The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | INTL DEV RE ETF | 88579Y101 | 514 | 3,332 | SH | SOLE | 0 | 0 | 0 | 3,332 | |
ABBOTT LABS | COM | 002824100 | 485 | 9,880 | SH | SOLE | 0 | 0 | 0 | 9,880 | |
ABBVIE INC | GOLD SHS | 00287Y109 | 328 | 4,880 | SH | SOLE | 0 | 0 | 0 | 4,880 | |
ALPS ETF TR | COM | 00162Q866 | 88 | 5,663 | SH | SOLE | 0 | 0 | 0 | 5,663 | |
ALTRIA GROUP INC | COM | 02209S103 | 5 | 100 | SH | SOLE | 0 | 0 | 0 | 100 | |
AMERICAN CAPITAL AGENCY COR | DJ INTL RL ETF | 02503X105 | 15 | 820 | SH | SOLE | 0 | 0 | 0 | 820 | |
APOLLO INVT CORP | COM | 03761U106 | 2,304 | 325,453 | SH | SOLE | 0 | 0 | 0 | 325,453 | |
APPLE INC | MSCI EAFE ETF | 037833100 | 1,787 | 14,251 | SH | SOLE | 0 | 0 | 0 | 14,251 | |
ARES CAP CORP | COM | 04010L103 | 2,961 | 179,909 | SH | SOLE | 0 | 0 | 0 | 179,909 | |
AT&T INC | COM | 00206R102 | 36 | 1,000 | SH | SOLE | 0 | 0 | 0 | 1,000 | |
BARRICK GOLD CORP | S&P 500 BUYWRT | 067901108 | 1 | 100 | SH | SOLE | 0 | 0 | 0 | 100 | |
BECTON DICKINSON & CO | CORE S&P TTL STK | 075887109 | 16 | 115 | SH | SOLE | 0 | 0 | 0 | 115 | |
BERKSHIRE HATHAWAY INC DEL | CHINA LG-CAP ETF | 084670702 | 264 | 1,940 | SH | SOLE | 0 | 0 | 0 | 1,940 | |
BLACKROCK MUNIYIELD CALI QL | COM | 09254N103 | 231 | 15,993 | SH | SOLE | 0 | 0 | 0 | 15,993 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 261 | 3,920 | SH | SOLE | 0 | 0 | 0 | 3,920 | |
CAMDEN PPTY TR | COM | 133131102 | 24 | 318 | SH | SOLE | 0 | 0 | 0 | 318 | |
CAMPBELL SOUP CO | COM | 134429109 | 48 | 1,000 | SH | SOLE | 0 | 0 | 0 | 1,000 | |
CHEVRON CORP NEW | COM | 166764100 | 376 | 3,900 | SH | SOLE | 0 | 0 | 0 | 3,900 | |
CONOCOPHILLIPS | SPON ADR NEW | 20825C104 | 86 | 1,400 | SH | SOLE | 0 | 0 | 0 | 1,400 | |
COSTCO WHSL CORP NEW | MSCI EMG MKT ETF | 22160K105 | 95 | 700 | SH | SOLE | 0 | 0 | 0 | 700 | |
DIGITAL RLTY TR INC | COM | 253868103 | 7 | 100 | SH | SOLE | 0 | 0 | 0 | 100 | |
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 77 | 1,200 | SH | SOLE | 0 | 0 | 0 | 1,200 | |
EXXON MOBIL CORP | COM | 30231G102 | 233 | 2,796 | SH | SOLE | 0 | 0 | 0 | 2,796 | |
FORD MTR CO DEL | COM | 345370860 | 3 | 174 | SH | SOLE | 0 | 0 | 0 | 174 | |
GABELLI DIVD & INCOME TR | GBL LSTD PVT EQT | 36242H104 | 9 | 433 | SH | SOLE | 0 | 0 | 0 | 433 | |
GARTNER INC | COM | 366651107 | 242 | 2,820 | SH | SOLE | 0 | 0 | 0 | 2,820 | |
GENERAL ELECTRIC CO | COM | 369604103 | 802 | 30,185 | SH | SOLE | 0 | 0 | 0 | 30,185 | |
GLAXOSMITHKLINE PLC | COM | 37733W105 | 158 | 3,800 | SH | SOLE | 0 | 0 | 0 | 3,800 | |
GOOGLE INC | REIT ETF | 38259P706 | 1 | 1 | SH | SOLE | 0 | 0 | 0 | 1 | |
HCP INC | ULSH 20YRTRE NEW | 40414L109 | 4 | 100 | SH | SOLE | 0 | 0 | 0 | 100 | |
HEALTH CARE REIT INC | COM | 42217K106 | 21 | 320 | SH | SOLE | 0 | 0 | 0 | 320 | |
HEWLETT PACKARD CO | SH BEN INT | 428236103 | 48 | 1,600 | SH | SOLE | 0 | 0 | 0 | 1,600 | |
HSBC HLDGS PLC | ALERIAN INFRST | 404280406 | 12 | 260 | SH | SOLE | 0 | 0 | 0 | 260 | |
INTERNATIONAL BUSINESS MACH | COM | 459200101 | 286 | 1,758 | SH | SOLE | 0 | 0 | 0 | 1,758 | |
ISHARES | COM | 464288463 | 5 | 150 | SH | SOLE | 0 | 0 | 0 | 150 | |
ISHARES | COM | 464288489 | 8,781 | 295,245 | SH | SOLE | 0 | 0 | 0 | 295,245 | |
ISHARES | COM | 464288687 | 427 | 10,895 | SH | SOLE | 0 | 0 | 0 | 10,895 | |
ISHARES | COM | 464288539 | 1,445 | 136,600 | SH | SOLE | 0 | 0 | 0 | 136,600 | |
ISHARES TR | ALERIAN MLP | 464287465 | 75 | 1,175 | SH | SOLE | 0 | 0 | 0 | 1,175 | |
ISHARES TR | COM | 464287184 | 10 | 225 | SH | SOLE | 0 | 0 | 0 | 225 | |
ISHARES TR | COM | 464287234 | 164 | 4,150 | SH | SOLE | 0 | 0 | 0 | 4,150 | |
ISHARES TR | U.S. PFD STK ETF | 464287564 | 95 | 1,060 | SH | SOLE | 0 | 0 | 0 | 1,060 | |
ISHARES TR | COM | 464287226 | 11 | 100 | SH | SOLE | 0 | 0 | 0 | 100 | |
ISHARES TR | COM | 464287150 | 43 | 450 | SH | SOLE | 0 | 0 | 0 | 450 | |
JOHNSON & JOHNSON | COM | 478160104 | 276 | 2,835 | SH | SOLE | 0 | 0 | 0 | 2,835 | |
JPMORGAN CHASE & CO | CL B NEW | 46625H100 | 286 | 4,218 | SH | SOLE | 0 | 0 | 0 | 4,218 | |
KRAFT FOODS GROUP INC | SPONS ADR A | 50076Q106 | 43 | 500 | SH | SOLE | 0 | 0 | 0 | 500 | |
LOWES COS INC | COM | 548661107 | 114 | 1,700 | SH | SOLE | 0 | 0 | 0 | 1,700 | |
MCDONALDS CORP | SPONSORED ADR | 580135101 | 56 | 590 | SH | SOLE | 0 | 0 | 0 | 590 | |
MERCK & CO INC NEW | COM | 58933Y105 | 46 | 800 | SH | SOLE | 0 | 0 | 0 | 800 | |
NATIONAL RETAIL PPTYS INC | COM | 637417106 | 20 | 565 | SH | SOLE | 0 | 0 | 0 | 565 | |
NEXTERA ENERGY INC | COM | 65339F101 | 176 | 1,800 | SH | SOLE | 0 | 0 | 0 | 1,800 | |
NOVARTIS A G | ASIA DEV RE ETF | 66987V109 | 173 | 1,756 | SH | SOLE | 0 | 0 | 0 | 1,756 | |
NUVEEN MUN OPPORTUNITY FD I | COM | 670984103 | 3 | 225 | SH | SOLE | 0 | 0 | 0 | 225 | |
NUVEEN MUN VALUE FD INC | PSHS ULTSH 20YRS | 670928100 | 8 | 854 | SH | SOLE | 0 | 0 | 0 | 854 | |
NUVEEN QUALITY MUN FD INC | COM | 67062N103 | 5 | 409 | PRN | SOLE | 0 | 0 | 0 | 409 | |
PACCAR INC | COM | 693718108 | 100 | 1,572 | SH | SOLE | 0 | 0 | 0 | 1,572 | |
PENNEY J C INC | COM | 708160106 | 4 | 478 | SH | SOLE | 0 | 0 | 0 | 478 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 40 | 504 | SH | SOLE | 0 | 0 | 0 | 504 | |
PIMCO CA MUNICIPAL INCOME F | COM | 72200N106 | 50 | 3,500 | SH | SOLE | 0 | 0 | 0 | 3,500 | |
PLUM CREEK TIMBER CO INC | COM | 729251108 | 54 | 1,325 | SH | SOLE | 0 | 0 | 0 | 1,325 | |
POWERSHARES ETF TRUST | COM | 73935X195 | 75 | 6,510 | SH | SOLE | 0 | 0 | 0 | 6,510 | |
POWERSHARES GLOBAL ETF FD | SPONSORED ADR | 73936G308 | 26 | 1,253 | SH | SOLE | 0 | 0 | 0 | 1,253 | |
PRAXAIR INC | COM | 74005P104 | 120 | 1,000 | SH | SOLE | 0 | 0 | 0 | 1,000 | |
PROCTER & GAMBLE CO | COM | 742718109 | 180 | 2,300 | SH | SOLE | 0 | 0 | 0 | 2,300 | |
PROSHARES TR | REG SHS | 74347B201 | 22,752 | 456,957 | SH | SOLE | 0 | 0 | 0 | 456,957 | |
PROSHARES TR | COM | 74348A491 | 805 | 17,500 | SH | SOLE | 0 | 0 | 0 | 17,500 | |
PUBLIC STORAGE | COM | 74460D109 | 26 | 143 | SH | SOLE | 0 | 0 | 0 | 143 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 15 | 195 | SH | SOLE | 0 | 0 | 0 | 195 | |
ROGERS COMMUNICATIONS INC | COM | 775109200 | 19 | 540 | SH | SOLE | 0 | 0 | 0 | 540 | |
ROYAL DUTCH SHELL PLC | CL B | 780259206 | 46 | 800 | SH | SOLE | 0 | 0 | 0 | 800 | |
SCHLUMBERGER LTD | COM | 806857108 | 163 | 1,895 | SH | SOLE | 0 | 0 | 0 | 1,895 | |
SPDR GOLD TRUST | COHEN&STEER REIT | 78463V107 | 4,959 | 44,133 | SH | SOLE | 0 | 0 | 0 | 44,133 | |
SPDR INDEX SHS FDS | MRG RL ES CP ETF | 78463X863 | 9,500 | 226,946 | SH | SOLE | 0 | 0 | 0 | 226,946 | |
SYMANTEC CORP | COM | 871503108 | 79 | 3,400 | SH | SOLE | 0 | 0 | 0 | 3,400 | |
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 301 | 28,065 | SH | SOLE | 0 | 0 | 0 | 28,065 | |
TRANSOCEAN LTD | CL C | H8817H100 | 9 | 575 | SH | SOLE | 0 | 0 | 0 | 575 | |
UBS AG JERSEY BRH | COM | 902641646 | 8,184 | 233,102 | SH | SOLE | 0 | 0 | 0 | 233,102 | |
VANGUARD INDEX FDS | COM | 922908553 | 121 | 1,625 | SH | SOLE | 0 | 0 | 0 | 1,625 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 142 | 3,050 | SH | SOLE | 0 | 0 | 0 | 3,050 | |
WALGREENS BOOTS ALLIANCE IN | COM | 931427108 | 51 | 600 | SH | SOLE | 0 | 0 | 0 | 600 | |
WAL-MART STORES INC | COM PAR $0.01 | 931142103 | 37 | 525 | SH | SOLE | 0 | 0 | 0 | 525 | |
WEC ENERGY GROUP INC | COM | 92939U106 | 47 | 1,034 | SH | SOLE | 0 | 0 | 0 | 1,034 | |
WELLS FARGO & CO NEW | COM | 949746101 | 74 | 1,313 | SH | SOLE | 0 | 0 | 0 | 1,313 | |
WHOLE FOODS MKT INC | CORE US AGGBD ET | 966837106 | 9 | 240 | SH | SOLE | 0 | 0 | 0 | 240 |