The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1/100 Berkshire Hathaway A (10 | COM | 084990175 | 298 | 1 | SH | SOLE | 1 | 0 | 0 | ||
3M Company | COM | 88579y101 | 26,037 | 110,623 | SH | SOLE | 110,623 | 0 | 0 | ||
ABB Ltd-Spon ADR | COM | 000375204 | 3,589 | 133,822 | SH | SOLE | 133,822 | 0 | 0 | ||
ASML Hldgs NV-NY Reg Shs | COM | n07059210 | 400 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
AT&T Inc | COM | 00206r102 | 7,339 | 188,765 | SH | SOLE | 188,765 | 0 | 0 | ||
AbbVie Inc | COM | 00287y109 | 14,742 | 152,432 | SH | SOLE | 152,432 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 11,851 | 207,651 | SH | SOLE | 207,651 | 0 | 0 | ||
Accenture PLC-Cl A | COM | g1151c101 | 5,725 | 37,395 | SH | SOLE | 37,395 | 0 | 0 | ||
Adobe Systems Inc | COM | 00724f101 | 1,349 | 7,698 | SH | SOLE | 7,698 | 0 | 0 | ||
Aetna Inc | COM | 00817Y108 | 1,494 | 8,281 | SH | SOLE | 8,281 | 0 | 0 | ||
Aflac Inc | COM | 001055102 | 1,301 | 14,825 | SH | SOLE | 14,825 | 0 | 0 | ||
Agilent Technologies Inc | COM | 00846u101 | 1,098 | 16,398 | SH | SOLE | 16,398 | 0 | 0 | ||
Air Products & Chemicals Inc | COM | 009158106 | 8,593 | 52,371 | SH | SOLE | 52,371 | 0 | 0 | ||
Alibaba Group Holding-SP ADR | COM | 01609w102 | 325 | 1,882 | SH | SOLE | 1,882 | 0 | 0 | ||
Allergan plc (new) | COM | g0177j108 | 6,271 | 38,335 | SH | SOLE | 38,335 | 0 | 0 | ||
Allstate Corp | COM | 020002101 | 573 | 5,471 | SH | SOLE | 5,471 | 0 | 0 | ||
Alphabet Inc-Cl A | COM | 02079k305 | 10,614 | 10,076 | SH | SOLE | 10,076 | 0 | 0 | ||
Alphabet Inc-Cl C | COM | 02079k107 | 6,202 | 5,927 | SH | SOLE | 5,927 | 0 | 0 | ||
Altaba Inc | COM | 021346101 | 1,381 | 19,773 | SH | SOLE | 19,773 | 0 | 0 | ||
Altria Group Inc | COM | 02209s103 | 10,818 | 151,496 | SH | SOLE | 151,496 | 0 | 0 | ||
Amarillo Gold Corp | COM | 02301t108 | 3 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
Amazon.com Inc | COM | 023135106 | 10,614 | 9,076 | SH | SOLE | 9,076 | 0 | 0 | ||
American Electric Power | COM | 025537101 | 482 | 6,557 | SH | SOLE | 6,557 | 0 | 0 | ||
American Express Co | COM | 025816109 | 1,757 | 17,688 | SH | SOLE | 17,688 | 0 | 0 | ||
AmerisourceBergen Corp | COM | 03073e105 | 216 | 2,350 | SH | SOLE | 2,350 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 2,806 | 16,137 | SH | SOLE | 16,137 | 0 | 0 | ||
Anthem Inc | COM | 036752103 | 3,190 | 14,177 | SH | SOLE | 14,177 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 42,342 | 250,201 | SH | SOLE | 250,201 | 0 | 0 | ||
Applied Materials Inc | COM | 038222105 | 290 | 5,681 | SH | SOLE | 5,681 | 0 | 0 | ||
Archer-Daniels-Midland Co | COM | 039483102 | 461 | 11,507 | SH | SOLE | 11,507 | 0 | 0 | ||
Automatic Data Processing | COM | 053015103 | 21,521 | 183,643 | SH | SOLE | 183,643 | 0 | 0 | ||
BCE Inc | COM | 05534b760 | 1,825 | 38,022 | SH | SOLE | 38,022 | 0 | 0 | ||
Bank Of Marin Bancorp/CA | COM | 063425102 | 808 | 11,880 | SH | SOLE | 11,880 | 0 | 0 | ||
Bank Of New York Mellon Corp | COM | 064058100 | 254 | 4,715 | SH | SOLE | 4,715 | 0 | 0 | ||
Bank of America Corp | COM | 060505104 | 9,202 | 311,713 | SH | SOLE | 311,713 | 0 | 0 | ||
Baxter International Inc. | COM | 071813109 | 436 | 6,745 | SH | SOLE | 6,745 | 0 | 0 | ||
Becton Dickinson & Co | COM | 075887109 | 3,230 | 15,090 | SH | SOLE | 15,090 | 0 | 0 | ||
Berkshire Hathaway Inc-Cl B | COM | 084670702 | 4,008 | 20,222 | SH | SOLE | 20,222 | 0 | 0 | ||
Biogen Inc | COM | 09062x103 | 1,389 | 4,359 | SH | SOLE | 4,359 | 0 | 0 | ||
Blackrock Inc | COM | 09247x101 | 494 | 962 | SH | SOLE | 962 | 0 | 0 | ||
Blackstone Group/The | COM | 09253u108 | 542 | 16,925 | SH | SOLE | 16,925 | 0 | 0 | ||
Boeing Co | COM | 097023105 | 3,423 | 11,606 | SH | SOLE | 11,606 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 17,314 | 282,545 | SH | SOLE | 282,545 | 0 | 0 | ||
Broadcom Ltd | COM | y09827109 | 449 | 1,746 | SH | SOLE | 1,746 | 0 | 0 | ||
Brown-Forman Corp -Cl B | COM | 115637209 | 528 | 7,695 | SH | SOLE | 7,695 | 0 | 0 | ||
CBS Corp Class B | COM | 124857202 | 407 | 6,895 | SH | SOLE | 6,895 | 0 | 0 | ||
CR Bard Inc | COM | 067383109 | 766 | 2,314 | SH | SOLE | 2,314 | 0 | 0 | ||
CSX Corp | COM | 126408103 | 264 | 4,801 | SH | SOLE | 4,801 | 0 | 0 | ||
CVS Health Corp | COM | 126650100 | 2,446 | 33,743 | SH | SOLE | 33,743 | 0 | 0 | ||
CalAtlantic Group | COM | 128195104 | 1,100 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | ||
Canadian Natl Railway Co | COM | 136375102 | 271 | 3,290 | SH | SOLE | 3,290 | 0 | 0 | ||
CarMax Inc | COM | 143130102 | 224 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Caterpillar Inc | COM | 149123101 | 4,803 | 30,478 | SH | SOLE | 30,478 | 0 | 0 | ||
Celgene Corp | COM | 151020104 | 384 | 3,684 | SH | SOLE | 3,684 | 0 | 0 | ||
CenterPoint Energy Inc | COM | 15189t107 | 1,935 | 68,223 | SH | SOLE | 68,223 | 0 | 0 | ||
Cerner Corp | COM | 156782104 | 3,634 | 53,931 | SH | SOLE | 53,931 | 0 | 0 | ||
Check Point Software Tech | COM | m22465104 | 1,308 | 12,621 | SH | SOLE | 12,621 | 0 | 0 | ||
Chevron Corp | COM | 166764100 | 31,612 | 252,514 | SH | SOLE | 252,514 | 0 | 0 | ||
Chubb Ltd (new) | COM | h1467j104 | 2,706 | 18,516 | SH | SOLE | 18,516 | 0 | 0 | ||
Cigna Corp | COM | 125509109 | 293 | 1,443 | SH | SOLE | 1,443 | 0 | 0 | ||
Cincinnati Financial Corp | COM | 172062101 | 722 | 9,625 | SH | SOLE | 9,625 | 0 | 0 | ||
Cintas Corp | COM | 172908105 | 693 | 4,448 | SH | SOLE | 4,448 | 0 | 0 | ||
Cisco Systems Inc | COM | 17275R102 | 6,071 | 158,500 | SH | SOLE | 158,500 | 0 | 0 | ||
Citigroup Inc | COM | 172967424 | 456 | 6,128 | SH | SOLE | 6,128 | 0 | 0 | ||
Citizens Financial Group | COM | 174610105 | 222 | 5,280 | SH | SOLE | 5,280 | 0 | 0 | ||
Clorox Company | COM | 189054109 | 16,553 | 111,291 | SH | SOLE | 111,291 | 0 | 0 | ||
Coca-Cola Co/The | COM | 191216100 | 5,281 | 115,102 | SH | SOLE | 115,102 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 9,759 | 129,348 | SH | SOLE | 129,348 | 0 | 0 | ||
Comcast Corp-Cl A | COM | 20030n101 | 1,391 | 34,741 | SH | SOLE | 34,741 | 0 | 0 | ||
Conagra Brands Inc | COM | 205887102 | 942 | 25,004 | SH | SOLE | 25,004 | 0 | 0 | ||
ConocoPhillips | COM | 20825C104 | 4,182 | 76,193 | SH | SOLE | 76,193 | 0 | 0 | ||
Consolidated Edison Inc | COM | 209115104 | 957 | 11,266 | SH | SOLE | 11,266 | 0 | 0 | ||
Costco Wholesale Corp | COM | 22160K105 | 22,535 | 121,077 | SH | SOLE | 121,077 | 0 | 0 | ||
Crown Castle Intl Corp | COM | 22822v101 | 19,003 | 171,183 | SH | SOLE | 171,183 | 0 | 0 | ||
Danaher Corp | COM | 235851102 | 5,370 | 57,849 | SH | SOLE | 57,849 | 0 | 0 | ||
Deere & Co | COM | 244199105 | 2,076 | 13,267 | SH | SOLE | 13,267 | 0 | 0 | ||
Diageo Plc-Sponsored ADR | COM | 25243q205 | 590 | 4,037 | SH | SOLE | 4,037 | 0 | 0 | ||
Dick's Sporting Goods Inc | COM | 253393102 | 314 | 10,938 | SH | SOLE | 10,938 | 0 | 0 | ||
Disney Co./Walt The | COM | 254687106 | 16,649 | 154,860 | SH | SOLE | 154,860 | 0 | 0 | ||
Dominion Resources Inc/Va | COM | 25746u109 | 652 | 8,048 | SH | SOLE | 8,048 | 0 | 0 | ||
Dover Corp | COM | 260003108 | 919 | 9,097 | SH | SOLE | 9,097 | 0 | 0 | ||
DowDuPont Inc | COM | 26078j100 | 11,837 | 166,197 | SH | SOLE | 166,197 | 0 | 0 | ||
Dr Pepper Snapple Group Inc | COM | 26138e109 | 577 | 5,940 | SH | SOLE | 5,940 | 0 | 0 | ||
Duke Energy Corp | COM | 26441c204 | 634 | 7,537 | SH | SOLE | 7,537 | 0 | 0 | ||
Eaton Corp PLC | COM | g29183103 | 1,180 | 14,941 | SH | SOLE | 14,941 | 0 | 0 | ||
Ecolab Inc | COM | 278865100 | 13,981 | 104,193 | SH | SOLE | 104,193 | 0 | 0 | ||
Edison International | COM | 281020107 | 9,989 | 157,950 | SH | SOLE | 157,950 | 0 | 0 | ||
Electronic Arts Inc | COM | 285512109 | 774 | 7,367 | SH | SOLE | 7,367 | 0 | 0 | ||
Eli Lilly & Co | COM | 532457108 | 4,115 | 48,721 | SH | SOLE | 48,721 | 0 | 0 | ||
Emerson Electric Co | COM | 291011104 | 1,758 | 25,228 | SH | SOLE | 25,228 | 0 | 0 | ||
Enbridge Inc | COM | 29250n105 | 3,208 | 82,034 | SH | SOLE | 82,034 | 0 | 0 | ||
Encounter Technologies Inc | COM | 29259j303 | 0 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
Enterprise Products Partners | COM | 293792107 | 863 | 32,568 | SH | SOLE | 32,568 | 0 | 0 | ||
Equity Residential | COM | 29476l107 | 203 | 3,185 | SH | SOLE | 3,185 | 0 | 0 | ||
Essex Property Trust Inc | COM | 297178105 | 1,166 | 4,830 | SH | SOLE | 4,830 | 0 | 0 | ||
Eurasian Minerals Inc | COM | 29843r100 | 45 | 54,086 | SH | SOLE | 54,086 | 0 | 0 | ||
Eversource Energy | COM | 30040w108 | 393 | 6,214 | SH | SOLE | 6,214 | 0 | 0 | ||
Express Scripts Holding Co. | COM | 30219g108 | 355 | 4,752 | SH | SOLE | 4,752 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 9,319 | 111,422 | SH | SOLE | 111,422 | 0 | 0 | ||
Facebook Inc | COM | 30303m102 | 52,582 | 297,984 | SH | SOLE | 297,984 | 0 | 0 | ||
Fanhua Inc-Sponsored ADR | COM | 30712a103 | 505 | 23,374 | SH | SOLE | 23,374 | 0 | 0 | ||
FedEx Corp | COM | 31428x106 | 892 | 3,576 | SH | SOLE | 3,576 | 0 | 0 | ||
Finisar Corporation | COM | 31787a507 | 204 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
First Republic Bank/San Franci | COM | 33616C100 | 7,633 | 88,102 | SH | SOLE | 88,102 | 0 | 0 | ||
First Trust Mid Cap Growth Alp | COM | 33737m102 | 2,433 | 62,091 | SH | SOLE | 62,091 | 0 | 0 | ||
First Trust Mid Cap Value ETF | COM | 33737m201 | 319 | 8,783 | SH | SOLE | 8,783 | 0 | 0 | ||
First Trust Morningstar Divide | COM | 336917109 | 726 | 24,122 | SH | SOLE | 24,122 | 0 | 0 | ||
Ford Motor Co | COM | 345370860 | 227 | 18,206 | SH | SOLE | 18,206 | 0 | 0 | ||
Fortinet Inc | COM | 34959e109 | 447 | 10,240 | SH | SOLE | 10,240 | 0 | 0 | ||
Fortive Corp | COM | 34959j108 | 222 | 3,071 | SH | SOLE | 3,071 | 0 | 0 | ||
General Dynamics Corp | COM | 369550108 | 3,514 | 17,273 | SH | SOLE | 17,273 | 0 | 0 | ||
General Electric Co | COM | 369604103 | 5,466 | 313,265 | SH | SOLE | 313,265 | 0 | 0 | ||
General Mills Inc | COM | 370334104 | 5,568 | 93,905 | SH | SOLE | 93,905 | 0 | 0 | ||
General Motors Co | COM | 37045v100 | 432 | 10,537 | SH | SOLE | 10,537 | 0 | 0 | ||
Genuine Parts Co | COM | 372460105 | 7,583 | 79,811 | SH | SOLE | 79,811 | 0 | 0 | ||
Gilead Sciences Inc | COM | 375558103 | 628 | 8,761 | SH | SOLE | 8,761 | 0 | 0 | ||
GlaxoSmithKline Plc-ADR | COM | 37733w105 | 234 | 6,589 | SH | SOLE | 6,589 | 0 | 0 | ||
Goldman Sach Active Beta US La | COM | 381430503 | 672 | 12,596 | SH | SOLE | 12,596 | 0 | 0 | ||
Goldman Sachs Group Inc | COM | 38141G104 | 836 | 3,281 | SH | SOLE | 3,281 | 0 | 0 | ||
Great Plains Energy Inc | COM | 391164100 | 1,180 | 36,596 | SH | SOLE | 36,596 | 0 | 0 | ||
Guggenheim Russell Top 50 ETF | COM | 78355w205 | 918 | 4,834 | SH | SOLE | 4,834 | 0 | 0 | ||
Guggenheim S&P Equal Weight | COM | 78355w106 | 759 | 7,514 | SH | SOLE | 7,514 | 0 | 0 | ||
Guggenheim S&P Equal Weight Fi | COM | 78355w858 | 290 | 6,580 | SH | SOLE | 6,580 | 0 | 0 | ||
HCP Inc REIT | COM | 40414l109 | 3,896 | 149,397 | SH | SOLE | 149,397 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 22,264 | 117,467 | SH | SOLE | 117,467 | 0 | 0 | ||
Honeywell International Inc | COM | 438516106 | 6,403 | 41,755 | SH | SOLE | 41,755 | 0 | 0 | ||
Hormel Foods Corp | COM | 440452100 | 608 | 16,710 | SH | SOLE | 16,710 | 0 | 0 | ||
Illinois Tool Works | COM | 452308109 | 1,655 | 9,922 | SH | SOLE | 9,922 | 0 | 0 | ||
Ingersoll-Rand PLC | COM | g47791101 | 2,129 | 23,871 | SH | SOLE | 23,871 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 18,154 | 393,277 | SH | SOLE | 393,277 | 0 | 0 | ||
International Paper Co | COM | 460146103 | 392 | 6,769 | SH | SOLE | 6,769 | 0 | 0 | ||
Intl Business Machines Corp | COM | 459200101 | 3,592 | 23,412 | SH | SOLE | 23,412 | 0 | 0 | ||
Intl Flavors & Fragrances | COM | 459506101 | 954 | 6,250 | SH | SOLE | 6,250 | 0 | 0 | ||
Intuitive Surgical Inc | COM | 46120e602 | 290 | 795 | SH | SOLE | 795 | 0 | 0 | ||
Iron Mountain Inc | COM | 46284v101 | 374 | 9,912 | SH | SOLE | 9,912 | 0 | 0 | ||
Ivanhoe Mines Ltd | COM | 46579r104 | 815 | 241,500 | SH | SOLE | 241,500 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 14,085 | 131,705 | SH | SOLE | 131,705 | 0 | 0 | ||
JPMorgan US Large Cap Diversif | COM | 46641q407 | 1,480 | 20,991 | SH | SOLE | 20,991 | 0 | 0 | ||
Jacobs Engineering Group Inc | COM | 469814107 | 376 | 5,703 | SH | SOLE | 5,703 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 36,935 | 264,353 | SH | SOLE | 264,353 | 0 | 0 | ||
Johnson Controls Intl PLC | COM | g51502105 | 272 | 7,137 | SH | SOLE | 7,137 | 0 | 0 | ||
KLA-Tencor Corporation | COM | 482480100 | 309 | 2,943 | SH | SOLE | 2,943 | 0 | 0 | ||
Keysight Technologies Inc | COM | 49338l103 | 315 | 7,584 | SH | SOLE | 7,584 | 0 | 0 | ||
Kimberly-Clark Corp | COM | 494368103 | 18,764 | 155,508 | SH | SOLE | 155,508 | 0 | 0 | ||
Kinder Morgan Inc | COM | 49456b101 | 1,944 | 107,607 | SH | SOLE | 107,607 | 0 | 0 | ||
Kraft Heinz Co/The | COM | 500754106 | 2,319 | 29,817 | SH | SOLE | 29,817 | 0 | 0 | ||
L3 Technologies Inc | COM | 502413107 | 1,886 | 9,532 | SH | SOLE | 9,532 | 0 | 0 | ||
Laboratory Corp Of Amer Hldgs | COM | 50540r409 | 2,342 | 14,680 | SH | SOLE | 14,680 | 0 | 0 | ||
Lam Research Corp | COM | 512807108 | 374 | 2,029 | SH | SOLE | 2,029 | 0 | 0 | ||
Lamb Weston Holdings Inc | COM | 513272104 | 407 | 7,205 | SH | SOLE | 7,205 | 0 | 0 | ||
Leggett & Platt Inc | COM | 524660107 | 741 | 15,534 | SH | SOLE | 15,534 | 0 | 0 | ||
Lockheed Martin Corp | COM | 539830109 | 6,072 | 18,912 | SH | SOLE | 18,912 | 0 | 0 | ||
Lowe's Cos Inc | COM | 548661107 | 4,777 | 51,398 | SH | SOLE | 51,398 | 0 | 0 | ||
Lululemon Athletica Inc | COM | 550021109 | 662 | 8,425 | SH | SOLE | 8,425 | 0 | 0 | ||
Marathon Petroleum Corp | COM | 56585a102 | 381 | 5,769 | SH | SOLE | 5,769 | 0 | 0 | ||
Marriott International-Cl A | COM | 571903202 | 4,737 | 34,898 | SH | SOLE | 34,898 | 0 | 0 | ||
Masimo Corporation | COM | 574795100 | 205 | 2,415 | SH | SOLE | 2,415 | 0 | 0 | ||
MasterCard Inc-Class A | COM | 57636q104 | 219 | 1,450 | SH | SOLE | 1,450 | 0 | 0 | ||
McCormick & Co-Non Votung Shrs | COM | 579780206 | 2,345 | 23,009 | SH | SOLE | 23,009 | 0 | 0 | ||
McDonald's Corp | COM | 580135101 | 16,654 | 96,757 | SH | SOLE | 96,757 | 0 | 0 | ||
McKesson Corp | COM | 58155q103 | 1,107 | 7,096 | SH | SOLE | 7,096 | 0 | 0 | ||
Medical Properties Trust Inc | COM | 58463j304 | 220 | 15,929 | SH | SOLE | 15,929 | 0 | 0 | ||
Medtronic PLC | COM | g5960l103 | 7,003 | 86,727 | SH | SOLE | 86,727 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933y105 | 6,835 | 121,466 | SH | SOLE | 121,466 | 0 | 0 | ||
MetLife Inc | COM | 59156r108 | 213 | 4,214 | SH | SOLE | 4,214 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 29,909 | 349,649 | SH | SOLE | 349,649 | 0 | 0 | ||
Mondelez International | COM | 609207105 | 1,650 | 38,550 | SH | SOLE | 38,550 | 0 | 0 | ||
Morgan Stanley | COM | 617446448 | 3,239 | 61,732 | SH | SOLE | 61,732 | 0 | 0 | ||
NVIDIA Corp | COM | 67066g104 | 355 | 1,832 | SH | SOLE | 1,832 | 0 | 0 | ||
Nestle Sa-Spons ADR For Reg | COM | 641069406 | 3,874 | 45,067 | SH | SOLE | 45,067 | 0 | 0 | ||
NextEra Energy Inc | COM | 65339f101 | 17,645 | 112,974 | SH | SOLE | 112,974 | 0 | 0 | ||
Nike Inc -Cl B | COM | 654106103 | 11,151 | 178,275 | SH | SOLE | 178,275 | 0 | 0 | ||
Nordstrom Inc | COM | 655664100 | 204 | 4,297 | SH | SOLE | 4,297 | 0 | 0 | ||
Norfolk Southern Corp | COM | 655844108 | 359 | 2,475 | SH | SOLE | 2,475 | 0 | 0 | ||
Northrop Grumman Corp | COM | 666807102 | 206 | 672 | SH | SOLE | 672 | 0 | 0 | ||
Novartis Ag-ADR | COM | 66987v109 | 3,005 | 35,794 | SH | SOLE | 35,794 | 0 | 0 | ||
Nucor Corp | COM | 670346105 | 423 | 6,650 | SH | SOLE | 6,650 | 0 | 0 | ||
Nuveen S&P 500 Buy-Write Incom | COM | 6706er101 | 239 | 16,784 | SH | SOLE | 16,784 | 0 | 0 | ||
ONEOK Inc | COM | 682680103 | 215 | 4,018 | SH | SOLE | 4,018 | 0 | 0 | ||
Occidental Petroleum Corp | COM | 674599105 | 4,087 | 55,483 | SH | SOLE | 55,483 | 0 | 0 | ||
Oracle Corp | COM | 68389x105 | 3,980 | 84,169 | SH | SOLE | 84,169 | 0 | 0 | ||
PPG Industries Inc | COM | 693506107 | 200 | 1,713 | SH | SOLE | 1,713 | 0 | 0 | ||
Paccar Inc | COM | 693718108 | 1,143 | 16,087 | SH | SOLE | 16,087 | 0 | 0 | ||
Parker-Hannifin Corp | COM | 701094104 | 397 | 1,991 | SH | SOLE | 1,991 | 0 | 0 | ||
PayPal Holdings Inc | COM | 70450y103 | 215 | 2,920 | SH | SOLE | 2,920 | 0 | 0 | ||
Paychex Inc | COM | 704326107 | 206 | 3,021 | SH | SOLE | 3,021 | 0 | 0 | ||
Pentair PLC | COM | g7s00t104 | 764 | 10,816 | SH | SOLE | 10,816 | 0 | 0 | ||
PepsiCo Inc | COM | 713448108 | 9,497 | 79,194 | SH | SOLE | 79,194 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 9,502 | 262,335 | SH | SOLE | 262,335 | 0 | 0 | ||
Philip Morris International | COM | 718172109 | 2,214 | 20,958 | SH | SOLE | 20,958 | 0 | 0 | ||
Phillips 66 | COM | 718546104 | 272 | 2,689 | SH | SOLE | 2,689 | 0 | 0 | ||
Plains GP Holdings LP | COM | 72651a207 | 220 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PowerShares Buyback Achievers | COM | 73935x286 | 297 | 5,026 | SH | SOLE | 5,026 | 0 | 0 | ||
PowerShares Preferred Portfoli | COM | 73936t565 | 13,486 | 907,547 | SH | SOLE | 907,547 | 0 | 0 | ||
Powershares KBW Regional Bank | COM | 73937b712 | 1,364 | 24,355 | SH | SOLE | 24,355 | 0 | 0 | ||
Powershares QQQ NASDAQ 100 Tru | COM | 73935a104 | 5,174 | 33,218 | SH | SOLE | 33,218 | 0 | 0 | ||
Praxair Inc | COM | 74005p104 | 3,054 | 19,747 | SH | SOLE | 19,747 | 0 | 0 | ||
Preferred Apartment Communitie | COM | 74039l103 | 6,428 | 317,420 | SH | SOLE | 317,420 | 0 | 0 | ||
ProLogis Inc | COM | 74340w103 | 705 | 10,933 | SH | SOLE | 10,933 | 0 | 0 | ||
ProShares Ultra Technology | COM | 74347r693 | 281 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
Procter & Gamble Co | COM | 742718109 | 26,025 | 283,252 | SH | SOLE | 283,252 | 0 | 0 | ||
Public Service Enterprise Grou | COM | 744573106 | 3,526 | 68,467 | SH | SOLE | 68,467 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 404 | 6,312 | SH | SOLE | 6,312 | 0 | 0 | ||
Quest Diagnostics | COM | 74834l100 | 270 | 2,745 | SH | SOLE | 2,745 | 0 | 0 | ||
Raytheon Company | COM | 755111507 | 4,783 | 25,462 | SH | SOLE | 25,462 | 0 | 0 | ||
Realty Income Corp | COM | 756109104 | 11,783 | 206,652 | SH | SOLE | 206,652 | 0 | 0 | ||
Regeneron Pharmaceuticals Inc | COM | 75886f107 | 352 | 936 | SH | SOLE | 936 | 0 | 0 | ||
Roche Holdings LTD-Spons ADR | COM | 771195104 | 4,083 | 129,281 | SH | SOLE | 129,281 | 0 | 0 | ||
Rockwell Automation Inc | COM | 773903109 | 267 | 1,360 | SH | SOLE | 1,360 | 0 | 0 | ||
Rockwell Collins Inc. | COM | 774341101 | 1,009 | 7,440 | SH | SOLE | 7,440 | 0 | 0 | ||
Roper Technologies Inc | COM | 776696106 | 298 | 1,149 | SH | SOLE | 1,149 | 0 | 0 | ||
Royal Dutch Shell Plc-ADR A | COM | 780259206 | 700 | 10,499 | SH | SOLE | 10,499 | 0 | 0 | ||
S&P Global Inc | COM | 78409v104 | 1,579 | 9,324 | SH | SOLE | 9,324 | 0 | 0 | ||
SAP SE-Sponsored ADR | COM | 803054204 | 913 | 8,130 | SH | SOLE | 8,130 | 0 | 0 | ||
SPDR Consumer Discretionary Se | COM | 81369y407 | 19,468 | 197,267 | SH | SOLE | 197,267 | 0 | 0 | ||
SPDR Consumer Staples Select S | COM | 81369y308 | 8,119 | 142,708 | SH | SOLE | 142,708 | 0 | 0 | ||
SPDR Dow Jones Industrial Aver | COM | 78467x109 | 1,378 | 5,571 | SH | SOLE | 5,571 | 0 | 0 | ||
SPDR Energy Select Sector | COM | 81369y506 | 18,145 | 251,113 | SH | SOLE | 251,113 | 0 | 0 | ||
SPDR Financial Select Sector | COM | 81369y605 | 18,493 | 662,609 | SH | SOLE | 662,609 | 0 | 0 | ||
SPDR Gold Trust | COM | 78463v107 | 1,646 | 13,313 | SH | SOLE | 13,313 | 0 | 0 | ||
SPDR Health Care Select Sector | COM | 81369y209 | 15,737 | 190,341 | SH | SOLE | 190,341 | 0 | 0 | ||
SPDR Industrial Select Sector | COM | 81369y704 | 14,798 | 195,565 | SH | SOLE | 195,565 | 0 | 0 | ||
SPDR Materials Select Sector | COM | 81369y100 | 4,347 | 71,815 | SH | SOLE | 71,815 | 0 | 0 | ||
SPDR NYSE Technology ETF | COM | 78464a102 | 661 | 7,892 | SH | SOLE | 7,892 | 0 | 0 | ||
SPDR Real Estate Sector | COM | 81369y860 | 1,579 | 47,936 | SH | SOLE | 47,936 | 0 | 0 | ||
SPDR S&P 500 Index Trust Serie | COM | 78462f103 | 8,956 | 33,560 | SH | SOLE | 33,560 | 0 | 0 | ||
SPDR S&P Aerospace & Defense E | COM | 78464a631 | 288 | 3,452 | SH | SOLE | 3,452 | 0 | 0 | ||
SPDR S&P Biotech ETF | COM | 78464a870 | 698 | 8,228 | SH | SOLE | 8,228 | 0 | 0 | ||
SPDR S&P Dividend | COM | 78464a763 | 13,344 | 141,238 | SH | SOLE | 141,238 | 0 | 0 | ||
SPDR S&P MidCap 400 ETF Trust | COM | 78467y107 | 11,868 | 34,359 | SH | SOLE | 34,359 | 0 | 0 | ||
SPDR S&P Regional Banking | COM | 78464a698 | 2,486 | 42,248 | SH | SOLE | 42,248 | 0 | 0 | ||
SPDR Technology Select Sector | COM | 81369y803 | 43,721 | 683,672 | SH | SOLE | 683,672 | 0 | 0 | ||
SPDR Utilities Select Sector | COM | 81369y886 | 4,193 | 79,601 | SH | SOLE | 79,601 | 0 | 0 | ||
Salesforce.Com Inc | COM | 79466l302 | 2,074 | 20,287 | SH | SOLE | 20,287 | 0 | 0 | ||
Scana Corp | COM | 80589m102 | 344 | 8,652 | SH | SOLE | 8,652 | 0 | 0 | ||
Schlumberger Ltd | COM | 806857108 | 389 | 5,776 | SH | SOLE | 5,776 | 0 | 0 | ||
Schwab (Charles) Corp | COM | 808513105 | 1,038 | 20,211 | SH | SOLE | 20,211 | 0 | 0 | ||
Schwab Intl Equity ETF | COM | 808524805 | 292 | 8,561 | SH | SOLE | 8,561 | 0 | 0 | ||
Schwab US Broad Market ETF | COM | 808524102 | 2,077 | 32,194 | SH | SOLE | 32,194 | 0 | 0 | ||
Schwab US Dividend Equity ETF | COM | 808524797 | 9,122 | 178,273 | SH | SOLE | 178,273 | 0 | 0 | ||
Schwab US Large-Cap ETF | COM | 808524201 | 2,045 | 32,065 | SH | SOLE | 32,065 | 0 | 0 | ||
Schwab US Mid-Cap ETF | COM | 808524508 | 1,596 | 29,970 | SH | SOLE | 29,970 | 0 | 0 | ||
Sempra Energy | COM | 816851109 | 3,395 | 31,755 | SH | SOLE | 31,755 | 0 | 0 | ||
Sherwin Williams Co | COM | 824348106 | 976 | 2,379 | SH | SOLE | 2,379 | 0 | 0 | ||
Simon Property Group Inc | COM | 828806109 | 215 | 1,252 | SH | SOLE | 1,252 | 0 | 0 | ||
Southern Co | COM | 842587107 | 1,216 | 25,291 | SH | SOLE | 25,291 | 0 | 0 | ||
Spectral Medical Inc | COM | 847577103 | 8 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Sprott Inc | COM | 852066109 | 34 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
Sprott Resource Holdings Inc | COM | 85209d101 | 88 | 733,252 | SH | SOLE | 733,252 | 0 | 0 | ||
Stanley Black & Decker Inc | COM | 854502101 | 8,416 | 49,596 | SH | SOLE | 49,596 | 0 | 0 | ||
Starbucks Corp | COM | 855244109 | 8,008 | 139,432 | SH | SOLE | 139,432 | 0 | 0 | ||
State Street Corp | COM | 857477103 | 373 | 3,819 | SH | SOLE | 3,819 | 0 | 0 | ||
Sysco Corp | COM | 871829107 | 1,037 | 17,072 | SH | SOLE | 17,072 | 0 | 0 | ||
T Rowe Price Group Inc | COM | 74144t108 | 309 | 2,942 | SH | SOLE | 2,942 | 0 | 0 | ||
TJX Companies Inc | COM | 872540109 | 479 | 6,268 | SH | SOLE | 6,268 | 0 | 0 | ||
Taiwan Semiconductor-Sp ADR | COM | 874039100 | 232 | 5,849 | SH | SOLE | 5,849 | 0 | 0 | ||
Target Corp | COM | 87612e106 | 704 | 10,783 | SH | SOLE | 10,783 | 0 | 0 | ||
Tesla Inc | COM | 88160r101 | 1,083 | 3,480 | SH | SOLE | 3,480 | 0 | 0 | ||
Texas Instruments Inc | COM | 882508104 | 677 | 6,478 | SH | SOLE | 6,478 | 0 | 0 | ||
Thermo Fisher Scientific Inc | COM | 883556102 | 737 | 3,883 | SH | SOLE | 3,883 | 0 | 0 | ||
Time Warner Inc | COM | 887317303 | 2,154 | 23,551 | SH | SOLE | 23,551 | 0 | 0 | ||
Toronto Dominion Bank | COM | 891160509 | 4,933 | 84,211 | SH | SOLE | 84,211 | 0 | 0 | ||
Toyota Motor Corp -Spon ADR | COM | 892331307 | 1,632 | 12,835 | SH | SOLE | 12,835 | 0 | 0 | ||
Travelers Cos Inc/The | COM | 89417e109 | 3,671 | 27,067 | SH | SOLE | 27,067 | 0 | 0 | ||
Tri-Valley Corporation | COM | 895735108 | 0 | 30,600 | SH | SOLE | 30,600 | 0 | 0 | ||
U S Bancorp | COM | 902973304 | 5,884 | 109,811 | SH | SOLE | 109,811 | 0 | 0 | ||
UDR Inc | COM | 902653104 | 296 | 7,680 | SH | SOLE | 7,680 | 0 | 0 | ||
Unilever N V -NY Shares | COM | 904784709 | 4,953 | 87,941 | SH | SOLE | 87,941 | 0 | 0 | ||
Unilever Plc-Sponsored ADR | COM | 904767704 | 2,006 | 36,243 | SH | SOLE | 36,243 | 0 | 0 | ||
Union Pacific Corp | COM | 907818108 | 1,858 | 13,855 | SH | SOLE | 13,855 | 0 | 0 | ||
United Parcel Service-Cl B | COM | 911312106 | 11,085 | 93,032 | SH | SOLE | 93,032 | 0 | 0 | ||
United Technologies Corp | COM | 913017109 | 3,272 | 25,652 | SH | SOLE | 25,652 | 0 | 0 | ||
UnitedHealth Group Inc | COM | 91324P102 | 2,115 | 9,596 | SH | SOLE | 9,596 | 0 | 0 | ||
VF Corporation | COM | 918204108 | 227 | 3,068 | SH | SOLE | 3,068 | 0 | 0 | ||
Valero Energy Corp | COM | 91913Y100 | 402 | 4,372 | SH | SOLE | 4,372 | 0 | 0 | ||
VanEck Vectors Pharmaceutical | COM | 92189f692 | 367 | 6,193 | SH | SOLE | 6,193 | 0 | 0 | ||
Vanguard Consumer Discretionar | COM | 92204a108 | 830 | 5,321 | SH | SOLE | 5,321 | 0 | 0 | ||
Vanguard Consumer Staples Vipe | COM | 92204a207 | 456 | 3,125 | SH | SOLE | 3,125 | 0 | 0 | ||
Vanguard Developed Mkts | COM | 921943858 | 1,537 | 34,273 | SH | SOLE | 34,273 | 0 | 0 | ||
Vanguard Dividend Appreciation | COM | 921908844 | 854 | 8,367 | SH | SOLE | 8,367 | 0 | 0 | ||
Vanguard Emerging Mkts | COM | 922042858 | 1,059 | 23,069 | SH | SOLE | 23,069 | 0 | 0 | ||
Vanguard European Vipers | COM | 922042874 | 879 | 14,855 | SH | SOLE | 14,855 | 0 | 0 | ||
Vanguard Financials Vipers | COM | 92204a405 | 335 | 4,785 | SH | SOLE | 4,785 | 0 | 0 | ||
Vanguard Health Care Vipers | COM | 92204a504 | 232 | 1,505 | SH | SOLE | 1,505 | 0 | 0 | ||
Vanguard High Div Yield | COM | 921946406 | 3,705 | 43,272 | SH | SOLE | 43,272 | 0 | 0 | ||
Vanguard Info Tech Vipers | COM | 92204a702 | 1,894 | 11,496 | SH | SOLE | 11,496 | 0 | 0 | ||
Vanguard Large-Cap Vipers ETF | COM | 922908637 | 257 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
Vanguard Long-Term Bond ETF | COM | 921937793 | 383 | 4,025 | SH | SOLE | 4,025 | 0 | 0 | ||
Vanguard Mid-Cap | COM | 922908629 | 3,163 | 20,434 | SH | SOLE | 20,434 | 0 | 0 | ||
Vanguard Pacific Vipers-MSCI P | COM | 922042866 | 341 | 4,683 | SH | SOLE | 4,683 | 0 | 0 | ||
Vanguard REIT | COM | 922908553 | 659 | 7,947 | SH | SOLE | 7,947 | 0 | 0 | ||
Vanguard Small-Cap Vipers | COM | 922908751 | 2,394 | 16,197 | SH | SOLE | 16,197 | 0 | 0 | ||
Vanguard Total Stock Market | COM | 922908769 | 18,625 | 135,701 | SH | SOLE | 135,701 | 0 | 0 | ||
Vanguard Value Vipers | COM | 922908744 | 205 | 1,928 | SH | SOLE | 1,928 | 0 | 0 | ||
Varian Medical Systems Inc | COM | 92220P105 | 2,567 | 23,094 | SH | SOLE | 23,094 | 0 | 0 | ||
Verisk Analytics Inc-Class A | COM | 92345Y106 | 738 | 7,690 | SH | SOLE | 7,690 | 0 | 0 | ||
Verizon Communications Inc | COM | 92343v104 | 31,018 | 586,020 | SH | SOLE | 586,020 | 0 | 0 | ||
Visa Inc-Class A Shares | COM | 92826c839 | 3,583 | 31,428 | SH | SOLE | 31,428 | 0 | 0 | ||
Vornado Realty Trust | COM | 929042109 | 5,873 | 75,116 | SH | SOLE | 75,116 | 0 | 0 | ||
WEC Energy Group Inc | COM | 92939u106 | 5,569 | 83,833 | SH | SOLE | 83,833 | 0 | 0 | ||
Wal-Mart Stores Inc | COM | 931142103 | 2,069 | 20,948 | SH | SOLE | 20,948 | 0 | 0 | ||
Walgreens Boots Alliance Inc | COM | 931427108 | 11,780 | 162,213 | SH | SOLE | 162,213 | 0 | 0 | ||
Waste Management Inc | COM | 94106l109 | 17,451 | 202,212 | SH | SOLE | 202,212 | 0 | 0 | ||
Wells Fargo & Company | COM | 949746101 | 37,370 | 615,957 | SH | SOLE | 615,957 | 0 | 0 | ||
Westamerica Bancorportaion | COM | 957090103 | 560 | 9,405 | SH | SOLE | 9,405 | 0 | 0 | ||
Western Digital Corp | COM | 958102105 | 327 | 4,115 | SH | SOLE | 4,115 | 0 | 0 | ||
Weyerhaeuser Co | COM | 962166104 | 534 | 15,131 | SH | SOLE | 15,131 | 0 | 0 | ||
Whirlpool Corp | COM | 963320106 | 2,050 | 12,157 | SH | SOLE | 12,157 | 0 | 0 | ||
White Mountains Insurance Grou | COM | g9618e107 | 637 | 748 | SH | SOLE | 748 | 0 | 0 | ||
Williams Cos Inc | COM | 969457100 | 1,971 | 64,629 | SH | SOLE | 64,629 | 0 | 0 | ||
Williams-Sonoma Inc | COM | 969904101 | 5,730 | 110,830 | SH | SOLE | 110,830 | 0 | 0 | ||
WisdomTree MidCap Div Index | COM | 97717w505 | 234 | 6,620 | SH | SOLE | 6,620 | 0 | 0 | ||
Workday Inc-Class A | COM | 98138h101 | 233 | 2,289 | SH | SOLE | 2,289 | 0 | 0 | ||
Xcel Energy Inc | COM | 98389b100 | 263 | 5,461 | SH | SOLE | 5,461 | 0 | 0 | ||
Xylem Inc | COM | 98419m100 | 229 | 3,360 | SH | SOLE | 3,360 | 0 | 0 | ||
Yum! Brands Inc | COM | 988498101 | 310 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
Zimmer Biomet Holdings Inc | COM | 98956p102 | 3,768 | 31,222 | SH | SOLE | 31,222 | 0 | 0 | ||
iShares Core Dividend Growth | COM | 46434v621 | 1,556 | 44,747 | SH | SOLE | 44,747 | 0 | 0 | ||
iShares DJ Select Dividend Ind | COM | 464287168 | 8,258 | 83,786 | SH | SOLE | 83,786 | 0 | 0 | ||
iShares DJ US Energy Sector | COM | 464287796 | 1,045 | 26,365 | SH | SOLE | 26,365 | 0 | 0 | ||
iShares DJ US Financial Sect | COM | 464287788 | 1,399 | 11,714 | SH | SOLE | 11,714 | 0 | 0 | ||
iShares DJ US Health Car Pro | COM | 464288828 | 323 | 2,057 | SH | SOLE | 2,057 | 0 | 0 | ||
iShares DJ US Medical Device | COM | 464288810 | 330 | 1,903 | SH | SOLE | 1,903 | 0 | 0 | ||
iShares DJ US Telecommunicatio | COM | 464287713 | 1,428 | 48,542 | SH | SOLE | 48,542 | 0 | 0 | ||
iShares DJ US Transport Index | COM | 464287192 | 2,004 | 10,455 | SH | SOLE | 10,455 | 0 | 0 | ||
iShares FTSE/Xinhua China 25 | COM | 464287184 | 263 | 5,696 | SH | SOLE | 5,696 | 0 | 0 | ||
iShares Goldman Sachs Tech I | COM | 464287721 | 504 | 3,094 | SH | SOLE | 3,094 | 0 | 0 | ||
iShares MSCI EAFE Index | COM | 464287465 | 1,091 | 15,519 | SH | SOLE | 15,519 | 0 | 0 | ||
iShares MSCI Emerging Markets | COM | 464287234 | 349 | 7,405 | SH | SOLE | 7,405 | 0 | 0 | ||
iShares MSCI USA Quality Facto | COM | 46432f339 | 1,121 | 13,526 | SH | SOLE | 13,526 | 0 | 0 | ||
iShares Nasdaq Biotech Index F | COM | 464287556 | 6,310 | 59,098 | SH | SOLE | 59,098 | 0 | 0 | ||
iShares Russell 1000 Growth | COM | 464287614 | 1,202 | 8,924 | SH | SOLE | 8,924 | 0 | 0 | ||
iShares Russell 1000 Value | COM | 464287598 | 670 | 5,387 | SH | SOLE | 5,387 | 0 | 0 | ||
iShares Russell 2000 Index Fun | COM | 464287655 | 539 | 3,536 | SH | SOLE | 3,536 | 0 | 0 | ||
iShares Russell Midcap Value | COM | 464287473 | 212 | 2,380 | SH | SOLE | 2,380 | 0 | 0 | ||
iShares S&P 100 Index Fund | COM | 464287101 | 2,065 | 17,404 | SH | SOLE | 17,404 | 0 | 0 | ||
iShares S&P 500 Index Fund | COM | 464287200 | 6,428 | 23,908 | SH | SOLE | 23,908 | 0 | 0 | ||
iShares S&P 500 Value Index Fu | COM | 464287408 | 228 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
iShares S&P Europe 350 | COM | 464287861 | 594 | 12,565 | SH | SOLE | 12,565 | 0 | 0 | ||
iShares S&P Global 100 | COM | 464287572 | 768 | 8,291 | SH | SOLE | 8,291 | 0 | 0 | ||
iShares S&P Midcap 400 | COM | 464287507 | 1,800 | 9,486 | SH | SOLE | 9,486 | 0 | 0 | ||
iShares S&P Midcap 400/Value | COM | 464287705 | 551 | 3,441 | SH | SOLE | 3,441 | 0 | 0 | ||
iShares S&P SmallCap 600 | COM | 464287804 | 546 | 7,110 | SH | SOLE | 7,110 | 0 | 0 | ||
iShares S&P US Preferred Stock | COM | 464288687 | 7,247 | 190,360 | SH | SOLE | 190,360 | 0 | 0 | ||
AEGON 8.00. 2042 Notes Call 08 | PFD | 007924608 | 2,331 | 87,881 | SH | SOLE | 87,881 | 0 | 0 | ||
AGNC Investment Corp 7.75. Per | PFD | 00123q302 | 947 | 36,653 | SH | SOLE | 36,653 | 0 | 0 | ||
AON Cap 8.205. 1/27 Non-Call B | PFD | 22532r101 | 2,008 | 61,344 | SH | SOLE | 61,344 | 0 | 0 | ||
AllState 6.75 2049 Call 10/201 | PFD | 020002606 | 253 | 9,740 | SH | SOLE | 9,740 | 0 | 0 | ||
Allied Capital ARCC6.875. 4/20 | PFD | 01903q207 | 250 | 9,798 | SH | SOLE | 9,798 | 0 | 0 | ||
American Homes 4Rent 6.50. Per | PFD | 02665t702 | 370 | 13,507 | SH | SOLE | 13,507 | 0 | 0 | ||
Amtrust Financial 7.25. SrNt C | PFD | 032359861 | 263 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
Amtrust Financial 7.5. QDI Cal | PFD | 032359887 | 1,500 | 67,585 | SH | SOLE | 67,585 | 0 | 0 | ||
Amtrust Financial 7.50.Nts 205 | PFD | 032359853 | 595 | 22,985 | SH | SOLE | 22,985 | 0 | 0 | ||
Amtrust Financial 7.625.CUM QD | PFD | 032359705 | 2,214 | 98,440 | SH | SOLE | 98,440 | 0 | 0 | ||
Amtrust Financial 7.75. QDI Ca | PFD | 032359846 | 1,674 | 73,017 | SH | SOLE | 73,017 | 0 | 0 | ||
Annaly Capital 7.625. CUM Call | PFD | 035710706 | 328 | 12,867 | SH | SOLE | 12,867 | 0 | 0 | ||
Annaly Capital 7.625. CUM Call | PFD | 035710888 | 1,322 | 52,343 | SH | SOLE | 52,343 | 0 | 0 | ||
Apollo Cmmrl Real Est 8.00. CU | PFD | 03762u501 | 512 | 19,855 | SH | SOLE | 19,855 | 0 | 0 | ||
Arbor Realty 8.50. CUM Perp Ca | PFD | 038923801 | 289 | 11,023 | SH | SOLE | 11,023 | 0 | 0 | ||
Argo Group 6.5. Sr Notes Call | PFD | 040130205 | 1,834 | 72,564 | SH | SOLE | 72,564 | 0 | 0 | ||
Arlington Asset Inv 7.00. CUm | PFD | 041356601 | 433 | 17,380 | SH | SOLE | 17,380 | 0 | 0 | ||
Ashford Hospitality 7.375. NR | PFD | 044103604 | 1,559 | 61,379 | SH | SOLE | 61,379 | 0 | 0 | ||
Ashford Hospitality 7.5. Calla | PFD | 044103885 | 422 | 16,800 | SH | SOLE | 16,800 | 0 | 0 | ||
Ashford Hospitality 7.50.Cum P | PFD | 044103802 | 467 | 18,375 | SH | SOLE | 18,375 | 0 | 0 | ||
Atlas Finl SrNt 6.625. Cl 4/20 | PFD | g06207123 | 292 | 11,200 | SH | SOLE | 11,200 | 0 | 0 | ||
B Riley Financial 7.50.SnNts D | PFD | 05580m306 | 2,653 | 102,550 | SH | SOLE | 102,550 | 0 | 0 | ||
B Riley Financial 7.50.SnNts d | PFD | 05580m207 | 449 | 17,270 | SH | SOLE | 17,270 | 0 | 0 | ||
BGC Partners 8.125. 2042 Call | PFD | 05541t408 | 3,958 | 152,819 | SH | SOLE | 152,819 | 0 | 0 | ||
BancOfCalifornia 7.00. Cal2021 | PFD | 05990k874 | 1,901 | 71,939 | SH | SOLE | 71,939 | 0 | 0 | ||
BancOfCalifornia 7.375. Ca2020 | PFD | 05990k882 | 7,041 | 265,196 | SH | SOLE | 265,196 | 0 | 0 | ||
BancOfCalifornia 8.00. Cal2018 | PFD | 05990k403 | 2,749 | 104,803 | SH | SOLE | 104,803 | 0 | 0 | ||
Bank of America 6.5. Prp Cl 1/ | PFD | 060505310 | 468 | 17,331 | SH | SOLE | 17,331 | 0 | 0 | ||
Bank of America 6.625. Prp/Cl9 | PFD | 060505344 | 2,777 | 102,300 | SH | SOLE | 102,300 | 0 | 0 | ||
Bank of America 6.625.Prp Cl10 | PFD | 060505740 | 615 | 23,234 | SH | SOLE | 23,234 | 0 | 0 | ||
BankofAmerica $1000pv 7.25.Cnv | PFD | 060505682 | 5,534 | 4,195 | SH | SOLE | 4,195 | 0 | 0 | ||
Barclays 8.125. Perp/Cl 3/14 B | PFD | 06739h362 | 392 | 14,700 | SH | SOLE | 14,700 | 0 | 0 | ||
BlueRock Residential Growth 7. | PFD | 09627j748 | 1,458 | 57,305 | SH | SOLE | 57,305 | 0 | 0 | ||
BlueRock Residential Growth 8. | PFD | 09627j508 | 2,554 | 96,820 | SH | SOLE | 96,820 | 0 | 0 | ||
Boston Private Finl 6.95.Perp | PFD | 101119303 | 765 | 29,838 | SH | SOLE | 29,838 | 0 | 0 | ||
CHS Chemical 7.50. Cl 1/2025 C | PFD | 12542r803 | 7,404 | 263,017 | SH | SOLE | 263,017 | 0 | 0 | ||
CHS Chemicals 6.75. Perp cl 20 | PFD | 12542r704 | 348 | 13,134 | SH | SOLE | 13,134 | 0 | 0 | ||
CHS Chemicals 7.875. Perp cl 2 | PFD | 12542r308 | 409 | 14,197 | SH | SOLE | 14,197 | 0 | 0 | ||
CHS Inc. Call @ 25 3/31/24 | PFD | 12542r506 | 274 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Capital One Finl 6.7.Prp Call | PFD | 14040h709 | 1,532 | 57,119 | SH | SOLE | 57,119 | 0 | 0 | ||
Cedar Realty Tst 7.25. Prp/Cl | PFD | 150602506 | 274 | 10,950 | SH | SOLE | 10,950 | 0 | 0 | ||
CenturyLink Quest 7.0.SnNts Cl | PFD | 74913g501 | 2,601 | 109,507 | SH | SOLE | 109,507 | 0 | 0 | ||
Chimera Investment Corp 8. Cal | PFD | 16934q406 | 537 | 20,831 | SH | SOLE | 20,831 | 0 | 0 | ||
Citigroup 5.8. B1 Call 4/18 QD | PFD | 172967366 | 203 | 7,967 | SH | SOLE | 7,967 | 0 | 0 | ||
Citigroup 7.125. Flt Aftr 9/23 | PFD | 172967358 | 7,613 | 263,890 | SH | SOLE | 263,890 | 0 | 0 | ||
Citigroup Tst 7.875. Cl2015 Li | PFD | 173080201 | 953 | 34,695 | SH | SOLE | 34,695 | 0 | 0 | ||
City Office REIT 6.625. CUM Ca | PFD | 178587200 | 668 | 26,522 | SH | SOLE | 26,522 | 0 | 0 | ||
Colony NorthStar 7.125. CUM Ca | PFD | 19625w880 | 5,058 | 202,257 | SH | SOLE | 202,257 | 0 | 0 | ||
Colony NorthStar 7.125. CUM Ca | PFD | 19625w872 | 467 | 18,533 | SH | SOLE | 18,533 | 0 | 0 | ||
Colony NorthStar 7.125. CUM Ca | PFD | 19625w864 | 1,551 | 61,950 | SH | SOLE | 61,950 | 0 | 0 | ||
Colony NorthStar 7.50. CUM Cal | PFD | 19625w807 | 2,715 | 107,956 | SH | SOLE | 107,956 | 0 | 0 | ||
Colony NorthStar 8.50. CUM Cal | PFD | 19625w500 | 823 | 32,193 | SH | SOLE | 32,193 | 0 | 0 | ||
Colony NorthStar 8.75. CUM Cal | PFD | 19625w609 | 462 | 17,386 | SH | SOLE | 17,386 | 0 | 0 | ||
CoreEnergy 7.375. Pfd - Par Ca | PFD | 21870u304 | 1,905 | 73,995 | SH | SOLE | 73,995 | 0 | 0 | ||
Cowen 7.35. Sn Notes 2027 Call | PFD | 223622705 | 1,448 | 56,350 | SH | SOLE | 56,350 | 0 | 0 | ||
Cowen 8.25. Senior Notes Calld | PFD | 223622309 | 1,445 | 53,827 | SH | SOLE | 53,827 | 0 | 0 | ||
Crown Castle Intl 6.875. MndCo | PFD | 22822v309 | 368 | 325 | SH | SOLE | 325 | 0 | 0 | ||
Customers Bk 7.00. Fx Flt Prp/ | PFD | 23204g407 | 256 | 9,640 | SH | SOLE | 9,640 | 0 | 0 | ||
Deutsche Bank 8.05. PrpCl6/18 | PFD | 25150l108 | 210 | 8,018 | SH | SOLE | 8,018 | 0 | 0 | ||
Deutsche Bnk 7.6. B. QDI Calle | PFD | 25154a108 | 394 | 15,339 | SH | SOLE | 15,339 | 0 | 0 | ||
Digital Realty 7.375. Perp CUM | PFD | 253868871 | 2,091 | 78,400 | SH | SOLE | 78,400 | 0 | 0 | ||
Dynagas LNG 9.0. QDI CUM cl 2 | PFD | Y2188b116 | 1,251 | 48,097 | SH | SOLE | 48,097 | 0 | 0 | ||
EBAY 6.00. Sr Notes Call 3/1/2 | PFD | 278642202 | 516 | 19,160 | SH | SOLE | 19,160 | 0 | 0 | ||
EaglePoint Credit 7.75.2022 CU | PFD | 269809109 | 632 | 24,473 | SH | SOLE | 24,473 | 0 | 0 | ||
First Republic 7.0. Cl 12/18 B | PFD | 33616c860 | 4,567 | 174,770 | SH | SOLE | 174,770 | 0 | 0 | ||
GGP Inc 6.375. Call 2/2018 CUM | PFD | 370023202 | 374 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
GasLog LP 8.625.fxd/flt Cum Q | PFD | y2687w116 | 778 | 29,800 | SH | SOLE | 29,800 | 0 | 0 | ||
GasLog Ltd 8.75. Ser A CUM QDI | PFD | g37585117 | 1,536 | 57,761 | SH | SOLE | 57,761 | 0 | 0 | ||
Gladstone Commercial 7.00. CUM | PFD | 376536603 | 5,661 | 218,576 | SH | SOLE | 218,576 | 0 | 0 | ||
Gladstone Investment 6.25. CUM | PFD | 376546503 | 655 | 25,583 | SH | SOLE | 25,583 | 0 | 0 | ||
Glandstone Invstmt 6.50.SrNts2 | PFD | 376546404 | 204 | 8,032 | SH | SOLE | 8,032 | 0 | 0 | ||
Global Indemnity SrNts7.75. Ca | PFD | g3933f121 | 2,003 | 77,474 | SH | SOLE | 77,474 | 0 | 0 | ||
Global Indmnty 7.875. Cl2022 b | PFD | g3933f139 | 985 | 38,063 | SH | SOLE | 38,063 | 0 | 0 | ||
Global Medical RE 7.50. CUM Pe | PFD | 37957w203 | 417 | 16,479 | SH | SOLE | 16,479 | 0 | 0 | ||
Global Net Lease 7.25.Perp Cum | PFD | 379378300 | 1,635 | 63,686 | SH | SOLE | 63,686 | 0 | 0 | ||
Golar LNG 8.75. Perp QDI Call | PFD | y2745c110 | 1,206 | 46,350 | SH | SOLE | 46,350 | 0 | 0 | ||
Goldman 5.5. Flt Aftr 5/23 Cl | PFD | 38145g308 | 1,859 | 70,137 | SH | SOLE | 70,137 | 0 | 0 | ||
HSBC Hldgs 8.0. Prp Cl 12/15 B | PFD | 404280802 | 2,383 | 88,804 | SH | SOLE | 88,804 | 0 | 0 | ||
Hanover Insurance6.35. Cl3/18 | PFD | 410867204 | 1,138 | 44,921 | SH | SOLE | 44,921 | 0 | 0 | ||
Hartford Finl 7.875. 2042 call | PFD | 416518504 | 1,183 | 40,440 | SH | SOLE | 40,440 | 0 | 0 | ||
Hersha Hospitality 6.50. NR Ca | PFD | 427825609 | 435 | 17,636 | SH | SOLE | 17,636 | 0 | 0 | ||
Hoegh LNG Partners 8.75. QDI | PFD | y3262r118 | 936 | 34,765 | SH | SOLE | 34,765 | 0 | 0 | ||
Horizon Technology Fin 6.25.Sr | PFD | 44045a300 | 250 | 9,850 | SH | SOLE | 9,850 | 0 | 0 | ||
IberiaBank Corp 6.60. Call 5/1 | PFD | 450828504 | 842 | 30,404 | SH | SOLE | 30,404 | 0 | 0 | ||
Invesco Mortgage 7.75.Perp CUM | PFD | 46131b209 | 214 | 8,574 | SH | SOLE | 8,574 | 0 | 0 | ||
JMP Group 8.00. SrDeb Due1/202 | PFD | 46629u206 | 411 | 16,264 | SH | SOLE | 16,264 | 0 | 0 | ||
JMP Group SrNts7.25. BBB- 11/2 | PFD | 466273109 | 1,204 | 47,600 | SH | SOLE | 47,600 | 0 | 0 | ||
JPMorgan Chase 6.70.Perp/Call | PFD | 48127a161 | 1,669 | 61,709 | SH | SOLE | 61,709 | 0 | 0 | ||
Just Energy 8.50.Perp Call3/20 | PFD | 48213w200 | 1,443 | 58,032 | SH | SOLE | 58,032 | 0 | 0 | ||
LaSalle Hotel 6.3. Call 5/2021 | PFD | 517942884 | 274 | 10,628 | SH | SOLE | 10,628 | 0 | 0 | ||
LaSalle Hotel 6.375. Call 3/20 | PFD | 517942801 | 211 | 8,392 | SH | SOLE | 8,392 | 0 | 0 | ||
M&T Bank 6.375. Cl 11/18 BBB- | PFD | 55261f708 | 486 | 474 | SH | SOLE | 474 | 0 | 0 | ||
MFA Financial 7.5. Prp Cl 4/15 | PFD | 55272x409 | 213 | 8,436 | SH | SOLE | 8,436 | 0 | 0 | ||
MVC Capital 6.25. SrNts Due12/ | PFD | 553829409 | 517 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Maiden Holdings 7.125.PrpCl 12 | PFD | g5753u138 | 665 | 27,225 | SH | SOLE | 27,225 | 0 | 0 | ||
Maiden Holdings 8.25.Prp Cl8/2 | PFD | g5753u120 | 1,639 | 66,342 | SH | SOLE | 66,342 | 0 | 0 | ||
Medley Capital7.25.SrNts Due24 | PFD | 58503y204 | 451 | 17,900 | SH | SOLE | 17,900 | 0 | 0 | ||
Medley Capitl 6.875.Notes Due2 | PFD | 58503y105 | 336 | 13,550 | SH | SOLE | 13,550 | 0 | 0 | ||
MetLife 3MoLibor.100 Min 4.0. | PFD | 59156r504 | 200 | 8,066 | SH | SOLE | 8,066 | 0 | 0 | ||
Morgan Stanley 7.125.Flt 10/23 | PFD | 61762v200 | 4,763 | 164,482 | SH | SOLE | 164,482 | 0 | 0 | ||
National General 7.5. NA Cl Q | PFD | 636220857 | 5,360 | 214,157 | SH | SOLE | 214,157 | 0 | 0 | ||
National General 7.50.Call4/20 | PFD | 636220808 | 3,265 | 130,339 | SH | SOLE | 130,339 | 0 | 0 | ||
National General 7.625. Call9/ | PFD | 636220873 | 1,851 | 72,842 | SH | SOLE | 72,842 | 0 | 0 | ||
National General7.50.Call 7/20 | PFD | 636220709 | 2,567 | 102,272 | SH | SOLE | 102,272 | 0 | 0 | ||
New York MtgTrust 7.875.Perp C | PFD | 649604808 | 305 | 12,454 | SH | SOLE | 12,454 | 0 | 0 | ||
NewTek Business Svs 7.0.Nts 3/ | PFD | 652526401 | 255 | 10,003 | SH | SOLE | 10,003 | 0 | 0 | ||
NewTek Business Svs 7.50. Nts | PFD | 652526302 | 525 | 19,811 | SH | SOLE | 19,811 | 0 | 0 | ||
NuStar Logistics 7.625.Nts Cl | PFD | 67059t204 | 1,592 | 63,689 | SH | SOLE | 63,689 | 0 | 0 | ||
Oxford Lane Cap6.75. Nts 6/202 | PFD | 691543508 | 875 | 34,733 | SH | SOLE | 34,733 | 0 | 0 | ||
Oxford Lane Capital 7.50. 6/20 | PFD | 691543300 | 211 | 8,311 | SH | SOLE | 8,311 | 0 | 0 | ||
Partner Re 6.50.Perp Cal 4/202 | PFD | g68603136 | 1,243 | 46,295 | SH | SOLE | 46,295 | 0 | 0 | ||
Partner Re 7.25. Call 06/21 BB | PFD | g68603144 | 7,120 | 248,333 | SH | SOLE | 248,333 | 0 | 0 | ||
Penn RealEstate 6.875.CUM Perp | PFD | 709102701 | 277 | 11,038 | SH | SOLE | 11,038 | 0 | 0 | ||
Penn RealEstate 7.20.CUM Perp | PFD | 709102602 | 300 | 11,566 | SH | SOLE | 11,566 | 0 | 0 | ||
Penn RealEstate 7.375.CUM Perp | PFD | 709102503 | 555 | 22,027 | SH | SOLE | 22,027 | 0 | 0 | ||
PennyMac Mtg 8.125. 2024 Libor | PFD | 70931t301 | 357 | 14,166 | SH | SOLE | 14,166 | 0 | 0 | ||
Plymouth Industrial 7.50. CUM | PFD | 729640201 | 267 | 10,600 | SH | SOLE | 10,600 | 0 | 0 | ||
Prospect Captl 6.25. 6/24 SrNt | PFD | 74348t300 | 2,162 | 83,481 | SH | SOLE | 83,481 | 0 | 0 | ||
Prudential PLC 6.75. PrpCl 9/0 | PFD | g7293h114 | 447 | 17,077 | SH | SOLE | 17,077 | 0 | 0 | ||
Quest USWest 7.0. SrNts 2056 2 | PFD | 74913g808 | 3,651 | 147,743 | SH | SOLE | 147,743 | 0 | 0 | ||
Quest USWest SnNotes 7.0. 2052 | PFD | 74913G402 | 1,139 | 47,922 | SH | SOLE | 47,922 | 0 | 0 | ||
Quest USWestSnNote7.5. BBB- Cl | PFD | 74913g303 | 1,232 | 48,932 | SH | SOLE | 48,932 | 0 | 0 | ||
Quest USWestSnNotes 6.875. CL | PFD | 74913g105 | 2,901 | 123,245 | SH | SOLE | 123,245 | 0 | 0 | ||
Qwest Corp 6.5. Sr Note 9/56 C | PFD | 74913g881 | 2,025 | 89,930 | SH | SOLE | 89,930 | 0 | 0 | ||
Qwest Corp 6.75. SrNote 6/57 C | PFD | 74913g873 | 952 | 41,600 | SH | SOLE | 41,600 | 0 | 0 | ||
Regions Financial 6.375. Cl 12 | PFD | 7591ep308 | 404 | 15,950 | SH | SOLE | 15,950 | 0 | 0 | ||
Reinsurance Group of Amer 6.2. | PFD | 759351703 | 294 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
SL Green Realty 6.5. Perp CUM | PFD | 78440x507 | 1,724 | 68,722 | SH | SOLE | 68,722 | 0 | 0 | ||
SoCalEd 5.375. CUM cl 2025 QDI | PFD | 78409g206 | 751 | 29,111 | SH | SOLE | 29,111 | 0 | 0 | ||
Sotherly Hotels 7.875. Cum Per | PFD | 83600c400 | 850 | 33,520 | SH | SOLE | 33,520 | 0 | 0 | ||
Sotherly Hotels 8. Cum Perp C | PFD | 83600c301 | 2,936 | 114,500 | SH | SOLE | 114,500 | 0 | 0 | ||
Spark Energy 8.75. Call 2022 Q | PFD | 846511202 | 545 | 20,468 | SH | SOLE | 20,468 | 0 | 0 | ||
Summit Hotel7.125.Perp CUM Cal | PFD | 866082407 | 890 | 35,027 | SH | SOLE | 35,027 | 0 | 0 | ||
Summitt Hotel Prp 6.25.CUM Per | PFD | 866082605 | 226 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | ||
Sunstone Hotel 6.95. Prp/Cl 3/ | PFD | 867892606 | 366 | 14,020 | SH | SOLE | 14,020 | 0 | 0 | ||
Synovus 7.875. Fx- Flt 8/18 Cl | PFD | 87161c402 | 320 | 12,263 | SH | SOLE | 12,263 | 0 | 0 | ||
Telephone & Data 6.875. Cl 11/ | PFD | 879433845 | 2,005 | 79,225 | SH | SOLE | 79,225 | 0 | 0 | ||
Telephone & Data 7.0. Cl 3/16 | PFD | 879433837 | 721 | 28,502 | SH | SOLE | 28,502 | 0 | 0 | ||
Texas Capitl Bancshares6.50. 2 | PFD | 882228307 | 439 | 17,367 | SH | SOLE | 17,367 | 0 | 0 | ||
Torchmark Crp 6.125. SubDebCal | PFD | 891027401 | 831 | 31,050 | SH | SOLE | 31,050 | 0 | 0 | ||
Triancgle Capitl 6.375.Sr Note | PFD | 895848406 | 895 | 35,500 | SH | SOLE | 35,500 | 0 | 0 | ||
Two Harbors Investments 7.625. | PFD | 90187b309 | 244 | 9,307 | SH | SOLE | 9,307 | 0 | 0 | ||
Two Harbors Investments 8.125. | PFD | 90187b200 | 680 | 24,958 | SH | SOLE | 24,958 | 0 | 0 | ||
UMH Properties 8.0. Perp Cum C | PFD | 903002301 | 596 | 21,823 | SH | SOLE | 21,823 | 0 | 0 | ||
US Bancorp 6.5. Flt Aftr 1/22 | PFD | 902973833 | 1,058 | 37,505 | SH | SOLE | 37,505 | 0 | 0 | ||
US Celllular SrNts 7.25. 2063 | PFD | 911684504 | 491 | 19,100 | SH | SOLE | 19,100 | 0 | 0 | ||
US Cellular 6.95.SrNT 2060 Cl | PFD | 911684405 | 405 | 16,035 | SH | SOLE | 16,035 | 0 | 0 | ||
US Cellular 7.25. SrNts12/2064 | PFD | 911684603 | 1,721 | 66,402 | SH | SOLE | 66,402 | 0 | 0 | ||
VEREIT Inc 6.70. Perp CUM Cl 2 | PFD | 92339v209 | 923 | 36,096 | SH | SOLE | 36,096 | 0 | 0 | ||
Wells Fargo 5.85.Flt Aftr 9/23 | PFD | 949746556 | 300 | 11,122 | SH | SOLE | 11,122 | 0 | 0 | ||
Wells Fargo 6.375. Cl 12/19 BB | PFD | 94988n207 | 776 | 29,277 | SH | SOLE | 29,277 | 0 | 0 | ||
Wells Fargo 7.5. Cnv@$156 $100 | PFD | 949746804 | 17,543 | 13,392 | SH | SOLE | 13,392 | 0 | 0 | ||
Wells Fargo 8.00. Prp Cl12/17 | PFD | 949746879 | 5,301 | 206,681 | SH | SOLE | 206,681 | 0 | 0 | ||
WinTrust Financial 6.50. Call | PFD | 97650w405 | 244 | 8,720 | SH | SOLE | 8,720 | 0 | 0 | ||
Bank of America 5.20. Perp/Cal | PFD | 060505ED2 | 1,345 | 1,315,000 | PRN | SOLE | 1,315,000 | 0 | 0 | ||
Charles Schwab 4.625. Perp/Cal | PFD | 808513AP0 | 551 | 540,000 | PRN | SOLE | 540,000 | 0 | 0 | ||
Charles Schwab 7. Perp/Call 2/ | PFD | 808513AE5 | 1,579 | 1,397,000 | PRN | SOLE | 1,397,000 | 0 | 0 | ||
Citigroup 5.35. Perp/Call 5/23 | PFD | 172967GR6 | 754 | 740,000 | PRN | SOLE | 740,000 | 0 | 0 | ||
Citigroup 5.875. Perp/Call 3/2 | PFD | 172967JK8 | 362 | 350,000 | PRN | SOLE | 350,000 | 0 | 0 | ||
Citigroup Inc 5.95. Perp Call | PFD | 172967GD7 | 1,222 | 1,150,000 | PRN | SOLE | 1,150,000 | 0 | 0 | ||
Citigroup Inc 6.125. Perp Call | PFD | 172967KD2 | 583 | 550,000 | PRN | SOLE | 550,000 | 0 | 0 | ||
Citigroup Inc Fix-to-Float Per | PFD | 172967GF2 | 639 | 600,000 | PRN | SOLE | 600,000 | 0 | 0 | ||
Fifth Third Bancorp 4.9. until | PFD | 316773CR9 | 288 | 285,000 | PRN | SOLE | 285,000 | 0 | 0 | ||
GE Cap Corp 5.00. Perp/Call 1/ | PFD | 369604BQ5 | 2,094 | 2,028,000 | PRN | SOLE | 2,028,000 | 0 | 0 | ||
Goldman Sachs 5.375 Perp/Call | PFD | 38148BAB4 | 478 | 465,000 | PRN | SOLE | 465,000 | 0 | 0 | ||
Goldman Sachs 5.7 Perp/Call 5/ | PFD | 38148BAA6 | 1,094 | 1,065,000 | PRN | SOLE | 1,065,000 | 0 | 0 | ||
JPMorgan 6.0. Perp/Call 8/23 - | PFD | 48126HAA8 | 3,279 | 3,050,000 | PRN | SOLE | 3,050,000 | 0 | 0 | ||
JPMorgan 7.9. Perp/Call 4/18 - | PFD | 46625HHA1 | 2,975 | 2,935,000 | PRN | SOLE | 2,935,000 | 0 | 0 | ||
So. Cal Edison 6.25. Perp/Call | PFD | 842400FU2 | 854 | 780,000 | PRN | SOLE | 780,000 | 0 | 0 | ||
Stanley Black & Decker Callabl | PFD | 854502AF8 | 1,199 | 1,170,000 | PRN | SOLE | 1,170,000 | 0 | 0 | ||
Wachovia (WFC) Perp/Call 2/11 | PFD | 92978AAA0 | 2,727 | 2,710,000 | PRN | SOLE | 2,710,000 | 0 | 0 | ||
Wells Fargo & Company Perp/Cal | PFD | 949746PM7 | 545 | 540,000 | PRN | SOLE | 540,000 | 0 | 0 |