UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 29, 2018
Keryx Biopharmaceuticals, Inc.
(Exact Name of Registrant as Specified in Charter)
| | | | |
| Delaware | | 000-30929 | | 13-4087132 |
(State or Other Jurisdiction of Incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
One Marina Park Drive, 12th Floor
Boston, Massachusetts 02210
(Address of Principal Executive Offices)
(617)466-3500
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| | ☐ | Written communications pursuant to Rule 425 under the Securities Act. |
| | ☐ | Soliciting material pursuant to Rule14a-12 under the Exchange Act. |
| | ☐ | Pre-commencement communications pursuant to Rule14d-2(b) under the Exchange Act. |
| | ☐ | Pre-commencement communications pursuant to Rule13e-4(c) under the Exchange Act. |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule12b-2 of the Securities Exchange Act of 1934 (17 CFR§240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On June 29, 2018, Keryx Biopharmaceuticals, Inc. (“Keryx”) held its 2018 Annual Meeting of Stockholders (the “Annual Meeting”). The following matters were voted on by the stockholders at the Annual Meeting: (i) the election of directors, (ii) the ratification of the appointment of UHY LLP as Keryx’s independent registered public accounting firm for the year ending December 31, 2018, (iii) thenon-binding advisory vote on the compensation of named executive officers and (iv) the approval of Keryx’s 2018 Equity Incentive Plan.
Proposal One: Election of Directors; Nominees
At the Annual Meeting, Michael Rogers, Kevin J. Cameron, Steven C. Gilman, Daniel P. Regan, Michael T. Heffernan, Jodie P. Morrison and Mark J. Enyedy werere-elected to Keryx’s Board of Directors.
The vote with respect to each nominee is set forth below:
| | | | | | |
Nominees | | Total Votes For | | Total Votes Withheld | | Broker Non-Votes |
Michael Rogers | | 58,644,768 | | 2,683,334 | | 42,057,047 |
Kevin J. Cameron | | 58,476,290 | | 2,851,812 | | 42,057,047 |
Steven C. Gilman | | 50,099,260 | | 11,228,842 | | 42,057,047 |
Daniel P. Regan | | 58,317,252 | | 3,010,850 | | 42,057,047 |
Michael T. Heffernan | | 57,739,223 | | 3,588,879 | | 42,057,047 |
Jodie P. Morrison | | 58,667,807 | | 2,660,295 | | 42,057,047 |
Mark. J. Enyedy | | 58,661,521 | | 2,666,581 | | 42,057,047 |
Proposal Two: Ratification of Appointment of UHY LLP as Keryx’s Independent Registered Public Accounting Firm
The vote with respect to the ratification of the appointment of UHY LLP as Keryx’s independent registered public accounting firm for the year ending December 31, 2018 is set forth below:
| | | | | | |
| Total Votes For | | Total Votes Against | | Abstentions | | Broker Non-Votes |
| 97,715,156 | | 3,418,900 | | 2,251,093 | | 0 |
Proposal Three: Advisory Vote to Approve the Compensation of Keryx’s Named Executive Officers
Thenon-binding advisory vote with respect to the compensation of Keryx’s named executive officers is set forth below:
| | | | | | |
| Total Votes For | | Total Votes Against | | Abstentions | | Broker Non-Votes |
| 53,713,779 | | 6,932,585 | | 681,738 | | 42,057,047 |
Proposal Four: Approval of Keryx’s 2018 Equity Incentive Plan
The vote with respect to the approval of Keryx’s 2018 Equity Incentive Plan is set forth below:
| | | | | | |
| Total Votes For | | Total Votes Against | | Abstentions | | Broker Non-Votes |
| 56,595,590 | | 4,569,553 | | 162,959 | | 42,057,047 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | |
| | | | Keryx Biopharmaceuticals, Inc. |
| | | | (Registrant) |
| Date: July 3, 2018 | | | | |
| | | | By: | | /s/ Scott A. Holmes |
| | | | | | Scott A. Holmes |
| | | | | | Chief Financial Officer |
