UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: March 28, 2024
UBS AG
(Registrant's Name)
Bahnhofstrasse 45, 8001 Zurich, Switzerland
Aeschenvorstadt 1, 4051 Basel, Switzerland
(Address of principal executive offices)
Commission File Number: 1-15060
Indicate by check mark whether the registrant files or will file annual reports under cover of
Form 20-F or Form 40-F.
Form 20-F
☒
☐
UBS AG produces regular annual and quarterly reports, which are submitted to the SEC under
Forms 20-F and 6-K, respectively. These reports are prepared in accordance with International Financial
Reporting Standards (IFRS). SEC regulations require certain additional disclosures to be included in
registration statements relating to offerings of securities. Certain of these additional disclosures follow
herein, and should be read in conjunction with the annual report on Form 20-F for the year ended
31 December 2023 of UBS AG, filed with the SEC on March 28, 2024.
Capitalization of UBS AG
The table below presents the consolidated capitalization of UBS AG in accordance with IFRS Accounting
Standards in US dollars, the presentation currency of UBS AG.
As of
USD m
31.12.23
30.9.23
Debt:
Short-term debt issued
1
Long-term debt issued
2
of which: eligible as non-Basel III-compliant tier 2 capital instruments
Total debt issued
of which: Funding from UBS Group AG
Equity attributable to UBS AG shareholders
Equity attributable to non-controlling interests
Total capitalization
1 Short-term debt issued consists of debt issued (reflected on the balance sheet lines Debt issued measured at amortized cost and Debt issued designated at fair value) by UBS AG and its
subsidiaries and Funding from UBS Group AG (measured at amortized cost and designated at fair value) with a remaining contractual maturity of less than one year without considering any
early redemption features. 2 Long-term debt issued consists of debt issued (reflected on the balance sheet lines Debt issued measured at amortized cost and Debt issued designated at fair
value) by UBS AG and its subsidiaries and Funding from UBS Group AG (measured at amortized cost and designated at fair value) with a remaining contractual maturity of more than one year
without considering any early redemption features.
This Form 6-K is hereby incorporated by reference into (1) the registration statement of UBS AG on
Form F-3 (Registration Number 333-263376), and into each prospectus outstanding under the foregoing
registration statement, (2) any outstanding offering circular or similar document issued or authorized by
UBS AG that incorporates by reference any Forms 6-K of UBS AG that are incorporated into its
registration statements filed with the SEC, and (3) the base prospectus of Corporate Asset Backed
Corporation (“CABCO”) dated June 23, 2004 (Registration Number 333-111572), the Form 8-K of
CABCO filed and dated June 23, 2004 (SEC File Number 001-13444), and the Prospectus Supplements
relating to the CABCO Series 2004-101 Trust dated May 10, 2004 and May 17, 2004 (Registration
Number 033-91744 and 033-91744-05).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
UBS AG
By: _/s/ David Kelly _____________
Name: David Kelly
Title: Managing Director
By: _/s/ Ella Campi ______________
Name: Ella Campi
Title: Executive Director
Date: March 28, 2024