Sonnet BioTherapeutics (SONN) Form 3/A Chanticleer / Robert Sumner Hersch ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Oz Rey LLC

(Last) (First) (Middle)

918 CONGRESS AVENUE

STE 100

(Street)

AUSTIN TX 78701

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/21/2019

3. Issuer Name and Ticker or Trading Symbol
Chanticleer Holdings, Inc. [ BURG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)
12/02/2019

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Common Stock Purchase Warrants (right to buy)	11/04/2017	05/04/2027	Common Stock	1,100,000(1)	3.5	D

1. Name and Address of Reporting Person^*

Oz Rey LLC

(Last) (First) (Middle)

918 CONGRESS AVENUE

STE 100

(Street)

AUSTIN TX 78701

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

MV Amanth LLC

(Last) (First) (Middle)

918 CONGRESS AVENUE

STE 100

(Street)

AUSTIN TX 78701

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Hersch Robert Sumner

(Last) (First) (Middle)

918 CONGRESS AVENUE

STE 100

(Street)

AUSTIN TX 78701

(City) (State) (Zip)

Explanation of Responses:

1. The Reporting Persons initial Form 3 reported beneficial ownership of 1,200,000 shares in error, when only 1,100,000 shares were beneficially owned. As a result of this change, the Reporting Persons are no longer 10% Owners.

Remarks:

1. This statement on Form 3 is being jointly filed by Oz Rey, LLC, MV Amanth, LLC and Robert S. Hersch (collectively, the "Reporting Persons"). The securities are owned directly by Oz Rey, LLC. MV Amanth, as the owner of 80% of the common units of Oz Rey, LLC, has the ability to appoint all of the managers of Oz Rey, LLC. Robert S. Hersch, is the sole member of MV Amanth, LLC. Consequently, each of MV Amanth, LLC and Mr. Hersch may be deemed to have beneficial ownership of the securities owned by Oz Rey, LLC under Section 13 of the Securities Exchange Act of 1934, as amended. 2. The Reporting Persons disclaim beneficial ownership of the securities indicated except to the extent of their pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that the Reporting Persons are the beneficial owners thereof. 3. The Common Stock Purchase Warrants were originally issued on May 4, 2017 and became exercisable at $3.50 per share of common stock on November 4, 2017, and will remain exercisable until May 4, 2027.

	/s/ Robert S. Hersch, Oz Rey, LLC	02/14/2020
	/s/ Robert S. Hersch, MV Amanth, LLC	02/14/2020
	/s/ Robert S. Hersch	02/14/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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