UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K
(Mark One)
| x | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2015
OR
| ¨ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission file number of issuing entity: 333-52984-03; 333-145220-01, 1333-171055-01
Central Index Key Number of issuing entity: 0001108348
CITIBANK CREDIT CARD ISSUANCE TRUST*
(Issuing Entity in respect of the Notes)
(Exact name of issuing entity as specified in its charter)
| DELAWARE | NOT APPLICABLE | |
(State or other jurisdiction of incorporation or organization of issuing entity) | (I.R.S. Employer Identification No. of issuing entity) |
Commission file number of issuing entity: 333-80743-02; 333-145220-02; 333-171055-02
Central Index Key Number of issuing entity: 0000921864
CITIBANK CREDIT CARD MASTER TRUST I
(Issuing Entity in respect of the Collateral Certificate)
(Exact name of issuing entity as specified in its charter)
| NEW YORK | NOT APPLICABLE | |
(State or other jurisdiction of incorporation or organization of issuing entity) | (I.R.S. Employer Identification No. of issuing entity) |
Commission file number of sponsor and depositor: 333-145220-03 333-171055-03
Central Index Key Number of sponsor and depositor: 0001522616
CITIBANK, N.A.
(Exact name of depositor and sponsor as specified in its charter)
| UNITED STATES OF AMERICA | 13-5266470 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
388 Greenwich St New York, New York | 10013 | |
(Address of principal executive offices of depositor and sponsor) | (Zip Code) | |
Telephone number, including area code: (212) 559-1000
Securities registered pursuant to Section 12(b) of the Act: NONE
Securities registered pursuant to Section 12(g) of the Act: NONE
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ¨ No x.
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ¨ No x.
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No ¨
[Rule 405 of Regulation S-T is not applicable.]
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. x
[Item 405 of Regulation S-K is not applicable.]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ¨ | Accelerated filer | ¨ | |||
| Non-accelerated filer | x (Do not check if a smaller reporting company) | Smaller reporting company | ¨ | |||
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes ¨ No x.
State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such common equity, as of the last business day of the registrant’s most recently completed second fiscal quarter:
NOT APPLICABLE
| * | In accordance with relevant regulations of the Securities and Exchange Commission, the depositor files annual and other reports concerning the Notes with the Commission on behalf of Citibank Credit Card Issuance Trust and Citibank Credit Card Master Trust I under the Central Index Key (CIK) number (0001108348) for Citibank Credit Card Issuance Trust. |
PART I
The following Items have been omitted in accordance with General Instruction J to Form 10–K:
Item 1: | Business. | |
Item 1A: | Risk Factors. | |
Item 2: | Properties. | |
Item 3: | Legal Proceedings. |
| Item 1B. | Unresolved Staff Comments. |
Not Applicable.
| Item 4. | Mine Safety Disclosures. |
Not Applicable.
Substitute information provided in accordance with General Instruction J to Form 10–K:
Item 1112(b) of Regulation AB: Significant Obligors of Pool Assets (Financial Information).
The primary asset of Citibank Credit Card Issuance Trust, a Delaware statutory trust formed on September 12, 2000 (the “issuance trust”) — and its primary source of funds for the payment of principal of and interest on the notes — is a collateral certificate issued by Citibank Credit Card Master Trust I (the “master trust”) to the issuance trust. The collateral certificate represents an undivided interest in the assets of the master trust. The master trust’s assets consist primarily of credit card receivables arising in a portfolio of revolving credit card accounts. The master trust, therefore, may be considered a significant obligor in relation to the issuance trust. Pursuant to Instruction 3.b. to Item 1112(b) of Regulation AB, the information required by Instruction J to Form 10-K in respect of the master trust has been disclosed in this report on Form 10-K in lieu of the information otherwise contemplated by Item 1112(b).
The pool assets held by the master trust do not include any significant obligors.
Item 1114(b)(2) of Regulation AB: Credit enhancement and other support, except for certain derivatives instruments (financial information).
Based on the standards set forth in Item 1114(b)(2) of Regulation AB, no information is required in response to this Item.
Item 1115(b) of Regulation AB: Certain derivatives instruments (financial information).
Based on the standards set forth in Item 1115(b) of Regulation AB, no information is required in response to this Item.
Item 1117 of Regulation AB: Legal proceedings.
Beginning in 2005, several putative class actions were filed against Citigroup Inc. and certain of its subsidiaries, including Citibank, N.A. (collectively Citigroup), together with Visa, MasterCard and other banks and their affiliates, in various federal district courts and consolidated
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with other related cases in a multi-district litigation proceeding before Judge Gleeson in the United States District Court for the Eastern District of New York (Interchange MDL). This proceeding is captioned IN RE PAYMENT CARD INTERCHANGE FEE AND MERCHANT DISCOUNT ANTITRUST LITIGATION.
The plaintiffs, merchants that accept Visa- and MasterCard-branded payment cards as well as membership associations that claim to represent certain groups of merchants, allege, among other things, that defendants have engaged in conspiracies to set the price of interchange and merchant discount fees on credit and debit card transactions and to restrain trade through various Visa and MasterCard rules governing merchant conduct, all in violation of Section 1 of the Sherman Act and certain California statutes. Supplemental complaints also have been filed against defendants in the putative class actions alleging that Visa’s and MasterCard’s respective initial public offerings were anticompetitive and violated Section 7 of the Clayton Act, and that MasterCard’s initial public offering constituted a fraudulent conveyance.
On January 14, 2014, the court entered a final judgment approving the terms of a class settlement providing for, among other things, a total payment to the class of $6.05 billion; a rebate to merchants participating in the damages class settlement of 10 basis points on interchange collected for a period of eight months by the Visa and MasterCard networks; and changes to certain network rules.
On July 28, 2015, various objectors to the class settlement filed motions in the U.S. District Court to vacate the court’s prior approval of the class settlement, alleging improprieties by two of the lawyers involved in the Interchange MDL. Various objectors appealed from the final class settlement approval order with the United States Court of Appeals for the Second Circuit, which heard oral argument regarding the appeals on September 28, 2015. Additional information concerning these consolidated actions is publicly available in court filings under the docket number MDL 05-1720 (E.D.N.Y.) (Brodie, J.) and 12-4671 (2d Cir.).
Numerous merchants, including large national merchants, have requested exclusion from the class settlements, and some of those opting out have filed complaints against Visa, MasterCard, and in some instances one or more issuing banks. One of these suits, 7-ELEVEN, INC., ET AL. v. VISA INC., ET AL., brought on behalf of numerous individual merchants, names Citigroup as a defendant. On December 5, 2014, the Interchange MDL, including the opt-out cases, was transferred from Judge Gleeson to Judge Brodie. Additional information concerning these actions is publicly available in court filings under the docket numbers MDL 05-1720 (E.D.N.Y.) (Brodie, J.).
On June 18, 2014, a group of investors, including funds managed by Blackrock Advisors, LLC, PIMCO-Advisors, L.P., and others, filed a derivative action against Deutsche Bank National Trust Company (“DBNTC”) and Deutsche Bank Trust Company Americas (“DBTCA”), the trustee for the master trust and under the indenture for the issuance trust, in New York State Supreme Court purportedly on behalf of and for the benefit of 544 private-label RMBS trusts asserting claims for alleged violations of the U.S. Trust Indenture Act of 1939 (TIA), breach of contract, breach of fiduciary duty and negligence based on DBNTC and DBTCA’s alleged failure to perform their duties as trustees for the trusts. Plaintiffs subsequently dismissed their state court complaint and filed a derivative and class action complaint in the U.S. District Court for the Southern District of New York on behalf of and for the benefit of 564 private-label RMBS trusts, which substantially overlapped with the trusts at issue in the state court action. The complaint alleges that the trusts at issue have suffered total realized collateral losses of U.S. $89.4 billion, but the complaint does not include a demand for money damages in a sum certain. DBNTC and DBTCA filed a motion to dismiss, and on January 19, 2016, the court partially granted the motion on procedural grounds: as to the 500 trusts that are governed by Pooling and Servicing Agreements, the court declined to exercise jurisdiction. The court did not rule on substantive defenses asserted in the motion to dismiss as to the 64 trusts formed under indentures for which it
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retained jurisdiction. Instead, the court ordered plaintiffs to file an amended complaint as to those indenture trusts. On February 23, 2016, plaintiffs filed an amended complaint as to 62 of the 64 indenture trusts included in the original U.S. District Court complaint. DBNTC and DBTCA will have an opportunity to file new defensive motions with respect to this amended complaint. It is anticipated that plaintiffs will, in the near future, file a new state court complaint as to some or all of the 500 trusts governed by Pooling and Servicing Agreements which were dismissed from the U.S. District Court action.
On December 30, 2015, IKB International, S.A. and IKB Deutsche Industriebank A.G. filed a Summons With Notice in New York state court naming as defendants DBNTC and DBTCA, as trustees of 37 RMBS trusts (the “IKB Action”). The claims in the IKB Action appear to be substantively similar to the SDNY Action. The IKB Action is not styled as a putative class action, but may attempt to bring derivative claims on behalf of the named RMBS Trusts. DBTCA intends to vigorously defend the IKB Action.
DBTCA has no pending legal proceedings (including, based on DBTCA’s present evaluation, the litigation disclosed in the foregoing paragraphs) that would materially affect its ability to perform its duties as Trustee under Second Amended and Restated Pooling and Servicing Agreement for the master trust or Amended and Restated Indenture for the Notes issued by the issuance trust.
Note that in connection with its role as trustee of certain RMBS transactions, Citibank, N.A. has been named as a defendant in similar civil litigation as DBTCA and DBNTC. These litigation matters relating to Citibank, N.A.’s role as trustee of certain RMBS transactions are not expected to materially affect Citibank, N.A.’s ability to perform its duties as they relate to the issuance trust and the master trust, including as sponsor, depositor, managing beneficiary, servicer and paying agent.
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PART II
The following Items have been omitted in accordance with General Instruction J to Form 10–K:
Item 5: | Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities. | |
Item 6: | Selected Financial Data. | |
Item 7: | Management’s Discussion and Analysis of Financial Condition and Results of Operations. | |
Item 7A: | Quantitative and Qualitative Disclosures about Market Risk. | |
Item 8: | Financial Statements and Supplementary Data. | |
Item 9: | Changes in and Disagreements with Accountants on Accounting and Financial Disclosure. | |
Item 9A: | Controls and Procedures. |
| Item 9B. | Other Information. |
None
PART III
The following Items have been omitted in accordance with General Instruction J to Form 10–K:
Item 10: | Directors, Executive Officers and Corporate Governance. | |
Item 11: | Executive Compensation. | |
Item 12: | Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters. | |
Item 13: | Certain Relationships and Related Transactions, and Director Independence. | |
Item 14: | Principal Accounting Fees and Services. |
Substitute information provided in accordance with General Instruction J to Form 10–K:
Item 1119 of Regulation AB: Affiliations and certain relationships and related transactions.
Information required by Item 1119 of Regulation AB has been omitted from this report on Form 10-K in reliance on the Instruction to Item 1119.
Item 1122 of Regulation AB: Compliance with applicable servicing criteria.
Citibank, N.A. and Deutsche Bank Trust Company Americas have been identified by the registrant as parties participating in the servicing function during the year ended December 31, 2015 with respect to Citibank Credit Card Issuance Trust and Citibank Credit Card Master Trust I. Each of Citibank, N.A. and Deutsche Bank Trust Company Americas has delivered a report on an assessment of compliance with the servicing criteria applicable to such party (each, an “Assessment Report”) as of, and for the year ended, December 31, 2015, which Assessment
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Reports are attached as exhibits 33.1 and 33.2, respectively, to this Form 10-K. In addition, each of Citibank, N.A. and Deutsche Bank Trust Company Americas has provided an attestation report (each, an “Attestation Report”) by KPMG LLP, an independent registered public accounting firm, regarding its related Assessment Report. The Attestation Reports are attached as exhibits 34.1 and 34.2, respectively, to this Form 10-K.
No Assessment Report or related Attestation Report has identified any material instance of noncompliance with the servicing criteria identified in such Assessment Report as applicable to the related servicing participant.
Platform-Level Reports: Regulations of the SEC require that a servicing participant perform a “platform” level assessment for purposes of assessing servicing compliance. This means that the transactions covered in a report on an assessment of compliance should include asset-backed securities transactions involving such servicing participant that are backed by the same asset type. Further guidance from the SEC staff identifies additional parameters which a servicing participant may apply to define and further limit its platform. For example, a servicing participant may define its platform to include only transactions that were completed on or after January 1, 2006 (the effective date of Regulation AB) and that were registered with the SEC pursuant to the Securities Act of 1933. Each servicing participant is responsible for defining its own platform, and each platform will naturally differ based on various factors, including the servicing participant’s business model, the transactions in which it is involved and the range of activities performed in those transactions.
The platform defined by Deutsche Bank Trust Company Americas in its Assessment Report attached as an exhibit to this Form 10-K includes transactions in addition to those conducted by Citibank Credit Card Issuance Trust, and the range of activities performed by Deutsche Bank in those other transactions is broader than the range of activities it performs in the Citibank Credit Card Issuance Trust transactions. Accordingly, the servicing criteria addressed by Deutsche Bank in its Assessment Report include criteria in addition to the criteria applicable specifically to the Citibank Credit Card Issuance Trust transactions.
Item 1123 of Regulation AB: Servicer Compliance Statement.
Citibank, N.A. has been identified by the registrant as the sole servicer with respect to the pool assets held by each of Citibank Credit Card Issuance Trust and Citibank Credit Card Master Trust I. Citibank, N.A. has provided a statement of compliance relating to servicing activities for the year ended December 31, 2015, which has been signed by an authorized officer of Citibank, N.A. and is attached hereto as exhibit 35.1.
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PART IV
| Item 15. | Exhibits, Financial Statement Schedules. |
| (a)(1) | Not Applicable. | |
| (a)(2) | Not Applicable. | |
| (a)(3) | Not Applicable. |
| (b) | Exhibits |
Exhibit Number | Description | |
| 4.1 | Amended and Restated Indenture for the Notes dated as of August 9, 2011, incorporated by reference from Exhibit 4.1 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 12, 2011. | |
| 4.2 | Second Amended and Restated Pooling and Servicing Agreement for Citibank Credit Card Master Trust I dated as of August 9, 2011, incorporated by reference from Exhibit 4.2 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 12, 2011. | |
| 4.3 | Amended and Restated Series 2000 Supplement dated as of August 9, 2011 (including the form of Collateral Certificate) to the Second Amended and Restated Pooling and Servicing Agreement, incorporated by reference from Exhibit 4.3 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 12, 2011. | |
| 4.4 | Amended and Restated Trust Agreement of Citibank Credit Card Issuance Trust dated as of August 9, 2011, incorporated by reference from Exhibit 4.4 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 12, 2011. | |
| 4.5.1 | Terms Document, including the form of Note, relating to each publicly-offered subclass of notes of the Citiseries issued before January 1, 2006 and outstanding during 2015 as identified below, incorporated by reference from the following exhibits of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 23, 2007: | |
Subclass | Exhibit No. | Subclass | Exhibit No. | |||
2003-A7 | 4.19 | 2005-A5 | 4.34 | |||
2005-A2 | 4.30 | 2005-A9 | 4.38 | |||
2005-C1 | 4.60 | 2005-C2 | 4.61 | |||
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| 4.5.2 | Terms Document, including the form of Note, relating to each publicly-offered subclass of notes of the Citiseries issued between January 1, 2006 and December 31, 2015, inclusive, and outstanding during 2015, as identified below, incorporated by reference from Exhibit 4 or Exhibit 4.1, as applicable, of the Registrant’s Current Report on Form 8-K or 8-K/A filed with the Securities and Exchange Commission on the following dates: | |
Subclass | Filing Date | Subclass | Filing Date | |||
2006-A3 | March 16, 2006 | 2013-A6 | September 20, 2013 | |||
2006-A7 | October 20, 2006 | 2013-A7 | September 23, 2013 | |||
2006-A8 | December 19, 2006 | 2013-A9 | September 23, 2013 | |||
2006-A8 Reopen | February 15, 2007 | 2013-A10 | November 6, 2013 | |||
2007-A3 | June 15, 2007 | 2013-A11 | November 6, 2013 | |||
2007-A3 Reopen | August 15, 2007 | 2013-A7 1st Reopen | November 21, 2013 | |||
2007-A4 | June 15, 2007 | 2013-A6 Reopen | December 17, 2013 | |||
2007-A4 Reopen | August 15, 2007 | 2013-A7 2nd Reopen | December 17, 2013 | |||
2007-A8 | September 20, 2007 | 2013-A12 | December 18, 2013 | |||
2007-A9 | October 17, 2007 | 2014-A1 | January 24, 2014 | |||
2007-A11 | December 10, 2007 | 2014-A2 | March 5, 2014 | |||
2007-A11 Reopen | January 10, 2008 | 2014-A3 | March 12, 2014 | |||
2008-A1 | February 7, 2008 | 2013-A7 3rd Reopen | March 24, 2014 | |||
2008-A2 | February 8, 2008 | 2014-A1 Reopen | March 26, 2014 | |||
2008-A2 Reopen | February 25, 2008 | 2014-A4 | May 6, 2014 | |||
2008-A6 | May 20, 2008 | 2014-A5 | June 10, 2014 | |||
2008-A7 | May 20, 2008 | 2014-A2 Reopen | July 3, 2014 | |||
2012-A1 | October 10, 2012 | 2014-A6 | July 31, 2014 | |||
2013-A1 | May 6, 2013 | 2014-A7 | September 16, 2014 | |||
2013-A2 | May 30, 2013 | 2014-A8 | September 24, 2014 | |||
2013-A2 Reopen | June 5, 2014 | 2014-A3 Reopen | November 12, 2014 | |||
2013-A3 | August 8, 2013 | 2014-A6 Reopen | November 12, 2014 | |||
2013-A4 | August 8, 2013 | 2014-A9 | December 4, 2014 |
| 31.1 | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and relevant rules and regulations of the Securities and Exchange Commission. | |
| 33.1 | Report on Assessment of Compliance with Servicing Criteria by Citibank, N.A. | |
| 33.2 | Report on Assessment of Compliance with Servicing Criteria by Deutsche Bank Trust Company Americas. | |
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| 34.1 | Attestation Report of KPMG LLP on Assessment of Compliance with Servicing Criteria by Citibank, N.A. | |
| 34.2 | Attestation Report of KPMG LLP on Assessment of Compliance with Servicing Criteria by Deutsche Bank Trust Company Americas. | |
| 35.1 | Servicer Compliance Statement of Citibank, N.A. for the fiscal year ended December 31, 2015. | |
| 99.1 | Amended and Restated Series 2009 Supplement dated as of August 9, 2011 (including the form of Series 2009 Certificate) to the Second Amended and Restated Pooling and Servicing Agreement, incorporated by reference from Exhibit 99.1 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 12, 2011. | |
| (c) | Not Applicable. |
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| CITIBANK, N.A., | ||
| as Depositor of Citibank Credit Card Issuance Trust | ||
| and Citibank Credit Card Master Trust I | ||
| By: | /s/ Douglas C. Morrison | |
| Douglas C. Morrison | ||
| Vice President | ||
| (senior officer in charge of securitization of the depositor) | ||
Dated: March 30, 2016
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Index to Exhibits
Exhibit Number | Description | |
| 4.1 | Amended and Restated Indenture for the Notes dated as of August 9, 2011, incorporated by reference from Exhibit 4.1 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 12, 2011. | |
| 4.2 | Second Amended and Restated Pooling and Servicing Agreement for Citibank Credit Card Master Trust I dated as of August 9, 2011, incorporated by reference from Exhibit 4.2 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 12, 2011. | |
| 4.3 | Amended and Restated Series 2000 Supplement dated as of August 9, 2011 (including the form of Collateral Certificate) to the Second Amended and Restated Pooling and Servicing Agreement, incorporated by reference from Exhibit 4.3 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 12, 2011. | |
| 4.4 | Amended and Restated Trust Agreement of Citibank Credit Card Issuance Trust dated as of August 9, 2011, incorporated by reference from Exhibit 4.4 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 12, 2011. | |
| 4.5.1 | Terms Document, including the form of Note, relating to each publicly-offered subclass of notes of the Citiseries issued before January 1, 2006 and outstanding during 2015 as identified below, incorporated by reference from the following exhibits of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 23, 2007: | |
Subclass | Exhibit No. | Subclass | Exhibit No. | |||
2003-A7 | 4.19 | 2005-A5 | 4.34 | |||
2005-A2 | 4.30 | 2005-A9 | 4.38 | |||
2005-C1 | 4.60 | 2005-C2 | 4.61 | |||
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| 4.5.2 | Terms Document, including the form of Note, relating to each publicly-offered subclass of notes of the Citiseries issued between January 1, 2006 and December 31, 2015, inclusive, and outstanding during 2015, as identified below, incorporated by reference from Exhibit 4 or Exhibit 4.1, as applicable, of the Registrant’s Current Report on Form 8-K or 8-K/A filed with the Securities and Exchange Commission on the following dates: | |
Subclass | Filing Date | Subclass | Filing Date | |||
2006-A3 | March 16, 2006 | 2013-A6 | September 20, 2013 | |||
2006-A7 | October 20, 2006 | 2013-A7 | September 23, 2013 | |||
2006-A8 | December 19, 2006 | 2013-A9 | September 23, 2013 | |||
2006-A8 Reopen | February 15, 2007 | 2013-A10 | November 6, 2013 | |||
2007-A3 | June 15, 2007 | 2013-A11 | November 6, 2013 | |||
2007-A3 Reopen | August 15, 2007 | 2013-A7 1st Reopen | November 21, 2013 | |||
2007-A4 | June 15, 2007 | 2013-A6 Reopen | December 17, 2013 | |||
2007-A4 Reopen | August 15, 2007 | 2013-A7 2nd Reopen | December 17, 2013 | |||
2007-A8 | September 20, 2007 | 2013-A12 | December 18, 2013 | |||
2007-A9 | October 17, 2007 | 2014-A1 | January 24, 2014 | |||
2007-A11 | December 10, 2007 | 2014-A2 | March 5, 2014 | |||
2007-A11 Reopen | January 10, 2008 | 2014-A3 | March 12, 2014 | |||
2008-A1 | February 7, 2008 | 2013-A7 3rd Reopen | March 24, 2014 | |||
2008-A2 | February 8, 2008 | 2014-A1 Reopen | March 26, 2014 | |||
2008-A2 Reopen | February 25, 2008 | 2014-A4 | May 6, 2014 | |||
2008-A6 | May 20, 2008 | 2014-A5 | June 10, 2014 | |||
2008-A7 | May 20, 2008 | 2014-A2 Reopen | July 3, 2014 | |||
2012-A1 | October 10, 2012 | 2014-A6 | July 31, 2014 | |||
2013-A1 | May 6, 2013 | 2014-A7 | September 16, 2014 | |||
2013-A2 | May 30, 2013 | 2014-A8 | September 24, 2014 | |||
2013-A2 Reopen | June 5, 2014 | 2014-A3 Reopen | November 12, 2014 | |||
2013-A3 | August 8, 2013 | 2014-A6 Reopen | November 12, 2014 | |||
2013-A4 | August 8, 2013 | 2014-A9 | December 4, 2014 |
| 31.1 | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and relevant rules and regulations of the Securities and Exchange Commission. | |
| 33.1 | Report on Assessment of Compliance with Servicing Criteria by Citibank, N.A. | |
| 33.2 | Report on Assessment of Compliance with Servicing Criteria by Deutsche Bank Trust Company Americas. | |
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| 34.1 | Attestation Report of KPMG LLP on Assessment of Compliance with Servicing Criteria by Citibank, N.A. | |
| 34.2 | Attestation Report of KPMG LLP on Assessment of Compliance with Servicing Criteria by Deutsche Bank Trust Company Americas. | |
| 35.1 | Servicer Compliance Statement of Citibank, N.A. for the fiscal year ended December 31, 2015. | |
| 99.1 | Amended and Restated Series 2009 Supplement dated as of August 9, 2011 (including the form of Series 2009 Certificate) to the Second Amended and Restated Pooling and Servicing Agreement, incorporated by reference from Exhibit 99.1 of the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 12, 2011. | |
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