Exhibit 1.01
Bruker Corporation
Conflict Minerals Report
For the Year Ended December 31, 2019
Introduction
This Conflict Minerals Report (“Report”) of Bruker Corporation and its consolidated subsidiaries for the year ended December 31, 2019 has been prepared pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended. The Rule requires disclosure of certain information by a company that manufactures, or contracts to manufacture, products that contain minerals specified in the Rule as “conflict minerals” that are necessary to the functionality or production of those products. For purposes of the Rule, “conflict minerals” include gold, columbite-tantalite (coltan), cassiterite, and wolframite and their derivatives, which are limited to tantalum, tin and tungsten. During the year ended December 31, 2019, we manufactured, or contracted to manufacture, certain products described below for which conflict minerals are necessary to their functionality or production.
We have adopted a Conflict Minerals Policy, which is publicly available at www.bruker.com under “About Us” in “Investors/Corporate Governance/Governance Documents”. This Report describes our due diligence measures on the source and chain of custody of conflict minerals necessary to the products we manufactured, or contracted to manufacture during 2019, our efforts to determine the mine or location of origin of the necessary conflict minerals, and, to the extent known to us, the facilities used to process the conflict minerals.
Products Covered by this Report
Bruker Corporation, together with its consolidated subsidiaries, develops, manufactures and distributes high-performance scientific instruments and analytical and diagnostic solutions that enable its customers to explore life and materials at microscopic, molecular and cellular levels. Many of the Company’s products are used to detect, measure and visualize structural characteristics of chemical, biological and industrial material samples. The Company’s products address the rapidly evolving needs of a diverse array of customers in life science research, pharmaceuticals, biotechnology, applied markets, cell biology, clinical research, microbiology, in-vitro diagnostics, nanotechnology and materials science research.
These products, which we collectively refer to in this Report as the “Products,” include the following: magnetic resonance systems; mass spectrometry and ion mobility spectrometry, infrared and Raman molecular spectroscopy, radiological/nuclear detectors for Chemical, Biological, Radiological, Nuclear, and Explosive (CBRNE) detection, advanced X-ray instruments; atomic force microscopy instruments, advanced fluorescence optical microscopy instruments, analytical tools for electron microscopes and X-ray metrology; defect–detection equipment; handheld portable and mobile X-ray fluorescence spectrometry, spark optical emission spectroscopy systems; and metallic low temperature superconductors.
Reasonable Country of Origin Inquiry
We conducted a good faith reasonable country of origin inquiry (“RCOI”) regarding the conflict minerals necessary to our Products’ functionality or production. As the initial step in our RCOI process, we reviewed parts and materials used in the manufacturing of our products to identify those that may include conflict minerals. Those parts and materials identified that may include conflict minerals necessary to the functionality or production of the relevant product were then linked to the direct supplier, or suppliers, from which we purchased the applicable parts or materials. Our RCOI was reasonably designed to determine whether such conflict minerals originated in the Democratic Republic of the Congo, Angola, Burundi, Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, or Zambia (collectively, the “Covered Countries”) or came from scrap or recycled sources.
Our supply chain with respect to the Products is complex, and we do not purchase conflict minerals directly from mines, smelters or refiners. We purchase parts and materials directly, or contract with others to manufacture parts, from a large number of suppliers. In most cases, there are multiple layers of third parties in the supply chain between us and the ultimate upstream source of the conflict minerals. Due to the breadth and depth of our supply chain, we focused on engagement with direct suppliers that accounted for approximately 80% of our purchases of parts and materials where conflict minerals may be included. We requested our direct suppliers to provide information regarding the source and chain of custody of conflict minerals included in the Products, including smelter and country of origin information. To provide this information, our direct suppliers inquired with their suppliers to attempt to identify the ultimate source and country of origin of the conflict minerals included in the Products. We received responses from approximately 80% of those direct suppliers from whom we requested information. The percentage of suppliers that completed the requested survey, as compared to some other form of response, was consistent with the 2018 reporting year.
Given the complexity of this multi-tiered process, many of our direct suppliers have been unable to identify, verify, and report to us the origin of conflict minerals contained in the Products manufactured in 2019. Based on our RCOI, we do not have sufficient information to conclusively determine all the countries of origin of the Conflict Minerals in the Products. However, based on the information provided by our suppliers, we have reason to believe that some of the Conflict Minerals contained in the Products may have originated from Covered Countries and may not be from recycled or scrap sources.
Due Diligence Design and Process
Our due diligence process was designed to materially conform with the Organization for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (“OECD Framework”), an internationally recognized due diligence framework.
Our due diligence process in 2019 included the following:
Step 1 – Establish strong company management systems
| · | We have a Conflict Minerals Policy, which is available on the Company’s website at www.bruker.com under “About Us” in “Investors/Corporate Governance/Governance Documents”. |
| · | We have an internal team sponsored by our senior management. The internal team includes representation from corporate finance and the Company’s operating divisions on a cross-functional basis, including purchasing, manufacturing, quality management and research and development. The internal team’s responsibilities include developing and executing the Company’s due diligence process. |
| · | We maintained a central electronic repository to store relevant documentation created or obtained during the due diligence process. |
| · | We used a process document summarizing our RCOI and Due Diligence process as a guide to help in completing our procedures. |
Step 2 – Identify and assess risks in the supply chain
| · | We conducted a survey of suppliers determined to be in-scope for RCOI in the 2019 reporting year, using the Conflict Minerals Reporting Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI”). |
| · | We reviewed the surveys, and any other documentation, received from suppliers to validate if parts or materials provided to us include conflict minerals, and if so, to attempt to identify the smelter and country of origin. We reviewed responses for completeness and reliability based on a defined set of red flags criteria developed to help facilitate the review. |
| · | We compared the smelter information provided by suppliers against the standard smelter list in the CMRT. For those smelters included in the CMRT, we reviewed whether they are currently Responsible Minerals Assurance Process (“RMAP”) Conformant or Active. |
Step 3 – Design and implement a strategy to respond to identified risks
| · | We used escalation procedures in an effort to obtain responses from all suppliers to which a survey was sent. |
| · | We classified red flags identified into categories based on the process document noted above, with follow-up procedures performed based on the red flag category. The follow-up procedures included sending a communication to the supplier to either request additional information or validate certain information provided, or performing additional internal review procedures. |
| · | We held periodic status updates with the internal team to discuss survey response results. |
| · | We briefed senior management on the status of our compliance obligations and due diligence efforts on a periodic basis. |
Step 4 – Carry out independent third-party audit of smelter/refiner’s due diligence practices
| · | We do not have a direct relationship with the smelters and refiners used to process the conflict minerals necessary to the Products and do not perform audits of those smelters and refiners. We rely on industry efforts, such as the RMI, to influence smelters and refineries to become certified as part of RMI’s Responsible Minerals Assurance Process. |
Step 5 – Report annually on supply chain due diligence
| · | We have filed publicly a Form SD, which includes, as needed, a Conflict Minerals Report on an annual basis. This Report is available on the Company’s website at www.bruker.com under “About Us” in “Investors/ Corporate Governance/Governance Documents”. |
Due Diligence Results
We received responses from approximately 80% of those direct suppliers from whom we requested information. The responses identified potential smelters around the world from which our direct suppliers directly or indirectly source conflict minerals. In the majority of cases, the responses from direct suppliers noted that not all smelters had been identified and did not completely list all the smelters used in their supply chain. In addition, most survey responses were provided on a company-wide basis and did not differentiate as to parts and materials sold to us. Of the potential smelters provided in the responses, 342 were included in the standard smelter listing with the CRMT. As of May 29, 2020, 268 of the 342 smelters, or 78%, were verified as RMAP Conformant according to information published by RMI, with an additional 6 verified as an Active smelter. See Exhibit A for a listing of the standard smelters provided from responses received, including smelters verified as RMAP Compliant or Active as of May 29, 2020.
As noted above, our supply chain is complex and contains many layers for which many of our direct suppliers have been unable to identify, verify and report to us the origin of conflict minerals. For 2019, based on survey responses from our suppliers, we did not find that any of the necessary conflict minerals contained in the Products directly or indirectly financed or benefitted armed groups in the Covered Countries. However, we did not have sufficient information to conclude that any of our products were “DRC conflict free.”
Future Due Diligence Considerations
We intend to incorporate the following measures, among others, to further develop our due diligence program and to mitigate any risk that the necessary conflict minerals in our products could benefit armed groups in the Covered Countries. Development of the due diligence program is expected to include:
| · | Re-examining our scoping approach to ensure we have surveyed a significant amount of our supplier spend where conflict minerals may be included. |
| · | Continuing to engage with our suppliers to increase the survey response rate and to improve the accuracy and completeness of the information provided to us on the survey responses. |
| · | To the extent any products or materials are reasonably determined to not be conflict free, encouraging our suppliers to implement responsible sourcing practices and obtain their products from smelters and refiners recognized as conflict free by a recognized program such as the RMI Responsible Minerals Assurance Process. |
Exhibit A – Smelter Listing (1)
| Mineral | Smelter | Facility Location | ||
| Gold | 8853 S.p.A.* | Italy | ||
| Gold | Abington Reldan Metals, LLC | United States of America | ||
| Gold | Advanced Chemical Company* | United States of America | ||
| Gold | African Gold Refinery | Uganda | ||
| Gold | Aida Chemical Industries Co. Ltd.* | Japan | ||
| Gold | Al Etihad Gold Refinery DMCC* | United Arab Emirates | ||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G.* | Germany | ||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC)* | Uzbekistan | ||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao* | Brazil | ||
| Gold | Argor-Heraeus S.A.* | Switzerland | ||
| Gold | Asahi Pretec Corp.* | Japan | ||
| Gold | Asahi Refining Canada Ltd.* | Canada | ||
| Gold | Asahi Refining USA Inc.* | United States of America | ||
| Gold | Asaka Riken Co., Ltd.* | Japan | ||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | ||
| Gold | AU Traders and Refiners* | South Africa | ||
| Gold | Aurubis AG* | Germany | ||
| Gold | Bangalore Refinery* | India | ||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines)* | Philippines | ||
| Gold | Boliden AB* | Sweden | ||
| Gold | C. Hafner GmbH + Co. KG* | Germany | ||
| Gold | Caridad | Mexico | ||
| Gold | CCR Refinery - Glencore Canada Corporation* | Canada | ||
| Gold | Cendres + Metaux S.A.* | Switzerland | ||
| Gold | CGR Metalloys Pvt Ltd. | India | ||
| Gold | Chimet S.p.A.* | Italy | ||
| Gold | Chugai Mining* | Japan | ||
| Gold | Daejin Indus Co., Ltd. | Korea, Republic of | ||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | ||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | ||
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | ||
| Gold | DODUCO Contacts and Refining GmbH* | Germany | ||
| Gold | Dowa* | Japan | ||
| Gold | DS PRETECH Co., Ltd.* | Korea, Republic of | ||
| Gold | DSC (Do Sung Corporation)* | Korea, Republic of | ||
| Gold | Eco-System Recycling Co., Ltd.* | Japan | ||
| Gold | Eco-System Recycling Co., Ltd. North Plant* | Japan | ||
| Gold | Eco-System Recycling Co., Ltd. West Plant* | Japan | ||
| Gold | Emirates Gold DMCC* | United Arab Emirates | ||
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | ||
| Gold | Fujairah Gold FZC | United Arab Emirates | ||
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | ||
| Gold | Geib Refining Corporation* | United States of America |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd.* | China | ||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | ||
| Gold | Guangdong Jinding Gold Limited | China | ||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | ||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | ||
| Gold | HeeSung Metal Ltd.* | Korea, Republic of | ||
| Gold | Heimerle + Meule GmbH* | Germany | ||
| Gold | Heraeus Metals Hong Kong Ltd.* | China | ||
| Gold | Heraeus Precious Metals GmbH & Co. KG* | Germany | ||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | ||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | ||
| Gold | HwaSeong CJ CO., LTD. | Korea, Republic of | ||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.* | China | ||
| Gold | International Precious Metal Refiners | United Arab Emirates | ||
| Gold | Ishifuku Metal Industry Co., Ltd.* | Japan | ||
| Gold | Istanbul Gold Refinery* | Turkey | ||
| Gold | Italpreziosi* | Italy | ||
| Gold | Japan Mint* | Japan | ||
| Gold | Jiangxi Copper Co., Ltd.* | China | ||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | ||
| Gold | JSC Uralelectromed* | Russian Federation | ||
| Gold | JX Nippon Mining & Metals Co., Ltd.* | Japan | ||
| Gold | Kaloti Precious Metals | United Arab Emirates | ||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | ||
| Gold | Kazzinc* | Kazakhstan | ||
| Gold | Kennecott Utah Copper LLC* | United States of America | ||
| Gold | KGHM Polska Miedz Spolka Akcyjna* | Poland | ||
| Gold | Kojima Chemicals Co., Ltd.* | Japan | ||
| Gold | Korea Zinc Co., Ltd.* | Korea, Republic of | ||
| Gold | Kyrgyzaltyn JSC* | Kyrgyzstan | ||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | ||
| Gold | L'azurde Company For Jewelry | Saudia Arabia | ||
| Gold | Lingbao Gold Co., Ltd. | China | ||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | ||
| Gold | L'Orfebre S.A.* | Andorra | ||
| Gold | LS-NIKKO Copper Inc.* | Korea, Republic of | ||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | ||
| Gold | Marsam Metals* | Brazil | ||
| Gold | Materion* | United States of America | ||
| Gold | Matsuda Sangyo Co., Ltd.* | Japan | ||
| Gold | Metalor Technologies (Hong Kong) Ltd.* | China | ||
| Gold | Metalor Technologies (Singapore) Pte., Ltd.* | Singapore | ||
| Gold | Metalor Technologies (Suzhou) Ltd.* | China | ||
| Gold | Metalor Technologies S.A.* | Switzerland | ||
| Gold | Metalor USA Refining Corporation* | United States of America | ||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V.* | Mexico |
| Gold | Mitsubishi Materials Corporation* | Japan | ||
| Gold | Mitsui Mining and Smelting Co., Ltd.* | Japan | ||
| Gold | MMTC-PAMP India Pvt., Ltd.* | India | ||
| Gold | Modeltech Sdn Bhd | Malaysia | ||
| Gold | Morris and Watson | New Zealand | ||
| Gold | Morris and Watson Gold Coast | Australia | ||
| Gold | Moscow Special Alloys Processing Plant* | Russian Federation | ||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S.* | Turkey | ||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | ||
| Gold | NH Recytech Company | Korea, Republic of | ||
| Gold | Nihon Material Co. LTD* | Japan | ||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH* | Austria | ||
| Gold | Ohura Precious Metal Industry Co., Ltd.* | Japan | ||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)* | Russian Federation | ||
| Gold | OJSC Novosibirsk Refinery* | Russian Federation | ||
| Gold | PAMP S.A.* | Switzerland | ||
| Gold | Pease & Curren | United States of America | ||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | ||
| Gold | Planta Recuperadora de Metales SpA* | Chile | ||
| Gold | Prioksky Plant of Non-Ferrous Metals* | Russian Federation | ||
| Gold | PT Aneka Tambang (Persero) Tbk* | Indonesia | ||
| Gold | PX Precinox S.A.* | Switzerland | ||
| Gold | QG Refining, LLC | United States of America | ||
| Gold | Rand Refinery (Pty) Ltd.* | South Africa | ||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | ||
| Gold | REMONDIS PMR B.V.* | Netherlands | ||
| Gold | Royal Canadian Mint* | Canada | ||
| Gold | SAAMP* | France | ||
| Gold | Sabin Metal Corp. | United States of America | ||
| Gold | Safimet S.p.A* | Italy | ||
| Gold | SAFINA A.S.** | Czechia | ||
| Gold | Sai Refinery | India | ||
| Gold | Samduck Precious Metals* | Korea, Republic of | ||
| Gold | Samwon Metals Corp. | Korea, Republic of | ||
| Gold | SAXONIA Edelmetalle GmbH* | Germany | ||
| Gold | SEMPSA Joyeria Plateria S.A.* | Spain | ||
| Gold | Shandong Humon Smelting Co., Ltd. | China | ||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | ||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd.* | China | ||
| Gold | Sichuan Tianze Precious Metals Co., Ltd.* | China | ||
| Gold | Singway Technology Co., Ltd.* | Taiwan, Province of China | ||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals* | Russian Federation | ||
| Gold | Solar Applied Materials Technology Corp.* | Taiwan, Province of China | ||
| Gold | Sovereign Metals | India |
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | ||
| Gold | Sudan Gold Refinery | Sudan | ||
| Gold | Sumitomo Metal Mining Co., Ltd.* | Japan | ||
| Gold | SungEel HiMetal Co., Ltd.* | Korea, Republic of | ||
| Gold | T.C.A S.p.A* | Italy | ||
| Gold | Tanaka Kikinzoku Kogyo K.K.* | Japan | ||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd.* | China | ||
| Gold | Tokuriki Honten Co., Ltd.* | Japan | ||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | ||
| Gold | Tony Goetz NV | Belgium | ||
| Gold | TOO Tau-Ken-Altyn* | Kazakhstan | ||
| Gold | Torecom* | Korea, Republic of | ||
| Gold | Umicore Brasil Ltda.* | Brazil | ||
| Gold | Umicore Precious Metals Thailand* | Thailand | ||
| Gold | Umicore S.A. Business Unit Precious Metals Refining* | Belgium | ||
| Gold | United Precious Metal Refining, Inc.* | United States of America | ||
| Gold | Universal Precious Metals Refining Zambia | Zambia | ||
| Gold | Valcambi S.A.* | Switzerland | ||
| Gold | Western Australian Mint (T/a The Perth Mint)* | Australia | ||
| Gold | WIELAND Edelmetalle GmbH* | Germany | ||
| Gold | Yamakin Co., Ltd.* | Japan | ||
| Gold | Yokohama Metal Co., Ltd.* | Japan | ||
| Gold | Yunnan Copper Industry Co., Ltd. | China | ||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation* | China | ||
| Tantalum | Asaka Riken Co., Ltd.* | Japan | ||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd.* | China | ||
| Tantalum | CP Metals Inc.* | United States of America | ||
| Tantalum | D Block Metals, LLC* | United States of America | ||
| Tantalum | Exotech Inc.* | United States of America | ||
| Tantalum | F&X Electro-Materials Ltd.* | China | ||
| Tantalum | FIR Metals & Resource Ltd.* | China | ||
| Tantalum | Global Advanced Metals Aizu* | Japan | ||
| Tantalum | Global Advanced Metals Boyertown* | United States of America | ||
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd.* | China | ||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd.* | China | ||
| Tantalum | H.C. Starck Co., Ltd.* | Thailand | ||
| Tantalum | H.C. Starck Hermsdorf GmbH* | Germany | ||
| Tantalum | H.C. Starck Inc.* | United States of America | ||
| Tantalum | H.C. Starck Ltd.* | Japan | ||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG* | Germany | ||
| Tantalum | H.C. Starck Tantalum and Niobium GmbH* | Germany | ||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd.* | China | ||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd.* | China | ||
| Tantalum | Jiangxi Tuohong New Raw Material* | China | ||
| Tantalum | Jiujiang Janny New Material Co., Ltd. | China | ||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd.* | China |
| Tantalum | Jiujiang Tanbre Co., Ltd.* | China | ||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd.* | China | ||
| Tantalum | KEMET Blue Metals* | Mexico | ||
| Tantalum | KEMET Blue Powder* | United States of America | ||
| Tantalum | LSM Brasil S.A.* | Brazil | ||
| Tantalum | Metallurgical Products India Pvt., Ltd.* | India | ||
| Tantalum | Mineracao Taboca S.A.* | Brazil | ||
| Tantalum | Mitsui Mining and Smelting Co., Ltd.* | Japan | ||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd.* | China | ||
| Tantalum | NPM Silmet AS* | Estonia | ||
| Tantalum | Power Resources Ltd.* | Macedonia, The Former Yugoslav Republic of | ||
| Tantalum | QuantumClean* | United States of America | ||
| Tantalum | Resind Industria e Comercio Ltda.* | Brazil | ||
| Tantalum | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.* | China | ||
| Tantalum | Solikamsk Magnesium Works OAO* | Russian Federation | ||
| Tantalum | Taki Chemical Co., Ltd.* | Japan | ||
| Tantalum | Telex Metals* | United States of America | ||
| Tantalum | Ulba Metallurgical Plant JSC* | Kazakhstan | ||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd.* | China | ||
| Tin | Alpha* | United States of America | ||
| Tin | An Vinh Joint Stock Mineral Processing Company | Vietnam | ||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.* | China | ||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd.* | China | ||
| Tin | China Tin Group Co., Ltd.* | China | ||
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | China | ||
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | Brazil | ||
| Tin | CV Ayi Jaya* | Indonesia | ||
| Tin | CV Dua Sekawan* | Indonesia | ||
| Tin | CV Gita Pesona* | Indonesia | ||
| Tin | CV United Smelting* | Indonesia | ||
| Tin | CV Venus Inti Perkasa* | Indonesia | ||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | ||
| Tin | Dowa* | Japan | ||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam | ||
| Tin | EM Vinto* | Bolivia (Plurinational State of) | ||
| Tin | Estanho de Rondonia S.A. | Brazil | ||
| Tin | Fenix Metals* | Poland | ||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | ||
| Tin | Gejiu Fengming Metallurgy Chemical Plant* | China | ||
| Tin | Gejiu Kai Meng Industry and Trade LLC* | China | ||
| Tin | Gejiu Non-Ferrous Metal Processing Co. Ltd.* | China | ||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.* | China | ||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd.* | China | ||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd.* | China |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant* | China | ||
| Tin | HuiChang Hill Tin Industry Co., Ltd.* | China | ||
| Tin | Huichang Jinshunda Tin Co., Ltd.* | China | ||
| Tin | Jiangxi New Nanshan Technology Ltd.* | China | ||
| Tin | Linwu Xianggui Ore Smelting Co., Ltd. | China | ||
| Tin | Luna Smelter, Ltd.* | Rwanda | ||
| Tin | Ma'anshan Weitai Tin Co., Ltd.* | China | ||
| Tin | Magnu's Minerais Metais e Ligas Ltda.* | Brazil | ||
| Tin | Malaysia Smelting Corporation (MSC)* | Malaysia | ||
| Tin | Melt Metais e Ligas S.A.* | Brazil | ||
| Tin | Metallic Resources, Inc.* | United States of America | ||
| Tin | Metallo Belgium N.V.* | Belgium | ||
| Tin | Metallo Spain S.L.U.* | Spain | ||
| Tin | Mineracao Taboca S.A.* | Brazil | ||
| Tin | Minsur* | Peru | ||
| Tin | Mitsubishi Materials Corporation* | Japan | ||
| Tin | Modeltech Sdn Bhd | Malaysia | ||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam | ||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd.* | Thailand | ||
| Tin | O.M. Manufacturing Philippines, Inc.* | Philippines | ||
| Tin | Operaciones Metalurgicas S.A.* | Bolivia (Plurinational State of) | ||
| Tin | Pongpipat Company Limited | Myanmar | ||
| Tin | Precious Minerals and Smelting Limited** | India | ||
| Tin | PT Aries Kencana Sejahtera* | Indonesia | ||
| Tin | PT Artha Cipta Langgeng* | Indonesia | ||
| Tin | PT ATD Makmur Mandiri Jaya* | Indonesia | ||
| Tin | PT Babel Inti Perkasa* | Indonesia | ||
| Tin | PT Babel Surya Alam Lestari* | Indonesia | ||
| Tin | PT Bangka Prima Tin* | Indonesia | ||
| Tin | PT Bangka Serumpun* | Indonesia | ||
| Tin | PT Bangka Tin Industry* | Indonesia | ||
| Tin | PT Belitung Industri Sejahtera* | Indonesia | ||
| Tin | PT Bukit Timah* | Indonesia | ||
| Tin | PT DS Jaya Abadi* | Indonesia | ||
| Tin | PT Inti Stania Prima* | Indonesia | ||
| Tin | PT Karimun Mining* | Indonesia | ||
| Tin | PT Kijang Jaya Mandiri* | Indonesia | ||
| Tin | PT Lautan Harmonis Sejahtera* | Indonesia | ||
| Tin | PT Menara Cipta Mulia* | Indonesia | ||
| Tin | PT Mitra Stania Prima* | Indonesia | ||
| Tin | PT Panca Mega Persada* | Indonesia | ||
| Tin | PT Premium Tin Indonesia* | Indonesia | ||
| Tin | PT Prima Timah Utama* | Indonesia | ||
| Tin | PT Rajawali Rimba Perkasa* | Indonesia | ||
| Tin | PT Rajehan Ariq* | Indonesia | ||
| Tin | PT Refined Bangka Tin* | Indonesia |
| Tin | PT Sariwiguna Binasentosa* | Indonesia | ||
| Tin | PT Stanindo Inti Perkasa* | Indonesia | ||
| Tin | PT Sukses Inti Makmur* | Indonesia | ||
| Tin | PT Sumber Jaya Indah* | Indonesia | ||
| Tin | PT Timah Tbk Kundur* | Indonesia | ||
| Tin | PT Timah Tbk Mentok* | Indonesia | ||
| Tin | PT Tinindo Inter Nusa* | Indonesia | ||
| Tin | PT Tirus Putra Mandiri* | Indonesia | ||
| Tin | PT Tommy Utama* | Indonesia | ||
| Tin | Resind Industria e Comercio Ltda.* | Brazil | ||
| Tin | Rui Da Hung* | Taiwan, Province of China | ||
| Tin | Soft Metais Ltda.* | Brazil | ||
| Tin | Super Ligas | Brazil | ||
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd.* | Vietnam | ||
| Tin | Thaisarco* | Thailand | ||
| Tin | Tin Technology & Refining* | United States of America | ||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam | ||
| Tin | White Solder Metalurgia e Mineracao Ltda.* | Brazil | ||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd.* | China | ||
| Tin | Yunnan Tin Company Limited* | China | ||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd.* | China | ||
| Tungsten | A.L.M.T. Corp.* | Japan | ||
| Tungsten | ACL Metais Eireli* | Brazil | ||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.** | Brazil | ||
| Tungsten | Asia Tungsten Products Vietnam Ltd.* | Vietnam | ||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd.* | China | ||
| Tungsten | China Molybdenum Tungsten Co., Ltd. | China | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co Ltd* | China | ||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | ||
| Tungsten | CP Metals Inc.** | United States of America | ||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd.* | China | ||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd.* | China | ||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd.* | China | ||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd.* | China | ||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd.* | China | ||
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | China | ||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd.* | China | ||
| Tungsten | Global Tungsten & Powders Corp.* | United States of America | ||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd.* | China | ||
| Tungsten | H.C. Starck Smelting GmbH & Co. KG* | Germany | ||
| Tungsten | H.C. Starck Tungsten GmbH* | Germany | ||
| Tungsten | Hunan Chenzhou Mining Co., Ltd.* | China | ||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji* | China | ||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd.* | China | ||
| Tungsten | Hunan Litian Tungsten Industry Co., Ltd.* | China | ||
| Tungsten | Hydrometallurg, JSC* | Russian Federation |
| Tungsten | Japan New Metals Co., Ltd.* | Japan | ||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd.* | China | ||
| Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd.** | China | ||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd.* | China | ||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | ||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.* | China | ||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd.* | China | ||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd.* | China | ||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant"** | Russian Federation | ||
| Tungsten | Kennametal Fallon* | United States of America | ||
| Tungsten | Kennametal Huntsville* | United States of America | ||
| Tungsten | KGETS Co., Ltd.* | Korea, Republic of | ||
| Tungsten | Lianyou Metals Co., Ltd.* | Taiwan, Province of China | ||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd.* | China | ||
| Tungsten | Masan Tungsten Chemical LLC (MTC)* | Vietnam | ||
| Tungsten | Moliren Ltd.* | Russian Federation | ||
| Tungsten | Niagara Refining LLC* | United States of America | ||
| Tungsten | Philippine Chuangxin Industrial Co., Inc.* | Philippines | ||
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China | ||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd.* | Vietnam | ||
| Tungsten | Unecha Refractory metals plant* | Russian Federation | ||
| Tungsten | Wolfram Bergbau und Hutten AG* | Austria | ||
| Tungsten | Woltech Korea Co., Ltd.* | Korea, Republic of | ||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd.* | China | ||
| Tungsten | Xiamen Tungsten Co., Ltd* | China | ||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.* | China | ||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd.* | China |
| (1) | As noted in the Due Diligence Results section of this report, most survey responses from direct suppliers were provided on a company-wide basis and did not differentiate as to parts and materials sold to us. In addition, many of the responses noted that not all smelters had been identified and did not completely list all the smelters used in their supply chain. |
| * | Verified as a Conformant smelter as of May 29, 2020, meaning the smelter is listed as compliant with the RMAP assessment protocols, including through mutual recognition, or is listed as “Re-audit in process” by the RMI. |
| ** | Verified as an Active Smelter as of May 29, 2020, a RMAP designation meaning that the smelter is listed as having submitted a signed Agreement for the Exchange of Confidential Information, Auditee Agreement, and a Due Diligence Checklist. |
