| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol LiveVox Holdings, Inc. [ LVOX ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 3. Date of Earliest Transaction (Month/Day/Year) 06/18/2021 | ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A common stock | 06/18/2021 | C | 3,250,000 | A | (2) | 3,250,000 | I | By CFI Sponsor LLC(1) | ||
| Class A common stock | 06/18/2021 | D | 2,487,500 | D | (2) | 762,500 | I | By CFI Sponsor LLC(1) | ||
| Class A common stock | 06/18/2021 | P | 859,000 | A | (3) | 859,000 | I | By Crescent Capital Group Holdings LP(3) | ||
| Class A common stock | 06/18/2021 | P | 250,000 | A | (4) | 250,000 | I | By Six Etoiles Trust(4) | ||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class F common stock | (2) | 06/18/2021 | D | 2,925,000 | (2) | (2) | Class A common stock | 2,925,000 | (2) | 3,250,000 | I | By CFI Sponsor LLC(1) | |||
| Class F common stock | (2) | 06/18/2021 | C | 3,250,000 | (2) | (2) | Class A common stock | 3,250,000 | (2) | 0 | I | By CFI Sponsor LLC(1) | |||
| Lock-up Shares | (2) | 06/18/2021 | A | 2,487,500 | (2) | (2) | Class A common stock | 2,487,500 | (2) | 2,487,500 | I | By CFI Sponsor LLC(1) | |||
| Warrant (Right to Buy) | $11.5 | 06/18/2021 | P | 286,335 | 07/18/2021 | 06/18/2026 | Class A common stock | 286,335 | (3) | 286,335 | I | By Crescent Capital Group Holdings LP(3) | |||
| Warrant (Right to Buy) | $11.5 | 06/18/2021 | P | 83,333 | 07/18/2021 | 06/18/2026 | Class A common stock | 83,333 | (4) | 83,333 | I | By Six Etoiles Trust(4) | |||
| Explanation of Responses: |
| 1. CCGH Legacy Assets, LLC, Beyer Family Interests LLC and TSJD Family LLC are managing members of CFI Sponsor LLC. CCGH Legacy Assets, LLC delegated any of its voting and investment power over the issuer's securities to Mark Attanasio and Jean-Marc Chapus. Robert B. Beyer is a managing member of Beyer Family Interests LLC. Todd M. Purdy is a managing member of TSJD Family LLC. As such, each of Beyer Family Interests LLC, TSJD Fmaily LLC and Messrs. Attanasio, Chapus, Beyer and Purdy may be deemed to have or share beneficial ownership of the shares held directly by CFI Sponsor LLC. Each of the foregoing disclaims beneficial ownership of the shares held by CFI Sponsor LLC, except to the extent of respective pecuniary interest therein. |
| 2. On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. |
| 3. On June 18, 2021, Crescent Capital Group Holdings LP purchased 859,000 shares of Class A common stock of the issuer and 286,335 redeemable warrants of the issuer, each warrant exercisable to purchase one share of Class A common stock, for an aggregate purchase price of $8,590,000. Mark Attanasio and Jean-Marc Chapus are the managing members of the general partner of Crescent Capital Group Holdings LP and, as such, may be deemed to have or share beneficial ownership of the securities held directly by Crescent Capital Group Holdings LP. Each of Messrs. Attanasio and Chapus disclaims beneficial ownership of the securities held by Crescent Capital Group Holdings LP except to the extent of respective pecuniary interest therein. |
| 4. On June 18, 2021, Six Etoiles Trust purchased 250,000 shares of Class A common stock of the issuer and 83,333 redeemable warrants of the issuer, each warrant exercisable to purchase one share of Class A common stock, for an aggregate purchase price of $2,500,000. Jean-Marc Chapus is the trustee of Six Etoiles Trust and, as such, may be deemed to have or share beneficial ownership of the securities held directly by Six Etoiles Trust. Mr. Chapus disclaims beneficial ownership of the securities held by Six Etoiles Trust except to the extent of pecuniary interest therein. |
| Remarks: |
| Former 10% Owner, Former Director. This reporting person's status as a 10% owner and director ceased on June 18, 2021. |
| /s/ George P. Hawley, as attorney-in-fact | 06/22/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
