UNITED STATESSECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
March 27, 2017
Date of Report (Date of earliest event reported)
GlobalSCAPE, Inc.
(Exact name of registrant as specified in its charter)
| | | | | |
Delaware | | 001-33601 | | 74-2785449 |
(State or other jurisdiction
of incorporation) | | (Commission
File Number) | | (IRS Employer
Identification No.) |
4500 Lockhill Selma Road, Suite 150
San Antonio, Texas 78249
(210) 308-8267
(Address of principal executive offices and Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 4.01. Changes in Registrant’s Certifying Accountant.
| (a) | On March 27, 2017, GlobalSCAPE, Inc. (“GlobalSCAPE” or the “Company”) announced that RSM US LLP, or RSM, had been dismissed as the Company’s independent registered public accounting firm and filed a Current Report on Form 8-K (the “Original 8-K”) in connection therewith. At the time of the filing of the Original 8-K, RSM had not provided the Company with the letter addressed to the Securities and Exchange Commission stating whether or not RSM agreed with the Company’s statements in Item 4.01(a) of the Original 8-K. A copy of that letter, dated April 4, 2017, is attached hereto as Exhibit 16.1. |
Item 9.01. Financial Statements and Exhibits.
| (d) | Exhibits. 16.1 Letter Regarding Change in Certifying Accountant. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
GLOBALSCAPE, INC. |
| By: | /s/ James W. Albrecht, Jr. |
| | James W. Albrecht, Jr.
Chief Financial Officer |
| Dated: | April 5, 2017 |
