UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
May 5, 2016
Date of Report (Date of earliest event reported)
GlobalSCAPE, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 001-33601 | 74-2785449 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
4500 Lockhill Selma Road, Suite 150
San Antonio, Texas 78249
(210) 308-8267
(Address of principal executive offices and Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders
At the GlobalSCAPE, Inc. Annual Meeting of stockholders held on May 5, 2016, the stockholders approved the four proposals listed below based upon the indicated voting results. These proposals are described in detail in the Company’s proxy statement.
| 1. | Election of Directors. |
| Name | | Votes For | | Votes Withheld | | Broker Non-Votes |
| Frank M. Morgan | | 12,002,085 | | 230,166 | | 6,460,329 |
| Thomas E. Hicks | | 11,942,031 | | 290,220 | | 6,460,329 |
| 2. | Ratification of the appointment of Padgett, Stratemann & Co., L.L.P. as the Company’s independent registered public accounting firm for the year ending December 31, 2016. |
| Votes For | | | Votes Against | | | Abstentions |
| 18,175,954 | | | 412,875 | | | 103,751 |
| 3. | To approve, by advisory vote, the compensation of the Company’s executives named in the Summary Compensation table as disclosed in the Proxy Statement. |
| Votes For | | Votes Against | | Abstentions | | Broker Non-Votes |
| 10,680,092 | | 1,522,414 | | 29,745 | | 6,460,329 |
| 4. | To determine, by advisory vote, how often to present to the stockholders an advisory vote regarding executive compensation. |
| 1 Year | | 2 Years | | 3 Years | | Abstentions |
| 4,617,000 | | 314,850 | | 7,144,192 | | 156,209 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | GLOBALSCAPE, INC. | |
| | | | |
| | By: | /s/ James W. Albrecht, Jr. | |
| | | Chief Financial Officer | |
| | | Dated: May 9, 2016 | |
| | | | |
