As filed with the Securities and Exchange Commission on February 23, 2011
Registration No. 333-125060
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1 to
FORM S-1
REGISTRATION STATEMENT
Under
The Securities Act of 1933
OCCAM NETWORKS, INC.
(Exact name of Registrant as specified in its charter)
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Delaware | | 3576 | | 77-0442752 |
(State or other jurisdiction of incorporation or organization) | | (Primary Standard Industrial Classification Code Number) | | (I.R.S. Employer Identification Number) |
6868 Cortona Drive
Santa Barbara, CA 93117
(805) 692-2900
(Address, including zip code, and telephone number, including area code, of Registrant’s principal executive offices)
Robert L. Howard-Anderson
President and Chief Executive Officer
Occam Networks, Inc.
6868 Cortona Drive
Santa Barbara, CA 93117
(805) 692-2900
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Robert F. Kornegay, Esq.
Wilson Sonsini Goodrich & Rosati
Professional Corporation
650 Page Mill Road
Palo Alto, CA 94304
Telephone: (650) 493-9300
Telecopy: (650) 493-6811
Approximate date of commencement of proposed sale to the public: Not applicable.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ¨
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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Large accelerated filer | | ¨ | | Accelerated filer | | x |
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Non-accelerated filer | | ¨ (Do not check if a smaller reporting company) | | Smaller reporting company | | ¨ |
DEREGISTRATION OF SECURITIES
Occam Networks, Inc. (“the Company”) filed with the Securities and Exchange Commission a Registration Statement on Form S-1, as amended (File No. 333-125060), which registered 447,405,026 shares of the Company’s common stock, par value $0.001 per share (the “Registration Statement”). The Registration Statement was declared effective by the Securities and Exchange Commission on January 31, 2006.
On February 22, 2011, at a special meeting of stockholders, the stockholders of the Company adopted that certain Agreement and Plan of Merger and Reorganization, dated as of September 16, 2010, by and among Calix, Inc. (“Calix”), Ocean Sub I, Inc., a direct, wholly owned subsidiary of Calix (“Merger Sub One”), Ocean Sub II, LLC, a second direct, wholly owned subsidiary of Calix (“Merger Sub Two”) and the Company (the “Merger Agreement”), after which Calix completed its acquisition of the Company. Pursuant to the terms of the Merger Agreement, Merger Sub One merged with the Company in accordance with the General Corporation Law of the State of Delaware (the “DGCL”), with the Company continuing as the surviving entity as a wholly owned subsidiary of Calix (such merger referred to herein as the “First-Step Merger,” and the effective time of the First-Step Merger referred to herein as the “Effective Time”). Thereafter, in accordance with the Merger Agreement, the Company will merge with Merger Sub Two in accordance with the DGCL, with Merger Sub Two continuing as the surviving company (the “Second-Step Merger” and together with the First-Step Merger, the “Merger”) under the name Occam Networks, LLC as a direct, wholly owned subsidiary of Calix upon completion of the Second-Step Merger. As a result of the Merger, the Company has terminated any offering of the Company’s securities pursuant to the Registration Statement.
The Company hereby removes and withdraws from registration all securities registered pursuant to this Registration Statement which remain unissued.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Barbara, State of California, on this 22 day of February, 2011.
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OCCAM NETWORKS, INC. |
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By: | | /S/ Jeanne Seeley |
| | Jeanne Seeley Senior Vice President and Chief Financial Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated:
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Signature | | Title | | Date |
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/S/ Robert L. Howard-Anderson Robert L. Howard-Anderson | | Chief Executive Officer and Director (Principal Executive Officer) | | February 22, 2011 |
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/S/ Jeanne Seeley Jeanne Seeley | | Senior Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) | | February 22, 2011 |
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/S/ Carl Russo Carl Russo | | Director | | February 22, 2011 |