COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 96 | 13,188 | SH | | SOLE | | 0 | 0 | 13,188 |
ACME UTD CORP | COM | 004816104 | 3,133 | 138,733 | SH | | SOLE | | 0 | 0 | 138,733 |
ADAMIS PHARMACEUTICALS CORP | COM NEW | 00547W208 | 176 | 135,575 | SH | | SOLE | | 0 | 0 | 135,575 |
AIRGAIN INC | COM | 00938A104 | 2,496 | 176,416 | SH | | SOLE | | 0 | 0 | 176,416 |
AMERIS BANCORP | COM | 03076K108 | 633 | 16,140 | SH | | SOLE | | 0 | 0 | 16,140 |
ARES CAP CORP | COM | 04010L103 | 399 | 22,265 | SH | | SOLE | | 0 | 0 | 22,265 |
ARES COML REAL ESTATE CORP | COM | 04013V108 | 1,903 | 128,045 | SH | | SOLE | | 0 | 0 | 128,045 |
ASHFORD HOSPITALITY TR INC | COM SHS | 044103109 | 590 | 198,769 | SH | | SOLE | | 0 | 0 | 198,769 |
ASURE SOFTWARE INC | COM | 04649U102 | 939 | 114,093 | SH | | SOLE | | 0 | 0 | 114,093 |
ATOMERA INC | COM | 04965B100 | 928 | 184,469 | SH | | SOLE | | 0 | 0 | 184,469 |
AVINO SILVER & GOLD MINES LT | COM | 053906103 | 826 | 1,498,650 | SH | | SOLE | | 0 | 0 | 1,498,650 |
BALCHEM CORP | COM | 057665200 | 3,720 | 37,214 | SH | | SOLE | | 0 | 0 | 37,214 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 839 | 3,935 | SH | | SOLE | | 0 | 0 | 3,935 |
BIOMERICA INC | COM NEW | 09061H307 | 26 | 10,000 | SH | | SOLE | | 0 | 0 | 10,000 |
BLUEROCK RESIDENTIAL GRW REI | COM CL A | 09627J102 | 1,544 | 131,437 | SH | | SOLE | | 0 | 0 | 131,437 |
BOSTON BEER INC | CL A | 100557107 | 501 | 1,325 | SH | | SOLE | | 0 | 0 | 1,325 |
BOWL AMER INC | CL A | 102565108 | 383 | 24,075 | SH | | SOLE | | 0 | 0 | 24,075 |
BOXLIGHT CORP | COM CL A | 103197109 | 331 | 107,950 | SH | | SOLE | | 0 | 0 | 107,950 |
CABOT MICROELECTRONICS CORP | COM | 12709P103 | 858 | 7,792 | SH | | SOLE | | 0 | 0 | 7,792 |
CALAMOS GLOBAL TOTAL RETURN | COM SH BEN INT | 128118106 | 209 | 16,275 | SH | | SOLE | | 0 | 0 | 16,275 |
CAPITAL SOUTHWEST CORP | COM | 140501107 | 406 | 19,375 | SH | | SOLE | | 0 | 0 | 19,375 |
CARETRUST REIT INC | COM | 14174T107 | 1,032 | 43,389 | SH | | SOLE | | 0 | 0 | 43,389 |
CARRIAGE SVCS INC | COM | 143905107 | 2,638 | 138,762 | SH | | SOLE | | 0 | 0 | 138,762 |
CATASYS INC | COM PAR | 149049504 | 4,085 | 212,532 | SH | | SOLE | | 0 | 0 | 212,532 |
CECO ENVIRONMENTAL CORP | COM | 125141101 | 112 | 11,725 | SH | | SOLE | | 0 | 0 | 11,725 |
CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 506 | 10,601 | SH | | SOLE | | 0 | 0 | 10,601 |
CEMTREX INC | *W EXP 12/02/202 | 15130G113 | 39 | 491,600 | SH | | SOLE | | 0 | 0 | 491,600 |
CHECK CAP LTD | *W EXP 02/28/202 | M2361E120 | 0 | 13,049 | SH | | SOLE | | 0 | 0 | 13,049 |
CHICKEN SOUP FOR THE SOUL EN | CL A | 16842Q100 | 134 | 17,925 | SH | | SOLE | | 0 | 0 | 17,925 |
CITY OFFICE REIT INC | COM | 178587101 | 1,285 | 107,189 | SH | | SOLE | | 0 | 0 | 107,189 |
COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 358 | 16,775 | SH | | SOLE | | 0 | 0 | 16,775 |
CONDOR HOSPITALITY TR INC | COM NEW | 20676Y403 | 1,462 | 161,225 | SH | | SOLE | | 0 | 0 | 161,225 |
CORENERGY INFRASTRUCTURE TR | COM NEW | 21870U502 | 2,055 | 51,803 | SH | | SOLE | | 0 | 0 | 51,803 |
CPI AEROSTRUCTURES INC | COM NEW | 125919308 | 676 | 80,325 | SH | | SOLE | | 0 | 0 | 80,325 |
CREATIVE REALITIES INC | *W EXP 11/09/202 | 22530J119 | 40 | 98,750 | SH | | SOLE | | 0 | 0 | 98,750 |
CREATIVE REALITIES INC | COM NEW | 22530J200 | 454 | 197,500 | SH | | SOLE | | 0 | 0 | 197,500 |
CROWN CRAFTS INC | COM | 228309100 | 906 | 192,840 | SH | | SOLE | | 0 | 0 | 192,840 |
CUMBERLAND PHARMACEUTICALS I | COM | 230770109 | 488 | 76,615 | SH | | SOLE | | 0 | 0 | 76,615 |
CUSTOMERS BANCORP INC | COM | 23204G100 | 1,456 | 69,320 | SH | | SOLE | | 0 | 0 | 69,320 |
DAKTRONICS INC | COM | 234264109 | 832 | 134,870 | SH | | SOLE | | 0 | 0 | 134,870 |
DARIOHEALTH CORP | COM | 23725P100 | 36 | 77,450 | SH | | SOLE | | 0 | 0 | 77,450 |
DARIOHEALTH CORP | *W EXP 03/08/202 | 23725P118 | 1 | 65,389 | SH | | SOLE | | 0 | 0 | 65,389 |
DATA I O CORP | COM | 237690102 | 80 | 17,775 | SH | | SOLE | | 0 | 0 | 17,775 |
DHX MEDIA LTD | COM VAR VTG | 252406152 | 1,325 | 907,675 | SH | | SOLE | | 0 | 0 | 907,675 |
DOLPHIN ENTMT INC | COM | 25686H100 | 496 | 472,050 | SH | | SOLE | | 0 | 0 | 472,050 |
DORCHESTER MINERALS LP | COM UNIT | 25820R105 | 234 | 12,800 | SH | | SOLE | | 0 | 0 | 12,800 |
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 204 | 10,200 | SH | | SOLE | | 0 | 0 | 10,200 |
EAGLE PT CR CO LLC | COM | 269808101 | 4,511 | 252,167 | SH | | SOLE | | 0 | 0 | 252,167 |
EATON VANCE FLTING RATE INC | COM | 278279104 | 248 | 18,400 | SH | | SOLE | | 0 | 0 | 18,400 |
ENSIGN GROUP INC | COM | 29358P101 | 6,610 | 116,130 | SH | | SOLE | | 0 | 0 | 116,130 |
ENVISION SOLAR INTL INC | *W EXP 12/30/202 | 29413Q110 | 291 | 264,719 | SH | | SOLE | | 0 | 0 | 264,719 |
ENVISION SOLAR INTL INC | COM | 29413Q201 | 1,308 | 264,719 | SH | | SOLE | | 0 | 0 | 264,719 |
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 317 | 10,075 | SH | | SOLE | | 0 | 0 | 10,075 |
EVI INDUSTRIES INC | COM | 26929N102 | 367 | 9,600 | SH | | SOLE | | 0 | 0 | 9,600 |
EVOLUTION PETROLEUM CORP | COM | 30049A107 | 1,127 | 157,650 | SH | | SOLE | | 0 | 0 | 157,650 |
EYEPOINT PHARMACEUTICALS INC | COM | 30233G100 | 144 | 87,884 | SH | | SOLE | | 0 | 0 | 87,884 |
FARMLAND PARTNERS INC | COM | 31154R109 | 746 | 105,775 | SH | | SOLE | | 0 | 0 | 105,775 |
FIDUCIARY CLAYMORE ENGRY INF | COM | 31647Q106 | 126 | 13,000 | SH | | SOLE | | 0 | 0 | 13,000 |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 1,438 | 181,815 | SH | | SOLE | | 0 | 0 | 181,815 |
FLAHERTY&CRMN PFD SEC INCOM | COM | 338478100 | 543 | 27,225 | SH | | SOLE | | 0 | 0 | 27,225 |
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 236 | 15,600 | SH | | SOLE | | 0 | 0 | 15,600 |
FRANCO NEVADA CORP | COM | 351858105 | 1,015 | 11,963 | SH | | SOLE | | 0 | 0 | 11,963 |
GENERAL FIN CORP DEL | COM | 369822101 | 1,320 | 157,650 | SH | | SOLE | | 0 | 0 | 157,650 |
GENIUS BRANDS INTL INC | COM PAR | 37229T301 | 909 | 654,051 | SH | | SOLE | | 0 | 0 | 654,051 |
GLADSTONE COML CORP | COM | 376536108 | 1,387 | 65,355 | SH | | SOLE | | 0 | 0 | 65,355 |
GLADSTONE LD CORP | COM | 376549101 | 1,419 | 123,050 | SH | | SOLE | | 0 | 0 | 123,050 |
GLOBAL WTR RES INC | COM | 379463102 | 2,020 | 193,500 | SH | | SOLE | | 0 | 0 | 193,500 |
GLOBALSCAPE INC | COM | 37940G109 | 3,106 | 303,880 | SH | | SOLE | | 0 | 0 | 303,880 |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 37 | 23,025 | SH | | SOLE | | 0 | 0 | 23,025 |
GREAT AJAX CORP | COM | 38983D300 | 2,574 | 183,849 | SH | | SOLE | | 0 | 0 | 183,849 |
GSE SYS INC | COM | 36227K106 | 760 | 324,690 | SH | | SOLE | | 0 | 0 | 324,690 |
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 609 | 21,619 | SH | | SOLE | | 0 | 0 | 21,619 |
HARROW HEALTH INC | COM | 415858109 | 448 | 51,550 | SH | | SOLE | | 0 | 0 | 51,550 |
HARVARD BIOSCIENCE INC | COM | 416906105 | 637 | 318,497 | SH | | SOLE | | 0 | 0 | 318,497 |
HENRY JACK & ASSOC INC | COM | 426281101 | 1,031 | 7,700 | SH | | SOLE | | 0 | 0 | 7,700 |
HOEGH LNG PARTNERS LP | COM UNIT LTD | Y3262R100 | 441 | 25,498 | SH | | SOLE | | 0 | 0 | 25,498 |
HUDSON TECHNOLOGIES INC | COM | 444144109 | 722 | 840,025 | SH | | SOLE | | 0 | 0 | 840,025 |
I D SYSTEMS INC | COM | 449489103 | 2,009 | 341,610 | SH | | SOLE | | 0 | 0 | 341,610 |
IDEX CORP | COM | 45167R104 | 1,635 | 9,500 | SH | | SOLE | | 0 | 0 | 9,500 |
II VI INC | COM | 902104108 | 6,210 | 169,870 | SH | | SOLE | | 0 | 0 | 169,870 |
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 2,053 | 177,451 | SH | | SOLE | | 0 | 0 | 177,451 |
INTEST CORP | COM | 461147100 | 1,400 | 291,075 | SH | | SOLE | | 0 | 0 | 291,075 |
INTRICON CORP | COM | 46121H109 | 659 | 28,195 | SH | | SOLE | | 0 | 0 | 28,195 |
INVESCO EXCHNG TRADED FD TR | S&P SMLCP UTIL | 46138G409 | 2,998 | 57,975 | SH | | SOLE | | 0 | 0 | 57,975 |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 406 | 28,305 | SH | | SOLE | | 0 | 0 | 28,305 |
ISHARES TR | TIPS BD ETF | 464287176 | 340 | 2,940 | SH | | SOLE | | 0 | 0 | 2,940 |
ISSUER DIRECT CORPORATION | COM NEW | 46520M204 | 1,025 | 91,550 | SH | | SOLE | | 0 | 0 | 91,550 |
ITERIS INC | COM | 46564T107 | 207 | 40,000 | SH | | SOLE | | 0 | 0 | 40,000 |
J & J SNACK FOODS CORP | COM | 466032109 | 290 | 1,800 | SH | | SOLE | | 0 | 0 | 1,800 |
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 258 | 30,344 | SH | | SOLE | | 0 | 0 | 30,344 |
JMP GROUP LLC | COM | 46629U107 | 39 | 10,000 | SH | | SOLE | | 0 | 0 | 10,000 |
JOINT CORP | COM | 47973J102 | 1,346 | 73,950 | SH | | SOLE | | 0 | 0 | 73,950 |
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 374 | 24,450 | SH | | SOLE | | 0 | 0 | 24,450 |
KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | 125 | 10,790 | SH | | SOLE | | 0 | 0 | 10,790 |
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | 2,820 | 123,177 | SH | | SOLE | | 0 | 0 | 123,177 |
LANDMARK INFRASTRUCTURE LP | COM UNIT LTD | 51508J108 | 982 | 58,250 | SH | | SOLE | | 0 | 0 | 58,250 |
LEGACY HOUSING CORP | COM | 52472M101 | 2,196 | 176,415 | SH | | SOLE | | 0 | 0 | 176,415 |
LEXINGTON REALTY TRUST | COM | 529043101 | 383 | 40,660 | SH | | SOLE | | 0 | 0 | 40,660 |
MANHATTAN BRIDGE CAPITAL INC | COM | 562803106 | 1,486 | 232,124 | SH | | SOLE | | 0 | 0 | 232,124 |
MARTEN TRANS LTD | COM | 573075108 | 1,037 | 57,140 | SH | | SOLE | | 0 | 0 | 57,140 |
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 1,580 | 90,607 | SH | | SOLE | | 0 | 0 | 90,607 |
MILLER INDS INC TENN | COM NEW | 600551204 | 644 | 20,940 | SH | | SOLE | | 0 | 0 | 20,940 |
MONMOUTH REAL ESTATE INVT CO | CL A | 609720107 | 1,315 | 97,035 | SH | | SOLE | | 0 | 0 | 97,035 |
MTBC INC | COM | 55378G102 | 54 | 10,625 | SH | | SOLE | | 0 | 0 | 10,625 |
NEOGENOMICS INC | COM NEW | 64049M209 | 2,486 | 113,300 | SH | | SOLE | | 0 | 0 | 113,300 |
NEW MTN FIN CORP | COM | 647551100 | 333 | 23,853 | SH | | SOLE | | 0 | 0 | 23,853 |
NEWMONT GOLDCORP CORPORATION | COM | 651639106 | 681 | 17,708 | SH | | SOLE | | 0 | 0 | 17,708 |
NEWTEK BUSINESS SVCS CORP | COM NEW | 652526203 | 3,614 | 157,133 | SH | | SOLE | | 0 | 0 | 157,133 |
NTN BUZZTIME INC | COM PAR | 629410606 | 1,069 | 282,150 | SH | | SOLE | | 0 | 0 | 282,150 |
OFS CREDIT COMPANY INC | COM | 67111Q107 | 1,965 | 109,543 | SH | | SOLE | | 0 | 0 | 109,543 |
OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 2,013 | 192,795 | SH | | SOLE | | 0 | 0 | 192,795 |
OXFORD LANE CAP CORP | COM | 691543102 | 633 | 62,824 | SH | | SOLE | | 0 | 0 | 62,824 |
PARETEUM CORP | COM NEW | 69946T207 | 1,283 | 491,663 | SH | | SOLE | | 0 | 0 | 491,663 |
PEAK RESORTS INC | COM | 70469L100 | 474 | 99,750 | SH | | SOLE | | 0 | 0 | 99,750 |
PEBBLEBROOK HOTEL TR | COM | 70509V100 | 212 | 7,508 | SH | | SOLE | | 0 | 0 | 7,508 |
PEMBINA PIPELINE CORP | COM | 706327103 | 1,795 | 48,227 | SH | | SOLE | | 0 | 0 | 48,227 |
PICO HLDGS INC | COM NEW | 693366205 | 1,424 | 122,584 | SH | | SOLE | | 0 | 0 | 122,584 |
POLAR PWR INC | COM | 73102V105 | 477 | 114,700 | SH | | SOLE | | 0 | 0 | 114,700 |
POSTAL REALTY TRUST INC | CL A | 73757R102 | 1,696 | 107,670 | SH | | SOLE | | 0 | 0 | 107,670 |
PREFERRED APT CMNTYS INC | COM | 74039L103 | 2,074 | 138,745 | SH | | SOLE | | 0 | 0 | 138,745 |
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 737 | 10,700 | SH | | SOLE | | 0 | 0 | 10,700 |
PURECYCLE CORP | COM NEW | 746228303 | 2,464 | 232,430 | SH | | SOLE | | 0 | 0 | 232,430 |
QUAKER CHEM CORP | COM | 747316107 | 4,347 | 21,425 | SH | | SOLE | | 0 | 0 | 21,425 |
RCM TECHNOLOGIES INC | COM NEW | 749360400 | 270 | 67,545 | SH | | SOLE | | 0 | 0 | 67,545 |
REEDS INC | COM | 758338107 | 2,238 | 592,110 | SH | | SOLE | | 0 | 0 | 592,110 |
RICEBRAN TECHNOLOGIES | COM NEW | 762831204 | 128 | 44,075 | SH | | SOLE | | 0 | 0 | 44,075 |
ROYAL GOLD INC | COM | 780287108 | 1,673 | 16,323 | SH | | SOLE | | 0 | 0 | 16,323 |
ROYCE MICRO-CAP TR INC | COM | 780915104 | 1,692 | 205,830 | SH | | SOLE | | 0 | 0 | 205,830 |
SACHEM CAP CORP | COM | 78590A109 | 3,384 | 637,365 | SH | | SOLE | | 0 | 0 | 637,365 |
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 1,611 | 290,765 | SH | | SOLE | | 0 | 0 | 290,765 |
SEABRIDGE GOLD INC | COM | 811916105 | 323 | 23,890 | SH | | SOLE | | 0 | 0 | 23,890 |
SEASPAN CORP | SHS | Y75638109 | 148 | 15,084 | SH | | SOLE | | 0 | 0 | 15,084 |
SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | 151 | 18,295 | SH | | SOLE | | 0 | 0 | 18,295 |
SHARPSPRING INC | COM | 820054104 | 1,942 | 149,495 | SH | | SOLE | | 0 | 0 | 149,495 |
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 275 | 2,275 | SH | | SOLE | | 0 | 0 | 2,275 |
SILVERSUN TECHNOLOGIES INC | COM NEW | 82846H207 | 668 | 226,605 | SH | | SOLE | | 0 | 0 | 226,605 |
SONOMA PHARMACEUTICALS INC | COM NEW | 83558L204 | 214 | 27,052 | SH | | SOLE | | 0 | 0 | 27,052 |
SOTHERLY HOTELS INC | COM | 83600C103 | 1,370 | 196,786 | SH | | SOLE | | 0 | 0 | 196,786 |
SP PLUS CORP | COM | 78469C103 | 1,629 | 51,005 | SH | | SOLE | | 0 | 0 | 51,005 |
SPARK ENERGY INC | CL A COM | 846511103 | 1,855 | 165,775 | SH | | SOLE | | 0 | 0 | 165,775 |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 247 | 1,856 | SH | | SOLE | | 0 | 0 | 1,856 |
STERICYCLE INC | COM | 858912108 | 1,349 | 28,250 | SH | | SOLE | | 0 | 0 | 28,250 |
STONECASTLE FINL CORP | COM | 861780104 | 430 | 19,735 | SH | | SOLE | | 0 | 0 | 19,735 |
SUPERIOR DRILLING PRODS INC | COM | 868153107 | 25 | 24,900 | SH | | SOLE | | 0 | 0 | 24,900 |
TARGA RES CORP | COM | 87612G101 | 1,139 | 29,003 | SH | | SOLE | | 0 | 0 | 29,003 |
TEAM INC | COM | 878155100 | 1,108 | 72,310 | SH | | SOLE | | 0 | 0 | 72,310 |
TECOGEN INC NEW | COM NEW | 87876P201 | 2,742 | 731,250 | SH | | SOLE | | 0 | 0 | 731,250 |
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B101 | 856 | 63,422 | SH | | SOLE | | 0 | 0 | 63,422 |
TOUGHBUILT INDUSTRIES INC | UNIT 10/10/20233 | 89157G306 | 402 | 188,850 | SH | | SOLE | | 0 | 0 | 188,850 |
TRECORA RES | COM | 894648104 | 932 | 97,385 | SH | | SOLE | | 0 | 0 | 97,385 |
TYLER TECHNOLOGIES INC | COM | 902252105 | 2,635 | 12,200 | SH | | SOLE | | 0 | 0 | 12,200 |
U S PHYSICAL THERAPY INC | COM | 90337L108 | 8,139 | 66,405 | SH | | SOLE | | 0 | 0 | 66,405 |
U.S. AUTO PARTS NETWORK INC | COM | 90343C100 | 175 | 140,000 | SH | | SOLE | | 0 | 0 | 140,000 |
UMH PPTYS INC | COM | 903002103 | 654 | 52,725 | SH | | SOLE | | 0 | 0 | 52,725 |
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 1,791 | 100,800 | SH | | SOLE | | 0 | 0 | 100,800 |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 279 | 10,910 | SH | | SOLE | | 0 | 0 | 10,910 |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 2,493 | 71,318 | SH | | SOLE | | 0 | 0 | 71,318 |
WELLTOWER INC | COM | 95040Q104 | 1,541 | 18,903 | SH | | SOLE | | 0 | 0 | 18,903 |
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 1,512 | 62,512 | SH | | SOLE | | 0 | 0 | 62,512 |
WHEELER REAL ESTATE INVT TR | PFD CNV SER D | 963025606 | 906 | 60,295 | SH | | SOLE | | 0 | 0 | 60,295 |
WILLDAN GROUP INC | COM | 96924N100 | 7,597 | 203,939 | SH | | SOLE | | 0 | 0 | 203,939 |
XAI OCTAGON FLOATNG RATE ALT | COM | 98400T106 | 1,846 | 201,082 | SH | | SOLE | | 0 | 0 | 201,082 |
YAMANA GOLD INC | COM | 98462Y100 | 54 | 21,502 | SH | | SOLE | | 0 | 0 | 21,502 |