00B3CX4509 | 11/14/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/26/2011 | |||||||||
CONSTELLATION ENERGY GROUP | CEG | 210371100 | 11/17/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
CONSTELLATION ENERGY GROUP | CEG | 210371100 | 11/17/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
MOTOROLA MOBILITY HOLDINGS I | MMI | 620097105 | 11/17/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
MOTOROLA MOBILITY HOLDINGS I | MMI | 620097105 | 11/17/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
MERIDIAN MINERALS LTD | MII AU | AU000000MII4 | 11/24/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
MERIDIAN MINERALS LTD | MII AU | AU000000MII4 | 11/24/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
NETLOGIC MICROSYSTEMS INC | NETL | 64118B100 | 11/22/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
NETLOGIC MICROSYSTEMS INC | NETL | 64118B100 | 11/22/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
COUNT FINANCIAL LTD | COU AU | AU000000COU8 | 11/28/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/16/2011 | |||||||||
COUNT FINANCIAL LTD | COU AU | AU000000COU8 | 11/28/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/16/2011 | |||||||||
PHARMACEUTICAL PRODUCT DEVEL | PPDI | 717124101 | 11/29/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
PHARMACEUTICAL PRODUCT DEVEL | PPDI | 717124101 | 11/29/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
FOSTER’S GROUP LTD | FGL AU | AU000000FGL6 | 12/1/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
FOSTER’S GROUP LTD | FGL AU | AU000000FGL6 | 12/1/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/22/2011 |
GLOBAL INDUSTRIES LTD | GLBL | 379336100 | 11/30/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
GLOBAL INDUSTRIES LTD | GLBL | 379336100 | 11/30/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
NALCO HOLDING CO | NLC | 62985Q101 | 11/30/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
NALCO HOLDING CO | NLC | 62985Q101 | 11/30/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
TEMPLE-INLAND INC | TIN | 879868107 | 12/7/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
TEMPLE-INLAND INC | TIN | 879868107 | 12/7/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
ENCORE OIL PLC | EO/ LN | GB00B06KL332 | 12/12/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/2/2011 | |||||||||
ENCORE OIL PLC | EO/ LN | GB00B06KL332 | 12/12/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/2/2011 | |||||||||
SAPURACREST PETROLEUM BHD | SCRES MK | MYL8575OO002 | 12/14/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/5/2011 | |||||||||
SAPURACREST PETROLEUM BHD | SCRES MK | MYL8575OO002 | 12/14/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/5/2011 | |||||||||
SP SETIA BHD | SPSB MK | MYL8664OO004 | 12/15/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/5/2011 | |||||||||
SP SETIA BHD | SPSB MK | MYL8664OO004 | 12/15/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/5/2011 | |||||||||
KENCANA PETROLEUM BHD | KEPB MK | MYL5122OO006 | 12/15/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/5/2011 | |||||||||
KENCANA PETROLEUM BHD | KEPB MK | MYL5122OO006 | 12/15/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/5/2011 | |||||||||
SOUTHERN UNION CO | SUG | 844030106 | 12/9/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/5/2011 | |||||||||
SOUTHERN UNION CO | SUG | 844030106 | 12/9/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/5/2011 | |||||||||
MOSAID TECHNOLOGIES INC | MSD CN | 61945Q102 | 12/19/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/12/2011 | |||||||||
MOSAID TECHNOLOGIES INC | MSD CN | 61945Q102 | 12/19/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/12/2011 | |||||||||
BOW ENERGY LTD | BOW AU | AU000000BOW6 | 12/21/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/13/2011 | |||||||||
BOW ENERGY LTD | BOW AU | AU000000BOW6 | 12/21/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/13/2011 | |||||||||
MEDCO HEALTH SOLUTIONS INC | MHS | 58405U102 | 12/21/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/14/2011 |
MEDCO HEALTH SOLUTIONS INC | MHS | 58405U102 | 12/21/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/14/2011 | |||||||||
RIGHTNOW TECHNOLOGIES INC | RNOW | 76657R106 | 12/22/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/14/2011 | |||||||||
RIGHTNOW TECHNOLOGIES INC | RNOW | 76657R106 | 12/22/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/14/2011 | |||||||||
LITTLE SHEEP GROUP LTD | 968 HK | KYG550691011 | 1/6/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/27/2011 | |||||||||
LITTLE SHEEP GROUP LTD | 968 HK | KYG550691011 | 1/6/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/27/2011 | |||||||||
GRANDE CACHE COAL CORP | GCE CN | 38655X105 | 1/12/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/6/2012 | |||||||||
GRANDE CACHE COAL CORP | GCE CN | 38655X105 | 1/12/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/6/2012 | |||||||||
HEALTHSPRING INC | HS | 42224N101 | 1/12/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/11/2012 | |||||||||
HEALTHSPRING INC | HS | 42224N101 | 1/12/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/11/2012 | |||||||||
99 CENTS ONLY STORES | NDN | 65440K106 | 1/12/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/11/2012 | |||||||||
99 CENTS ONLY STORES | NDN | 65440K106 | 1/12/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/11/2012 | |||||||||
LEADER UNIVERSAL HOLDINGS | LUH MK | MYL4529OO003 | 1/31/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/18/2012 | |||||||||
LEADER UNIVERSAL HOLDINGS | LUH MK | MYL4529OO003 | 1/31/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/18/2012 | |||||||||
TEKELEC | TKLC | 879101103 | 1/25/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/18/2012 | |||||||||
TEKELEC | TKLC | 879101103 | 1/25/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/18/2012 | |||||||||
TRANSATLANTIC HOLDINGS INC | TRH | 893521104 | 2/6/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/18/2012 | |||||||||
TRANSATLANTIC HOLDINGS INC | TRH | 893521104 | 2/6/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/18/2012 | |||||||||
COLLINS STEWART HAWKPOINT | CSHP LN | GB00B1H0K107 | 2/9/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/30/2012 | |||||||||
COLLINS STEWART HAWKPOINT | CSHP LN | GB00B1H0K107 | 2/9/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/30/2012 | |||||||||
AMERICAN DENTAL PARTNERS INC | ADPI | 025353103 | 2/7/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/6/2012 | |||||||||
AMERICAN DENTAL PARTNERS INC | ADPI | 025353103 | 2/7/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/6/2012 |
COMPASS PETROLEUM LTD | CPO CN | 20451H104 | 2/9/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/6/2012 | |||||||||
COMPASS PETROLEUM LTD | CPO CN | 20451H104 | 2/9/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/6/2012 | |||||||||
COMPLETE PRODUCTION SERVICES | CPX | 20453E109 | 2/7/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/6/2012 | |||||||||
COMPLETE PRODUCTION SERVICES | CPX | 20453E109 | 2/7/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/6/2012 | |||||||||
MURCHISON METALS LTD | MMX AU | AU000000MMX5 | 2/13/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/8/2012 | |||||||||
MURCHISON METALS LTD | MMX AU | AU000000MMX5 | 2/13/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/8/2012 | |||||||||
BLUE COAT SYSTEMS INC | BCSI | 09534T508 | 2/13/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/8/2012 | |||||||||
BLUE COAT SYSTEMS INC | BCSI | 09534T508 | 2/13/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/8/2012 | |||||||||
DEMANDTEC INC | DMAN | 24802R506 | 2/14/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/8/2012 | |||||||||
DEMANDTEC INC | DMAN | 24802R506 | 2/14/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/8/2012 | |||||||||
SYNOVIS LIFE TECHNOLOGIES | SYNO | 87162G105 | 2/14/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/10/2012 | |||||||||
SYNOVIS LIFE TECHNOLOGIES | SYNO | 87162G105 | 2/14/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/10/2012 | |||||||||
AUSTAR UNITED COMMUNICATIONS | AUN AU | AU000000AUN4 | 2/17/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/10/2012 | |||||||||
AUSTAR UNITED COMMUNICATIONS | AUN AU | AU000000AUN4 | 2/17/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/10/2012 | |||||||||
QUADRA FNX MINING LTD | QUX CN | 74733X106 | 2/20/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/15/2012 | |||||||||
QUADRA FNX MINING LTD | QUX CN | 74733X106 | 2/20/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/15/2012 | |||||||||
EUROPEAN GOLDFIELDS LTD | EGU CN | 298774100 | 2/21/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/15/2012 | |||||||||
EUROPEAN GOLDFIELDS LTD | EGU CN | 298774100 | 2/21/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/15/2012 | |||||||||
WCA WASTE CORP | WCAA | 92926K103 | 3/8/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 3/6/2012 | |||||||||
WCA WASTE CORP | WCAA | 92926K103 | 3/8/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 3/6/2012 | |||||||||
WINN-DIXIE STORES INC | WINN | 974280307 | 3/9/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 3/7/2012 |
WINN-DIXIE STORES INC | WINN | 974280307 | 3/9/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 3/7/2012 | |||||||||
EL PASO CORP | EP | 28336L109 | 3/9/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 3/6/2012 | |||||||||
EL PASO CORP | EP | 28336L109 | 3/9/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 3/6/2012 | |||||||||
DELPHI FINANCIAL GROUP-CL A | DFG | 247131105 | 3/13/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 3/13/2012 | |||||||||
DELPHI FINANCIAL GROUP-CL A | DFG | 247131105 | 3/13/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 3/13/2012 | |||||||||
GOODRICH CORP | GR | 382388106 | 3/13/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 3/13/2012 | |||||||||
GOODRICH CORP | GR | 382388106 | 3/13/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 3/13/2012 | |||||||||
SERACARE LIFE SCIENCES INC | SRLS | 81747T104 | 4/18/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 4/13/2012 | |||||||||
SERACARE LIFE SCIENCES INC | SRLS | 81747T104 | 4/18/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 4/13/2012 | |||||||||
MIDWAY ENERGY LTD | MEL CN | 81747T104 | 4/20/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 4/17/2012 | |||||||||
MIDWAY ENERGY LTD | MEL CN | 81747T104 | 4/20/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 4/17/2012 | |||||||||
BENETTON GROUP SPA | BEN IM | IT0003106777 | 4/24/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 4/17/2012 | |||||||||
BENETTON GROUP SPA | BEN IM | IT0003106777 | 4/24/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 4/17/2012 | |||||||||
ILLUMINA INC | ILMN | 452327109 | 4/18/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | AGAINST | AGAINST | 4/12/2012 | |||||||||
ILLUMINA INC | ILMN | 452327109 | 4/18/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | AGAINST | AGAINST | 4/12/2012 | |||||||||
RSC HOLDINGS INC | RRR | 74972L102 | 4/27/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 4/25/2012 | |||||||||
RSC HOLDINGS INC | RRR | 74972L102 | 4/27/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 4/25/2012 | |||||||||
RADVISION LTD | RVSN | IL0010843832 | 4/30/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 4/27/2012 | |||||||||
RADVISION LTD | RVSN | IL0010843832 | 4/30/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 4/27/2012 | |||||||||
THOMAS & BETTS CORP | TNB | 884315102 | 5/2/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/1/2012 | |||||||||
THOMAS & BETTS CORP | TNB | 884315102 | 5/2/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/1/2012 |
ORIDION SYSTEMS LTD-REG | ORIDN SW | IL0010837818 | 5/22/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/8/2012 | |||||||||
ORIDION SYSTEMS LTD-REG | ORIDN SW | IL0010837818 | 5/22/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/8/2012 | |||||||||
ENCORE BANCSHARES INC | EBTX | 29255V201 | 5/10/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/9/2012 | |||||||||
ENCORE BANCSHARES INC | EBTX | 29255V201 | 5/10/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/9/2012 | |||||||||
NOVELLUS SYSTEMS INC | NVLS | 670008101 | 5/10/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/9/2012 | |||||||||
NOVELLUS SYSTEMS INC | NVLS | 670008101 | 5/10/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/9/2012 | |||||||||
ARCHIPELAGO LEARNING INC | ARCL | 03956P102 | 5/16/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/14/2012 | |||||||||
ARCHIPELAGO LEARNING INC | ARCL | 03956P102 | 5/16/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/14/2012 | |||||||||
ASTRAL MEDIA INC-A | ACM/A CN | 046346201 | 5/24/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/18/2012 | |||||||||
ASTRAL MEDIA INC-A | ACM/A CN | 046346201 | 5/24/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/18/2012 | |||||||||
DDI CORP | DDIC | 233162502 | 5/24/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/21/2012 | |||||||||
DDI CORP | DDIC | 233162502 | 5/24/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/21/2012 | |||||||||
VITERRA INC | VT CN | 92849T108 | 5/29/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/21/2012 | |||||||||
VITERRA INC | VT CN | 92849T108 | 5/29/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/21/2012 | |||||||||
NEO MATERIAL TECHNOLOGIES IN | NEM CN | 64045Y108 | 5/30/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/23/2012 | |||||||||
NEO MATERIAL TECHNOLOGIES IN | NEM CN | 64045Y108 | 5/30/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/23/2012 | |||||||||
LUDOWICI LTD | LDW AU | AU000000LDW8 | 5/31/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/25/2012 | |||||||||
LUDOWICI LTD | LDW AU | AU000000LDW8 | 5/31/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/25/2012 | |||||||||
ADAMS GOLF INC | ADGF | 006228209 | 5/30/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/28/2012 | |||||||||
ADAMS GOLF INC | ADGF | 006228209 | 5/30/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/28/2012 | |||||||||
PEP BOYS-MANNY MOE & JACK | PBY | 713278109 | 5/30/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/29/2012 |
PEP BOYS-MANNY MOE & JACK | PBY | 713278109 | 5/30/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/29/2012 | |||||||||
ABOVENET INC | ABVT | 00374N107 | 6/5/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/1/2012 | |||||||||
ABOVENET INC | ABVT | 00374N107 | 6/5/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/1/2012 | |||||||||
ISTA PHARMACEUTICALS INC | ISTA | 45031X204 | 6/5/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/1/2012 | |||||||||
ISTA PHARMACEUTICALS INC | ISTA | 45031X204 | 6/5/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/1/2012 | |||||||||
DREAMS INC | DRJ | 261983209 | 6/6/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/4/2012 | |||||||||
DREAMS INC | DRJ | 261983209 | 6/6/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/4/2012 | |||||||||
SUREWEST COMMUNICATIONS | SURW | 868733106 | 6/11/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/8/2012 | |||||||||
SUREWEST COMMUNICATIONS | SURW | 868733106 | 6/11/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/8/2012 | |||||||||
TRELAWNEY MINING AND EXPLORA | TRR CN | 89472X109 | 6/15/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/15/2012 | |||||||||
TRELAWNEY MINING AND EXPLORA | TRR CN | 89472X109 | 6/15/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/15/2012 | |||||||||
ARDEA BIOSCIENCES INC | RDEA | 03969P107 | 6/19/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/11/2012 | |||||||||
ARDEA BIOSCIENCES INC | RDEA | 03969P107 | 6/19/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/11/2012 | |||||||||
ERESEARCH TECHNOLOGY INC | ERT | 29481V108 | 6/22/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/22/2012 | |||||||||
ERESEARCH TECHNOLOGY INC | ERT | 29481V108 | 6/22/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/22/2012 | |||||||||
KNOLOGY INC | KNOL | 499183804 | 6/26/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/25/2012 | |||||||||
KNOLOGY INC | KNOL | 499183804 | 6/26/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/25/2012 | |||||||||
SOLUTIA INC | SOA | 834376501 | 6/29/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/27/2012 | |||||||||
SOLUTIA INC | SOA | 834376501 | 6/29/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/27/2012 |
ANNUAL REPORT OF PROXY VOTING
SECURITY | TICKER | CUSIP | MEETING DATE | BRIEF DESCRIPTION OF MATTER | PROPOSED BY ISSUER OR HOLDER | DID FUND VOTE? | FOR, AGAINST OR WITHHELD | FOR OR AGAINST MANAGEMENT? | Date Voted | |||||||||
Smart Modular Technologies (WWH), Inc. | SMOD | KYG822451046 | 8/12/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Smart Modular Technologies (WWH), Inc. | SMOD | KYG822451046 | 8/12/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Varian Semiconductor Equip. Assoc. Inc. | VSEA | 922207105 | 8/11/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Varian Semiconductor Equip. Assoc. Inc. | VSEA | 922207105 | 8/11/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Global Crossing Limited | GLBC | BMG3921A1751 | 8/4/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Global Crossing Limited | GLBC | BMG3921A1751 | 8/4/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 7/19/2011 | |||||||||
Ness Technologies Inc. | NSTC | 64104X108 | 8/30/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 8/3/2011 | |||||||||
Ness Technologies Inc. | NSTC | 64104X108 | 8/30/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 8/3/2011 | |||||||||
BJ’s Wholesale Club Inc. | BJ | 05548J106 | 9/9/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 8/12/2011 | |||||||||
BJ’s Wholesale Club Inc. | BJ | 05548J106 | 9/9/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 8/12/2011 | |||||||||
Zoran Corporation | ZRAN | 98975F101 | 8/30/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 8/12/2011 | |||||||||
Zoran Corporation | ZRAN | 98975F101 | 8/30/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 8/12/2011 | |||||||||
Blackboard Inc. | BBBB | 91935502 | 9/16/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/9/2011 | |||||||||
Blackboard Inc. | BBBB | 91935502 | 9/16/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/9/2011 | |||||||||
China Fire & Security Group | CFSG | 16938R103 | 9/22/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/9/2011 | |||||||||
China Fire & Security Group | CFSG | 16938R103 | 9/22/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/9/2011 | |||||||||
TransAtlantic Holdings Inc. | TRH | 893521104 | 9/20/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/12/2011 | |||||||||
TransAtlantic Holdings Inc. | TRH | 893521104 | 9/20/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/12/2011 | |||||||||
Peregrine Metals Ltd. | PGM CN | 71390A106 | 9/26/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/15/2011 | |||||||||
Peregrine Metals Ltd. | PGM CN | 71390A106 | 9/26/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/15/2011 |
DPL Inc. | DPL | 233293109 | 9/23/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/15/2011 | |||||||||
DPL Inc. | DPL | 233293109 | 9/23/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/15/2011 | |||||||||
Ameron International Corp. | AMN | 30710107 | 10/5/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 9/26/2011 | |||||||||
Ameron International Corp. | AMN | 30710107 | 10/05/201 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 9/26/2011 | |||||||||
APAC Customer Services Inc. | APAC | 00185E106 | 10/12/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/3/2011 | |||||||||
APAC Customer Services Inc. | APAC | 00185E106 | 10/12/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/3/2011 | |||||||||
PAETEC HOLDING CORP | PAET | 695459107 | 10/27/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
PAETEC HOLDING CORP | PAET | 695459107 | 10/27/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
KINETIC CONCEPTS INC | KCI | 49460W208 | 10/28/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
KINETIC CONCEPTS INC | KCI | 49460W208 | 10/28/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
EMDEON INC-CLASS A | EM | 29084T104 | 11/1/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
EMDEON INC-CLASS A | EM | 29084T104 | 11/1/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/21/2011 | |||||||||
CHARTER INTERNATIONAL PLC | CHTR LN | JE00B3CX4509 | 11/14/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 10/26/2011 | |||||||||
CHARTER INTERNATIONAL PLC | CHTR LN | JE00B3CX4509 | 11/14/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 10/26/2011 | |||||||||
MOTOROLA MOBILITY HOLDINGS I | MMI | 620097105 | 11/17/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
MOTOROLA MOBILITY HOLDINGS I | MMI | 620097105 | 11/17/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
NETLOGIC MICROSYSTEMS INC | NETL | 64118B100 | 11/22/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
NETLOGIC MICROSYSTEMS INC | NETL | 64118B100 | 11/22/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/10/2011 | |||||||||
FOSTER’S GROUP LTD | FGL AU | AU000000FGL6 | 12/1/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
FOSTER’S GROUP LTD | FGL AU | AU000000FGL6 | 12/1/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
GLOBAL INDUSTRIES LTD | GLBL | 379336100 | 11/30/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/22/2011 |
GLOBAL INDUSTRIES LTD | GLBL | 379336100 | 11/30/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
NALCO HOLDING CO | NLC | 62985Q101 | 11/30/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
NALCO HOLDING CO | NLC | 62985Q101 | 11/30/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
TEMPLE-INLAND INC | TIN | 879868107 | 12/7/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
TEMPLE-INLAND INC | TIN | 879868107 | 12/7/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 11/22/2011 | |||||||||
ENCORE OIL PLC | EO/ LN | GB00B06KL332 | 12/12/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/2/2011 | |||||||||
ENCORE OIL PLC | EO/ LN | GB00B06KL332 | 12/12/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/2/2011 | |||||||||
SOUTHERN UNION CO | SUG | 844030106 | 12/9/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/5/2011 | |||||||||
SOUTHERN UNION CO | SUG | 844030106 | 12/9/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/5/2011 | |||||||||
MOSAID TECHNOLOGIES INC | MSD CN | 61945Q102 | 12/19/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/12/2011 | |||||||||
MOSAID TECHNOLOGIES INC | MSD CN | 61945Q102 | 12/19/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/12/2011 | |||||||||
BOW ENERGY LTD | BOW AU | AU000000BOW6 | 12/21/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/13/2011 | |||||||||
BOW ENERGY LTD | BOW AU | AU000000BOW6 | 12/21/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/13/2011 | |||||||||
RIGHTNOW TECHNOLOGIES INC | RNOW | 76657R106 | 12/22/2011 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/14/2011 | |||||||||
RIGHTNOW TECHNOLOGIES INC | RNOW | 76657R106 | 12/22/2011 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/14/2011 | |||||||||
LITTLE SHEEP GROUP LTD | 968 HK | KYG550691011 | 1/6/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 12/27/2011 | |||||||||
LITTLE SHEEP GROUP LTD | 968 HK | KYG550691011 | 1/6/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 12/27/2011 | |||||||||
GRANDE CACHE COAL CORP | GCE CN | 38655X105 | 1/12/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/6/2012 | |||||||||
GRANDE CACHE COAL CORP | GCE CN | 38655X105 | 1/12/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/6/2012 | |||||||||
HEALTHSPRING INC | HS | 42224N101 | 1/12/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/11/2012 | |||||||||
HEALTHSPRING INC | HS | 42224N101 | 1/12/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/11/2012 |
99 CENTS ONLY STORES | NDN | 65440K106 | 1/12/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/11/2012 | |||||||||
99 CENTS ONLY STORES | NDN | 65440K106 | 1/12/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/11/2012 | |||||||||
TEKELEC | TKLC | 879101103 | 1/25/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/18/2012 | |||||||||
TEKELEC | TKLC | 879101103 | 1/25/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/18/2012 | |||||||||
TRANSATLANTIC HOLDINGS INC | TRH | 893521104 | 2/6/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 1/18/2012 | |||||||||
TRANSATLANTIC HOLDINGS INC | TRH | 893521104 | 2/6/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 1/18/2012 | |||||||||
AMERICAN DENTAL PARTNERS INC | ADPI | 025353103 | 2/7/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/6/2012 | |||||||||
AMERICAN DENTAL PARTNERS INC | ADPI | 025353103 | 2/7/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/6/2012 | |||||||||
COMPASS PETROLEUM LTD | CPO CN | 20451H104 | 2/9/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/6/2012 | |||||||||
COMPASS PETROLEUM LTD | CPO CN | 20451H104 | 2/9/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/6/2012 | |||||||||
BLUE COAT SYSTEMS INC | BCSI | 09534T508 | 2/13/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/8/2012 | |||||||||
BLUE COAT SYSTEMS INC | BCSI | 09534T508 | 2/13/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/8/2012 | |||||||||
DEMANDTEC INC | DMAN | 24802R506 | 2/14/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/8/2012 | |||||||||
DEMANDTEC INC | DMAN | 24802R506 | 2/14/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/8/2012 | |||||||||
SYNOVIS LIFE TECHNOLOGIES | SYNO | 87162G105 | 2/14/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/10/2012 | |||||||||
SYNOVIS LIFE TECHNOLOGIES | SYNO | 87162G105 | 2/14/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/10/2012 | |||||||||
QUADRA FNX MINING LTD | QUX CN | 74733X106 | 2/20/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/15/2012 | |||||||||
QUADRA FNX MINING LTD | QUX CN | 74733X106 | 2/20/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/15/2012 | |||||||||
EUROPEAN GOLDFIELDS LTD | EGU CN | 298774100 | 2/21/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 2/15/2012 | |||||||||
EUROPEAN GOLDFIELDS LTD | EGU CN | 298774100 | 2/21/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 2/15/2012 | |||||||||
WCA WASTE CORP | WCAA | 92926K103 | 3/8/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 3/6/2012 |
WCA WASTE CORP | WCAA | 92926K103 | 3/8/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 3/6/2012 | |||||||||
WINN-DIXIE STORES INC | WINN | 974280307 | 3/9/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 3/7/2012 | |||||||||
WINN-DIXIE STORES INC | WINN | 974280307 | 3/9/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 3/7/2012 | |||||||||
EL PASO CORP | EP | 28336L109 | 3/9/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 3/6/2012 | |||||||||
EL PASO CORP | EP | 28336L109 | 3/9/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 3/6/2012 | |||||||||
DELPHI FINANCIAL GROUP-CL A | DFG | 247131105 | 3/13/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 3/13/2012 | |||||||||
DELPHI FINANCIAL GROUP-CL A | DFG | 247131105 | 3/13/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 3/13/2012 | |||||||||
GOODRICH CORP | GR | 382388106 | 3/13/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 3/13/2012 | |||||||||
GOODRICH CORP | GR | 382388106 | 3/13/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 3/13/2012 | |||||||||
SERACARE LIFE SCIENCES INC | SRLS | 81747T104 | 4/18/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 4/13/2012 | |||||||||
SERACARE LIFE SCIENCES INC | SRLS | 81747T104 | 4/18/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 4/13/2012 | |||||||||
MIDWAY ENERGY LTD | MEL CN | 81747T104 | 4/20/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 4/17/2012 | |||||||||
MIDWAY ENERGY LTD | MEL CN | 81747T104 | 4/20/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 4/17/2012 | |||||||||
ILLUMINA INC | ILMN | 452327109 | 4/18/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | AGAINST | AGAINST | 4/12/2012 | |||||||||
ILLUMINA INC | ILMN | 452327109 | 4/18/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | AGAINST | AGAINST | 4/12/2012 | |||||||||
RSC HOLDINGS INC | RRR | 74972L102 | 4/27/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 4/25/2012 | |||||||||
RSC HOLDINGS INC | RRR | 74972L102 | 4/27/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 4/25/2012 | |||||||||
RADVISION LTD | RVSN | IL0010843832 | 4/30/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 4/27/2012 | |||||||||
RADVISION LTD | RVSN | IL0010843832 | 4/30/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 4/27/2012 | |||||||||
THOMAS & BETTS CORP | TNB | 884315102 | 5/2/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/1/2012 | |||||||||
THOMAS & BETTS CORP | TNB | 884315102 | 5/2/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/1/2012 |
ENCORE BANCSHARES INC | EBTX | 29255V201 | 5/10/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/9/2012 | |||||||||
ENCORE BANCSHARES INC | EBTX | 29255V201 | 5/10/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/9/2012 | |||||||||
NOVELLUS SYSTEMS INC | NVLS | 670008101 | 5/10/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/9/2012 | |||||||||
NOVELLUS SYSTEMS INC | NVLS | 670008101 | 5/10/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/9/2012 | |||||||||
ARCHIPELAGO LEARNING INC | ARCL | 03956P102 | 5/16/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/14/2012 | |||||||||
ARCHIPELAGO LEARNING INC | ARCL | 03956P102 | 5/16/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/14/2012 | |||||||||
ASTRAL MEDIA INC-A | ACM/A CN | 046346201 | 5/24/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/18/2012 | |||||||||
ASTRAL MEDIA INC-A | ACM/A CN | 046346201 | 5/24/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/18/2012 | |||||||||
DDI CORP | DDIC | 233162502 | 5/24/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/21/2012 | |||||||||
DDI CORP | DDIC | 233162502 | 5/24/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/21/2012 | |||||||||
VITERRA INC | VT CN | 92849T108 | 5/29/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/21/2012 | |||||||||
VITERRA INC | VT CN | 92849T108 | 5/29/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/21/2012 | |||||||||
NEO MATERIAL TECHNOLOGIES IN | NEM CN | 64045Y108 | 5/30/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/23/2012 | |||||||||
NEO MATERIAL TECHNOLOGIES IN | NEM CN | 64045Y108 | 5/30/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/23/2012 | |||||||||
ADAMS GOLF INC | ADGF | 006228209 | 5/30/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/28/2012 | |||||||||
ADAMS GOLF INC | ADGF | 006228209 | 5/30/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/28/2012 | |||||||||
PEP BOYS-MANNY MOE & JACK | PBY | 713278109 | 5/30/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 5/29/2012 | |||||||||
PEP BOYS-MANNY MOE & JACK | PBY | 713278109 | 5/30/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 5/29/2012 | |||||||||
ABOVENET INC | ABVT | 00374N107 | 6/5/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/1/2012 | |||||||||
ABOVENET INC | ABVT | 00374N107 | 6/5/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/1/2012 | |||||||||
ISTA PHARMACEUTICALS INC | ISTA | 45031X204 | 6/5/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/1/2012 |
ISTA PHARMACEUTICALS INC | ISTA | 45031X204 | 6/5/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/1/2012 | |||||||||
DREAMS INC | DRJ | 261983209 | 6/6/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/4/2012 | |||||||||
DREAMS INC | DRJ | 261983209 | 6/6/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/4/2012 | |||||||||
TRELAWNEY MINING AND EXPLORA | TRR CN | 89472X109 | 6/15/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/15/2012 | |||||||||
TRELAWNEY MINING AND EXPLORA | TRR CN | 89472X109 | 6/15/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/15/2012 | |||||||||
CUSTOMERS LTD | CUS AU | AU000000CUS9 | 6/18/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/12/2012 | |||||||||
CUSTOMERS LTD | CUS AU | AU000000CUS9 | 6/18/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/12/2012 | |||||||||
ARDEA BIOSCIENCES INC | RDEA | 03969P107 | 6/19/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/11/2012 | |||||||||
ARDEA BIOSCIENCES INC | RDEA | 03969P107 | 6/19/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/11/2012 | |||||||||
DENISON MINES CORP | DML CN | 248356107 | 6/25/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/20/2012 | |||||||||
DENISON MINES CORP | DML CN | 248356107 | 6/25/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/20/2012 | |||||||||
ERESEARCH TECHNOLOGY INC | ERT | 29481V108 | 6/22/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/22/2012 | |||||||||
ERESEARCH TECHNOLOGY INC | ERT | 29481V108 | 6/22/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/22/2012 | |||||||||
TRANSGLOBE APARTMENT REAL ES | TGA-U CN | 89367A107 | 6/27/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/27/2012 | |||||||||
TRANSGLOBE APARTMENT REAL ES | TGA-U CN | 89367A107 | 6/27/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/27/2012 | |||||||||
KNOLOGY INC | KNOL | 499183804 | 6/26/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/25/2012 | |||||||||
KNOLOGY INC | KNOL | 499183804 | 6/26/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/25/2012 | |||||||||
SOLUTIA INC | SOA | 834376501 | 6/29/2012 | 1. TO APPROVE THE MERGER | ISSUER | YES | FOR | FOR | 6/27/2012 | |||||||||
SOLUTIA INC | SOA | 834376501 | 6/29/2012 | 2. TO ADJOURN OR POSTPONE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | ISSUER | YES | FOR | FOR | 6/27/2012 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Arbitrage Funds |
By: /s/ John S. Orrico |
John S. Orrico |
President and Treasurer |
Date: August 17, 2012 |