UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
April 22, 2009
SMTC CORPORATION
(Exact name of registrant as specified in its charter)
Delaware | 0-31051 | 98-0197680 | ||
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) |
635 Hood Road
Markham, Ontario, Canada L3R 4N6
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code:(905) 479-1810
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
| Item 5.02 | Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Compensatory Arrangements of Certain Officers. |
(d) On April 22, 2009, the board of directors (the “Board”) of SMTC Corporation (the “Company”) appointed Mr. David Sandberg as a Class II director with a term expiring at the 2011 annual meeting of stockholders of the Company, filling a vacancy that was created when William Brock resigned from the Board on December 18, 2008. Mr. Sandberg is a managing member, founder, and portfolio manager of Red Oak Partners, LLC, SMTC’s largest single shareholder. The appointment of Mr. Sandberg as director was not pursuant to any agreement or understanding between Mr. Sandberg and any third party. At the time of his appointment to the Board, Mr. Sandberg was not appointed to serve on any committee of the Board.
A copy of the press release issued in connection with appointment of Mr. Sandberg is being filed as Exhibit 99.1 to this report and is incorporated herein by reference.
| Item 9.01 | Financial Statements and Exhibits. |
| (d) | Exhibits |
| 99.1 | Press Release issued by SMTC Corporation on April 23, 2009 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SMTC CORPORATION | ||||||||
| Date: April 28, 2009 | By: | /s/ Jane Todd | ||||||
Name: Title: | Jane Todd Chief Financial Officer | |||||||
Index to Exhibits
Exhibit No. | Description | |
| 99.1 | Press Release issued by SMTC Corporation on April 23, 2009. | |
