UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 |
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FORM N-PX |
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annual report of proxy voting record of |
registered management investment company |
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Investment Company Act file number: | 811- 09891 | |
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Dreyfus Opportunity Funds |
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(Exact name of registrant as specified in charter) |
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c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166 |
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(Address of principal executive offices) (Zip code) |
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Michael A. Rosenberg, Esq. 200 Park Avenue New York, New York 10166
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(Name and address of agent for service) |
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Registrant's telephone number, including area code: (212) 922-6000 |
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Date of fiscal year end: 9/30* |
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Date of reporting period: July 1, 2010-June 30, 2011 |
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* Fiscal year end is 10/31 for Dreyfus Global Sustainability Fund |
Item 1. Proxy Voting Record
Dreyfus Opportunity Funds
====================== DREYFUS GLOBAL SUSTAINABILITY FUND ======================
AEGON NV
Ticker: AGN Security ID: N00927298
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation on the Course of Business None None Management
and Significant Events in 2010
3.1 Receive Report of Management Board None None Management
(Non-Voting)
3.2 Adopt Financial Statements For For Management
4 Omission of Dividends on Fiscal Year None None Management
2010
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Ratify Ernst and Young as Auditors For For Management
8 Adopt Remuneration Policy for For Against Management
Management Board Members
9 Reelect A.R. Wynaendts to Management For For Management
Board
10 Reelect A. Burgmans to Supervisory For For Management
Board
11 Reelect K.M.H. Peijs to Supervisory For For Management
Board
12 Reelect L.M. van Wijk to Supervisory For For Management
Board
13 Grant Board Authority to Issue Shares For For Management
Up To Ten Percent of Issued Capital
Plus Additional Ten Percent in Case of
Takeover/Merger
14 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 13
15 Authorize Board to Issue Shares Up To For For Management
One Percent of Issued Capital Under
Incentive Plans
16 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
17 Other Business (Non-Voting) None None Management
18 Close Meeting None None Management
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AEON CO. LTD.
Ticker: 8267 Security ID: J00288100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hayashi, Naoki For For Management
1.2 Elect Director Okada, Motoya For For Management
1.3 Elect Director Mori, Yoshiki For For Management
1.4 Elect Director Toyoshima, Masaaki For For Management
1.5 Elect Director Kurashige, Hideki For For Management
1.6 Elect Director Ikuta, Masaharu For For Management
1.7 Elect Director Sueyoshi, Takejiro For Against Management
1.8 Elect Director Tadaki, Keiichi For For Management
1.9 Elect Director Sato, Ken For For Management
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ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 04, 2011�� Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Elect Franz Heiss as Employee For For Management
Representative to the Supervisory Board
6 Amend Articles Re: Remuneration of For For Management
Supervisory Board
7 Approve Affiliation Agreements with For For Management
Allianz Global Investors AG
8 Approve Spin-Off and Takeover Agreement For For Management
with Allianz Deutschland AG
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ASTRAZENECA PLC
Ticker: AZNL Security ID: G0593M107
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm First Interim Dividend; Confirm For For Management
as Final Dividend the Second Interim
Dividend
3 Reappoint KPMG Audit plc as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Louis Schweitzer as Director For For Management
5(b) Re-elect David Brennan as Director For For Management
5(c) Re-elect Simon Lowth as Director For For Management
5(d) Elect Bruce Burlington as Director For For Management
5(e) Re-elect Jean-Philippe Courtois as For For Management
Director
5(f) Re-elect Michele Hooper as Director For For Management
5(g) Re-elect Rudy Markham as Director For For Management
5(h) Re-elect Nancy Rothwell as Director For For Management
5(i) Elect Shriti Vadera as Director For For Management
5(j) Re-elect John Varley as Director For For Management
5(k) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Authorise EU Political Donations and For For Management
Expenditure
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase For For Management
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
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AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 17, 2010 Meeting Type: Annual
Record Date: DEC 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended Sept. 30, 2010
2 Approve the Amendments to the Company's For For Management
Constitution Regarding Profits Test for
Dividend Distribution
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Sept. 30, 2010
4 Approve the Grant of Performance Rights For For Management
Worth Up to A$3 Million to Michael
Smith, Chief Executive Officer, Under
the ANZ Share Option Plan
5(a) Elect G. J. Clark as a Director For For Management
5(b) Elect D. E. Meiklejohn as a Director For For Management
5(c) Elect R. J. Reeves as a Director Against Against Shareholder
5(d) Elect I. J. Macfarlane as a Director For For Management
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AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 27, 2011 Meeting Type: Annual/Special
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.69 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions and Approve
New Transaction
5 Reelect Jean-Martin Folz as Director For For Management
6 Reelect Giuseppe Mussari as Director For For Management
7 Elect Marcus Schenck as Director For For Management
8 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
9 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
12 Approve Issuance of Shares up to 20 For For Management
Percent of Issued Capital Per Year for
a Private Placement, up to EUR 1
Billiion
13 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights under Items 11 and 12
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote under Items 10 to 13 and 17
15 Authorize Capital Increase of Up to EUR For For Management
1 Billion for Future Exchange Offers
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
17 Authorize Issuance of Equity upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities for Up to EUR
1 Billion
18 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Nominal Amount of EUR 2
Billion
19 Approve Employee Stock Purchase Plan For For Management
20 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
21 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Stock Option Plan
22 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
23 Authorize up to 0.4 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
24 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
25 Amend Article 23 of Bylaws to Comply For For Management
with New Legislation Re: General
Meetings
26 Authorize Filing of Required For For Management
Documents/Other Formalities
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BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Ticker: BBVA Security ID: E11805103
Meeting Date: MAR 10, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports, Allocation of Income and
Distribution of Dividend, and Discharge
Directors for Fiscal Year Ended Dec.
31, 2010
2.1 Reelect Tomas Alfaro Drake as Director For For Management
2.2 Reelect Juan Carlos Alvarez Mezquiriz For For Management
as Director
2.3 Reelect Carlos Loring Martinez de Irujo For For Management
as Director
2.4 Reelect Susana Rodriguez Vidarte as For For Management
Director
2.5 Ratify and Reelect Jose Luis Palao For For Management
Garcia-Suelto as Directors
3 Approve Merger by Absorption of For For Management
Finanzia Banco de Credito SA
(Unipersonal)
4 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of New Shares
without Preemptive Rights; Amend
Article 5 of Company Bylaws
5.1 Authorize Increase in Capital via For For Management
Issuance of New Shares with Nominal
Value of EUR 0.49 per Share Charged to
Voluntary Reserves
5.2 Authorize Increase in Capital via For For Management
Issuance of New Shares with Nominal
Value of EUR 0.49 per Share Charged to
Voluntary Reserves
6 Authorize Issuance of Debt Securities For For Management
up to EUR 250 Billion Within Five
Years; Void Unused Part of Previous
Authorization
7 Approve Variable Remuneration of For For Management
Executives and Directors in Company
Shares
8 Approve Extension of Deferred Share For For Management
Remuneration Plan
9 Elect Auditors for Fiscal Year 2011 For For Management
10 Amend Articles 1, 6, 9, 13 ter, 15, 16, For For Management
19, 20, 21, 22, 24, 28, 30, 31, 32, 48,
51, 52, 53, 54 and 56 of Company Bylaws
11 Amend Articles 2, 3, 4, 5, 9, 10, 11, For For Management
18 and 20 of General Meeting Guidelines
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Approve Remuneration Report For For Management
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BANCO BRADESCO S.A.
Ticker: BBDC4 Security ID: P1808G117
Meeting Date: MAR 10, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Elect Directors and Fiscal Council For Did Not Vote Management
Members
4 Approve Remuneration of Executive For Did Not Vote Management
Officers, Non-Executive Directors, and
Fiscal Council Members
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BANCO SANTANDER S.A.
Ticker: Security ID: E19790109
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: JUN 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.A Accept Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for FY 2010
1.B Approve Discharge of Directors for FY For For Management
2010
2 Approve Allocation of Income for FY For For Management
2010
3.A Reelect Ana Patricia Botin-Sanz de For Against Management
Sautuola y O'Shea as Director
3.B Reelect Rodrigo Echenique Gordillo as For Against Management
Director
3.C Reelect Lord Burns as Director For Against Management
3.D Reelect Assicurazioni Generali S.p.A. For Against Management
as Director
4 Reelect Deloitte, S.L. as Auditors for For For Management
FY 2011
5.A Amend Articles 8, 11, 15, 16 and 18 Re: For For Management
Equity-Related
5.B Amend Several Articles of Bylaws For For Management
5.C Amend Article 62 and 69 of Bylaws For For Management
6.A Amend Preamble and Article 2 of General For For Management
Meeting Regulations
6.B Amend Articles 4, 5 and 8 of General For For Management
Meeting Regulations; Add Article 6 Bis
to General Meeting Regulations
6.C Amend Article 12, 19, 21 and Additional For For Management
Provision of General Meeting
Regulations
7 Grant Board Authorization to Increase For For Management
Capital
8.A Authorize Increase in Capital Charged For For Management
to Voluntary Reserves for Bonus Issue;
Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
8.B Authorize Increase in Capital Charged For For Management
to Voluntary Reserves for Bonus Issue;
Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares
9.A Authorize to Issuance of Convertible For For Management
and/or Exchangeable Debt Securities
Including Warrants Without Preemptive
Rights; Void Authorization Granted at
2010 AGM
9.B Authorize Issuance of Non Convertible For For Management
Debt Securities Including Warrants
10.A Approve Sixth Cycle of Performance For For Management
Share Plan
10.B Approve Second Cycle of Deferred and For For Management
Conditional Share Plan
10.C Approve First Cycle of Deferred and For For Management
Conditional Variable Remuneration Plan
10.D Approve Savings Plan for Santander UK For For Management
plc Employees and Other Companies of
Santander Group in UK
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Advisory Vote on Remuneration Policy For For Management
Report
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BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Alison Carnwath as Director For For Management
4 Elect Dambisa Moyo as Director For For Management
5 Re-elect Marcus Agius as Director For For Management
6 Re-elect David Booth as Director For For Management
7 Re-elect Sir Richard Broadbent as For For Management
Director
8 Re-elect Fulvio Conti as Director For For Management
9 Re-elect Robert Diamond Jr as Director For For Management
10 Re-elect Simon Fraser as Director For For Management
11 Re-elect Reuben Jeffery III as Director For For Management
12 Re-elect Sir Andrew Likierman as For For Management
Director
13 Re-elect Chris Lucas as Director For For Management
14 Re-elect Sir Michael Rake as Director For For Management
15 Re-elect Sir John Sunderland as For For Management
Director
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Approve EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
23 Approve Long-Term Incentive Plan For For Management
24 Amend Group Share Value Plan For For Management
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BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 01, 2011 Meeting Type: Annual
Record Date: DEC 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For Withhold Management
1.2 Elect Director Henry P. Becton, Jr. For For Management
1.3 Elect Director Edward F. Degraan For Withhold Management
1.4 Elect Director C.M. Fraser-Liggett For For Management
1.5 Elect Director Christopher Jones For For Management
1.6 Elect Director Marshall O. Larsen For Withhold Management
1.7 Elect Director Edward J. Ludwig For For Management
1.8 Elect Director Adel A.F. Mahmoud For For Management
1.9 Elect Director Gary A. Mecklenburg For For Management
1.10 Elect Director Cathy E. Minehan For For Management
1.11 Elect Director James F. Orr For Withhold Management
1.12 Elect Director Willard J. Overlock, Jr For Withhold Management
1.13 Elect Director Bertram L. Scott For Withhold Management
1.14 Elect Director Alfred Sommer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
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BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: NOV 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Financial Statements and For For Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2 Elect John Buchanan as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
3 Elect David Crawford as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
4 Elect Keith Rumble as a Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
5 Elect John Schubert as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
6 Elect Jacques Nasser as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
7 Elect Malcolm Broomhead as a Director For For Management
of BHP Billiton Ltd and BHP Billiton
Plc
8 Elect Carolyn Hewson as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
9 Appoint KPMG Audit Plc as Auditors of For For Management
BHP Billiton Plc
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights Up to an Amount of
$277.98 Million
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights Up to an Aggregate
Nominal Amount of $55.78 Million
12 Approve the Repurchase of Up to 223.11 For For Management
Million Shares in BHP Billiton Plc
13 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
14 Approve the Amendments to the BHP For For Management
Billiton Ltd Long Term Incentive Plan
and to the BHP Billiton Plc Long Term
Incentive Plan
15 Approve the Grant of Deferred Shares For For Management
and Options Under the BHP Billiton Ltd
Group Incentive Scheme and Performance
Shares Under the BHP Billiton Ltd Long
Term Incentive Plan to Marius Kloppers,
Executive Director
16 Approve the Amendments to Constitution For For Management
of BHP Billiton Ltd
17 Approve the Amendments to the Articles For For Management
of Association of BHP Billiton Plc
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BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 11, 2011 Meeting Type: Annual/Special
Record Date: MAY 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.10 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Jean Francois Lepetit as For For Management
Director
7 Reelect Helene Ploix as Director For For Management
8 Reelect Baudouin Prot as Director For For Management
9 Reelect Daniela Weber Rey as Director For For Management
10 Elect Fields Wicker Miurin as Director For For Management
11 Approve Merger by Absorption of Banque For For Management
de Bretagne
12 Approve Merger by Absorption of BNP For For Management
Paribas International BV
13 Approve Merger by Absorption of For For Management
Cerenicim
14 Approve Merger by Absorption of SAS For For Management
Noria
15 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
16 Authorize up to 3 Percent of Issued For For Management
Capital for Use in Stock Option Plan
17 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
18 Authorize Filing of Required For For Management
Documents/Other Formalities
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BT GROUP PLC
Ticker: BT.A Security ID: G16612106
Meeting Date: JUL 22, 2010 Meeting Type: Annual
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Michael Rake as Director For For Management
5 Re-elect Ian Livingston as Director For For Management
6 Re-elect Carl Symon as Director For For Management
7 Elect Anthony Ball as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase For For Management
13 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
14 Authorise EU Political Donations and For For Management
Expenditure
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CANADIAN IMPERIAL BANK OF COMMERCE
Ticker: CM Security ID: 136069101
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Ernst & Young LLP as Auditors For For Management
2 Elect B.S. Belzberg, G.F. Colter, D. For For Management
D'Alessandro, P.D. Daniel, L.
Desjardins, G.D. Giffin, L.S.
Hasenfratz, N.D. Le Pan, J.P. Manley,
G.T. McCaughey, J.L. Peverett, L. Rahl,
C. Sirois, R.J. Steacy, K.B. Stevenson,
and R.W. Tysoe as Directors
2.1 Elect Director B.S. Belzberg For For Management
2.2 Elect Director G.F. Colter For For Management
2.3 Elect Director D. D'Alessandro For For Management
2.4 Elect Director P.D. Daniel For For Management
2.5 Elect Director L. Desjardins For For Management
2.6 Elect Director G.D. Giffin For For Management
2.7 Elect Director L.S. Hasenfratz For For Management
2.8 Elect Director N.D. Le Pan For For Management
2.9 Elect Director J.P. Manley For For Management
2.10 Elect Director G.T. McCaughey For For Management
2.11 Elect Director J.L. Peverett For For Management
2.12 Elect Director L. Rahl For For Management
2.13 Elect Director C. Sirois For For Management
2.14 Elect Director R.J. Steacy For For Management
2.15 Elect Director K.B. Stevenson For For Management
2.16 Elect Director R.W. Tysoe For For Management
3 Advisory Vote on Executive Compensation For For Management
Approach
4.1 Provide Shareholders with a Clear Against For Shareholder
Option for Abstention on Proposals
4.2 Critical Mass of Qualified Women on the Against Against Shareholder
Board
4.3 Adopt a Policy Stipulating an Internal Against Against Shareholder
Pay Ratio
4.4 Abolition of Subsidiaries and Branches Against Against Shareholder
in Tax Havens
4.5 Additional Information Regarding Peer Against Against Shareholder
Comparisons of Compensation
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CHRISTIAN DIOR
Ticker: CDI Security ID: F26334106
Meeting Date: MAR 31, 2011 Meeting Type: Annual/Special
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 2.11 per Share
5 Elect Bernard Arnault as Director For Against Management
6 Elect Sidney Toledano as Director For For Management
7 Elect Pierre Gode as Director For Against Management
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Capitalization of Reserves of For For Management
Up to EUR 80 Million for Bonus Issue or
Increase in Par Value
10 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 80 Million
12 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 80 Million
13 Approve Issuance of Shares up to 20 For Against Management
Percent of Issued Capital Per Year, up
to EUR 80 Million Reserved for
Qualified Investors or Restricted
Number of Investors
14 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights under Items 12 and 13
15 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above under Items 11, 12 and 13
16 Authorize Capital Increase of Up to EUR For Against Management
80 Million for Future Exchange Offers
17 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future
Acquisitions
18 Approve Employee Stock Purchase Plan For For Management
19 Set Total Limit for Capital Increase to For For Management
Result from All Issuance Requests Above
at EUR 80 Million
20 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alain J.P. Belda For For Management
2 Elect Director Timothy C. Collins For For Management
3 Elect Director Jerry A. Grundhofer For For Management
4 Elect Director Robert L. Joss For For Management
5 Elect Director Michael E. O'Neill For For Management
6 Elect Director Vikram S. Pandit For For Management
7 Elect Director Richard D. Parsons For For Management
8 Elect Director Lawrence R. Ricciardi For For Management
9 Elect Director Judith Rodin For For Management
10 Elect Director Robert L. Ryan For For Management
11 Elect Director Anthony M. Santomero For For Management
12 Elect Director Diana L. Taylor For For Management
13 Elect Director William S. Thompson, Jr. For For Management
14 Elect Director Ernesto Zedillo For For Management
15 Ratify Auditors For For Management
16 Amend Omnibus Stock Plan For For Management
17 Approve Executive Incentive Bonus Plan For For Management
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Approve Reverse Stock Split For For Management
21 Affirm Political Non-Partisanship Against Against Shareholder
22 Report on Political Contributions Against Against Shareholder
23 Report on Restoring Trust and Against Against Shareholder
Confidence in the Financial System
24 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
25 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
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CRITERIA CAIXACORP SA
Ticker: Security ID: E3641N103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAY 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Individual For For Management
Financial Statements and Statutory
Reports for FY 2010
2 Approve Discharge of Directors For For Management
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.08 per Share
4.1 Authorize Increase in Capital Charged For For Management
to Voluntary Reserves for Bonus Issue;
Amend Article 5 and 6.1 of Bylaws
Accordingly
4.2 Authorize Second Increase in Capital For For Management
Charged to Voluntary Reserves for Bonus
Issue; Amend Article 5 and 6.1 of
Bylaws Accordingly
5 Authorize Third Increase in Capital For For Management
Charged to Voluntary Reserves for Bonus
Issue; Amend Article 5 and 6.1 of
Bylaws Accordingly
6 Amend Articles 4, 8,10, 11, 13, 15, 18, For For Management
19, 20, 21, 34, 40, 44, and 49 of
Bylaws
7 Amend Articles 14, 17, 24, 31, 32, 45, For For Management
and Add New Paragraph 4 of Article 46
8.A Approve Exchange of Assets Between For For Management
Company and Caixa d'Estalvis i Pensions
de Barcelona
8.B Approve Issuance of 374.40 Million For For Management
Shares without Preemptive Rights in
Connection with an Acquisition of
Microbank de "la Caixa" SA; Amend
Articles 5 and 6.1 of Bylaws
Accordingly
8.C Approve Merger by Absorption of For For Management
Microbank de "la Caixa" SA
9 Approve Internal Reorganization Plan at For For Management
Completion of Proposed Transactions in
Items 8a to 8c
10 Amend Preamble, Articles 3, 5, 10, 11, For For Management
12, and 13; Add New Article 7bis;
Approve New General Meeting Regulations
11 Receive Changes to Board of Directors' None None Management
Guidelines
12 Authorize Increase in Capital up to EUR For For Management
1.68 Billion via Issuance of New Shares
without Preemptive Rights
13 Authorize Issuance of Convertible Bonds For For Management
Including Warrants without Preemptive
Rights up to EUR 4 Billion
14 Authorize Issuance of Bonds/Debentures For For Management
up to EUR 51 Billion
15.1 Fix Number of Directors to 18 For Against Management
15.2 Elect Juan Jose Lopez Burniol as For Against Management
Director
16 Authorize Repurchase of Shares For For Management
17 Allow Directors David K.P. Li and For For Management
Carlos Slim Helu to Fulfill Director
Functions in Bank of East Asia
18 Re-elect Deloitte SL as Auditors For For Management
19 Advisory Vote on Remuneration Report For For Management
20 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
DENSO CORP.
Ticker: 6902 Security ID: J12075107
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2.1 Elect Director Fukaya, Koichi For For Management
2.2 Elect Director Kato, Nobuaki For For Management
2.3 Elect Director Tokuda, Hiromi For For Management
2.4 Elect Director Kobayashi, Koji For For Management
2.5 Elect Director Tsuchiya, Sojiro For For Management
2.6 Elect Director Hironaka, Kazuo For For Management
2.7 Elect Director Sugi, Hikaru For For Management
2.8 Elect Director Shirasaki, Shinji For For Management
2.9 Elect Director Miyaki, Masahiko For For Management
2.10 Elect Director Shikamura, Akio For For Management
2.11 Elect Director Maruyama, Haruya For For Management
2.12 Elect Director Tajima, Akio For For Management
2.13 Elect Director Toyoda, Shoichiro For For Management
3.1 Appoint Statutory Auditor Cho, Fujio For Against Management
3.2 Appoint Statutory Auditor Watanabe, For For Management
Toshio
3.3 Appoint Statutory Auditor Kondo, For For Management
Toshimichi
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peter A. Dea as Director For For Management
1.2 Elect Randall K. Eresman as Director For For Management
1.3 Elect Claire S. Farley as Director For For Management
1.4 Elect Fred J. Fowler as Director For For Management
1.5 Elect Barry W. Harrison as Director For For Management
1.6 Elect Suzanne P. Nimocks as Director For For Management
1.7 Elect David P. O'Brien as Director For For Management
1.8 Elect Jane L. Peverett as Director For For Management
1.9 Elect Allan P. Sawin as Director For For Management
1.10 Elect Bruce G. Waterman as Director For For Management
1.11 Elect Clayton H. Woitas as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
ENDESA S.A.
Ticker: ELEZF Security ID: E41222113
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAY 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements for FY Ended Dec.
31, 2010
2 Approve Individual and Consolidated For For Management
Management Report for FY Ended Dec. 31,
2010
3 Approve Discharge of Directors fo FY For For Management
Ended Dec. 31, 2010
4 Approve Allocation of Income and For For Management
Dividends
5 Re-elect Borja Prado Eulate as Director For Against Management
6 Remove KPMG as Auditor and Elect Ernst For For Management
& Young SL as Auditors for FY 2011,
2012 and 2013
7.1 Amend Article 8 of Bylaws Re: For For Management
Non-voting, Redeemable, and Preferred
Shares
7.2 Amend Article 11 of Bylaws Re: Forms of For For Management
Increase
7.3 Amend Article 12 of Bylaws Re: Powers For For Management
Conferred to Directors to Increase
Share Capital
7.4 Amend Article 14 of Bylaws Re: For For Management
Exclusion of Preemptive Rights
7.5 Amend Article 15 of Bylaws Re: Share For For Management
Capital Reduction
7.6 Amend Article 16 of Bylaws Re: Bond For For Management
Issuance
7.7 Amend Article 22 of Bylaws Re: Notice For For Management
of General Meeting
7.8 Amend Article 23 of Bylaws Re: Power For For Management
and Obligation to Call the Meeting
7.9 Amend Article 26 of Bylaws Re: Special For For Management
Resolutions and Convening the
Shareholder's Meeting
7.10 Amend Article 33 of Bylaws Re: Right to For For Management
Information
7.11 Amend Article 36 of Bylaws Re: Board For For Management
Related; General Functions
7.12 Amend Article 40 of Bylaws Re: For For Management
Remuneration
7.13 Amend Article 42 of Bylaws Re: For For Management
Incompatibilities of Directors
7.14 Amend Article 44 of Bylaws Re: Assembly For For Management
of Board
7.15 Amend Article 51 of Bylaws Re: Audit For For Management
and Compliance Committee
7.16 Amend Article 54 of Bylaws Re: Content For For Management
of Annual Accounts
7.17 Approve New Bylaws For For Management
8.1 Amend Article 3 of General Meeting For For Management
Regulations Re: Publicity
8.2 Amend Article 7 of General Meeting For For Management
Regulations Re: Power and Obligation to
Call the Meeting
8.3 Amend Article 8 of General Meeting For For Management
Regulations Re: Publication and
Announcement of Meeting Notice
8.4 Amend Article 9 of General Meeting For For Management
Regulations Re: Right to Information
8.5 Amend Article 10 of General Meeting For For Management
Regulations Re: Attendance Rights
8.6 Amend Article 11 of General Meeting For For Management
Regulations Re: Representation by Proxy
8.7 Amend Article 24 of General Meeting For For Management
Regulations Re: Publication
8.8 Approve New General Meeting Regulations For For Management
9 Accept Remuneration Report For For Management
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENEL SPA
Ticker: ENEL Security ID: T3679P115
Meeting Date: APR 29, 2011 Meeting Type: Annual/Special
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Fix Number of Directors For For Management
4 Fix Directors' Term For For Management
5.1 Slate Submitted by the Italian Ministry None Did Not Vote Management
of Economy and Finance
5.2 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
6 Elect Chairman of the Board of For For Management
Directors
7 Approve Remuneration of Directors For Against Management
8 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
1 Amend Company Bylaws For For Management
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Fix Number of Directors For For Management
4 Fix Directors' Term For For Management
5.1 Slate Submitted by the Ministry of None Did Not Vote Management
Economics and Finance
5.2 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
6 Elect Chairman of the Board of For For Management
Directors
7 Approve Remuneration of Directors For Against Management
8.1 Slate Submitted by the Ministry of None Against Management
Economics and Finance
8.2 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
9 Appoint Internal Statutory Auditors' For For Management
Chairman
10 Approve Internal Auditors' Remuneration For For Management
11 Approve Compensation of the Judicial For For Management
Officer of Corte dei Conti Responsible
for Eni's Financial Control
--------------------------------------------------------------------------------
FUJITSU LTD.
Ticker: 6702 Security ID: J15708159
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mazuka, Michiyoshi For For Management
1.2 Elect Director Yamamoto, Masami For For Management
1.3 Elect Director Ishida, Kazuo For For Management
1.4 Elect Director Fujita, Masami For For Management
1.5 Elect Director Kato, Kazuhiko For For Management
1.6 Elect Director Koezuka, Masahiro For For Management
1.7 Elect Director Oura, Hiroshi For For Management
1.8 Elect Director Ito, Haruo For For Management
1.9 Elect Director Ishikura, Yoko For For Management
1.10 Elect Director Kokubun, Ryosei For For Management
1.11 Elect Director Okimoto,Takashi For For Management
2 Appoint Statutory Auditor For For Management
Amano,Yoshikazu
3 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For Against Management
3 Elect Director Ann M. Fudge For For Management
4 Elect Director Susan Hockfield For For Management
5 Elect Director Jeffrey R. Immelt For For Management
6 Elect Director Andrea Jung For Against Management
7 Elect Director Alan G. Lafley For For Management
8 Elect Director Robert W. Lane For Against Management
9 Elect Director Ralph S. Larsen For Against Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director James J. Mulva For For Management
12 Elect Director Sam Nunn For Against Management
13 Elect Director Roger S. Penske For For Management
14 Elect Director Robert J. Swieringa For For Management
15 Elect Director James S. Tisch For For Management
16 Elect Director Douglas A. Warner III For Against Management
17 Ratify Auditors For For Management
18 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Performance-Based Equity Awards Against For Shareholder
22 Withdraw Stock Options Granted to Against Against Shareholder
Executive Officers
23 Report on Climate Change Business Risk Against Against Shareholder
24 Report on Animal Testing and Plans for Against Against Shareholder
Reduction
--------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 30, 2010 Meeting Type: Annual
Record Date: JUL 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan M. Bennett For For Management
2 Elect Director Richard C. Breeden For For Management
3 Elect Director William C. Cobb For For Management
4 Elect Director Robert A. Gerard For For Management
5 Elect Director Len J. Lauer For For Management
6 Elect Director David B. Lewis For For Management
7 Elect Director Bruce C. Rohde For For Management
8 Elect Director Tom D. Seip For For Management
9 Elect Director L. Edward Shaw, Jr. For For Management
10 Elect Director Christianna Wood For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Amend Omnibus Stock Plan For For Management
13 Amend Executive Incentive Bonus Plan For For Management
14 Reduce Supermajority Vote Requirement For For Shareholder
15 Provide Right to Call Special Meeting For For Management
16 Reduce Supermajority Vote Requirement For For Management
Relating to the Removal of Directors
17 Reduce Supermajority Vote Requirement For For Management
Relating to Amendments to Articles of
Incorporation and Bylaws
18 Reduce Supermajority Vote Requirement For For Management
Regarding the Related Person
Transaction Provision
19 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: JAN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director M. L. Andreessen For For Management
2 Elect Director L. Apotheker For For Management
3 Elect Director L.T. Babbio, Jr. For Against Management
4 Elect Director S.M. Baldauf For Against Management
5 Elect Director S. Banerji For For Management
6 Elect Director R.L. Gupta For Against Management
7 Elect Director J.H. Hammergren For Against Management
8 Elect Director R.J. Lane For For Management
9 Elect Director G.M. Reiner For For Management
10 Elect Director P.F. Russo For For Management
11 Elect Director D. Senequier For For Management
12 Elect Director G.K. Thompson For Against Management
13 Elect Director M.C. Whitman For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Approve Qualified Employee Stock For For Management
Purchase Plan
18 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAY 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Re-elect Safra Catz as Director For For Management
3b Elect Laura Cha as Director For For Management
3c Re-elect Marvin Cheung as Director For For Management
3d Re-elect John Coombe as Director For For Management
3e Re-elect Rona Fairhead as Director For For Management
3f Re-elect Douglas Flint as Director For For Management
3g Re-elect Alexander Flockhart as For For Management
Director
3h Re-elect Stuart Gulliver as Director For For Management
3i Re-elect James Hughes-Hallett as For For Management
Director
3j Re-elect William Laidlaw as Director For For Management
3k Re-elect Janis Lomax as Director For For Management
3l Elect Iain Mackay as Director For For Management
3m Re-elect Gwyn Morgan as Director For For Management
3n Re-elect Nagavara Murthy as Director For For Management
3o Re-elect Sir Simon Robertson as For For Management
Director
3p Re-elect John Thornton as Director For For Management
3q Re-elect Sir Brian Williamson as For For Management
Director
4 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Approve Share Plan 2011 For For Management
8 Approve Fees Payable to Non-Executive For For Management
Directors
9 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank A. D'Amelio For For Management
2 Elect Director W. Roy Dunbar For Against Management
3 Elect Director Kurt J. Hilzinger For Against Management
4 Elect Director David A. Jones, Jr. For For Management
5 Elect Director Michael B. McCallister For For Management
6 Elect Director William J. McDonald For Against Management
7 Elect Director William E. Mitchell For For Management
8 Elect Director David B. Nash For For Management
9 Elect Director James J. O'Brien For For Management
10 Elect Director Marissa T. Peterson For Against Management
11 Ratify Auditors For For Management
12 Approve Omnibus Stock Plan For Against Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast�� Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For Against Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For Against Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For Against Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For Against Management
2 Elect Director W. R. Brody For For Management
3 Elect Director K. I. Chenault For For Management
4 Elect Director M. L. Eskew For For Management
5 Elect Director S. A. Jackson For For Management
6 Elect Director A. N. Liveris For Against Management
7 Elect Director W. J. McNerney, Jr. For For Management
8 Elect Director J. W. Owens For For Management
9 Elect Director S. J. Palmisano For For Management
10 Elect Director J. E. Spero For For Management
11 Elect Director S. Taurel For Against Management
12 Elect Director L. H. Zambrano For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
16 Provide for Cumulative Voting Against Against Shareholder
17 Report on Political Contributions Against Against Shareholder
18 Report on Lobbying Expenses Against Against Shareholder
--------------------------------------------------------------------------------
INVESTEC PLC
Ticker: INP Security ID: G49188116
Meeting Date: AUG 12, 2010 Meeting Type: Annual
Record Date: AUG 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Samuel Abrahams as Director For Against Management
2 Re-elect George Alford as Director For For Management
3 Re-elect Glynn Burger as Director For For Management
4 Re-elect Hugh Herman as Director For For Management
5 Re-elect Ian Kantor as Director For For Management
6 Re-elect Peter Thomas as Director For Against Management
7 Re-elect Alan Tapnack as Director For For Management
8 Re-elect Fani Titi as Director For For Management
9 Elect Bradley Fried as Director For For Management
10 Elect Peregrine Crosthwaite as Director For For Management
11 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
12 Approve the DLC Remuneration Report For For Management
13 Approve the DLC Audit Committee Report For For Management
14 Accept Financial Statements and For For Management
Statutory Reports
15 Sanction the Interim Dividend on the For For Management
Ordinary Shares
16 Sanction the Interim Dividend on the For For Management
Dividend Access (South African
Resident) Redeemable Preference Share
17 Approve Final Dividend on the Ordinary For For Management
Shares and the Dividend Access (South
African Resident) Redeemable Preference
Share
18 Reappoint Ernst & Young Inc as Joint For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
19 Reappoint KPMG Inc as Joint Auditors For For Management
and Authorise the Board to Determine
Their Remuneration
20 Place Five Percent of the Unissued For For Management
Ordinary Shares Under Control of
Directors
21 Place Five Percent of the Unissued For For Management
Class "A" Variable Rate Compulsorily
Convertible Non-Cumulative Preference
Shares Under Control of Directors
22 Place Remaining Unissued Shares, Being For For Management
Variable Rate Cumulative Redeemable
Preference Shares, Non-Redeemable,
Non-Cumulative, Non-Participating
Preference Shares and the Special
Convertible Redeemable Preference
Shares Under Control of Directors
23 Authorise Board to Issue Ordinary For For Management
Shares for Cash in Respect of Five
Percent of the Unissued Ordinary Shares
24 Authorise Board to Issue Class "A" For For Management
Variable Rate Compulsorily Convertible
Non-Cumulative Preference Shares for
Cash in Respect of Five Percent of the
Unissued Class "A" Variable Rate
Compulsorily Convertible Non-Cumulative
Preference Shares
25 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Ordinary Shares and
Perpetual Preference Shares
26 Amend Articles of Association Re: For For Management
Closure of Register
27 Amend Articles of Association Re: Lack For For Management
of Quorum
28 Amend Articles of Association Re: For For Management
Chairman's Casting Vote
29 Amend The Investec Ltd Security For For Management
Purchase and Option Scheme Trust Deed
30 Amend The Investec Ltd Security For For Management
Purchase and Option Scheme 2002 Trust
Deed
31 Accept Financial Statements and For For Management
Statutory Reports
32 Sanction the Interim Dividend on the For For Management
Ordinary Shares
33 Approve Final Dividend For For Management
34 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorise Their Remuneration
35 Adopt New Articles of Association For For Management
36 Authorise Issue of Equity with For For Management
Pre-emptive Rights
37 Authorise Issue of Equity without For For Management
Pre-emptive Rights
38 Authorise Market Purchase of Ordinary For For Management
Shares
39 Authorise Market Purchase of Preference For For Management
Shares
40 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Cullen For For Management
3 Elect Director Ian E.L. Davis For For Management
4 Elect Director Michael M.e. Johns For Against Management
5 Elect Director Susan L. Lindquist For For Management
6 Elect Director Anne M. Mulcahy For Against Management
7 Elect Director Leo F. Mullin For For Management
8 Elect Director William D. Perez For Against Management
9 Elect Director Charles Prince For Against Management
10 Elect Director David Satcher For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
16 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Applicant's
Health Status
17 Adopt Animal-Free Training Methods Against Against Shareholder
--------------------------------------------------------------------------------
KESKO OYJ
Ticker: KESBV Security ID: X44874109
Meeting Date: APR 04, 2011 Meeting Type: Annual
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive CEO's Review None None Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 Per Share
10 Approve Discharge of Board and For For Management
President
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 80,000 for Chairman;
EUR 50,000 for Deputy Chairman, and EUR
37,000 for Other Directors; Approve
Meeting Fees
12 Fix Number of Directors at Seven For For Management
13 Elect Directors (No Election to Take None None Management
Place)
14 Approve Remuneration of Auditors For For Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Authorize Repurchase of up to One For For Management
Million Issued Class B Shares
17 Approve Conveyance of up to One Million For For Management
Class B Shares without Preemptive
Rights
18 Approve Charitable Donations of up to For For Management
EUR 300,000
19 Close Meeting None None Management
--------------------------------------------------------------------------------
KOMATSU LTD.
Ticker: 6301 Security ID: J35759125
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Sakane, Masahiro For For Management
2.2 Elect Director Noji, Kunio For For Management
2.3 Elect Director Komamura, Yoshinori For For Management
2.4 Elect Director Ohashi, Tetsuji For For Management
2.5 Elect Director Hotta, Kensuke For For Management
2.6 Elect Director Kano, Noriaki For For Management
2.7 Elect Director Ikeda, Koichi For For Management
2.8 Elect Director Hironaka, Mamoru For For Management
2.9 Elect Director Fujitsuka, Mikio For For Management
2.10 Elect Director Takamura, Fujitoshi For For Management
3 Appoint Statutory Auditor Kamano, For For Management
Hiroyuki
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV ��
Ticker: AHODF Security ID: N0139V142
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Approve Financial Statements and For For Management
Statutory Reports
5 Approve Dividends of EUR 0.29 Per Share For For Management
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Reelect A.D. Boer to Management Board For For Management
9 Elect R. van den Bergh to Supervisory For For Management
Board
10 Reelect T. de Swaan to Supervisory For For Management
Board
11 Ratify Deloitte Accountants B.V. as For For Management
Auditors
12 Grant Board Authority to Issue Shares For For Management
up to Ten Percent of Issued Capital
13 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 12
14 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
15 Approve Reduction of Issued Capital by For For Management
Cancelling Treasury Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE DSM NV
Ticker: DSM Security ID: N5017D122
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
3 Approve Financial Statements and For For Management
Statutory Reports
4a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4b Approve Dividends of EUR 1.35 Per Share For For Management
5a Approve Discharge of Management Board For For Management
5b Approve Discharge of Supervisory Board For For Management
6a Reelect S.B. Tanda to Executive Board For For Management
6b Elect S. Doboczky to Executive Board For For Management
7 Elect P.F.M. van der Meer Mohr to For For Management
Supervisory Board
8 Approve Remuneration of Supervisory For For Management
Board
9a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger
9b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 9a
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of Shares For For Management
12 Amend Articles Re: Legislative Changes For For Management
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
LAND SECURITIES GROUP PLC
Ticker: LAND Security ID: G5375M118
Meeting Date: JUL 22, 2010 Meeting Type: Annual
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm the Interim Dividends; Approve For For Management
Final Dividend
3 Approve Remuneration Report For For Management
4 Re-elect Martin Greenslade as Director For For Management
5 Re-elect Francis Salway as Director For For Management
6 Re-elect Richard Akers as Director For For Management
7 Re-elect Sir Stuart Rose as Director For For Management
8 Re-elect Bo Lerenius as Director For For Management
9 Re-elect Alison Carnwath as Director For For Management
10 Re-elect Sir Christopher Bland as For For Management
Director
11 Re-elect Kevin O'Byrne as Director For For Management
12 Re-elect David Rough as Director For For Management
13 Elect Chris Bartram as Director For For Management
14 Elect Robert Noel as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Adopt New Articles of Association For For Management
22 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
MAN GROUP PLC
Ticker: EMG Security ID: G5790V156
Meeting Date: JUL 08, 2010 Meeting Type: Annual
Record Date: JUL 06, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Ruud Hendriks as Director For For Management
5 Elect Frederic Jolly as Director For For Management
6 Re-elect Alison Carnwath as Director For For Management
7 Re-elect Kevin Hayes as Director For For Management
8 Re-elect Patrick O'Sullivan as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Adopt New Articles of Association For For Management
16 Approve 2010 Sharesave Scheme For For Management
--------------------------------------------------------------------------------
MAN GROUP PLC
Ticker: EMG Security ID: G5790V156
Meeting Date: SEP 01, 2010 Meeting Type: Special
Record Date: AUG 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of GLG Partners Inc For For Management
--------------------------------------------------------------------------------
MARKS AND SPENCER GROUP PLC
Ticker: MKS Security ID: G5824M107
Meeting Date: JUL 14, 2010 Meeting Type: Annual
Record Date: JUL 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Stuart Rose as Director For For Management
5 Elect Marc Bolland as Director For For Management
6 Elect John Dixon as Director For For Management
7 Re-elect Martha Fox as Director For For Management
8 Re-elect Steven Holliday as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
10 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Authorise EU Political Donations and For For Management
Expenditure
16 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
MARUBENI CORP.
Ticker: 8002 Security ID: J39788138
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katsumata, Nobuo For For Management
1.2 Elect Director Asada, Teruo For For Management
1.3 Elect Director Sekiyama, Mamoru For For Management
1.4 Elect Director Ota, Michihiko For For Management
1.5 Elect Director Kawai, Shinji For For Management
1.6 Elect Director Sonobe, Shigemasa For For Management
1.7 Elect Director Yamazoe, Shigeru For For Management
1.8 Elect Director Akiyoshi, Mitsuru For For Management
1.9 Elect Director Nomura, Yutaka For For Management
1.10 Elect Director Okada, Daisuke For For Management
1.11 Elect Director Nakamura, Yukichi For For Management
1.12 Elect Director Ogura, Toshiyuki For For Management
1.13 Elect Director Ishikawa, Shigeaki For For Management
2 Appoint Statutory Auditor Sakishima, For For Management
Takafumi
--------------------------------------------------------------------------------
MEADWESTVACO CORPORATION
Ticker: MWV Security ID: 583334107
Meeting Date: APR 18, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael E. Campbell For For Management
2 Elect Director Thomas W. Cole, Jr. For Against Management
3 Elect Director James G. Kaiser For For Management
4 Elect Director Richard B. Kelson For Against Management
5 Elect Director James M. Kilts For Against Management
6 Elect Director Susan J. Kropf For Against Management
7 Elect Director Douglas S. Luke For For Management
8 Elect Director John A. Luke, Jr. For For Management
9 Elect Director Robert C. McCormack For For Management
10 Elect Director Timothy H. Powers For Against Management
11 Elect Director Jane L. Warner For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MITSUBISHI CORP.
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 39
2.1 Elect Director Kojima, Yorihiko For For Management
2.2 Elect Director Kobayashi, Ken For For Management
2.3 Elect Director Ueda, Ryoichi For For Management
2.4 Elect Director Yano, Masahide For For Management
2.5 Elect Director Nabeshima, Hideyuki For For Management
2.6 Elect Director Nakahara, Hideto For For Management
2.7 Elect Director Fujimura, Kiyoshi For For Management
2.8 Elect Director Nagai, Yasuo For For Management
2.9 Elect Director Nomakuchi, Tamotsu For For Management
2.10 Elect Director Ito, Kunio For For Management
2.11 Elect Director Tsukuda, Kazuo For Against Management
2.12 Elect Director Kato, Ryozo For For Management
2.13 Elect Director Konno, Hidehiro For For Management
3 Appoint Statutory Auditor Noma, Osamu For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MOTOROLA MOBILITY HOLDINGS, INC.
Ticker: MMI Security ID: 620097105
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sanjay K. Jha For For Management
2 Elect Director Jon E. Barfield For Against Management
3 Elect Director William R. Hambrecht For For Management
4 Elect Director Jeanne P. Jackson For For Management
5 Elect Director Keith A. Meister For Against Management
6 Elect Director Thomas J. Meredith For Against Management
7 Elect Director Daniel A. Ninivaggi For For Management
8 Elect Director James R. Stengel For Against Management
9 Elect Director Anthony J. Vinciquerra For For Management
10 Elect Director Andrew J. Viterbi For For Management
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory Q. Brown For For Management
2 Elect Director William J. Bratton For For Management
3 Elect Director David W. Dorman For Against Management
4 Elect Director Michael V. Hayden For For Management
5 Elect Director Vincent J. Intrieri For Against Management
6 Elect Director Judy C. Lewent For For Management
7 Elect Director Samuel C. Scott III For Against Management
8 Elect Director John A. White For For Management
9 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Amend Omnibus Stock Plan For For Management
12 Ratify Auditors For For Management
13 Amend Human Rights Policies Against Against Shareholder
--------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MSI Security ID: 620076109
Meeting Date: NOV 29, 2010 Meeting Type: Special
Record Date: OCT 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Amend Certificate of Incorporation to For For Management
Effect Reverse Stock Split and Reduce
Proportionately the Number of Common
Shares
--------------------------------------------------------------------------------
MTR CORPORATION LTD
Ticker: 00066 Security ID: Y6146T101
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Alasdair George Morrison as For For Management
Director
3b Reelect Edward Ho Sing-tin as Director For For Management
3c Reelect Ng Leung-sing as Director For For Management
3d Reelect Abraham Shek Lai-him as For For Management
Director
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Receive Supervisory Board, Corporate None None Management
Governance, and Remuneration Report for
Fiscal 2010 (Non-Voting)
1b Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 6.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Approve Remuneration System for For For Management
Management Board Members
6 Elect Annika Falkengren to the For For Management
Supervisory Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Employee Stock Purchase Plan; For For Management
Approve Creation of EUR 10 Million Pool
of Capital for Employee Stock Purchase
Plan
--------------------------------------------------------------------------------
OWENS CORNING ��
Ticker: OC Security ID: 690742101
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gaston Caperton For Withhold Management
1.2 Elect Director Ann Iverson For Withhold Management
1.3 Elect Director Joseph F. Neely For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
POSCO
Ticker: 5490 Security ID: Y70750115
Meeting Date: FEB 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Annual Dividend of KRW 10,000 per Share
2 Amend Articles of Incorporation For For Management
3.1.1 Elect Nam Yong as Outside Director For For Management
3.1.2 Elect Byun Dae-Gyu as Outside Director For For Management
3.1.3 Elect Park Sang-Kil as Outside Director For For Management
3.2.1 Elect Kim Byung-Ki as Member of Audit For For Management
Committee
3.2.2 Elect Park Sang-Kil as Member of Audit For For Management
Committee
3.3.1 Reelect Choi Jong-Tae as Inside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
PROLOGIS
Ticker: PLD Security ID: 743410102
Meeting Date: JUN 01, 2011 Meeting Type: Special
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RIO TINTO LTD. (FORMERLY CRA LTD.)
Ticker: RIO Security ID: Q81437107
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAY 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept the Financial Statements and For For Management
Statutory Reports for the Year Ended
Dec. 31, 2010
2 Approve the Remuneration Report for the For Against Management
Year Ended Dec. 31, 2010
3 Elect Tom Albanese as a Director For For Management
4 Elect Robert Brown as a Director For For Management
5 Elect Vivienne Cox as a Director For For Management
6 Elect Jan du Plessis as a Director For For Management
7 Elect Guy Elliott as a Director For For Management
8 Elect Michael Fitzpatrick as a Director For For Management
9 Elect Ann Godbehere as a Director For For Management
10 Elect Richard Goodmanson as a Director For For Management
11 Elect Andrew Gould as a Director For For Management
12 Elect Lord Kerr as a Director For For Management
13 Elect Paul Tellier as a Director For For Management
14 Elect Sam Walsh as a Director For For Management
15 Elect Stephen Mayne as a Director Against Against Shareholder
16 Approve the Reappointment of For For Management
PricewaterhouseCoopers LLP as Auditors
of Rio Tinto plc and Authorize the
Audit Committee to Fix the Auditors'
Remuneration
17 Approve the Amendments to Each of the For For Management
Rio Tinto Ltd and Rio Tinto plc
Performance Share Plan 2004
18 Approve the Renewal of the Off-Market For For Management
and On-Market Share Buyback Authorities
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Re-elect Tom Albanese as Director For For Management
4 Re-elect Robert Brown as Director For For Management
5 Re-elect Vivienne Cox as Director For For Management
6 Re-elect Jan du Plessis as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Michael Fitzpatrick as For For Management
Director
9 Re-elect Ann Godbehere as Director For For Management
10 Re-elect Richard Goodmanson as Director For For Management
11 Re-elect Andrew Gould as Director For For Management
12 Re-elect Lord Kerr as Director For For Management
13 Re-elect Paul Tellier as Director For For Management
14 Re-elect Sam Walsh as Director For For Management
15 Elect Stephen Mayne Against Against Shareholder
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Their
Remuneration
17 Amend Performance Share Plan For For Management
18 Amend Share Ownership Plan For For Management
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 5,000 per Common Share
and KRW 5,050 per Preferred Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG SDI CO.
Ticker: 006400 Security ID: Y74866107
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 1,600 per Common Share
and KRW 1,650 per Preferred Share
2 Elect One Inside Director and One For For Management
Outside Director (Bundled)
3 Elect Members of Audit Committee For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SCHRODERS PLC
Ticker: SDR Security ID: G7860B102
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAY 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Michael Dobson as Director For For Management
5 Re-elect Massimo Tosato as Director For For Management
6 Re-elect Andrew Beeson as Director For For Management
7 Re-elect Bruno Schroder as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
9 Authorise Board to Fix Remuneration of For For Management
Auditors
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Approve Equity Compensation Plan 2011 For For Management
12 Approve Share Option Plan 2011 For For Management
13 Authorise Market Purchase For For Management
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SEKISUI CHEMICAL CO. LTD.
Ticker: 4204 Security ID: J70703137
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2.1 Elect Director Negishi, Naofumi For For Management
2.2 Elect Director Matsunaga, Takayoshi For For Management
2.3 Elect Director Koge, Teiji For For Management
2.4 Elect Director Kubo, Hajime For For Management
2.5 Elect Director Takami, Kozo For For Management
2.6 Elect Director Uenoyama, Satoshi For For Management
2.7 Elect Director Okubo, Naotake For For Management
2.8 Elect Director Tsuji, Toru For For Management
2.9 Elect Director Nagashima, Toru For For Management
3 Appoint Statutory Auditor Onishi, For For Management
Hirofumi
4 Approve Stock Option Plan For For Management
5 Approve Takeover Defense Plan (Poison For For Management
Pill)
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director K. Burnes For For Management
2 Elect Director P. Coym For For Management
3 Elect Director P. De Saint-Aignan For For Management
4 Elect Director A. Fawcett For Against Management
5 Elect Director D. Gruber For For Management
6 Elect Director L. Hill For Against Management
7 Elect Director J. Hooley For For Management
8 Elect Director R. Kaplan For Against Management
9 Elect Director C. LaMantia For For Management
10 Elect Director R. Sergel For Against Management
11 Elect Director R. Skates For For Management
12 Elect Director G. Summe For For Management
13 Elect Director R. Weissman For Against Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Approve Executive Incentive Bonus Plan For For Management
17 Ratify Auditors For For Management
18 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Olaug Svarva as Chairman of For For Management
Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Registration of Attending Shareholders None None Management
and Proxies
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 6.25 per
Share
7 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
8 Approve Remuneration of Auditors For For Management
9 Approve Remuneration of Corporate For For Management
Assembly in the Amount of NOK 103,500
for Chair, NOK 54,500 for Vice Chair,
NOK 38,250 for Other Members, and NOK
5,500 Per Meeting for Deputy Members
10 Elect Ingrid Rasmussen as Member of For For Management
Nominating Committee
11 Approve Remuneration of Nominating For For Management
Committee in the Amount of NOK 10,400
Per Meeting for Chair and NOK 7,700 Per
Meeting for Other Members
12 Authorize Repurchase and Reissuance of For Against Management
Shares up to a Nominal Value of NOK 20
Million in Connection with Share Saving
Scheme for Employees
13 Authorize Repurchase of Shares up to a For For Management
Nominal Value of NOK 187.5 Million and
Cancellation of Repurchased Shares
14 Adjustments in the Marketing For For Management
Instructions for Statoil ASA
15 Amend Articles Re: Number of Board For For Management
Members and Board Term; Proxy Voting;
Guidelines for Nominating Committee
16 Approve Guidelines for Nominating For For Management
Committee
17 Withdraw Company From Tar Sands Against Against Shareholder
Activities in Canada
--------------------------------------------------------------------------------
STMICROELECTRONICS NV
Ticker: STM Security ID: N83574108
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Report of Supervisory Board None None Management
(Non-Voting)
4a Approve Financial Statements For For Management
4b Approve Dividends of USD 0.40 Per Share For For Management
4c Approve Discharge of Management Board For For Management
4d Approve Discharge of Supervisory Board For For Management
5 Reelect Carlo Bozotto to Executive For For Management
Board
6 Approve Stock Award to CEO For Against Management
7a Reelect Didier Lombard to Supervisory For Against Management
Board
7b Reelect Tom de Waard to Supervisory For Against Management
Board
7c Reelect Bruno Steve to Supervisory For Against Management
Board
7d Elect Jean d'Arthuys to Supervisory For Against Management
Board
7e Elect Jean-Georges Malcor to For For Management
Supervisory Board
7f Eelect Alessandro Rivera to Supervisory For Against Management
Board
8 Ratify PwC as Auditors For For Management
9 Approve Three-Year Stock-Based For Against Management
Compensation Plan for Members of
Supervisory Board
10 Grant Supervisory Board Authority to For Against Management
Issue Shares Up To 10 Percent of Issued
Capital Plus Additional 15 Percent in
Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
11 Authorize Repurchase of Shares For For Management
12 Allow Questions None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
STOCKLAND
Ticker: SGP Security ID: Q8773B105
Meeting Date: OCT 19, 2010 Meeting Type: Annual
Record Date: OCT 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Elect Carol Schwartz as a Director For For Management
3 Elect Duncan Boyle as a Director For For Management
4 Elect Barry Neil as a Director For For Management
5 Elect Graham Bradley as a Director For For Management
6 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
7 Approve the Grant of 1.03 Million For For Management
Performance Rights to Matthew Quinn,
Managing Director Under the Stockland
Performance Rights Plan
--------------------------------------------------------------------------------
SUMITOMO CORP.
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Oka, Motoyuki For For Management
2.2 Elect Director Kato, Susumu For For Management
2.3 Elect Director Omori, Kazuo For For Management
2.4 Elect Director Arai, Shunichi For For Management
2.5 Elect Director Moriyama, Takahiro For For Management
2.6 Elect Director Hamada, Toyosaku For For Management
2.7 Elect Director Nakamura, Kuniharu For For Management
2.8 Elect Director Kawahara, Takuro For For Management
2.9 Elect Director Osawa, Yoshio For For Management
2.10 Elect Director Abe, Yasuyuki For For Management
2.11 Elect Director Sasaki, Shinichi For For Management
2.12 Elect Director Doi, Masayuki For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
4 Approve Stock Option Plan For For Management
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: SEP 20, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen M. Bennett For For Management
2 Elect Director Michael A. Brown For For Management
3 Elect Director William T. Coleman, III For For Management
4 Elect Director Frank E. Dangeard For For Management
5 Elect Director Geraldine B. Laybourne For For Management
6 Elect Director David L. Mahoney For For Management
7 Elect Director Robert S. Miller For For Management
8 Elect Director Enrique Salem For For Management
9 Elect Director Daniel H. Schulman For For Management
10 Elect Director John W. Thompson For For Management
11 Elect Director V. Paul Unruh For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
TECK RESOURCES LIMITED
Ticker: TCK.B Security ID: 878742204
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect I. Abe as Director For For Management
1.2 Elect M.M. Ashar as Director For For Management
1.3 Elect J. B. Aune as Director For For Management
1.4 Elect J. H. Bennett as Director For For Management
1.5 Elect H. J. Bolton as Director For For Management
1.6 Elect F. P. Chee as Director For For Management
1.7 Elect J. L. Cockwell as Director For For Management
1.8 Elect N. B. Keevil as Director For For Management
1.9 Elect N. B. Keevil III as Director For For Management
1.10 Elect T. Kuriyama as Director For For Management
1.11 Elect D. R. Lindsay as Director For For Management
1.12 Elect J. G. Rennie as Director For For Management
1.13 Elect W.S.R. Seyffert as Director For For Management
1.14 Elect C. M. Thompson as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
TELENOR ASA
Ticker: TEL Security ID: R21882106
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For For Management
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 3.80 per
Share
4 Approve Remuneration of Auditors For For Management
5 Receive and Approve Remuneration Policy For Against Management
And Other Terms of Employment For
Executive Management
6 Approve NOK 298.17 Million Reduction in For For Management
Share Capital via Cancellation of 22.88
Million Shares and Redemption of 26.82
Million Shares Owned by the Kingdom of
Norway
7.1 Authorize Repurchase of up to 83 For For Management
Million Shares and Cancellation of
Repurchased Shares
7.2 Authorize Repurchase of up to 1 Million For Against Management
Shares and Reissuance of Repurchased
Shares in Connection with Incentive
Programs
8 Elect Korssjoen, Devold, Lium, For Against Management
Myrmel-Johansen, Ritterberg,
Skjaevestad, Strandenes, Svarva,
Sandvik, and Seres as Members of
Corporate Assembly; Elect Olsen, Holth,
and Molleskog as Deputy Members
9 Elect Mette Wikborg and Rune Selmar as For For Management
Members of Nominating Committee
10 Approve Remuneration of Members of For Against Management
Corporate Assembly
--------------------------------------------------------------------------------
THE BRITISH LAND COMPANY PLC
Ticker: BLND Security ID: G15540118
Meeting Date: JUL 16, 2010 Meeting Type: Annual
Record Date: JUL 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Dido Harding as Director For For Management
4 Elect Charles Maudsley as Director For For Management
5 Elect Richard Pym as Director For For Management
6 Elect Stephen Smith as Director For For Management
7 Re-elect Clive Cowdery as Director For For Management
8 Re-elect Robert Swannell as Director For For Management
9 Reappoint Deloitte LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise EU Political Donations and For For Management
Expenditure
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase For For Management
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
16 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC.
Ticker: MHP Security ID: 580645109
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pedro Aspe For For Management
2 Elect Director Winfried Bischoff For For Management
3 Elect Director Douglas N. Daft For For Management
4 Elect Director William D. Green For For Management
5 Elect Director Linda Koch Lorimer For For Management
6 Elect Director Harold McGraw III For For Management
7 Elect Director Robert P. McGraw For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Michael Rake For For Management
10 Elect Director Edward B. Rust, Jr. For For Management
11 Elect Director Kurt L. Schmoke For For Management
12 Elect Director Sidney Taurel For For Management
13 Provide Right to Call Special Meeting For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Ratify Auditors For For Management
17 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
TOSHIBA CORP.
Ticker: 6502 Security ID: J89752117
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nishida, Atsutoshi For For Management
1.2 Elect Director Sasaki, Norio For For Management
1.3 Elect Director Muromachi, Masashi For For Management
1.4 Elect Director Muraoka, Fumio For For Management
1.5 Elect Director Horioka, Hiroshi For For Management
1.6 Elect Director Hirabayashi, Hiroshi For For Management
1.7 Elect Director Sasaki, Takeshi For For Management
1.8 Elect Director Kosugi, Takeo For For Management
1.9 Elect Director Shimomitsu, Hidejiro For For Management
1.10 Elect Director Tanaka, Hisao For For Management
1.11 Elect Director Kitamura, Hideo For For Management
1.12 Elect Director Watanabe, Toshiharu For For Management
1.13 Elect Director Kubo, Makoto For For Management
2 Amend Articles to Require Against Against Shareholder
Investigation, Disclosure to Mainichi
Shimbun of Work Logs Used in Fraudulent
Billing of NEDO
3 Amend Articles to Require Against Against Shareholder
Investigation, Disclosure to Yomiuri
Shimbun of Employee's Refusal Document
to Fabricate Work Logs Used in Behind
Fraudulent Billing of NEDO
4 Amend Articles to Require Against Against Shareholder
Investigation, Disclosure to Asahi
Shimbun of Keihin Office Head Warned
About Fraudulent Billing of NEDO
5 Amend Articles to Require Against Against Shareholder
Investigation, Disclosure to Sankei
Shimbun of Sr. VP of Energy System
Group Who Oversaw Keihin Office
6 Amend Articles to Require Against Against Shareholder
Investigation, Disclosure to Nihon
Keizai Shimbun of Document Notifying
Then-President Sato of Fraudulent
Billing of NEDO
7 Amend Articles to Require Against Against Shareholder
Investigation, Disclosure to Mainichi
Shimbun of M.O. and Employee Criminal
Awareness in Fraudulent Billing of NEDO
8 Amend Articles to Require Against Against Shareholder
Investigation, Disclosure to Yomiuri
Shimbun of Organized Crime, Coverup 1
(Keihin Office), Coverup 2
(Headquarters), Coverup 3 (Unexplained
Punishments)
9 Amend Articles to Require Against Against Shareholder
Investigation, Disclosure to Asahi
Shimbun of Seven Measures Taken by
Headquarters in NEDO Affair
10 Amend Articles to Require Against Against Shareholder
Investigation, Disclosure to Sankei
Shimbun of NEDO Findings, Toshiba
Reaction, Costs, Damage in NEDO Affair
11 Amend Articles to Require Against Against Shareholder
Investigation, Disclosure to Nihon
Keizai Shimbun of Who Was Responsible
for the NEDO Affair and Coverup
12 Amend Articles to Require Detailed Against Against Shareholder
Answers to All Questions at Shareholder
Meetings
13 Amend Articles to Prohibit Deeming Against For Shareholder
Non-Votes as Votes FOR Management
Proposals, AGAINST Shareholder
Proposals
14 Amend Articles to Systematize and Against Against Shareholder
Disclose Punitive Action Against
Directors
15 Amend Articles to Require Detailed Against Against Shareholder
Historical Disclosure of Director and
Officer Punitive Action
16 Amend Articles to Require Disclosure to Against Against Shareholder
Mainichi Shimbun of Specific
Accomplishments and Compensation of
Each Officer, and Costs Incurred in
their Hiring
17 Amend Articles to Require Disclosure to Against Against Shareholder
Yomiuri Shimbun of Reasons for
Retaining, Specific
Tasks/Accomplishments, Compensation and
Cost Incurred to Recruit Consultants
and Friends of the Firm
18 Amend Articles to Require Disclosure to Against Against Shareholder
Asahi Shimbun of Number, Positions
Held, Origin Agencies of All Hires of
Civil Servants, with Annual Breakdown
of Revenue from Each Agency
19 �� Amend Articles to Mandate JPY 2200 an Against Against Shareholder
Hour Minimum Wage to Temporary Workers
20 Amend Articles to Mandate JPY 5 per Against Against Shareholder
Share Minimum Dividend per Year for
Five Years
21.1 Appoint Shareholder Nominee Watanabe, Against Against Shareholder
Seigo to the Board
21.2 Appoint Shareholder Nominee Koyama, Against Against Shareholder
Yoshio to the Board
21.3 Appoint Shareholder Nominee Ozono, Jiro Against Against Shareholder
to the Board
21.4 Appoint Shareholder Nominee Shintani, Against Against Shareholder
Masataka to the Board
21.5 Appoint Shareholder Nominee Isu, Against Against Shareholder
Yuichiro to the Board
21.6 Appoint Shareholder Nominee Tanigawa, Against Against Shareholder
Kazuo to the Board
21.7 Appoint Shareholder Nominee Hatano, Against Against Shareholder
Koichi to the Board
21.8 Appoint Shareholder Nominee Miki, Against Against Shareholder
Yoshiaki to the Board
21.9 Appoint Shareholder Nominee Sasaki, Against Against Shareholder
Tomohiko to the Board
21.10 Appoint Shareholder Nominee Miyamoto, Against Against Shareholder
Toshiki to the Board
21.11 Appoint Shareholder Nominee Oshima, Against Against Shareholder
Toshiyuki to the Board
21.12 Appoint Shareholder Nominee Sato, Fumio Against Against Shareholder
to the Board
21.13 Appoint Shareholder Nominee Nishimuro, Against Against Shareholder
Taizo to the Board
21.14 Appoint Shareholder Nominee Okamura, Against Against Shareholder
Tadashi to the Board
21.15 Appoint Shareholder Nominee Shimagami, Against Against Shareholder
Kiyoaki to the Board
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 13, 2011 Meeting Type: Annual/Special
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.28 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Patricia Barbizet as Director For Against Management
7 Reelect Paul Desmarais Jr. as Director For Against Management
8 Reelect Claude Mandil as Director For For Management
9 Elect Marie-Christine Coisne as For For Management
Director
10 Elect Barbara Kux as Director For For Management
11 Authorize up to 0.8 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
A Amend Article 9 of Bylaws Re: Share Against Against Shareholder
Ownership Disclosure Threshold
Publication
--------------------------------------------------------------------------------
UNIBAIL RODAMCO
Ticker: UL Security ID: F95094110
Meeting Date: APR 27, 2011 Meeting Type: Annual/Special
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 5.30 per Share
4 Approve Transfer from Distributable For For Management
Reserves and Premium Account to
Shareholders for an Amount of EUR 2.70
per Share
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Reelect Yves Lyon-Caen as Supervisory For For Management
Board Member
7 Reelect Robert Ter Haar as Supervisory For For Management
Board Member
8 Elect Jose Luis Duran as Supervisory For For Management
Board Member
9 Elect Marella Moretti as Supervisory For For Management
Board Member
10 Elect Herbert Schimetschek as For For Management
Supervisory Board Member
11 Renew Appointment of Ernst and Young For For Management
Audit as Auditor
12 Appoint Deloitte et Associes as Auditor For For Management
13 Appoint Auditex as Alternate Auditor For For Management
14 Appoint BEAS as Alternate Auditor For For Management
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75 Million
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 45 Million
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote under Items 17 and 18 Above
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
21 Approve Employee Stock Purchase Plan For For Management
22 Authorize up to 3 Percent of Issued For For Management
Capital for Use in Stock Option Plan
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
UNIBAIL RODAMCO SE
Ticker: UL Security ID: F95094110
Meeting Date: SEP 08, 2010 Meeting Type: Special
Record Date: SEP 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer from Premium Account For For Management
to Shareholders for an Amount of EUR 20
per Share
2 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Paul Polman as Director For For Management
4 Re-elect Jean-Marc Huet as Director For For Management
5 Re-elect Louise Fresco as Director For For Management
6 Re-elect Ann Fudge as Director For For Management
7 Re-elect Charles Golden as Director For For Management
8 Re-elect Byron Grote as Director For For Management
9 Re-elect Hixonia Nyasulu as Director For For Management
10 Re-elect Sir Malcolm Rifkind as For For Management
Director
11 Re-elect Kees Storm as Director For For Management
12 Re-elect Michael Treschow as Director For For Management
13 Re-elect Paul Walsh as Director For For Management
14 Elect Sunil Bharti Mittal as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC
Ticker: UU. Security ID: G92755100
Meeting Date: JUL 23, 2010 Meeting Type: Annual
Record Date: JUL 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Charlie Cornish as Director For For Management
5 Re-elect Dr Catherine Bell as Director For For Management
6 Re-elect Nick Salmon as Director For For Management
7 Reappoint Deloitte LLP as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase For For Management
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Adopt New Articles of Association For For Management
14 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 23, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Rodger A. Lawson For For Management
7 Elect Director Douglas W. Leatherdale For For Management
8 Elect Director Glenn M. Renwick For For Management
9 Elect Director Kenneth I. Shine For For Management
10 Elect Director Gail R. Wilensky For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Approve Omnibus Stock Plan For Against Management
14 Amend Qualified Employee Stock Purchase For For Management
Plan
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 27, 2010 Meeting Type: Annual
Record Date: JUL 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Re-elect Michel Combes as Director �� For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Stephen Pusey as Director For For Management
8 Re-elect Alan Jebson as Director For For Management
9 Re-elect Samuel Jonah as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
VOLVO AB
Ticker: VOLVB Security ID: 928856301
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Sven Unger as Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Board and Committee Reports None None Management
8 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report; Receive CEO's Review
9 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 2.50 per Share
11 Approve Discharge of Board and For Did Not Vote Management
President
12 Determine Number of Members (9) and For Did Not Vote Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.8 Million for the
Chairman and SEK 600,000 for Other
Members; Approve Remuneration for
Committee Work
14 Reelect Peter Bijur, Jean-Baptiste For Did Not Vote Management
Duzan, Leif Johansson, Hanne de Mora,
Anders Nyren, Louis Schweitzer (Chair),
Ravi Venkatesan, Lars Westerberg, and
Ying Yeh as Directors
15 Elect Louis Schweitzer, Jean-Baptiste For Did Not Vote Management
Duzan, Carl-Olof By, Lars Forberg, and
Hakan Sandberg as Members of Nominating
Committee; Approve Omission of
Remuneration of Nominating Committee
16 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
17 Amend Articles Re: Share Classes and None Did Not Vote Shareholder
Share Limits; Allow Voluntary
Conversion of Class-A Shares into
Class-B Shares
18a Approve 2011-2013 Share Matching Plan For Did Not Vote Management
18b Approve Transfer of Shares to For Did Not Vote Management
Participants of the 2011-2013 Share
Matching Plan
--------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD.
Ticker: WPL Security ID: 980228100
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
2(a) Elect Michael Chaney as a Director For For Management
2(b) Elect David Ian McEvoy as a Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Amendments to the Company's For For Management
Constitution
5 Approve the Amendment to the Company's Against Against Shareholder
Constitution Proposed by the Climate
Advocacy Shareholder Group
--------------------------------------------------------------------------------
XSTRATA PLC
Ticker: XTA Security ID: G9826T102
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAY 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For Against Management
4 Re-elect Mick Davis as Director For For Management
5 Re-elect Dr Con Fauconnier as Director For For Management
6 Re-elect Ivan Glasenberg as Director For For Management
7 Re-elect Peter Hooley as Director For For Management
8 Re-elect Claude Lamoureux as Director For For Management
9 Re-elect Trevor Reid as Director For For Management
10 Re-elect Sir Steve Robson as Director For For Management
11 Re-elect David Rough as Director For For Management
12 Re-elect Ian Strachan as Director For For Management
13 Re-elect Santiago Zaldumbide as For For Management
Director
14 Elect Sir John Bond as Director For For Management
15 Elect Aristotelis Mistakidis as For For Management
Director
16 Elect Tor Peterson as Director For For Management
17 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorise Their Remuneration
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise the Company to Call EGM with For For Management
Not Less Than 20 Clear Days' Notice
======================== DREYFUS NATURAL RESOURCES FUND ========================
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Klaus Kleinfeld For Withhold Management
1.2 Elect Director James W. Owens For Withhold Management
1.3 Elect Director Ratan N. Tata For Withhold Management
2 Ratify Auditor For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Executive Incentive Bonus Plan For For Management
6 Reduce Supermajority Vote Requirement For For Management
Relating to Fair Price Protection
7 Reduce Supermajority Vote Requirement For For Management
Relating to Director Elections
8 Reduce Supermajority Vote Requirement For For Management
Relating to the Removal of Directors
9 Provide Right to Act by Written Consent Against For Shareholder
10 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC.
Ticker: ANR Security ID: 02076X102
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Quillen For For Management
1.2 Elect Director William J. Crowley, Jr. For Withhold Management
1.3 Elect Director Kevin S. Crutchfield For For Management
1.4 Elect Director E. Linn Draper, Jr. For Withhold Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director P. Michael Giftos For For Management
1.7 Elect Director Joel Richards, III For Withhold Management
1.8 Elect Director James F. Roberts For For Management
1.9 Elect Director Ted G. Wood For Withhold Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
5 Report on Efforts to Reduce Pollution Against Against Shareholder
From Products and Operations
--------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC.
Ticker: ANR Security ID: 02076X102
Meeting Date: JUN 01, 2011 Meeting Type: Special
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase Authorized Common For For Management
Stock
2 Issue Shares in Connection with For For Management
Acquisition
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Butler, Jr. For For Management
2 Elect Director Kevin P. Chilton For For Management
3 Elect Director Luke R. Corbett For For Management
4 Elect Director H. Paulett Eberhart For For Management
5 Elect Director Preston M. Geren, III For Against Management
6 Elect Director John R. Gordon For Against Management
7 Elect Director James T. Hackett For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
11 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
12 Require Independent Board Chairman Against Against Shareholder
13 Pro-rata Vesting of Equity Plans Against For Shareholder
14 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director G. Steven Farris For Against Management
2 Elect Director Randolph M. Ferlic For Against Management
3 Elect Director A.D. Frazier, Jr. For Against Management
4 Elect Director John A. Kocur For Against Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Increase Authorized Common Stock For For Management
9 Increase Authorized Preferred Stock For Against Management
10 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BALL CORPORATION
Ticker: BLL Security ID: 058498106
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Hayes For Withhold Management
1.2 Elect Director George M. Smart For Withhold Management
1.3 Elect Director Theodore M. Solso For Withhold Management
1.4 Elect Director Staurt A. Taylor II For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Reincorporate in Another State Against For Shareholder
[Delaware]
--------------------------------------------------------------------------------
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: BHP Security ID: 088606108
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: SEP 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Financial Statements and For For Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2 Elect John Buchanan as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
3 Elect David Crawford as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
4 Elect Keith Rumble as a Director of BHP For For Management
Billiton Ltd and BHP Billiton Plc
5 Elect John Schubert as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
6 Elect Jacques Nasser as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
7 Elect Malcolm Broomhead as a Director For For Management
of BHP Billiton Ltd and BHP Billiton
Plc
8 Elect Carolyn Hewson as a Director of For For Management
BHP Billiton Ltd and BHP Billiton Plc
9 Appoint KPMG Audit Plc as Auditors of For For Management
BHP Billiton Plc
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights Up to an Amount of
$277.98 Million
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights Up to an Aggregate
Nominal Amount of $55.78 Million
12 Approve the Repurchase of Up to 223.11 For For Management
Million Shares in BHP Billiton Plc
13 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
14 Approve the Amendments to the BHP For For Management
Billiton Ltd Long Term Incentive Plan
and to the BHP Billiton Plc Long Term
Incentive Plan
15 Approve the Grant of Deferred Shares For For Management
and Options Under the BHP Billiton Ltd
Group Incentive Scheme and Performance
Shares Under the BHP Billiton Ltd Long
Term Incentive Plan to Marius Kloppers,
Executive Director
16 Approve the Amendments to Constitution For For Management
of BHP Billiton Ltd
17 Approve the Amendments to the Articles For For Management
of Association of BHP Billiton Plc
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter J. Fluor For Against Management
2 Elect Director Jack B. Moore For For Management
3 Elect Director David Ross For For Management
4 Ratify Auditors For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Amend Omnibus Stock Plan For For Management
7 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect C.M. Best, S.W. Laut, N.M. For For Management
Edwards, Keith A.J. MacPhail, T.W.
Faithfull, A.P. Markin, G.A. Filmon,
F.J. McKenna, C.L. Fong, J.S. Palmer,
G.D. Giffin, E.R. Smith, W.A. Gobert,
and D.A. Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A.J. MacPhail For For Management
1.10 Elect Director Allan P. Markin For For Management
1.11 Elect Director Frank J. McKenna For For Management
1.12 Elect Director James S. Palmer For For Management
1.13 Elect Director Eldon R. Smith For For Management
1.14 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.F. Deily For For Management
2 Elect Director R.E. Denham For For Management
3 Elect Director R.J. Eaton For For Management
4 Elect Director C. Hagel For For Management
5 Elect Director E. Hernandez For For �� Management
6 Elect Director G.L. Kirkland For For Management
7 Elect Director D.B. Rice For For Management
8 Elect Director K.W. Sharer For For Management
9 Elect Director C.R. Shoemate For For Management
10 Elect Director J.G. Stumpf For For Management
11 Elect Director R.D. Sugar For For Management
12 Elect Director C. Ware For Against Management
13 Elect Director J.S. Watson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
18 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
19 Include Sustainability as a Performance Against Against Shareholder
Measure for Senior Executive
Compensation
20 Adopt Guidelines for Country Selection Against Against Shareholder
21 Report on Financial Risks of Climate Against Against Shareholder
Change
22 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
23 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy A. Leach For For Management
1.2 Elect Director William H. Easter III For Withhold Management
1.3 Elect Director W. Howard Keenan, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Armitage For Against Management
2 Elect Director Richard H. Auchinleck For Against Management
3 Elect Director James E. Copeland, Jr. For Against Management
4 Elect Director Kenneth M. Duberstein For Against Management
5 Elect Director Ruth R. Harkin For Against Management
6 Elect Director Harold W. McGraw III For Against Management
7 Elect Director James J. Mulva For Against Management
8 Elect Director Robert A. Niblock For Against Management
9 Elect Director Harald J. Norvik For Against Management
10 Elect Director William K. Reilly For Against Management
11 Elect Director Victoria J. Tschinkel For Against Management
12 Elect Director Kathryn C. Turner For Against Management
13 Elect Director William E. Wade, Jr. For Against Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Approve Omnibus Stock Plan For Against Management
18 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
19 Report on Political Contributions Against Against Shareholder
20 Report on Lobbying Expenses Against Against Shareholder
21 Report on Accident Risk Reduction Against Against Shareholder
Efforts
22 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
23 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
24 Report on Financial Risks of Climate Against Against Shareholder
Change
25 Report on Environmental Impact of Oil Against Against Shareholder
Sands Operations in Canada
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For Withhold Management
1.2 Elect Director John Whitmire For Withhold Management
1.3 Elect Director Philip W. Baxter For Withhold Management
1.4 Elect Director James E. Altmeyer, Sr. For Withhold Management
1.5 Elect Director William E. Davis For Withhold Management
1.6 Elect Director Raj K. Gupta For Withhold Management
1.7 Elect Director Patricia A. Hammick For Withhold Management
1.8 Elect Director David C. Hardesty, Jr. For Withhold Management
1.9 Elect Director John T. Mills For Withhold Management
1.10 Elect Director William P. Powell For Withhold Management
1.11 Elect Director Joseph T. Williams For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
--------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. R. Sanders, Jr. For For Management
1.2 Elect Director Robert J. Grant For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For Withhold Management
1.2 Elect Director John W. Conway For Withhold Management
1.3 Elect Director Arnold W. Donald For Withhold Management
1.4 Elect Director William G. Little For Withhold Management
1.5 Elect Director Hans J. Loliger For Withhold Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Josef M. Muller For For Management
1.8 Elect Director Thomas A. Ralph For Withhold Management
1.9 Elect Director Hugues du Rouret For Withhold Management
1.10 Elect Director Jim L. Turner For Withhold Management
1.11 Elect Director William S. Urkiel For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 23, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James S. Tisch For For Management
2 Elect Director Lawrence R. Dickerson For For Management
3 Elect Director John R. Bolton For For Management
4 Elect Director Charles L. Fabrikant For For Management
5 Elect Director Paul G. Gaffney II For For Management
6 Elect Director Edward Grebow For For Management
7 Elect Director Herbert C. Hofmann For For Management
8 Elect Director Andrew H. Tisch For For Management
9 Elect Director Raymond S. Troubh For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Humberto P. Alfonso For For Management
2 Elect Director Michael P. Connors For For Management
3 Elect Director Howard L. Lance For For Management
4 Elect Director James P. Rogers For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
8 Declassify the Board of Directors For For Management
9 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: 29358Q109
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect J. Roderick Clark as Director For Against Management
2 Re-elect Daniel W. Rabun as Director For For Management
3 Re-elect Keith O. Rattie as Director For For Management
4 Appoint KPMG LLP as Independent For For Management
Registered Auditors of the Company
5 Reappoint KPMG Audit Plc as Auditors of For For Management
the Company
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Approve Special Dividends For For Management
8 Authorize Associated Deed of Release For For Management
for Historic Dividends
9 Authorize Release All Claims Against For For Management
Directors for Historic Dividends
10 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: 29358Q109
Meeting Date: MAY 31, 2011 Meeting Type: Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George A. Alcorn For Against Management
2 Elect Director Charles R. Crisp For Against Management
3 Elect Director James C. Day For Against Management
4 Elect Director Mark G. Papa For For Management
5 Elect Director H. Leighton Steward For Against Management
6 Elect Director Donald F. Textor For Against Management
7 Elect Director Frank G. Wisner For Against Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Pro-Rata Vesting on Equity Plans Against For Shareholder
12 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For Withhold Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For Withhold Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For Withhold Management
1.9 Elect Director S.S. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water Against Against Shareholder
9 Report on Environmental Impact of Oil Against Against Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against Against Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter J. Fluor For For Management
2 Elect Director Joseph W. Prueher For For Management
3 Elect Director Suzanne H. Woolsey For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency None One Year Management
6 Declassify the Board of Directors For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For Withhold Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For Withhold Management
1.5 Elect Director H. Devon Graham, Jr. For Withhold Management
1.6 Elect Director Charles C. Krulak For Withhold Management
1.7 Elect Director Bobby Lee Lackey For Withhold Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
GAMMON GOLD INC.
Ticker: GAM Security ID: 36467T106
Meeting Date: JUN 09, 2011 Meeting Type: Annual/Special
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Colin Benner, Ronald Smith, Rene For Withhold Management
Marion, Luis Chavez, George Elliott,
Terrence Cooper, Richard Colterjohn,
Alan R. Edwards, Joseph Spiteri as
Directors
2 Approve KPMG, LLC as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Change Company Name to AuRico Gold Inc. For For Management
4 Change Jurisdiction of Incorporation For For Management
Province of Quebec to Ontario
--------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: G Security ID: 380956409
Meeting Date: MAY 18, 2011 Meeting Type: Annual/Special
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ian W. Telfer as Director For For Management
1.2 Elect Douglas M. Holtby as Director For For Management
1.3 Elect Charles A. Jeannes as Director For For Management
1.4 Elect John P. Bell as Director For For Management
1.5 Elect Lawrence I. Bell as Director For For Management
1.6 Elect Beverley A. Briscoe as Director For For Management
1.7 Elect Peter J. Dey as Director For For Management
1.8 Elect P. Randy Reifel as Director For For Management
1.9 Elect A. Dan Rovig as Director For For Management
1.10 Elect Kenneth F. Williamson as Director For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Approve Increase in Size of Board from For For Management
10 to 12
5 Improve Human Rights Standards or Against Against Shareholder
Policies
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan M. Bennett For For Management
2 Elect Director James R. Boyd For Against Management
3 Elect Director Milton Carroll For Against Management
4 Elect Director Nance K. Dicciani For For Management
5 Elect Director S. Malcolm Gillis For For Management
6 Elect Director Abdallah S. Jum'ah For For Management
7 Elect Director David J. Lesar For For Management
8 Elect Director Robert A. Malone For Against Management
9 Elect Director J Landis Martin For For Management
10 Elect Director Debra L. Reed For Against Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Review and Assess Human Rights Policies Against Against Shareholder
15 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 02, 2011 Meeting Type: Annual
Record Date: JAN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Zeglis For Withhold Management
1.2 Elect Director William L. Armstrong For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E.E. Holiday For Against Management
2 Elect Director J.H. Mullin For For Management
3 Elect Director F.B. Walker For For Management
4 Elect Director R.N. Wilson For Against Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
8 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory H. Boyce For Against Management
2 Elect Director Pierre Brondeau For For Management
3 Elect Director Clarence P. Cazalot, Jr. For Against Management
4 Elect Director David A. Daberko For Against Management
5 Elect Director William L. Davis For Against Management
6 Elect Director Shirley Ann Jackson For Against Management
7 Elect Director Philip Lader For Against Management
8 Elect Director Charles R. Lee For Against Management
9 Elect Director Michael E. J. Phelps For Against Management
10 Elect Director Dennis H. Reilley For Against Management
11 Elect Director Seth E. Schofield For Against Management
12 Elect Director John W. Snow For Against Management
13 Elect Director Thomas J. Usher For Against Management
14 Ratify Auditors For For Management
15 Provide Right to Call Special Meeting For For Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Report on Accident Risk Reduction Against Against Shareholder
Efforts
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert E. Beauchamp For Against Management
2 Elect Director Jeffery A. Smisek For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Declassify the Board of Directors For For Management
7 Increase Authorized Common Stock For For Management
8 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lee K. Boothby For For Management
2 Elect Director Philip J. Burguieres For Against Management
3 Elect Director Pamela J. Gardner For Against Management
4 Elect Director John Randolph Kemp, lll For Against Management
5 Elect Director J. Michael Lacey For For Management
6 Elect Director Joseph H. Netherland For Against Management
7 Elect Director Howard H. Newman For Against Management
8 Elect Director Thomas G. Ricks For For Management
9 Elect Director Juanita F. Romans For For Management
10 Elect Director C. E. (Chuck) Shultz For For Management
11 Elect Director J. Terry Strange For For Management
12 Approve Omnibus Stock Plan For For Management
13 Approve Omnibus Stock Plan For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For Withhold Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Joseph A. Carrabba For For Management
1.4 Elect Director Noreen Doyle For For Management
1.5 Elect Director Veronica M. Hagen For Withhold Management
1.6 Elect Director Michael S. Hamson For For Management
1.7 Elect Director Richard T. O'Brien For For Management
1.8 Elect Director John B. Prescott For For Management
1.9 Elect Director Donald C. Roth For Withhold Management
1.10 Elect Director Simon Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For Against Management
2 Elect Director Howard I. Atkins For For Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For Against Management
5 Elect Director John E. Feick For For Management
6 Elect Director Margaret M. Foran For For Management
7 Elect Director Carlos M. Gutierrez For For Management
8 Elect Director Ray R. Irani For For Management
9 Elect Director Avedick B. Poladian For Against Management
10 Elect Director Rodolfo Segovia For Against Management
11 Elect Director Aziz D. Syriani For For Management
12 Elect Director Rosemary Tomich For Against Management
13 Elect Director Walter L. Weisman For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Review Political Expenditures and Against Against Shareholder
Processes
18 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
OWENS CORNING
Ticker: OC Security ID: 690742101
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gaston Caperton For Withhold Management
1.2 Elect Director Ann Iverson For Withhold Management
1.3 Elect Director Joseph F. Neely For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Henry F. Frigon For For Management
1.3 Elect Director Hasan Jameel For For Management
1.4 Elect Director Mark W. Kowlzan For For Management
1.5 Elect Director Samuel M. Mencoff For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director Thomas S. Souleles For For Management
1.8 Elect Director Paul T. Stecko For For Management
1.9 Elect Director James D. Woodrum For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For Withhold Management
1.2 Elect Director William A. Coley For Withhold Management
1.3 Elect Director William E. James For Withhold Management
1.4 Elect Director Robert B. Karn III For Withhold Management
1.5 Elect Director M. Frances Keeth For Withhold Management
1.6 Elect Director Henry E. Lentz For Withhold Management
1.7 Elect Director Robert A. Malone For Withhold Management
1.8 Elect Director William C. Rusnack For Withhold Management
1.9 Elect Director John F. Turner For Withhold Management
1.10 Elect Director Sandra A. Van Trease For Withhold Management
1.11 Elect Director Alan H. Washkowitz For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edison C. Buchanan For Withhold Management
1.2 Elect Director R. Hartwell Gardner For Withhold Management
1.3 Elect Director Jim A. Watson For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 12, 2011 Meeting Type: Annual/Special
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. M. Burley For For Management
1.2 Elect Director W. J. Doyle For For Management
1.3 Elect Director J. W. Estey For For Management
1.4 Elect Director C. S. Hoffman For For Management
1.5 Elect Director D. J. Howe For For Management
1.6 Elect Director A. D. Laberge For For Management
1.7 Elect Director K. G. Martell For For Management
1.8 Elect Director J. J. McCaig For For Management
1.9 Elect Director M. Mogford For For Management
1.10 Elect Director P. J. Schoenhals For For Management
1.11 Elect Director E. R. Stromberg For For Management
1.12 Elect Director E. Viyella de Paliza For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve 2011 Performance Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Camus For For Management
1.2 Elect Director Peter L.S. Currie For For Management
1.3 Elect Director Andrew Gould For For Management
1.4 Elect Director Tony Isaac For For Management
1.5 Elect Director K. Vaman Kamath For For Management
1.6 Elect Director Nikolay Kudryavtsev For For Management
1.7 Elect Director Adrian Lajous For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director Elizabeth Moler For For Management
1.10 Elect Director Leo Rafael Reif For For Management
1.11 Elect Director Tore I. Sandvold For For Management
1.12 Elect Director Henri Seydoux For For Management
1.13 Elect Director Paal Kibsgaard For For Management
1.14 Elect Director Lubna S. Olayan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Increase Authorized Common Stock For For Management
5 Adopt Plurality Voting for Contested For For Management
Election of Directors
6 Adopt and Approve Financials and For For Management
Dividends
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Esrey For For Management
1.2 Elect Director Gregory L. Ebel For For Management
1.3 Elect Director Austin A. Adams For For Management
1.4 Elect Director Paul M. Anderson For For Management
1.5 Elect Director Pamela L. Carter For For Management
1.6 Elect Director F. Anthony Comper For For Management
1.7 Elect Director Peter B. Hamilton For For Management
1.8 Elect Director Dennis R. Hendrix For For Management
1.9 Elect Director Michael Mcshane For For Management
1.10 Elect Director Joseph H. Netherland For For Management
1.11 Elect Director Michael E.J. Phelps For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Richard L. George For For Management
1.6 Elect Director Paul Haseldonckx For For Management
1.7 Elect Director John R. Huff For For Management
1.8 Elect Director Jacques Lamarre For For Management
1.9 Elect Director Brian F. MacNeill For For Management
1.10 Elect Director Maureen McCaw For For Management
1.11 Elect Director Michael W. O'Brien For For Management
1.12 Elect Director James W. Simpson For For Management
1.13 Elect Director Eira Thomas For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
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SUNOCO, INC.
Ticker: SUN Security ID: 86764P109
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris C. Casciato For For Management
1.2 Elect Director Gary W. Edwards For For Management
1.3 Elect Director Lynn L. Elsenhans For For Management
1.4 Elect Director Ursula O. Fairbairn For Withhold Management
1.5 Elect Director John P. Jones, III For Withhold Management
1.6 Elect Director James G. Kaiser For For Management
1.7 Elect Director John W. Rowe For Withhold Management
1.8 Elect Director John K. Wulff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Double Trigger on Equity Plans Against For Shareholder
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TEMPLE-INLAND INC.
Ticker: TIN Security ID: 879868107
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Larry R. Faulkner For For Management
2 Elect Director Jeffrey M. Heller For Against Management
3 Elect Director Doyle R. Simons For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
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THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945A107
Meeting Date: OCT 07, 2010 Meeting Type: Annual
Record Date: AUG 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Graber For For Management
1.2 Elect Director Emery N. Koenig For For Management
1.3 Elect Director Sergio Rial For For Management
1.4 Elect Director David T. Seaton For For Management
2 Ratify Auditors For For Management
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THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945A107
Meeting Date: MAY 11, 2011 Meeting Type: Special
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan S. Armstrong For Against Management
2 Elect Director Joseph R. Cleveland For Against Management
3 Elect Director Juanita H. Hinshaw For Against Management
4 Elect Director Frank T. MacInnis For Against Management
5 Elect Director Janice D. Stoney For Against Management
6 Elect Director Laura A. Sugg For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
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TRANSOCEAN LTD.
Ticker: RIGN Security ID: H8817H100
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For Against Management
Management
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Approve Re-allocation of Free Reserves For For Management
to Legal Reserves from Capital
Contribution
5 Approve Reduction in Share Capital and For For Management
Repayment of $3.11 per Share
6 Approve Release and Re-allocation of For For Management
Legal Reserves, Reserve from Capital
Contribution, to Dividend Reserve From
Capital Contributions
7 Approve Creation of CHF 67 Million Pool For Against Management
of Capital without Preemptive Rights
8 Approve Decrease in Size of Board For For Management
9a Reelect Jagjeet S. Bindra as Director For For Management
9b Reelect Steve Lucas as Director For For Management
9c Reelect Tan Ek Kia as Director For For Management
9d Reelect Martin B. McNamara as Director For Against Management
9e Reelect Ian C. Strachan as Director For For Management
10 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2010
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
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UNITED STATES STEEL CORPORATION
Ticker: X Security ID: 912909108
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Gephardt For Withhold Management
1.2 Elect Director Glenda G. McNeal For Withhold Management
1.3 Elect Director Graham B. Spanier For Withhold Management
1.4 Elect Director Patricia A. Tracey For Withhold Management
1.5 Elect Director John J. Engel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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WHITING PETROLEUM CORPORATION
Ticker: WLL Security ID: 966387102
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Sherwin Artus For Withhold Management
1.2 Elect Director Phillip E. Doty For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
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YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peter Marrone as Director For For Management
1.2 Elect Patrick J. Mars as Director For For Management
1.3 Elect John Begeman as Director For For Management
1.4 Elect Alexander Davidson as Director For For Management
1.5 Elect Richard Graff as Director For For Management
1.6 Elect Robert Horn as Director For For Management
1.7 Elect Nigel Lees as Director For For Management
1.8 Elect Juvenal Mesquita Filho as For For Management
Director
1.9 Elect Carl Renzoni as Director For For Management
1.10 Elect Antenor F. Silva, Jr. as Director For For Management
1.11 Elect Dino Titaro as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dreyfus Opportunity Funds
By: /s/ Bradley J. Skapyak |
Bradley J. Skapyak President |
Date: | August 23, 2011 |
|
