UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: October 23, 2024
Commission File Number 001-33434
UBS AG
(Translation of Registrant’s Name Into English)
Bahnhofstrasse 45, Zurich, Switzerland, and
Aeschenvorstadt 1, Basel, Switzerland
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
This Form 6-K is hereby incorporated by reference into the registration statement of UBS AG on Form F-3 (Registration Number 333-278934).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: October 23, 2024 |
| UBS AG | ||||
|
| By: | /s/ Chris Cook | |||
| Name: | Chris Cook | |||||
|
| Title: | Managing Director | |||
|
| By: | /s/ Erica Yeu | |||
| Name: | Erica Yeu | |||||
|
| Title: | Managing Director | |||
EXHIBIT INDEX
| Exhibit | Description of Exhibit | |
| 5.1 | Opinion of Sullivan & Cromwell LLP, dated October 22, 2024 | |
| 5.2 | Opinion of Homburger AG, dated October 22, 2024 | |
