UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
AMENDMENT NO. 1 TO FORM 10-Q
(Mark One)
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| QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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For the quarterly period ended September 30, 2004 | ||
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| TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission file number 000-30941
| AXCELIS TECHNOLOGIES, INC. | ||
| (Exact name of registrant as specified in its charter) | ||
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| Delaware |
| 34-1818596 |
| (State or other jurisdiction of |
| (IRS Employer Identification No.) |
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108 Cherry Hill Drive | |||
(Address of principal executive offices, including zip code) | |||
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(978) 787-4000 | |||
(Registrant’s telephone number, including area code) | |||
Securities registered pursuant to Section 12(b) of the Act:
Title of class |
| Name of each exchange on which registered |
None |
| None |
Securities registered pursuant to Section 12(g) of the Act:
Common Stock, $.001 par value
Preferred Share Purchase Rights
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ý No o.
Indicate by check mark if whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Act). Yes ý No o.
As of November 4, 2004 there were 99,959,827 shares of the registrant’s common stock outstanding.
AMENDMENT NO. 1
EXPLANTORY NOTE
We are filing this amendment to our Quarterly Report on Form 10-Q for the quarter ended September 30, 2004, originally filed with the Securities and Exchange Commission on November 9, 2004, because Exhibit 99.1 Factors Affecting Future Operating Results as of September 30, 2004 was inadvertently omitted from the original filing.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| AXCELIS TECHNOLOGIES, INC. | ||
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| /s/ Stephen G. Bassett |
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DATED: November 10, 2004 |
| By: | Stephen G. Bassett, Senior Vice President and Chief Financial Officer Duly authorized officer and Principal financial officer | |
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EXHIBIT INDEX
Exhibit No. |
| Description |
99.1 |
| Factors Affecting Future Operating Results as of September 30, 2004. Filed herewith. |
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