UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
Amendment No. 1
(Mark One)
| þ | Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
| | For the quarterly period ended March 31, 2008 |
| | |
| | or |
| | |
| ¨ | Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
| | For the transition period from _____________ to _____________ |
| | Commission File number: 0-33311 |
| | CAMPBELL ALTERNATIVE ASSET TRUST |
(Exact name of registrant as specified in charter)
| | |
| (State of Organization) | | (IRS Employer Identification Number) |
| | | |
Court Towers Building
210 West Pennsylvania Avenue,
Baltimore, Maryland 21204
(Address of principal executive offices, including zip code)
(410) 296-3301
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days.
Yes þ No ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer ¨ Accelerated filer ¨ Non-accelerated filer þ Smaller reporting company o
(Do not check if a smaller reporting company)
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes ¨ No þ
EXPLANATORY NOTE REGARDING THIS FORM 10-Q/A
Campbell Alternative Asset Trust (the “Trust”) is filing this Amendment No. 1 to its Quarterly Report on Form 10-Q for the quarter ended March 31, 2008, originally filed with the Securities and Exchange Commission on May 15, 2008 (the “Original Form 10-Q”) to provide revised Exhibits 31.01 and 31.02.
Except as described above, this Amendment No. 1 does not amend any other information set forth in the Original Form 10-Q and the Trust has not updated disclosures included therein to reflect any events that occurred subsequent to May 15, 2008.
PART II-OTHER INFORMATION
Item 6. Exhibits
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| | 31.01 | | Certification of Theresa D. Becks, Chief Executive Officer, pursuant to Exchange Act Rules 13a-14 and 15d-14 (filed herewith). |
| | | | |
| | 31.02 | | Certification of Gregory T. Donovan, Chief Financial Officer, pursuant to Exchange Act Rules 13a-14 and 15d-14 (filed herewith). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | CAMPBELL ALTERNATIVE ASSET TRUST |
| | (Registrant) |
| | |
| | |
| | By: Campbell & Company, Inc. |
| | Managing Owner |
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| | |
| Date: December 17, 2008 | By: /s/ Theresa D. Becks |
| | Theresa D. Becks |
| | Chief Executive Officer |
EXHIBIT INDEX
| | | | |
| 31.01 | | Certification by Chief Executive Officer | | E 2 – E 3 |
| | | | | |
| 31.02 | | Certification by Chief Financial Officer | | E 4 – E 5 |
