The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1/100 Berkshire Hathaway A (10 | COM | 084990175 | 299 | 10 | SH | SOLE | 10 | 0 | 0 | ||
3M Company | COM | 88579y101 | 24,749 | 112,739 | SH | SOLE | 112,739 | 0 | 0 | ||
ABB Ltd-Spon ADR | COM | 000375204 | 667 | 28,101 | SH | SOLE | 28,101 | 0 | 0 | ||
ASML Hldgs NV-NY Reg Shs | COM | n07059210 | 244 | 1,227 | SH | SOLE | 1,227 | 0 | 0 | ||
AT&T Inc | COM | 00206r102 | 6,001 | 168,343 | SH | SOLE | 168,343 | 0 | 0 | ||
AbbVie Inc | COM | 00287y109 | 14,082 | 148,775 | SH | SOLE | 148,775 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 12,211 | 203,780 | SH | SOLE | 203,780 | 0 | 0 | ||
Accenture PLC-Cl A | COM | g1151c101 | 5,415 | 35,276 | SH | SOLE | 35,276 | 0 | 0 | ||
Adobe Systems Inc | COM | 00724f101 | 1,609 | 7,448 | SH | SOLE | 7,448 | 0 | 0 | ||
Aetna Inc | COM | 00817Y108 | 1,797 | 10,632 | SH | SOLE | 10,632 | 0 | 0 | ||
Aflac Inc | COM | 001055102 | 1,317 | 30,102 | SH | SOLE | 30,102 | 0 | 0 | ||
Agilent Technologies Inc | COM | 00846u101 | 1,212 | 18,117 | SH | SOLE | 18,117 | 0 | 0 | ||
Air Products & Chemicals Inc | COM | 009158106 | 8,517 | 53,554 | SH | SOLE | 53,554 | 0 | 0 | ||
Alibaba Group Holding-SP ADR | COM | 01609w102 | 395 | 2,151 | SH | SOLE | 2,151 | 0 | 0 | ||
Allergan plc (new) | COM | g0177j108 | 7,537 | 44,783 | SH | SOLE | 44,783 | 0 | 0 | ||
Allstate Corp | COM | 020002101 | 513 | 5,409 | SH | SOLE | 5,409 | 0 | 0 | ||
Alphabet Inc-Cl A | COM | 02079k305 | 10,655 | 10,273 | SH | SOLE | 10,273 | 0 | 0 | ||
Alphabet Inc-Cl C | COM | 02079k107 | 5,941 | 5,758 | SH | SOLE | 5,758 | 0 | 0 | ||
Altaba Inc | COM | 021346101 | 1,379 | 18,623 | SH | SOLE | 18,623 | 0 | 0 | ||
Altria Group Inc | COM | 02209s103 | 9,160 | 146,983 | SH | SOLE | 146,983 | 0 | 0 | ||
Amarillo Gold Corp | COM | 02301t108 | 3 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
Amazon.com Inc | COM | 023135106 | 13,783 | 9,523 | SH | SOLE | 9,523 | 0 | 0 | ||
American Electric Power | COM | 025537101 | 409 | 5,960 | SH | SOLE | 5,960 | 0 | 0 | ||
American Express Co | COM | 025816109 | 1,528 | 16,377 | SH | SOLE | 16,377 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 2,373 | 13,922 | SH | SOLE | 13,922 | 0 | 0 | ||
Anthem Inc | COM | 036752103 | 2,913 | 13,261 | SH | SOLE | 13,261 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 42,051 | 250,634 | SH | SOLE | 250,634 | 0 | 0 | ||
Applied Materials Inc | COM | 038222105 | 302 | 5,431 | SH | SOLE | 5,431 | 0 | 0 | ||
Archer-Daniels-Midland Co | COM | 039483102 | 514 | 11,847 | SH | SOLE | 11,847 | 0 | 0 | ||
Arista Networks, Inc. | COM | 040413106 | 208 | 816 | SH | SOLE | 816 | 0 | 0 | ||
Automatic Data Processing | COM | 053015103 | 20,690 | 182,320 | SH | SOLE | 182,320 | 0 | 0 | ||
BB&T Corporation | COM | 054937107 | 207 | 3,983 | SH | SOLE | 3,983 | 0 | 0 | ||
BCE Inc | COM | 05534b760 | 1,423 | 33,064 | SH | SOLE | 33,064 | 0 | 0 | ||
Bank Of Marin Bancorp/CA | COM | 063425102 | 820 | 11,886 | SH | SOLE | 11,886 | 0 | 0 | ||
Bank Of New York Mellon Corp | COM | 064058100 | 243 | 4,716 | SH | SOLE | 4,716 | 0 | 0 | ||
Bank of America Corp | COM | 060505104 | 9,136 | 304,631 | SH | SOLE | 304,631 | 0 | 0 | ||
Baxter International Inc. | COM | 071813109 | 357 | 5,495 | SH | SOLE | 5,495 | 0 | 0 | ||
Becton Dickinson & Co | COM | 075887109 | 3,345 | 15,437 | SH | SOLE | 15,437 | 0 | 0 | ||
Berkshire Hathaway Inc-Cl B | COM | 084670702 | 4,227 | 21,191 | SH | SOLE | 21,191 | 0 | 0 | ||
Biogen Inc | COM | 09062x103 | 1,083 | 3,954 | SH | SOLE | 3,954 | 0 | 0 | ||
Blackrock Inc | COM | 09247x101 | 526 | 972 | SH | SOLE | 972 | 0 | 0 | ||
Blackstone Group/The | COM | 09253u108 | 519 | 16,245 | SH | SOLE | 16,245 | 0 | 0 | ||
Boeing Co | COM | 097023105 | 4,290 | 13,085 | SH | SOLE | 13,085 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 17,484 | 276,424 | SH | SOLE | 276,424 | 0 | 0 | ||
Broadcom Inc | COM | 11135f101 | 523 | 2,219 | SH | SOLE | 2,219 | 0 | 0 | ||
Brown-Forman Corp -Cl B | COM | 115637209 | 523 | 9,620 | SH | SOLE | 9,620 | 0 | 0 | ||
CBS Corp Class B | COM | 124857202 | 346 | 6,740 | SH | SOLE | 6,740 | 0 | 0 | ||
CSX Corp | COM | 126408103 | 241 | 4,330 | SH | SOLE | 4,330 | 0 | 0 | ||
CVS Health Corp | COM | 126650100 | 1,886 | 30,314 | SH | SOLE | 30,314 | 0 | 0 | ||
Canadian Natl Railway Co | COM | 136375102 | 230 | 3,140 | SH | SOLE | 3,140 | 0 | 0 | ||
CarMax Inc | COM | 143130102 | 217 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Caterpillar Inc | COM | 149123101 | 4,507 | 30,584 | SH | SOLE | 30,584 | 0 | 0 | ||
Celgene Corp | COM | 151020104 | 295 | 3,303 | SH | SOLE | 3,303 | 0 | 0 | ||
CenterPoint Energy Inc | COM | 15189t107 | 1,781 | 65,002 | SH | SOLE | 65,002 | 0 | 0 | ||
Cerner Corp | COM | 156782104 | 3,185 | 54,906 | SH | SOLE | 54,906 | 0 | 0 | ||
Check Point Software Tech | COM | m22465104 | 1,282 | 12,902 | SH | SOLE | 12,902 | 0 | 0 | ||
Chevron Corp | COM | 166764100 | 28,307 | 248,222 | SH | SOLE | 248,222 | 0 | 0 | ||
Chubb Ltd (new) | COM | h1467j104 | 2,426 | 17,740 | SH | SOLE | 17,740 | 0 | 0 | ||
Cigna Corp | COM | 125509109 | 467 | 2,784 | SH | SOLE | 2,784 | 0 | 0 | ||
Cincinnati Financial Corp | COM | 172062101 | 708 | 9,531 | SH | SOLE | 9,531 | 0 | 0 | ||
Cintas Corp | COM | 172908105 | 759 | 4,448 | SH | SOLE | 4,448 | 0 | 0 | ||
Cisco Systems Inc | COM | 17275R102 | 6,744 | 157,238 | SH | SOLE | 157,238 | 0 | 0 | ||
Citigroup Inc | COM | 172967424 | 405 | 6,003 | SH | SOLE | 6,003 | 0 | 0 | ||
Clorox Company | COM | 189054109 | 14,591 | 109,618 | SH | SOLE | 109,618 | 0 | 0 | ||
Coca-Cola Co/The | COM | 191216100 | 4,712 | 108,496 | SH | SOLE | 108,496 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 9,010 | 125,702 | SH | SOLE | 125,702 | 0 | 0 | ||
Comcast Corp-Cl A | COM | 20030n101 | 1,153 | 33,738 | SH | SOLE | 33,738 | 0 | 0 | ||
Conagra Brands Inc | COM | 205887102 | 869 | 23,557 | SH | SOLE | 23,557 | 0 | 0 | ||
ConocoPhillips | COM | 20825C104 | 4,099 | 69,131 | SH | SOLE | 69,131 | 0 | 0 | ||
Consolidated Edison Inc | COM | 209115104 | 941 | 12,071 | SH | SOLE | 12,071 | 0 | 0 | ||
Costco Wholesale Corp | COM | 22160K105 | 22,846 | 121,245 | SH | SOLE | 121,245 | 0 | 0 | ||
Crown Castle Intl Corp | COM | 22822v101 | 18,330 | 167,233 | SH | SOLE | 167,233 | 0 | 0 | ||
Danaher Corp | COM | 235851102 | 5,702 | 58,237 | SH | SOLE | 58,237 | 0 | 0 | ||
Deere & Co | COM | 244199105 | 2,016 | 12,979 | SH | SOLE | 12,979 | 0 | 0 | ||
Delta Air Lines Inc | COM | 247361702 | 533 | 9,721 | SH | SOLE | 9,721 | 0 | 0 | ||
Diageo Plc-Sponsored ADR | COM | 25243q205 | 513 | 3,786 | SH | SOLE | 3,786 | 0 | 0 | ||
Dick's Sporting Goods Inc | COM | 253393102 | 319 | 9,088 | SH | SOLE | 9,088 | 0 | 0 | ||
Disney Co./Walt The | COM | 254687106 | 15,487 | 154,195 | SH | SOLE | 154,195 | 0 | 0 | ||
Dominion Resources Inc/Va | COM | 25746u109 | 671 | 9,945 | SH | SOLE | 9,945 | 0 | 0 | ||
Dover Corp | COM | 260003108 | 918 | 9,351 | SH | SOLE | 9,351 | 0 | 0 | ||
DowDuPont Inc | COM | 26078j100 | 10,271 | 161,210 | SH | SOLE | 161,210 | 0 | 0 | ||
Dr Pepper Snapple Group Inc | COM | 26138e109 | 704 | 5,946 | SH | SOLE | 5,946 | 0 | 0 | ||
Duke Energy Corp | COM | 26441c204 | 552 | 7,126 | SH | SOLE | 7,126 | 0 | 0 | ||
Eaton Corp PLC | COM | g29183103 | 1,068 | 13,371 | SH | SOLE | 13,371 | 0 | 0 | ||
Ecolab Inc | COM | 278865100 | 14,129 | 103,079 | SH | SOLE | 103,079 | 0 | 0 | ||
Edison International | COM | 281020107 | 8,099 | 127,218 | SH | SOLE | 127,218 | 0 | 0 | ||
Electronic Arts Inc | COM | 285512109 | 735 | 6,061 | SH | SOLE | 6,061 | 0 | 0 | ||
Eli Lilly & Co | COM | 532457108 | 3,456 | 44,674 | SH | SOLE | 44,674 | 0 | 0 | ||
Emerson Electric Co | COM | 291011104 | 1,766 | 25,861 | SH | SOLE | 25,861 | 0 | 0 | ||
Enbridge Inc | COM | 29250n105 | 2,316 | 73,604 | SH | SOLE | 73,604 | 0 | 0 | ||
Encounter Technologies Inc | COM | 29259j303 | 0 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
Enterprise Products Partners | COM | 293792107 | 752 | 30,728 | SH | SOLE | 30,728 | 0 | 0 | ||
Essex Property Trust Inc | COM | 297178105 | 1,130 | 4,695 | SH | SOLE | 4,695 | 0 | 0 | ||
Eurasian Minerals Inc | COM | 29843r100 | 48 | 54,086 | SH | SOLE | 54,086 | 0 | 0 | ||
Eversource Energy | COM | 30040w108 | 359 | 6,094 | SH | SOLE | 6,094 | 0 | 0 | ||
Express Scripts Holding Co. | COM | 30219g108 | 285 | 4,127 | SH | SOLE | 4,127 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 7,744 | 103,790 | SH | SOLE | 103,790 | 0 | 0 | ||
Facebook Inc | COM | 30303m102 | 47,410 | 296,701 | SH | SOLE | 296,701 | 0 | 0 | ||
Fanhua Inc-Sponsored ADR | COM | 30712a103 | 362 | 13,404 | SH | SOLE | 13,404 | 0 | 0 | ||
FedEx Corp | COM | 31428x106 | 877 | 3,654 | SH | SOLE | 3,654 | 0 | 0 | ||
Finisar Corporation | COM | 31787a507 | 158 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
First Republic Bank/San Franci | COM | 33616C100 | 8,986 | 97,027 | SH | SOLE | 97,027 | 0 | 0 | ||
First Trust Mid Cap Growth Alp | COM | 33737m102 | 2,635 | 64,681 | SH | SOLE | 64,681 | 0 | 0 | ||
First Trust Mid Cap Value ETF | COM | 33737m201 | 305 | 8,783 | SH | SOLE | 8,783 | 0 | 0 | ||
First Trust Morningstar Divide | COM | 336917109 | 681 | 24,141 | SH | SOLE | 24,141 | 0 | 0 | ||
Ford Motor Co | COM | 345370860 | 117 | 10,555 | SH | SOLE | 10,555 | 0 | 0 | ||
Fortinet Inc | COM | 34959e109 | 549 | 10,240 | SH | SOLE | 10,240 | 0 | 0 | ||
Fortive Corp | COM | 34959j108 | 238 | 3,071 | SH | SOLE | 3,071 | 0 | 0 | ||
General Dynamics Corp | COM | 369550108 | 3,877 | 17,551 | SH | SOLE | 17,551 | 0 | 0 | ||
General Electric Co | COM | 369604103 | 2,570 | 190,671 | SH | SOLE | 190,671 | 0 | 0 | ||
General Mills Inc | COM | 370334104 | 4,195 | 93,094 | SH | SOLE | 93,094 | 0 | 0 | ||
General Motors Co | COM | 37045v100 | 230 | 6,326 | SH | SOLE | 6,326 | 0 | 0 | ||
Genuine Parts Co | COM | 372460105 | 7,015 | 78,084 | SH | SOLE | 78,084 | 0 | 0 | ||
Gilead Sciences Inc | COM | 375558103 | 647 | 8,586 | SH | SOLE | 8,586 | 0 | 0 | ||
GlaxoSmithKline Plc-ADR | COM | 37733w105 | 211 | 5,404 | SH | SOLE | 5,404 | 0 | 0 | ||
Goldman ActiveBeta Europe Equi | COM | 381430305 | 235 | 7,456 | SH | SOLE | 7,456 | 0 | 0 | ||
Goldman Sach Active Beta US La | COM | 381430503 | 673 | 12,596 | SH | SOLE | 12,596 | 0 | 0 | ||
Goldman Sachs Group Inc | COM | 38141G104 | 745 | 2,960 | SH | SOLE | 2,960 | 0 | 0 | ||
Great Plains Energy Inc | COM | 391164100 | 969 | 30,480 | SH | SOLE | 30,480 | 0 | 0 | ||
HCP Inc REIT | COM | 40414l109 | 1,517 | 65,288 | SH | SOLE | 65,288 | 0 | 0 | ||
Hewlett Packard Enterprise | COM | 42824c109 | 198 | 11,261 | SH | SOLE | 11,261 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 21,251 | 119,225 | SH | SOLE | 119,225 | 0 | 0 | ||
Honeywell International Inc | COM | 438516106 | 5,821 | 40,282 | SH | SOLE | 40,282 | 0 | 0 | ||
Hormel Foods Corp | COM | 440452100 | 535 | 15,575 | SH | SOLE | 15,575 | 0 | 0 | ||
Illinois Tool Works | COM | 452308109 | 1,612 | 10,291 | SH | SOLE | 10,291 | 0 | 0 | ||
Ingersoll-Rand PLC | COM | g47791101 | 1,852 | 21,663 | SH | SOLE | 21,663 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 19,984 | 383,721 | SH | SOLE | 383,721 | 0 | 0 | ||
International Paper Co | COM | 460146103 | 389 | 7,278 | SH | SOLE | 7,278 | 0 | 0 | ||
Intl Business Machines Corp | COM | 459200101 | 3,050 | 19,878 | SH | SOLE | 19,878 | 0 | 0 | ||
Intl Flavors & Fragrances | COM | 459506101 | 856 | 6,250 | SH | SOLE | 6,250 | 0 | 0 | ||
Intuitive Surgical Inc | COM | 46120e602 | 299 | 725 | SH | SOLE | 725 | 0 | 0 | ||
Iron Mountain Inc | COM | 46284v101 | 286 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
Ivanhoe Mines Ltd | COM | 46579r104 | 510 | 241,500 | SH | SOLE | 241,500 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 14,554 | 132,341 | SH | SOLE | 132,341 | 0 | 0 | ||
JPMorgan US Large Cap Diversif | COM | 46641q407 | 1,463 | 20,991 | SH | SOLE | 20,991 | 0 | 0 | ||
Jacobs Engineering Group Inc | COM | 469814107 | 337 | 5,703 | SH | SOLE | 5,703 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 33,874 | 264,330 | SH | SOLE | 264,330 | 0 | 0 | ||
Johnson Controls Intl PLC | COM | g51502105 | 245 | 6,946 | SH | SOLE | 6,946 | 0 | 0 | ||
Keysight Technologies Inc | COM | 49338l103 | 455 | 8,693 | SH | SOLE | 8,693 | 0 | 0 | ||
Kimberly-Clark Corp | COM | 494368103 | 11,768 | 106,860 | SH | SOLE | 106,860 | 0 | 0 | ||
Kinder Morgan Inc | COM | 49456b101 | 1,037 | 68,869 | SH | SOLE | 68,869 | 0 | 0 | ||
Kraft Heinz Co/The | COM | 500754106 | 1,703 | 27,337 | SH | SOLE | 27,337 | 0 | 0 | ||
L3 Technologies Inc | COM | 502413107 | 2,796 | 13,442 | SH | SOLE | 13,442 | 0 | 0 | ||
Laboratory Corp Of Amer Hldgs | COM | 50540r409 | 2,281 | 14,105 | SH | SOLE | 14,105 | 0 | 0 | ||
Lam Research Corp | COM | 512807108 | 520 | 2,557 | SH | SOLE | 2,557 | 0 | 0 | ||
Lamb Weston Holdings Inc | COM | 513272104 | 390 | 6,691 | SH | SOLE | 6,691 | 0 | 0 | ||
Leggett & Platt Inc | COM | 524660107 | 232 | 5,226 | SH | SOLE | 5,226 | 0 | 0 | ||
Lennar Corp-Cl A | COM | 526057104 | 1,047 | 17,758 | SH | SOLE | 17,758 | 0 | 0 | ||
Lockheed Martin Corp | COM | 539830109 | 6,327 | 18,722 | SH | SOLE | 18,722 | 0 | 0 | ||
Lowe's Cos Inc | COM | 548661107 | 4,507 | 51,362 | SH | SOLE | 51,362 | 0 | 0 | ||
Lululemon Athletica Inc | COM | 550021109 | 762 | 8,550 | SH | SOLE | 8,550 | 0 | 0 | ||
Marathon Petroleum Corp | COM | 56585a102 | 413 | 5,654 | SH | SOLE | 5,654 | 0 | 0 | ||
Marriott International-Cl A | COM | 571903202 | 4,460 | 32,800 | SH | SOLE | 32,800 | 0 | 0 | ||
Masimo Corporation | COM | 574795100 | 212 | 2,415 | SH | SOLE | 2,415 | 0 | 0 | ||
MasterCard Inc-Class A | COM | 57636q104 | 254 | 1,450 | SH | SOLE | 1,450 | 0 | 0 | ||
McCormick & Co-Non Votung Shrs | COM | 579780206 | 2,448 | 23,014 | SH | SOLE | 23,014 | 0 | 0 | ||
McDonald's Corp | COM | 580135101 | 14,949 | 95,595 | SH | SOLE | 95,595 | 0 | 0 | ||
McKesson Corp | COM | 58155q103 | 971 | 6,892 | SH | SOLE | 6,892 | 0 | 0 | ||
Medical Properties Trust Inc | COM | 58463j304 | 201 | 15,429 | SH | SOLE | 15,429 | 0 | 0 | ||
Medtronic PLC | COM | g5960l103 | 7,070 | 88,135 | SH | SOLE | 88,135 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933y105 | 2,579 | 47,348 | SH | SOLE | 47,348 | 0 | 0 | ||
MetLife Inc | COM | 59156r108 | 208 | 4,530 | SH | SOLE | 4,530 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 31,215 | 342,009 | SH | SOLE | 342,009 | 0 | 0 | ||
Mondelez International | COM | 609207105 | 1,516 | 36,335 | SH | SOLE | 36,335 | 0 | 0 | ||
Morgan Stanley | COM | 617446448 | 3,275 | 60,690 | SH | SOLE | 60,690 | 0 | 0 | ||
NVIDIA Corp | COM | 67066g104 | 1,723 | 7,440 | SH | SOLE | 7,440 | 0 | 0 | ||
Nestle Sa-Spons ADR For Reg | COM | 641069406 | 3,297 | 41,703 | SH | SOLE | 41,703 | 0 | 0 | ||
NextEra Energy Inc | COM | 65339f101 | 18,174 | 111,269 | SH | SOLE | 111,269 | 0 | 0 | ||
Nike Inc -Cl B | COM | 654106103 | 11,767 | 177,108 | SH | SOLE | 177,108 | 0 | 0 | ||
Norfolk Southern Corp | COM | 655844108 | 326 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
Northrop Grumman Corp | COM | 666807102 | 235 | 672 | SH | SOLE | 672 | 0 | 0 | ||
Novartis Ag-ADR | COM | 66987v109 | 2,321 | 28,702 | SH | SOLE | 28,702 | 0 | 0 | ||
Nucor Corp | COM | 670346105 | 407 | 6,661 | SH | SOLE | 6,661 | 0 | 0 | ||
ONEOK Inc | COM | 682680103 | 229 | 4,018 | SH | SOLE | 4,018 | 0 | 0 | ||
Occidental Petroleum Corp | COM | 674599105 | 3,223 | 49,618 | SH | SOLE | 49,618 | 0 | 0 | ||
Oracle Corp | COM | 68389x105 | 3,411 | 74,555 | SH | SOLE | 74,555 | 0 | 0 | ||
PPG Industries Inc | COM | 693506107 | 360 | 3,229 | SH | SOLE | 3,229 | 0 | 0 | ||
Paccar Inc | COM | 693718108 | 956 | 14,444 | SH | SOLE | 14,444 | 0 | 0 | ||
Parker-Hannifin Corp | COM | 701094104 | 341 | 1,992 | SH | SOLE | 1,992 | 0 | 0 | ||
PayPal Holdings Inc | COM | 70450y103 | 206 | 2,720 | SH | SOLE | 2,720 | 0 | 0 | ||
Pentair PLC | COM | g7s00t104 | 764 | 11,212 | SH | SOLE | 11,212 | 0 | 0 | ||
PepsiCo Inc | COM | 713448108 | 8,342 | 76,430 | SH | SOLE | 76,430 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 8,461 | 238,402 | SH | SOLE | 238,402 | 0 | 0 | ||
Philip Morris International | COM | 718172109 | 2,062 | 20,740 | SH | SOLE | 20,740 | 0 | 0 | ||
Phillips 66 | COM | 718546104 | 250 | 2,609 | SH | SOLE | 2,609 | 0 | 0 | ||
Plains GP Holdings LP | COM | 72651a207 | 218 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PowerShares Preferred Portfoli | COM | 73936t565 | 13,339 | 913,642 | SH | SOLE | 913,642 | 0 | 0 | ||
PowerShares S&P Equal Weight | COM | 739371813 | 742 | 7,462 | SH | SOLE | 7,462 | 0 | 0 | ||
PowerShares S&P Equal Weight F | COM | 739371797 | 241 | 5,497 | SH | SOLE | 5,497 | 0 | 0 | ||
PowerShares S&P Top 50 | COM | 739371698 | 950 | 5,088 | SH | SOLE | 5,088 | 0 | 0 | ||
Powershares KBW Regional Bank | COM | 73937b712 | 1,476 | 26,025 | SH | SOLE | 26,025 | 0 | 0 | ||
Powershares QQQ NASDAQ 100 Tru | COM | 73935a104 | 5,235 | 32,694 | SH | SOLE | 32,694 | 0 | 0 | ||
Praxair Inc | COM | 74005p104 | 2,840 | 19,683 | SH | SOLE | 19,683 | 0 | 0 | ||
Preferred Apartment Communitie | COM | 74039l103 | 5,720 | 403,120 | SH | SOLE | 403,120 | 0 | 0 | ||
ProLogis Inc | COM | 74340w103 | 689 | 10,933 | SH | SOLE | 10,933 | 0 | 0 | ||
ProShares Ultra Technology | COM | 74347r693 | 296 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
Procter & Gamble Co | COM | 742718109 | 20,589 | 259,698 | SH | SOLE | 259,698 | 0 | 0 | ||
Public Service Enterprise Grou | COM | 744573106 | 3,387 | 67,410 | SH | SOLE | 67,410 | 0 | 0 | ||
Putnam Premier Income Trust | COM | 746853100 | 76 | 14,479 | SH | SOLE | 14,479 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 571 | 10,305 | SH | SOLE | 10,305 | 0 | 0 | ||
Quest Diagnostics | COM | 74834l100 | 275 | 2,745 | SH | SOLE | 2,745 | 0 | 0 | ||
Raytheon Company | COM | 755111507 | 5,542 | 25,681 | SH | SOLE | 25,681 | 0 | 0 | ||
Realty Income Corp | COM | 756109104 | 10,531 | 203,584 | SH | SOLE | 203,584 | 0 | 0 | ||
Regeneron Pharmaceuticals Inc | COM | 75886f107 | 315 | 914 | SH | SOLE | 914 | 0 | 0 | ||
Roche Holdings LTD-Spons ADR | COM | 771195104 | 2,644 | 92,369 | SH | SOLE | 92,369 | 0 | 0 | ||
Rockwell Automation Inc | COM | 773903109 | 408 | 2,343 | SH | SOLE | 2,343 | 0 | 0 | ||
Rockwell Collins Inc. | COM | 774341101 | 970 | 7,190 | SH | SOLE | 7,190 | 0 | 0 | ||
Roper Technologies Inc | COM | 776696106 | 287 | 1,024 | SH | SOLE | 1,024 | 0 | 0 | ||
Royal Dutch Shell Plc-ADR A | COM | 780259206 | 715 | 11,212 | SH | SOLE | 11,212 | 0 | 0 | ||
S&P Global Inc | COM | 78409v104 | 1,856 | 9,712 | SH | SOLE | 9,712 | 0 | 0 | ||
SAP SE-Sponsored ADR | COM | 803054204 | 863 | 8,207 | SH | SOLE | 8,207 | 0 | 0 | ||
SPDR Consumer Discretionary Se | COM | 81369y407 | 27,772 | 274,188 | SH | SOLE | 274,188 | 0 | 0 | ||
SPDR Consumer Staples Select S | COM | 81369y308 | 7,754 | 147,340 | SH | SOLE | 147,340 | 0 | 0 | ||
SPDR Dow Jones Industrial Aver | COM | 78467x109 | 1,345 | 5,571 | SH | SOLE | 5,571 | 0 | 0 | ||
SPDR Energy Select Sector | COM | 81369y506 | 17,794 | 263,969 | SH | SOLE | 263,969 | 0 | 0 | ||
SPDR Financial Select Sector | COM | 81369y605 | 20,278 | 735,503 | SH | SOLE | 735,503 | 0 | 0 | ||
SPDR Gold Trust | COM | 78463v107 | 1,637 | 13,013 | SH | SOLE | 13,013 | 0 | 0 | ||
SPDR Health Care Select Sector | COM | 81369y209 | 19,628 | 241,127 | SH | SOLE | 241,127 | 0 | 0 | ||
SPDR Industrial Select Sector | COM | 81369y704 | 17,383 | 233,985 | SH | SOLE | 233,985 | 0 | 0 | ||
SPDR Materials Select Sector | COM | 81369y100 | 4,217 | 74,067 | SH | SOLE | 74,067 | 0 | 0 | ||
SPDR NYSE Technology ETF | COM | 78464a102 | 642 | 7,216 | SH | SOLE | 7,216 | 0 | 0 | ||
SPDR Real Estate Sector | COM | 81369y860 | 230 | 7,402 | SH | SOLE | 7,402 | 0 | 0 | ||
SPDR S&P 500 Index Trust Serie | COM | 78462f103 | 8,772 | 33,335 | SH | SOLE | 33,335 | 0 | 0 | ||
SPDR S&P Aerospace & Defense E | COM | 78464a631 | 444 | 5,111 | SH | SOLE | 5,111 | 0 | 0 | ||
SPDR S&P Biotech ETF | COM | 78464a870 | 651 | 7,415 | SH | SOLE | 7,415 | 0 | 0 | ||
SPDR S&P Dividend | COM | 78464a763 | 12,331 | 135,206 | SH | SOLE | 135,206 | 0 | 0 | ||
SPDR S&P MidCap 400 ETF Trust | COM | 78467y107 | 11,490 | 33,623 | SH | SOLE | 33,623 | 0 | 0 | ||
SPDR S&P Regional Banking | COM | 78464a698 | 2,701 | 44,721 | SH | SOLE | 44,721 | 0 | 0 | ||
SPDR Technology Select Sector | COM | 81369y803 | 50,970 | 779,125 | SH | SOLE | 779,125 | 0 | 0 | ||
SPDR Utilities Select Sector | COM | 81369y886 | 3,929 | 77,747 | SH | SOLE | 77,747 | 0 | 0 | ||
Salesforce.Com Inc | COM | 79466l302 | 3,439 | 29,574 | SH | SOLE | 29,574 | 0 | 0 | ||
Schlumberger Ltd | COM | 806857108 | 263 | 4,067 | SH | SOLE | 4,067 | 0 | 0 | ||
Schwab (Charles) Corp | COM | 808513105 | 980 | 18,761 | SH | SOLE | 18,761 | 0 | 0 | ||
Schwab US Broad Market ETF | COM | 808524102 | 2,751 | 43,120 | SH | SOLE | 43,120 | 0 | 0 | ||
Schwab US Dividend Equity ETF | COM | 808524797 | 8,246 | 168,181 | SH | SOLE | 168,181 | 0 | 0 | ||
Schwab US Large-Cap ETF | COM | 808524201 | 2,020 | 32,017 | SH | SOLE | 32,017 | 0 | 0 | ||
Schwab US Mid-Cap ETF | COM | 808524508 | 1,585 | 29,971 | SH | SOLE | 29,971 | 0 | 0 | ||
Sempra Energy | COM | 816851109 | 3,583 | 32,216 | SH | SOLE | 32,216 | 0 | 0 | ||
Sherwin Williams Co | COM | 824348106 | 979 | 2,498 | SH | SOLE | 2,498 | 0 | 0 | ||
Southern Co | COM | 842587107 | 1,118 | 25,041 | SH | SOLE | 25,041 | 0 | 0 | ||
Spectral Medical Inc | COM | 847577103 | 6 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Stanley Black & Decker Inc | COM | 854502101 | 7,587 | 49,522 | SH | SOLE | 49,522 | 0 | 0 | ||
Starbucks Corp | COM | 855244109 | 8,178 | 141,263 | SH | SOLE | 141,263 | 0 | 0 | ||
State Street Corp | COM | 857477103 | 381 | 3,818 | SH | SOLE | 3,818 | 0 | 0 | ||
Stryker Corp | COM | 863667101 | 205 | 1,276 | SH | SOLE | 1,276 | 0 | 0 | ||
Sysco Corp | COM | 871829107 | 1,074 | 17,920 | SH | SOLE | 17,920 | 0 | 0 | ||
T Rowe Price Group Inc | COM | 74144t108 | 367 | 3,403 | SH | SOLE | 3,403 | 0 | 0 | ||
TJX Companies Inc | COM | 872540109 | 421 | 5,157 | SH | SOLE | 5,157 | 0 | 0 | ||
Target Corp | COM | 87612e106 | 718 | 10,338 | SH | SOLE | 10,338 | 0 | 0 | ||
Tesla Inc | COM | 88160r101 | 925 | 3,475 | SH | SOLE | 3,475 | 0 | 0 | ||
Texas Instruments Inc | COM | 882508104 | 652 | 6,279 | SH | SOLE | 6,279 | 0 | 0 | ||
Thermo Fisher Scientific Inc | COM | 883556102 | 811 | 3,930 | SH | SOLE | 3,930 | 0 | 0 | ||
Time Warner Inc | COM | 887317303 | 2,128 | 22,498 | SH | SOLE | 22,498 | 0 | 0 | ||
Toronto Dominion Bank | COM | 891160509 | 4,292 | 75,502 | SH | SOLE | 75,502 | 0 | 0 | ||
Total S A -Spon ADR | COM | 89151e109 | 217 | 3,761 | SH | SOLE | 3,761 | 0 | 0 | ||
Toyota Motor Corp -Spon ADR | COM | 892331307 | 987 | 7,567 | SH | SOLE | 7,567 | 0 | 0 | ||
Travelers Cos Inc/The | COM | 89417e109 | 3,762 | 27,094 | SH | SOLE | 27,094 | 0 | 0 | ||
Tri-Valley Corporation | COM | 895735108 | 0 | 30,600 | SH | SOLE | 30,600 | 0 | 0 | ||
U S Bancorp | COM | 902973304 | 6,048 | 119,771 | SH | SOLE | 119,771 | 0 | 0 | ||
UDR Inc | COM | 902653104 | 274 | 7,680 | SH | SOLE | 7,680 | 0 | 0 | ||
Unilever N V -NY Shares | COM | 904784709 | 4,807 | 85,251 | SH | SOLE | 85,251 | 0 | 0 | ||
Unilever Plc-Sponsored ADR | COM | 904767704 | 1,966 | 35,393 | SH | SOLE | 35,393 | 0 | 0 | ||
Union Pacific Corp | COM | 907818108 | 1,734 | 12,896 | SH | SOLE | 12,896 | 0 | 0 | ||
United Parcel Service-Cl B | COM | 911312106 | 9,732 | 92,987 | SH | SOLE | 92,987 | 0 | 0 | ||
United Technologies Corp | COM | 913017109 | 3,159 | 25,106 | SH | SOLE | 25,106 | 0 | 0 | ||
UnitedHealth Group Inc | COM | 91324P102 | 1,993 | 9,313 | SH | SOLE | 9,313 | 0 | 0 | ||
VF Corporation | COM | 918204108 | 256 | 3,448 | SH | SOLE | 3,448 | 0 | 0 | ||
Valero Energy Corp | COM | 91913Y100 | 406 | 4,372 | SH | SOLE | 4,372 | 0 | 0 | ||
VanEck Vectors Pharmaceutical | COM | 92189f692 | 352 | 6,193 | SH | SOLE | 6,193 | 0 | 0 | ||
Vanguard Consumer Discretionar | COM | 92204a108 | 1,227 | 7,734 | SH | SOLE | 7,734 | 0 | 0 | ||
Vanguard Consumer Staples Vipe | COM | 92204a207 | 677 | 4,975 | SH | SOLE | 4,975 | 0 | 0 | ||
Vanguard Developed Mkts | COM | 921943858 | 1,309 | 29,575 | SH | SOLE | 29,575 | 0 | 0 | ||
Vanguard Dividend Appreciation | COM | 921908844 | 845 | 8,367 | SH | SOLE | 8,367 | 0 | 0 | ||
Vanguard Emerging Mkts | COM | 922042858 | 1,092 | 23,243 | SH | SOLE | 23,243 | 0 | 0 | ||
Vanguard Energy ETF | COM | 92204a306 | 267 | 2,892 | SH | SOLE | 2,892 | 0 | 0 | ||
Vanguard European Vipers | COM | 922042874 | 850 | 14,615 | SH | SOLE | 14,615 | 0 | 0 | ||
Vanguard Financials Vipers | COM | 92204a405 | 730 | 10,510 | SH | SOLE | 10,510 | 0 | 0 | ||
Vanguard Health Care Vipers | COM | 92204a504 | 565 | 3,680 | SH | SOLE | 3,680 | 0 | 0 | ||
Vanguard High Div Yield | COM | 921946406 | 3,348 | 40,584 | SH | SOLE | 40,584 | 0 | 0 | ||
Vanguard Industrials | COM | 92204a603 | 435 | 3,125 | SH | SOLE | 3,125 | 0 | 0 | ||
Vanguard Info Tech Vipers | COM | 92204a702 | 2,742 | 16,036 | SH | SOLE | 16,036 | 0 | 0 | ||
Vanguard Large-Cap Vipers ETF | COM | 922908637 | 255 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
Vanguard Materials Vipers | COM | 92204a801 | 208 | 1,610 | SH | SOLE | 1,610 | 0 | 0 | ||
Vanguard Mega Cap 300 Growth E | COM | 921910816 | 299 | 2,667 | SH | SOLE | 2,667 | 0 | 0 | ||
Vanguard Mid-Cap | COM | 922908629 | 2,985 | 19,354 | SH | SOLE | 19,354 | 0 | 0 | ||
Vanguard Pacific Vipers-MSCI P | COM | 922042866 | 310 | 4,248 | SH | SOLE | 4,248 | 0 | 0 | ||
Vanguard REIT | COM | 922908553 | 444 | 5,879 | SH | SOLE | 5,879 | 0 | 0 | ||
Vanguard Small-Cap Vipers | COM | 922908751 | 2,293 | 15,609 | SH | SOLE | 15,609 | 0 | 0 | ||
Vanguard Total Stock Market | COM | 922908769 | 18,346 | 135,174 | SH | SOLE | 135,174 | 0 | 0 | ||
Varian Medical Systems Inc | COM | 92220P105 | 2,759 | 22,494 | SH | SOLE | 22,494 | 0 | 0 | ||
Verisk Analytics Inc-Class A | COM | 92345Y106 | 800 | 7,690 | SH | SOLE | 7,690 | 0 | 0 | ||
Verizon Communications Inc | COM | 92343v104 | 27,750 | 580,295 | SH | SOLE | 580,295 | 0 | 0 | ||
Visa Inc-Class A Shares | COM | 92826c839 | 3,724 | 31,134 | SH | SOLE | 31,134 | 0 | 0 | ||
Vornado Realty Trust | COM | 929042109 | 4,965 | 73,767 | SH | SOLE | 73,767 | 0 | 0 | ||
WEC Energy Group Inc | COM | 92939u106 | 4,508 | 71,895 | SH | SOLE | 71,895 | 0 | 0 | ||
Wal-Mart Stores Inc | COM | 931142103 | 1,837 | 20,650 | SH | SOLE | 20,650 | 0 | 0 | ||
Walgreens Boots Alliance Inc | COM | 931427108 | 10,716 | 163,674 | SH | SOLE | 163,674 | 0 | 0 | ||
Waste Management Inc | COM | 94106l109 | 16,771 | 199,371 | SH | SOLE | 199,371 | 0 | 0 | ||
Wells Fargo & Company | COM | 949746101 | 28,100 | 536,155 | SH | SOLE | 536,155 | 0 | 0 | ||
Westamerica Bancorportaion | COM | 957090103 | 488 | 8,407 | SH | SOLE | 8,407 | 0 | 0 | ||
Western Digital Corp | COM | 958102105 | 366 | 3,970 | SH | SOLE | 3,970 | 0 | 0 | ||
Weyerhaeuser Co | COM | 962166104 | 457 | 13,070 | SH | SOLE | 13,070 | 0 | 0 | ||
Whirlpool Corp | COM | 963320106 | 1,607 | 10,495 | SH | SOLE | 10,495 | 0 | 0 | ||
White Mountains Insurance Grou | COM | g9618e107 | 615 | 748 | SH | SOLE | 748 | 0 | 0 | ||
Williams Cos Inc | COM | 969457100 | 1,377 | 55,379 | SH | SOLE | 55,379 | 0 | 0 | ||
Williams-Sonoma Inc | COM | 969904101 | 5,799 | 109,905 | SH | SOLE | 109,905 | 0 | 0 | ||
WisdomTree MidCap Div Index | COM | 97717w505 | 200 | 5,875 | SH | SOLE | 5,875 | 0 | 0 | ||
Workday Inc-Class A | COM | 98138h101 | 420 | 3,304 | SH | SOLE | 3,304 | 0 | 0 | ||
Xcel Energy Inc | COM | 98389b100 | 248 | 5,461 | SH | SOLE | 5,461 | 0 | 0 | ||
Xylem Inc | COM | 98419m100 | 258 | 3,360 | SH | SOLE | 3,360 | 0 | 0 | ||
Yum! Brands Inc | COM | 988498101 | 324 | 3,803 | SH | SOLE | 3,803 | 0 | 0 | ||
Zimmer Biomet Holdings Inc | COM | 98956p102 | 3,645 | 33,427 | SH | SOLE | 33,427 | 0 | 0 | ||
iShares Core Dividend Growth | COM | 46434v621 | 1,378 | 40,656 | SH | SOLE | 40,656 | 0 | 0 | ||
iShares DJ Select Dividend Ind | COM | 464287168 | 7,950 | 83,575 | SH | SOLE | 83,575 | 0 | 0 | ||
iShares DJ US Energy Sector | COM | 464287796 | 956 | 25,859 | SH | SOLE | 25,859 | 0 | 0 | ||
iShares DJ US Financial Sect | COM | 464287788 | 1,382 | 11,733 | SH | SOLE | 11,733 | 0 | 0 | ||
iShares DJ US Health Car Pro | COM | 464288828 | 325 | 2,059 | SH | SOLE | 2,059 | 0 | 0 | ||
iShares DJ US Medical Device | COM | 464288810 | 308 | 1,664 | SH | SOLE | 1,664 | 0 | 0 | ||
iShares DJ US Telecommunicatio | COM | 464287713 | 1,336 | 49,461 | SH | SOLE | 49,461 | 0 | 0 | ||
iShares DJ US Transport Index | COM | 464287192 | 1,917 | 10,251 | SH | SOLE | 10,251 | 0 | 0 | ||
iShares FTSE/Xinhua China 25 | COM | 464287184 | 269 | 5,696 | SH | SOLE | 5,696 | 0 | 0 | ||
iShares Goldman Sachs Tech I | COM | 464287721 | 519 | 3,084 | SH | SOLE | 3,084 | 0 | 0 | ||
iShares MSCI EAFE Index | COM | 464287465 | 1,426 | 20,462 | SH | SOLE | 20,462 | 0 | 0 | ||
iShares MSCI Emerging Markets | COM | 464287234 | 358 | 7,405 | SH | SOLE | 7,405 | 0 | 0 | ||
iShares MSCI USA Quality Facto | COM | 46432f339 | 1,091 | 13,186 | SH | SOLE | 13,186 | 0 | 0 | ||
iShares Nasdaq Biotech Index F | COM | 464287556 | 6,209 | 58,168 | SH | SOLE | 58,168 | 0 | 0 | ||
iShares Russell 1000 Growth | COM | 464287614 | 1,179 | 8,666 | SH | SOLE | 8,666 | 0 | 0 | ||
iShares Russell 1000 Value | COM | 464287598 | 646 | 5,387 | SH | SOLE | 5,387 | 0 | 0 | ||
iShares Russell 2000 Index Fun | COM | 464287655 | 537 | 3,536 | SH | SOLE | 3,536 | 0 | 0 | ||
iShares Russell Midcap Value | COM | 464287473 | 206 | 2,380 | SH | SOLE | 2,380 | 0 | 0 | ||
iShares S&P 100 Index Fund | COM | 464287101 | 2,019 | 17,406 | SH | SOLE | 17,406 | 0 | 0 | ||
iShares S&P 500 Index Fund | COM | 464287200 | 7,432 | 28,006 | SH | SOLE | 28,006 | 0 | 0 | ||
iShares S&P 500 Value Index Fu | COM | 464287408 | 219 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
iShares S&P Europe 350 | COM | 464287861 | 586 | 12,565 | SH | SOLE | 12,565 | 0 | 0 | ||
iShares S&P Global 100 | COM | 464287572 | 757 | 8,291 | SH | SOLE | 8,291 | 0 | 0 | ||
iShares S&P Midcap 400 | COM | 464287507 | 1,784 | 9,509 | SH | SOLE | 9,509 | 0 | 0 | ||
iShares S&P Midcap 400/Value | COM | 464287705 | 532 | 3,441 | SH | SOLE | 3,441 | 0 | 0 | ||
iShares S&P SmallCap 600 | COM | 464287804 | 548 | 7,110 | SH | SOLE | 7,110 | 0 | 0 | ||
iShares S&P US Preferred Stock | COM | 464288687 | 6,526 | 173,735 | SH | SOLE | 173,735 | 0 | 0 | ||
AEGON 8.00. 2042 Notes Called | PFD | 007924608 | 1,735 | 65,431 | SH | SOLE | 65,431 | 0 | 0 | ||
AGNC Investment Corp 7.75. Per | PFD | 00123q302 | 1,095 | 42,579 | SH | SOLE | 42,579 | 0 | 0 | ||
AON Cap 8.205. 1/27 Non-Call B | PFD | 22532r101 | 1,853 | 60,644 | SH | SOLE | 60,644 | 0 | 0 | ||
AllState 6.75 2049 Call 10/201 | PFD | 020002606 | 238 | 9,264 | SH | SOLE | 9,264 | 0 | 0 | ||
Allied Capital ARCC6.875. 4/20 | PFD | 01903q207 | 246 | 9,695 | SH | SOLE | 9,695 | 0 | 0 | ||
Ally 8.125. Call CUM Call 5/17 | PFD | 361860208 | 213 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
American Homes 4Rent 6.50. Per | PFD | 02665t702 | 350 | 14,002 | SH | SOLE | 14,002 | 0 | 0 | ||
Amtrust Financial 7.5. QDI Cal | PFD | 032359887 | 545 | 28,770 | SH | SOLE | 28,770 | 0 | 0 | ||
Amtrust Financial 7.50.Nts 205 | PFD | 032359853 | 200 | 8,280 | SH | SOLE | 8,280 | 0 | 0 | ||
Amtrust Financial 7.625.CUM QD | PFD | 032359705 | 1,080 | 57,174 | SH | SOLE | 57,174 | 0 | 0 | ||
Amtrust Financial 7.75. QDI Ca | PFD | 032359846 | 875 | 41,723 | SH | SOLE | 41,723 | 0 | 0 | ||
Annaly Capital6.50.CUM Fix-Flo | PFD | 035710862 | 292 | 11,925 | SH | SOLE | 11,925 | 0 | 0 | ||
Apollo Cmmrl Real Est 8.00. CU | PFD | 03762u501 | 534 | 20,973 | SH | SOLE | 20,973 | 0 | 0 | ||
Arbor Realty 8.50. CUM Perp Ca | PFD | 038923801 | 276 | 10,744 | SH | SOLE | 10,744 | 0 | 0 | ||
Argo Group 6.5. Sr Notes Call | PFD | 040130205 | 1,742 | 68,964 | SH | SOLE | 68,964 | 0 | 0 | ||
Arlington Asset Inv 7.00. Cum | PFD | 041356601 | 517 | 20,846 | SH | SOLE | 20,846 | 0 | 0 | ||
Ashford Hospitality 7.375. NR | PFD | 044103604 | 1,356 | 58,282 | SH | SOLE | 58,282 | 0 | 0 | ||
Ashford Hospitality 7.5. Calla | PFD | 044103885 | 384 | 16,402 | SH | SOLE | 16,402 | 0 | 0 | ||
Ashford Hospitality 7.50.Cum P | PFD | 044103802 | 407 | 17,494 | SH | SOLE | 17,494 | 0 | 0 | ||
Atlas Finl SrNt 6.625. Cl 4/20 | PFD | g06207123 | 433 | 17,425 | SH | SOLE | 17,425 | 0 | 0 | ||
B Riley Financial 7.50.SnNts D | PFD | 05580m306 | 2,664 | 104,975 | SH | SOLE | 104,975 | 0 | 0 | ||
B Riley Financial 7.50.SnNts d | PFD | 05580m207 | 435 | 16,870 | SH | SOLE | 16,870 | 0 | 0 | ||
BGC Partners 8.125. 2042 Call | PFD | 05541t408 | 3,679 | 143,169 | SH | SOLE | 143,169 | 0 | 0 | ||
BOFI Holdings 6.25.Sr Nts 2/20 | PFD | 05566u306 | 222 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
BancOfCalifornia 7.00. Cal2021 | PFD | 05990k874 | 1,869 | 72,181 | SH | SOLE | 72,181 | 0 | 0 | ||
BancOfCalifornia 7.375. Ca2020 | PFD | 05990k882 | 7,006 | 267,421 | SH | SOLE | 267,421 | 0 | 0 | ||
BancOfCalifornia 8.00. Cal2018 | PFD | 05990k403 | 2,653 | 103,034 | SH | SOLE | 103,034 | 0 | 0 | ||
Bank of America 6.5. Prp Cl 1/ | PFD | 060505310 | 453 | 17,157 | SH | SOLE | 17,157 | 0 | 0 | ||
Bank of America 6.625. Prp/Cl9 | PFD | 060505344 | 2,665 | 101,693 | SH | SOLE | 101,693 | 0 | 0 | ||
Bank of America 6.625.Prp Cl10 | PFD | 060505740 | 593 | 23,028 | SH | SOLE | 23,028 | 0 | 0 | ||
BankofAmerica .1000pv 7.25.Cnv | PFD | 060505682 | 5,807 | 4,503 | SH | SOLE | 4,503 | 0 | 0 | ||
Barclays 8.125. Perp/Cl 3/14 B | PFD | 06739h362 | 377 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | ||
BlueRock Residential Growth 7. | PFD | 09627j748 | 1,287 | 55,781 | SH | SOLE | 55,781 | 0 | 0 | ||
BlueRock Residential Growth 8. | PFD | 09627j508 | 3,145 | 125,916 | SH | SOLE | 125,916 | 0 | 0 | ||
Boston Private Finl 6.95.Perp | PFD | 101119303 | 804 | 31,533 | SH | SOLE | 31,533 | 0 | 0 | ||
CAI Internatnl 8.50.Perp Cum Q | PFD | 12477x205 | 1,866 | 75,237 | SH | SOLE | 75,237 | 0 | 0 | ||
CHS Chemical 7.50. Cl 1/2025 C | PFD | 12542r803 | 7,397 | 266,001 | SH | SOLE | 266,001 | 0 | 0 | ||
CHS Chemicals 6.75. Perp cl 20 | PFD | 12542r704 | 332 | 12,337 | SH | SOLE | 12,337 | 0 | 0 | ||
CHS Chemicals 7.875. Perp cl 2 | PFD | 12542r308 | 411 | 13,997 | SH | SOLE | 13,997 | 0 | 0 | ||
CHS Inc. 7.1. fxd to float in | PFD | 12542r506 | 281 | 10,021 | SH | SOLE | 10,021 | 0 | 0 | ||
Capital One Finl 6.7.Prp Call | PFD | 14040h709 | 1,574 | 59,541 | SH | SOLE | 59,541 | 0 | 0 | ||
CenturyLink Quest 7.0.SnNts Cl | PFD | 74913g501 | 2,449 | 104,007 | SH | SOLE | 104,007 | 0 | 0 | ||
Chimera Investment Corp 8. Cal | PFD | 16934q406 | 547 | 21,468 | SH | SOLE | 21,468 | 0 | 0 | ||
Citigroup 5.8. B1 Call 4/18 QD | PFD | 172967366 | 203 | 7,973 | SH | SOLE | 7,973 | 0 | 0 | ||
Citigroup 6.875. Non Cum Call | PFD | 172967333 | 200 | 7,621 | SH | SOLE | 7,621 | 0 | 0 | ||
Citigroup 7.125. Flt Aftr 9/23 | PFD | 172967358 | 7,399 | 259,079 | SH | SOLE | 259,079 | 0 | 0 | ||
Citigroup Tst 7.875. Cl2015 Li | PFD | 173080201 | 943 | 34,695 | SH | SOLE | 34,695 | 0 | 0 | ||
City Office REIT 6.625. CUM Ca | PFD | 178587200 | 599 | 25,177 | SH | SOLE | 25,177 | 0 | 0 | ||
Colony NorthStar 7.125. CUM Ca | PFD | 19625w880 | 4,929 | 216,640 | SH | SOLE | 216,640 | 0 | 0 | ||
Colony NorthStar 7.125. CUM Ca | PFD | 19625w872 | 363 | 15,825 | SH | SOLE | 15,825 | 0 | 0 | ||
Colony NorthStar 7.125. CUM Ca | PFD | 19625w864 | 1,405 | 61,108 | SH | SOLE | 61,108 | 0 | 0 | ||
Colony NorthStar 7.50. CUM Cal | PFD | 19625w807 | 2,423 | 104,204 | SH | SOLE | 104,204 | 0 | 0 | ||
Colony NorthStar 8.50. CUM Cal | PFD | 19625w500 | 832 | 33,303 | SH | SOLE | 33,303 | 0 | 0 | ||
Colony NorthStar 8.75. CUM Cal | PFD | 19625w609 | 618 | 24,668 | SH | SOLE | 24,668 | 0 | 0 | ||
CoreEnergy 7.375. Pfd - Par Ca | PFD | 21870u304 | 1,901 | 76,119 | SH | SOLE | 76,119 | 0 | 0 | ||
Cowen 7.35. Sn Notes 2027 Call | PFD | 223622705 | 1,535 | 60,950 | SH | SOLE | 60,950 | 0 | 0 | ||
Crown Castle Intl 6.875. MndCo | PFD | 22822v309 | 370 | 331 | SH | SOLE | 331 | 0 | 0 | ||
Customers Bk 7.00. Fx Flt Prp/ | PFD | 23204g407 | 241 | 9,151 | SH | SOLE | 9,151 | 0 | 0 | ||
Digital Realty 7.375. Perp CUM | PFD | 253868871 | 1,995 | 75,900 | SH | SOLE | 75,900 | 0 | 0 | ||
Dynagas LNG 9.0. QDI CUM cl 2 | PFD | Y2188b116 | 1,257 | 47,472 | SH | SOLE | 47,472 | 0 | 0 | ||
EBAY 6.00. Sr Notes Call 3/1/2 | PFD | 278642202 | 465 | 17,660 | SH | SOLE | 17,660 | 0 | 0 | ||
EaglePoint Credit 7.75. Due 10 | PFD | 269809307 | 271 | 10,430 | SH | SOLE | 10,430 | 0 | 0 | ||
EaglePoint Credit 7.75.2022 CU | PFD | 269809109 | 629 | 24,481 | SH | SOLE | 24,481 | 0 | 0 | ||
Fidus Investment 5.875.Notes D | PFD | 316500206 | 653 | 25,650 | SH | SOLE | 25,650 | 0 | 0 | ||
First Republic 7.0. Cl 12/18 B | PFD | 33616c860 | 4,587 | 175,066 | SH | SOLE | 175,066 | 0 | 0 | ||
GGP Inc 6.375. Call 2/2018 CUM | PFD | 370023202 | 366 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
GasLog LP 8.625.fxd/flt Cum Q | PFD | y2687w116 | 771 | 30,050 | SH | SOLE | 30,050 | 0 | 0 | ||
GasLog Ltd 8.375. Ser A CUM QD | PFD | y2687w124 | 1,125 | 43,763 | SH | SOLE | 43,763 | 0 | 0 | ||
GasLog Ltd 8.75. Ser A CUM QDI | PFD | g37585117 | 1,544 | 57,669 | SH | SOLE | 57,669 | 0 | 0 | ||
Gladstone 7.00. CUM Perp Call | PFD | 376536603 | 5,521 | 222,405 | SH | SOLE | 222,405 | 0 | 0 | ||
Gladstone Investment 6.25. CUM | PFD | 376546503 | 631 | 24,896 | SH | SOLE | 24,896 | 0 | 0 | ||
Glandstone Invstmt 6.50.SrNts2 | PFD | 376546404 | 224 | 8,822 | SH | SOLE | 8,822 | 0 | 0 | ||
Global Indemnity SrNts7.75. Ca | PFD | g3933f121 | 1,925 | 74,699 | SH | SOLE | 74,699 | 0 | 0 | ||
Global Indmnty 7.875. Cl2022 b | PFD | g3933f139 | 1,011 | 39,438 | SH | SOLE | 39,438 | 0 | 0 | ||
Global Medical RE 7.50. CUM Pe | PFD | 37957w203 | 493 | 20,031 | SH | SOLE | 20,031 | 0 | 0 | ||
Global Net Lease 7.25.Perp Cum | PFD | 379378300 | 1,606 | 64,476 | SH | SOLE | 64,476 | 0 | 0 | ||
Golar LNG 8.75. Perp QDI Call | PFD | y2745c110 | 1,392 | 54,940 | SH | SOLE | 54,940 | 0 | 0 | ||
Goldman 5.5. Flt Aftr 5/23 Cl | PFD | 38145g308 | 1,823 | 68,472 | SH | SOLE | 68,472 | 0 | 0 | ||
Great Elm Capital 6.75.SnNts M | PFD | 390320406 | 390 | 16,125 | SH | SOLE | 16,125 | 0 | 0 | ||
HSBC Hldgs 8.0. Prp Cl 12/15 B | PFD | 404280802 | 2,217 | 84,824 | SH | SOLE | 84,824 | 0 | 0 | ||
Hanover Insurance6.35. Cl3/18 | PFD | 410867204 | 1,125 | 44,821 | SH | SOLE | 44,821 | 0 | 0 | ||
Hartford Finl 7.875. 2042 call | PFD | 416518504 | 1,181 | 40,240 | SH | SOLE | 40,240 | 0 | 0 | ||
Hersha Hospitality 6.50. NR Ca | PFD | 427825609 | 315 | 13,533 | SH | SOLE | 13,533 | 0 | 0 | ||
Hoegh LNG Partners 8.75. QDI | PFD | y3262r118 | 1,037 | 39,913 | SH | SOLE | 39,913 | 0 | 0 | ||
Horizon Technology Fin 6.25.Sr | PFD | 44045a300 | 323 | 12,550 | SH | SOLE | 12,550 | 0 | 0 | ||
IberiaBank Corp 6.60. Call 5/1 | PFD | 450828504 | 812 | 29,781 | SH | SOLE | 29,781 | 0 | 0 | ||
Invesco Mortgage 7.75.Perp CUM | PFD | 46131b209 | 338 | 13,603 | SH | SOLE | 13,603 | 0 | 0 | ||
JMP Group 8.00. SrDeb Due1/202 | PFD | 46629u206 | 409 | 16,164 | SH | SOLE | 16,164 | 0 | 0 | ||
JMP Group SrNts7.25. BBB- 11/2 | PFD | 466273109 | 1,170 | 47,100 | SH | SOLE | 47,100 | 0 | 0 | ||
JPMorgan Chase 6.70.Perp/Call | PFD | 48127a161 | 1,705 | 65,235 | SH | SOLE | 65,235 | 0 | 0 | ||
Jernigan Capital 7.00. CUM PER | PFD | 476405204 | 733 | 31,580 | SH | SOLE | 31,580 | 0 | 0 | ||
Just Energy 8.50.Perp Call3/20 | PFD | 48213w200 | 1,396 | 57,657 | SH | SOLE | 57,657 | 0 | 0 | ||
LaSalle Hotel 6.3. Call 5/2021 | PFD | 517942884 | 254 | 10,454 | SH | SOLE | 10,454 | 0 | 0 | ||
LaSalle Hotel 6.375. Call 3/20 | PFD | 517942801 | 230 | 9,399 | SH | SOLE | 9,399 | 0 | 0 | ||
M&T Bank 6.375. Cl 11/18 BBB- | PFD | 55261f708 | 466 | 459 | SH | SOLE | 459 | 0 | 0 | ||
MFA Financial 7.5. Prp Cl 4/15 | PFD | 55272x409 | 214 | 8,492 | SH | SOLE | 8,492 | 0 | 0 | ||
MVC Capital 6.25. SrNts Due12/ | PFD | 553829409 | 504 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Maiden Holdings 8.25.Prp Cl8/2 | PFD | g5753u120 | 609 | 31,500 | SH | SOLE | 31,500 | 0 | 0 | ||
Medley Capital7.25.SrNts Due24 | PFD | 58503y204 | 453 | 17,900 | SH | SOLE | 17,900 | 0 | 0 | ||
Medley Capitl 6.875.Notes Due2 | PFD | 58503y105 | 352 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
Morgan Stanley 7.125.Flt 10/23 | PFD | 61762v200 | 4,671 | 161,862 | SH | SOLE | 161,862 | 0 | 0 | ||
National General 7.5. NA Cl Q | PFD | 636220857 | 4,830 | 194,699 | SH | SOLE | 194,699 | 0 | 0 | ||
National General 7.50.Call4/20 | PFD | 636220808 | 2,666 | 107,714 | SH | SOLE | 107,714 | 0 | 0 | ||
National General 7.625. Call9/ | PFD | 636220873 | 1,433 | 57,782 | SH | SOLE | 57,782 | 0 | 0 | ||
National General7.50.Call 7/20 | PFD | 636220709 | 2,307 | 92,147 | SH | SOLE | 92,147 | 0 | 0 | ||
New York MtgTrust 7.875.Perp C | PFD | 649604808 | 265 | 11,234 | SH | SOLE | 11,234 | 0 | 0 | ||
NewTek Business Svs 6.25. Nts | PFD | 652526500 | 1,169 | 45,950 | SH | SOLE | 45,950 | 0 | 0 | ||
NewTek Business Svs 7.50. Nts | PFD | 652526302 | 504 | 19,811 | SH | SOLE | 19,811 | 0 | 0 | ||
NuStar Logistics 7.625.Nts Cl | PFD | 67059t204 | 1,736 | 68,739 | SH | SOLE | 68,739 | 0 | 0 | ||
Oxford Lane Cap6.75. Nts 6/202 | PFD | 691543508 | 903 | 35,395 | SH | SOLE | 35,395 | 0 | 0 | ||
Oxford Lane Capital 7.50. 6/20 | PFD | 691543300 | 211 | 8,338 | SH | SOLE | 8,338 | 0 | 0 | ||
Partner Re 6.50.Perp Cal 4/202 | PFD | g68603136 | 1,845 | 69,795 | SH | SOLE | 69,795 | 0 | 0 | ||
Partner Re 7.25. Call 06/21 BB | PFD | g68603144 | 6,823 | 245,433 | SH | SOLE | 245,433 | 0 | 0 | ||
Penn RealEstate 6.875.CUM Perp | PFD | 709102701 | 218 | 10,882 | SH | SOLE | 10,882 | 0 | 0 | ||
Penn RealEstate 7.20.CUM Perp | PFD | 709102602 | 216 | 10,425 | SH | SOLE | 10,425 | 0 | 0 | ||
Penn RealEstate 7.375.CUM Perp | PFD | 709102503 | 366 | 17,233 | SH | SOLE | 17,233 | 0 | 0 | ||
PennyMac Mtg 8.125. 2024 Libor | PFD | 70931t301 | 357 | 14,011 | SH | SOLE | 14,011 | 0 | 0 | ||
Plymouth Industrial 7.50. CUM | PFD | 729640201 | 352 | 14,156 | SH | SOLE | 14,156 | 0 | 0 | ||
Prospect Captl 6.25. 6/24 SrNt | PFD | 74348t300 | 2,313 | 90,031 | SH | SOLE | 90,031 | 0 | 0 | ||
Prudential PLC 6.75. PrpCl 9/0 | PFD | g7293h114 | 441 | 16,677 | SH | SOLE | 16,677 | 0 | 0 | ||
QTS Realty 7.125. Perp Cum Cl | PFD | 74736a202 | 682 | 26,875 | SH | SOLE | 26,875 | 0 | 0 | ||
Quest USWest 7.0. SrNts 2/56 C | PFD | 74913g808 | 3,315 | 138,593 | SH | SOLE | 138,593 | 0 | 0 | ||
Quest USWest SnNotes 7.0. 2052 | PFD | 74913G402 | 1,039 | 45,047 | SH | SOLE | 45,047 | 0 | 0 | ||
Quest USWestSnNote7.5. BBB- Cl | PFD | 74913g303 | 1,409 | 55,926 | SH | SOLE | 55,926 | 0 | 0 | ||
Quest USWestSnNotes 6.875. CL | PFD | 74913g105 | 2,552 | 114,195 | SH | SOLE | 114,195 | 0 | 0 | ||
Qwest Corp 6.5. Sr Note 9/56 C | PFD | 74913g881 | 1,385 | 64,650 | SH | SOLE | 64,650 | 0 | 0 | ||
Qwest Corp 6.75. SrNote 6/57 C | PFD | 74913g873 | 770 | 35,150 | SH | SOLE | 35,150 | 0 | 0 | ||
Regions Financial 6.375. Cl 12 | PFD | 7591ep308 | 409 | 16,058 | SH | SOLE | 16,058 | 0 | 0 | ||
Reinsurance Group of Amer 6.2. | PFD | 759351703 | 277 | 9,800 | SH | SOLE | 9,800 | 0 | 0 | ||
SL Green Realty 6.5. Perp CUM | PFD | 78440x507 | 1,759 | 69,007 | SH | SOLE | 69,007 | 0 | 0 | ||
SoCalEd 5.375. CUM cl 2025 QDI | PFD | 78409g206 | 808 | 31,451 | SH | SOLE | 31,451 | 0 | 0 | ||
Sotherly Hotels 7.25. SrNt2021 | PFD | 83600e307 | 657 | 25,250 | SH | SOLE | 25,250 | 0 | 0 | ||
Sotherly Hotels 7.875. Cum Per | PFD | 83600c400 | 958 | 38,329 | SH | SOLE | 38,329 | 0 | 0 | ||
Sotherly Hotels 8. Cum Perp C | PFD | 83600c301 | 2,889 | 115,591 | SH | SOLE | 115,591 | 0 | 0 | ||
Spark Energy 8.75. Call 2022 Q | PFD | 846511202 | 792 | 32,996 | SH | SOLE | 32,996 | 0 | 0 | ||
Stag Industrial 6.875.CUM Perp | PFD | 85254j300 | 203 | 8,070 | SH | SOLE | 8,070 | 0 | 0 | ||
Summitt Hotel Prp 6.25.CUM Per | PFD | 866082605 | 212 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | ||
Sunstone Hotel 6.95. Prp/Cl 3/ | PFD | 867892606 | 761 | 30,323 | SH | SOLE | 30,323 | 0 | 0 | ||
Sutherland Asset Mgt 7.0.SrNts | PFD | 86933f602 | 200 | 7,850 | SH | SOLE | 7,850 | 0 | 0 | ||
Synovus 7.875. Fx-Flt 8/18 Cl8 | PFD | 87161c402 | 314 | 12,054 | SH | SOLE | 12,054 | 0 | 0 | ||
Teekay Offshore 8.875.Cum Cl 2 | PFD | Y8561j176 | 261 | 10,635 | SH | SOLE | 10,635 | 0 | 0 | ||
Telephone & Data 6.875. Cl 11/ | PFD | 879433845 | 2,026 | 80,075 | SH | SOLE | 80,075 | 0 | 0 | ||
Telephone & Data 7.0. Cl 3/16 | PFD | 879433837 | 707 | 28,002 | SH | SOLE | 28,002 | 0 | 0 | ||
Texas Capitl Bancshares6.50. 2 | PFD | 882228307 | 445 | 17,267 | SH | SOLE | 17,267 | 0 | 0 | ||
Torchmark Crp 6.125. SubDebCal | PFD | 891027401 | 804 | 30,350 | SH | SOLE | 30,350 | 0 | 0 | ||
TriState Capital Hlds 6.75. Pe | PFD | 89678f209 | 1,117 | 43,225 | SH | SOLE | 43,225 | 0 | 0 | ||
Triancgle Capitl 6.375.Sr Note | PFD | 895848406 | 938 | 37,275 | SH | SOLE | 37,275 | 0 | 0 | ||
Two Harbors Investments 7.625. | PFD | 90187b309 | 263 | 10,443 | SH | SOLE | 10,443 | 0 | 0 | ||
Two Harbors Investments 8.125. | PFD | 90187b200 | 652 | 24,769 | SH | SOLE | 24,769 | 0 | 0 | ||
UMH Properties 8.0. Perp Cum C | PFD | 903002301 | 587 | 22,122 | SH | SOLE | 22,122 | 0 | 0 | ||
US Bancorp 6.5. Flt Aftr 1/22 | PFD | 902973833 | 1,050 | 37,587 | SH | SOLE | 37,587 | 0 | 0 | ||
US Celllular SrNts 7.25. 2063 | PFD | 911684504 | 488 | 18,950 | SH | SOLE | 18,950 | 0 | 0 | ||
US Cellular 6.95.SrNT 2060 Cl | PFD | 911684405 | 397 | 15,535 | SH | SOLE | 15,535 | 0 | 0 | ||
US Cellular 7.25. SrNts12/2064 | PFD | 911684603 | 1,748 | 67,352 | SH | SOLE | 67,352 | 0 | 0 | ||
VEREIT Inc 6.70. Perp CUM Cl 2 | PFD | 92339v209 | 815 | 32,095 | SH | SOLE | 32,095 | 0 | 0 | ||
Wells Fargo 5.85.Flt Aftr 9/23 | PFD | 949746556 | 308 | 11,722 | SH | SOLE | 11,722 | 0 | 0 | ||
Wells Fargo 6.375. Cl 12/19 BB | PFD | 94988n207 | 746 | 28,723 | SH | SOLE | 28,723 | 0 | 0 | ||
Wells Fargo 7.5. Cnv@.156 .100 | PFD | 949746804 | 17,554 | 13,608 | SH | SOLE | 13,608 | 0 | 0 | ||
Wells Fargo 8.00. Prp Cl12/17 | PFD | 949746879 | 4,182 | 162,779 | SH | SOLE | 162,779 | 0 | 0 | ||
WinTrust Financial 6.50. Call | PFD | 97650w405 | 236 | 8,637 | SH | SOLE | 8,637 | 0 | 0 | ||
American Express Cp 5.2. - Cal | PFD | 025816BJ7 | 305 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
Bank of America 5.20. Perp/Cal | PFD | 060505ED2 | 1,408 | 1,415,000 | PRN | SOLE | 1,415,000 | 0 | 0 | ||
CIT Group Inc 5.8. - Call 6/15 | PFD | 125581GU6 | 201 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
Charles Schwab 4.625. Perp/Cal | PFD | 808513AP0 | 540 | 540,000 | PRN | SOLE | 540,000 | 0 | 0 | ||
Charles Schwab 7. Perp/Call 2/ | PFD | 808513AE5 | 1,516 | 1,372,000 | PRN | SOLE | 1,372,000 | 0 | 0 | ||
Citigroup 5.35. Perp/Call 5/23 | PFD | 172967GR6 | 734 | 740,000 | PRN | SOLE | 740,000 | 0 | 0 | ||
Citigroup 5.875. Perp/Call 3/2 | PFD | 172967JK8 | 361 | 350,000 | PRN | SOLE | 350,000 | 0 | 0 | ||
Citigroup Inc - Callable 11/15 | PFD | 172967HZ7 | 309 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
Citigroup Inc 5.95. Perp Call | PFD | 172967GD7 | 1,179 | 1,150,000 | PRN | SOLE | 1,150,000 | 0 | 0 | ||
Citigroup Inc 6.125. Perp Call | PFD | 172967KD2 | 578 | 550,000 | PRN | SOLE | 550,000 | 0 | 0 | ||
Citigroup Inc Fix-to-Float Per | PFD | 172967GF2 | 744 | 725,000 | PRN | SOLE | 725,000 | 0 | 0 | ||
Fifth Third Bancorp 4.9. until | PFD | 316773CR9 | 283 | 285,000 | PRN | SOLE | 285,000 | 0 | 0 | ||
GE Cap Corp 5.00. Perp/Call 1/ | PFD | 369604BQ5 | 2,008 | 2,028,000 | PRN | SOLE | 2,028,000 | 0 | 0 | ||
Goldman Sachs 5.375 Perp/Call | PFD | 38148BAB4 | 476 | 465,000 | PRN | SOLE | 465,000 | 0 | 0 | ||
Goldman Sachs 5.7 Perp/Call 5/ | PFD | 38148BAA6 | 1,136 | 1,115,000 | PRN | SOLE | 1,115,000 | 0 | 0 | ||
JPMorgan 5.3. Perp/Call 5/1/20 | PFD | 46625HKK5 | 308 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
JPMorgan 6.0. Perp/Call 8/23 - | PFD | 48126HAA8 | 3,157 | 3,050,000 | PRN | SOLE | 3,050,000 | 0 | 0 | ||
JPMorgan 7.9. Perp/Call 4/18 - | PFD | 46625HHA1 | 3,151 | 3,135,000 | PRN | SOLE | 3,135,000 | 0 | 0 | ||
MetLife Inc. 5.25. Call 6/15/2 | PFD | 59156RBP2 | 256 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
Morgan Stanley 5.45. Perp/Call | PFD | 61761JQK8 | 203 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
So. Cal Edison 6.25. Perp/Call | PFD | 842400FU2 | 808 | 760,000 | PRN | SOLE | 760,000 | 0 | 0 | ||
Stanley Black & Decker Callabl | PFD | 854502AF8 | 1,188 | 1,170,000 | PRN | SOLE | 1,170,000 | 0 | 0 | ||
Wachovia (WFC) Perp/Call 2/11 | PFD | 92978AAA0 | 2,703 | 2,710,000 | PRN | SOLE | 2,710,000 | 0 | 0 | ||
Wells Fargo & Company Perp/Cal | PFD | 949746PM7 | 545 | 540,000 | PRN | SOLE | 540,000 | 0 | 0 |