The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO COM | COM | 88579Y101 | 617 | 3,104 | SH | SOLE | NONE | 3,104 | 0 | 0 | |
ABBOTT LABS COM | COM | 002824100 | 469 | 7,689 | SH | SOLE | NONE | 7,689 | 0 | 0 | |
ABBVIE INC COM | COM | 00287Y109 | 647 | 6,984 | SH | SOLE | NONE | 6,984 | 0 | 0 | |
ACCENTURE PLC IRELAND SHS CLASS A | SHS CLASS A | G1151C101 | 345 | 2,110 | SH | SOLE | NONE | 2,110 | 0 | 0 | |
AMAZON COM INC COM | COM | 023135106 | 564 | 332 | SH | SOLE | NONE | 332 | 0 | 0 | |
AMERICAN INTL GROUP INC COM NEW | COM NEW | 026874784 | 211 | 3,980 | SH | SOLE | NONE | 3,980 | 0 | 0 | |
AMGEN INC COM | COM | 031162100 | 212 | 1,150 | SH | SOLE | NONE | 1,150 | 0 | 0 | |
APPLE INC COM | COM | 037833100 | 1,017 | 5,495 | SH | SOLE | NONE | 5,495 | 0 | 0 | |
AT&T INC COM | COM | 00206R102 | 728 | 22,672 | SH | SOLE | NONE | 22,672 | 0 | 0 | |
BARINGS CORPORATE INVS COM | COM | 06759X107 | 2,466 | 163,180 | SH | SOLE | NONE | 163,180 | 0 | 0 | |
BECTON DICKINSON & CO COM | COM | 075887109 | 3,368 | 14,058 | SH | SOLE | NONE | 14,058 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL A | CL A | 084670108 | 564 | 2 | SH | SOLE | NONE | 2 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL B NEW | CL B NEW | 084670702 | 203 | 1,087 | SH | SOLE | NONE | 1,087 | 0 | 0 | |
BOEING CO COM | COM | 097023105 | 525 | 1,565 | SH | SOLE | NONE | 1,565 | 0 | 0 | |
BP PLC SPONSORED ADR | SPONSORED ADR | 055622104 | 417 | 9,122 | SH | SOLE | NONE | 9,122 | 0 | 0 | |
CAPITAL ONE FINL CORP COM | COM | 14040H105 | 207 | 2,250 | SH | SOLE | NONE | 2,250 | 0 | 0 | |
CHEVRON CORP NEW COM | COM | 166764100 | 366 | 2,898 | SH | SOLE | NONE | 2,898 | 0 | 0 | |
CIGNA CORPORATION COM | COM | 125509109 | 372 | 2,190 | SH | SOLE | NONE | 2,190 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIONS CL A | CL A | 192446102 | 327 | 4,140 | SH | SOLE | NONE | 4,140 | 0 | 0 | |
COLGATE PALMOLIVE CO COM | COM | 194162103 | 375 | 5,785 | SH | SOLE | NONE | 5,785 | 0 | 0 | |
COSTCO WHSL CORP NEW COM | COM | 22160K105 | 439 | 2,100 | SH | SOLE | NONE | 2,100 | 0 | 0 | |
CSX CORP COM | COM | 126408103 | 587 | 9,200 | SH | SOLE | NONE | 9,200 | 0 | 0 | |
DANAHER CORP DEL COM | COM | 235851102 | 265 | 2,690 | SH | SOLE | NONE | 2,690 | 0 | 0 | |
DEERE & CO COM | COM | 244199105 | 577 | 4,130 | SH | SOLE | NONE | 4,130 | 0 | 0 | |
DISNEY WALT CO COM DISNEY | COM DISNEY | 254687106 | 601 | 5,738 | SH | SOLE | NONE | 5,738 | 0 | 0 | |
EATON VANCE TAX MNGD GBL DV EQ COM | COM | 27829F108 | 345 | 37,140 | SH | SOLE | NONE | 37,140 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L P COM | COM | 293792107 | 245 | 8,850 | SH | SOLE | NONE | 8,850 | 0 | 0 | |
EOG RES INC COM | COM | 26875P101 | 212 | 1,702 | SH | SOLE | NONE | 1,702 | 0 | 0 | |
EXXON MOBIL CORP COM | COM | 30231G102 | 4,551 | 55,007 | SH | SOLE | NONE | 55,007 | 0 | 0 | |
FACEBOOK INC CL A | CL A | 30303M102 | 401 | 2,062 | SH | SOLE | NONE | 2,062 | 0 | 0 | |
FEDEX CORP COM | COM | 31428X106 | 322 | 1,420 | SH | SOLE | NONE | 1,420 | 0 | 0 | |
FLEXSHARES IBOXX 3-YEAR TARGET DURATION TIPS INDEX FUND | IBOXX 3R TARGT | 33939L506 | 2,872 | 118,195 | SH | SOLE | NONE | 118,195 | 0 | 0 | |
GENERAL ELECTRIC CO COM | COM | 369604103 | 481 | 35,354 | SH | SOLE | NONE | 35,354 | 0 | 0 | |
GENERAL MLS INC COM | COM | 370334104 | 316 | 7,150 | SH | SOLE | NONE | 7,150 | 0 | 0 | |
GLOBAL X MLP ETF | GLBL X MLP ETF | 37950E473 | 8,042 | 877,932 | SH | SOLE | NONE | 877,932 | 0 | 0 | |
GOLDMAN SACHS BDC INC SHS | SHS | 38147U107 | 3,213 | 156,903 | SH | SOLE | NONE | 156,903 | 0 | 0 | |
GOLDMAN SACHS MLP ENERGY RENAI COM | COM | 38148G107 | 61 | 10,000 | SH | SOLE | NONE | 10,000 | 0 | 0 | |
HCA HEALTHCARE INC COM | COM | 40412C101 | 221 | 2,150 | SH | SOLE | NONE | 2,150 | 0 | 0 | |
HOME DEPOT INC COM | COM | 437076102 | 383 | 1,965 | SH | SOLE | NONE | 1,965 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS COM | COM | 459200101 | 325 | 2,328 | SH | SOLE | NONE | 2,328 | 0 | 0 | |
INTUIT COM | COM | 461202103 | 411 | 2,010 | SH | SOLE | NONE | 2,010 | 0 | 0 | |
INVESCO BULLETSHARES 2019 CORPORATE BOND ETF | BULSHS 2019 CB | 46138J304 | 302 | 14,390 | SH | SOLE | NONE | 14,390 | 0 | 0 | |
INVESCO BULLETSHARES 2020 CORPORATE BOND ETF | BULSHS 2020 CB | 46138J502 | 281 | 13,360 | SH | SOLE | NONE | 13,360 | 0 | 0 | |
INVESCO BULLETSHARES 2021 CORPORATE BOND ETF | BULSHS 2021 CB | 46138J700 | 301 | 14,515 | SH | SOLE | NONE | 14,515 | 0 | 0 | |
INVESCO FTSE RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | FTSE RAFI SML | 46138E735 | 407 | 12,275 | SH | SOLE | NONE | 12,275 | 0 | 0 | |
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF | OPTIMUM YIELD | 46090F100 | 24,419 | 1,322,795 | SH | SOLE | NONE | 1,322,795 | 0 | 0 | |
INVESCO QQQ TRUST | UNIT SER 1 | 46090E103 | 299 | 1,740 | SH | SOLE | NONE | 1,740 | 0 | 0 | |
INVESCO S&P 500 EQUAL WEIGHT ETF | S&P500 EQL WGT | 46137V357 | 29,643 | 290,935 | SH | SOLE | NONE | 290,935 | 0 | 0 | |
INVESCO S&P MIDCAP 400 EQUAL WEIGHT ETF | S&P MDCP400 EQ | 46137V225 | 16,628 | 250,120 | SH | SOLE | NONE | 250,120 | 0 | 0 | |
ISHARES COMEX GOLD TRUST | ISHARES | 464285105 | 516 | 42,904 | SH | SOLE | NONE | 42,904 | 0 | 0 | |
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF | CORE MSCI TOTAL | 46432F834 | 30,834 | 512,794 | SH | SOLE | NONE | 512,794 | 0 | 0 | |
ISHARES CORE S&P 500 ETF | CORE S&P500 ETF | 464287200 | 732 | 2,679 | SH | SOLE | NONE | 2,679 | 0 | 0 | |
ISHARES CORE U.S. AGGREGATE BOND ETF | CORE US AGGBD ET | 464287226 | 3,076 | 28,930 | SH | SOLE | NONE | 28,930 | 0 | 0 | |
ISHARES FTSE EPRA/NAREIT DEVELOPED EUROPE INDEX FUND | EUR DEV RE ETF | 464288471 | 6,077 | 152,831 | SH | SOLE | NONE | 152,831 | 0 | 0 | |
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 1,666 | 24,880 | SH | SOLE | NONE | 24,880 | 0 | 0 | |
ISHARES NORTH AMERICAN TECH-SOFTWARE ETF | NA TEC SFTWR ETF | 464287515 | 2,428 | 13,303 | SH | SOLE | NONE | 13,303 | 0 | 0 | |
ISHARES RUSSELL 1000 GROWTH ETF | RUS 1000 GRW ETF | 464287614 | 347 | 2,410 | SH | SOLE | NONE | 2,410 | 0 | 0 | |
ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 464287598 | 463 | 3,811 | SH | SOLE | NONE | 3,811 | 0 | 0 | |
ISHARES S&P SMALL-CAP FUND | CORE S&P SCP ETF | 464287804 | 590 | 7,075 | SH | SOLE | NONE | 7,075 | 0 | 0 | |
JOHN HANCOCK MULTIFACTOR MID CAP ETF | MULTIFACTOR MI | 47804J206 | 3,866 | 110,950 | SH | SOLE | NONE | 110,950 | 0 | 0 | |
JOHNSON & JOHNSON COM | COM | 478160104 | 3,477 | 28,654 | SH | SOLE | NONE | 28,654 | 0 | 0 | |
JPMORGAN ALERIAN MLP INDEX ETN | ALERIAN ML ETN | 46625H365 | 428 | 16,098 | SH | SOLE | NONE | 16,098 | 0 | 0 | |
KIMBERLY CLARK CORP COM | COM | 494368103 | 357 | 3,386 | SH | SOLE | NONE | 3,386 | 0 | 0 | |
LOCKHEED MARTIN CORP COM | COM | 539830109 | 332 | 1,124 | SH | SOLE | NONE | 1,124 | 0 | 0 | |
MAINSTAY MACKAY DEFINDTRM MUNI COM | COM | 56064K100 | 339 | 17,500 | SH | SOLE | NONE | 17,500 | 0 | 0 | |
MCDONALDS CORP COM | COM | 580135101 | 234 | 1,495 | SH | SOLE | NONE | 1,495 | 0 | 0 | |
MERCK & CO INC COM | COM | 58933Y105 | 921 | 15,177 | SH | SOLE | NONE | 15,177 | 0 | 0 | |
MICROSOFT CORP COM | COM | 594918104 | 317 | 3,214 | SH | SOLE | NONE | 3,214 | 0 | 0 | |
MOODYS CORP COM | COM | 615369105 | 727 | 4,260 | SH | SOLE | NONE | 4,260 | 0 | 0 | |
NEXTERA ENERGY INC COM | COM | 65339F101 | 739 | 4,422 | SH | SOLE | NONE | 4,422 | 0 | 0 | |
NIKE INC CL B | CL B | 654106103 | 373 | 4,680 | SH | SOLE | NONE | 4,680 | 0 | 0 | |
NORFOLK SOUTHERN CORP COM | COM | 655844108 | 324 | 2,150 | SH | SOLE | NONE | 2,150 | 0 | 0 | |
ORACLE CORP COM | COM | 68389X105 | 1,384 | 31,404 | SH | SOLE | NONE | 31,404 | 0 | 0 | |
PEPSICO INC COM | COM | 713448108 | 1,488 | 13,664 | SH | SOLE | NONE | 13,664 | 0 | 0 | |
PFIZER INC COM | COM | 717081103 | 1,178 | 32,456 | SH | SOLE | NONE | 32,456 | 0 | 0 | |
PHILLIPS 66 COM | COM | 718546104 | 364 | 3,239 | SH | SOLE | NONE | 3,239 | 0 | 0 | |
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND | ENHAN SHRT MA AC | 72201R833 | 8,147 | 80,223 | SH | SOLE | NONE | 80,223 | 0 | 0 | |
PRAXAIR INC COM | COM | 74005P104 | 202 | 1,277 | SH | SOLE | NONE | 1,277 | 0 | 0 | |
PROCTER AND GAMBLE CO COM | COM | 742718109 | 277 | 3,553 | SH | SOLE | NONE | 3,553 | 0 | 0 | |
ROYAL DUTCH SHELL PLC SPONS ADR A | SPONS ADR A | 780259206 | 331 | 4,785 | SH | SOLE | NONE | 4,785 | 0 | 0 | |
S&P GLOBAL INC COM | COM | 78409V104 | 326 | 1,600 | SH | SOLE | NONE | 1,600 | 0 | 0 | |
SPDR GOLD SHARES | GOLD SHS | 78463V107 | 10,036 | 84,581 | SH | SOLE | NONE | 84,581 | 0 | 0 | |
SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF | NUVEEN BRC MUNIC | 78468R721 | 330 | 6,875 | SH | SOLE | NONE | 6,875 | 0 | 0 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 707 | 2,604 | SH | SOLE | NONE | 2,604 | 0 | 0 | |
STRYKER CORP COM | COM | 863667101 | 237 | 1,405 | SH | SOLE | NONE | 1,405 | 0 | 0 | |
TARGET CORP COM | COM | 87612E106 | 286 | 3,760 | SH | SOLE | NONE | 3,760 | 0 | 0 | |
TOMPKINS FINANCIAL CORPORATION COM | COM | 890110109 | 4,113 | 47,887 | SH | SOLE | NONE | 47,887 | 0 | 0 | |
UGI CORP NEW COM | COM | 902681105 | 256 | 4,920 | SH | SOLE | NONE | 4,920 | 0 | 0 | |
UNILEVER N V N Y SHS NEW | N Y SHS NEW | 904784709 | 552 | 9,915 | SH | SOLE | NONE | 9,915 | 0 | 0 | |
VANGUARD FTSE DEVELOPED MARKETS ETF | FTSE DEV MKT ETF | 921943858 | 24,672 | 575,113 | SH | SOLE | NONE | 575,113 | 0 | 0 | |
VANGUARD FTSE EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 | 286 | 6,784 | SH | SOLE | NONE | 6,784 | 0 | 0 | |
VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX | GLB EX US ETF | 922042676 | 423 | 7,282 | SH | SOLE | NONE | 7,282 | 0 | 0 | |
VANGUARD S&P 500 ETF | S&P 500 ETF SHS | 922908363 | 22,887 | 91,728 | SH | SOLE | NONE | 91,728 | 0 | 0 | |
VANGUARD SHORT-TERM BOND INDEX FUND | SHORT TRM BOND | 921937827 | 401 | 5,129 | SH | SOLE | NONE | 5,129 | 0 | 0 | |
VANGUARD TOTAL INTERNATIONAL STOCK ETF | VG TL INTL STK F | 921909768 | 2,642 | 48,832 | SH | SOLE | NONE | 48,832 | 0 | 0 | |
VANGUARD TOTAL STOCK MARKET INDEX FUND | TOTAL STK MKT | 922908769 | 36,037 | 256,618 | SH | SOLE | NONE | 256,618 | 0 | 0 | |
VERIZON COMMUNICATIONS INC COM | COM | 92343V104 | 306 | 6,080 | SH | SOLE | NONE | 6,080 | 0 | 0 | |
VISA INC COM CL A | COM CL A | 92826C839 | 479 | 3,616 | SH | SOLE | NONE | 3,616 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC COM | COM | 931427108 | 234 | 3,900 | SH | SOLE | NONE | 3,900 | 0 | 0 | |
WEC ENERGY GROUP INC COM | COM | 92939U106 | 678 | 10,484 | SH | SOLE | NONE | 10,484 | 0 | 0 | |
WISDOMTREE EUROPE SMALLCAP DIVIDEND FUND | EUROPE SMCP DV | 97717W869 | 2,448 | 37,511 | SH | SOLE | NONE | 37,511 | 0 | 0 | |
WISDOMTREE U.S. HIGH DIVIDEND FUND | US HIGH DIVIDEND | 97717W208 | 5,737 | 82,040 | SH | SOLE | NONE | 82,040 | 0 | 0 |