Exhibit 99.1
HQ/CS/CL.24B/15148
19 June 2013
Sub: Shareholding Pattern on 14 June 2013.
Please find attached the Shareholding Pattern of Tata Communications Limited as on 14 June 2013 (Attach “A”). As intimated to you earlier, the Company had filed a Form 25 with the U.S. Securities and Exchange Commission on 28 May 2013 and consequent to the filing, the delisting of its American Depositary Shares (“ADSs”), as evidenced by American Depositary Receipts (“ADRs”), from the New York Stock Exchange has become effective at the close of business of 7 June 2013. As a consequence of the delisting becoming effective, termination of the Deposit Agreement under which the ADRs were issued (the “Deposit Agreement”) will become effective on 14 July 2013. Holders of the Company’s ADRs can surrender their ADRs to the Depositary in exchange for the underlying ordinary shares in the Company at any time prior to 13 August 2013.
We request you to take on record the attached latest Shareholding Pattern of the Company
Thanking you,
Yours faithfully,
For Tata Communications Limited
Rishabh Aditya
Deputy Company Secretary & VP
To:
1) | Security Code 500483, The Stock Exchange, Mumbai. Fax No.(22) 2272 2037,39,41 |
2) | Security Code TATACOMM, The Asst. Manager (Listing), National Stock Exchange of India Limited. Fax Nos.: (22) 2659 8237,238, 347,348 |
3) | National Securities Depository Ltd. Fax Nos. : 2497 2993. |
4) | The Bank of New York. Fax No.2204 4942. |
5) | Sharepro Services (India) Pvt. Ltd. Fax No. 2837 5646 |
6) | Marc H. Iyeki, Director, New York Stock Exchange, Fax No: (212) 656-5071,72 |
7) | Central Depository Services (India) Limited. Fax : 2267 3199. |
(I)(a) Statement showing Shareholding Pattern
Name of the Company: TATA COMMUNICATIONS LIMITED |
Scrip Code, Name of the scrip, class of security: BSE-500483;NSE-TATACOMM; NYSE-TCL; BSE,NSE - Equity NYSE - ADR’s |
Quarter ended: 14 June 2013 |
Partly paid-up shares:- | No. of partly paid-up shares | As a % of total no. of partly paid-up Shares | As a % of total no. of shares of the company | |||||||||
Held by promoter/promoter group | Nil | Nil | Nil | |||||||||
Held by public | Nil | Nil | Nil | |||||||||
|
|
|
|
|
| |||||||
Total | Nil | Nil | Nil | |||||||||
|
|
|
|
|
| |||||||
Outstanding convertible securities :- | No. of outstanding securities | As a % of total no. of outstanding convertible securities | As a % of total no. of shares of the company, assuming full conversion of the convertible securities | |||||||||
Held by promoter/promoter group | Nil | Nil | Nil | |||||||||
Held by public | Nil | Nil | Nil | |||||||||
|
|
|
|
|
| |||||||
Total | Nil | Nil | Nil | |||||||||
|
|
|
|
|
| |||||||
Warrants:- | No. of warrants | As a % of total no. of warrants | As a % of total no. of shares of the company, assuming full conversion of Warrants | |||||||||
Held by promoter/promoter group | Nil | Nil | Nil | |||||||||
Held by public | Nil | Nil | Nil | |||||||||
|
|
|
|
|
| |||||||
Total | Nil | Nil | Nil | |||||||||
|
|
|
|
|
| |||||||
Total paid-up capital of the company, assuming full conversion of warrants and convertible securities | 285,000,000 | |||||||||||
|
|
Category | Category of shareholder | Number of shareholders | Total number of shares | Number of shares held in dematerialized form | Total shareholding as a percentage of total number of shares | Shares Pledged or otherwise encumbered | ||||||||||||||||||||||||
As a percentage of (A+B)1 | As a percentage of (A+B+C) | Number of shares | As a percentage | |||||||||||||||||||||||||||
(I) | (II) | (III) | (IV) | (V) | (VI) | (VII) | (VIII) | (IX) = (VIII)/ (IV)*100 | ||||||||||||||||||||||
(A) | Shareholding of Promoter and Promoter Group2 | |||||||||||||||||||||||||||||
(1) | Indian | |||||||||||||||||||||||||||||
(a) | Individuals/ Hindu Undivided Family | 0 | 0 | 0 | ||||||||||||||||||||||||||
(b) | Central Government/ State Government(s) | 1 | 74,446,885 | 74,446,885 | 27.28 | 26.12 | ||||||||||||||||||||||||
(c) | Bodies Corporate | 8 | 141,171,251 | 141,171,251 | 51.74 | 49.53 | 10,000,000 | 7.08 | ||||||||||||||||||||||
(d) | Financial Institutions/ Banks | |||||||||||||||||||||||||||||
(e) | Any Other (specify) | |||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||||||||||
Sub-Total (A)(1) | 9 | 215,618,136 | 215,618,136 | 79.02 | 75.66 | 10,000,000 | 4.64 | |||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||||||||||
(2) | Foreign | |||||||||||||||||||||||||||||
(a) | Individuals (Non-Resident Individuals/ Foreign Individuals) | 0 | 0 | 0 | ||||||||||||||||||||||||||
(b) | Bodies Corporate | 0 | 0 | 0 | ||||||||||||||||||||||||||
(c) | Institutions | 0 | 0 | 0 | ||||||||||||||||||||||||||
(d) | Qualified Foreign Investor | 0 | 0 | 0 | ||||||||||||||||||||||||||
(e) | Any Other (specify) | 0 | 0 | 0 | ||||||||||||||||||||||||||
Sub-Total (A)(2) | 0 | 0 | 0 | |||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||||||||||
Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) | 9 | 215,618,136 | 215,618,136 | 79.02 | 75.66 | 10,000,000 | 4.64 | |||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||||||||||
(B) | Public shareholding | |||||||||||||||||||||||||||||
1 | Institutions | |||||||||||||||||||||||||||||
(a) | Mutual Funds/ UTI | 12 | 3,477,004 | 3,476,704 | 1.27 | 1.22 | ||||||||||||||||||||||||
(b) | Financial Institutions/ Banks | 42 | 16,879,706 | 16,879,706 | 6.19 | 5.92 | ||||||||||||||||||||||||
(c) | Central Government/ State Government(s) | 0 | 0 | 0 | ||||||||||||||||||||||||||
(d) | Venture Capital Funds | 0 | 0 | 0 | ||||||||||||||||||||||||||
(e) | Insurance Companies | 6 | 13,288,408 | 13,288,408 | 4.87 | 4.66 | ||||||||||||||||||||||||
(f) | Foreign Institutional Investors | 72 | 12,901,906 | 12,901,906 | 4.73 | 4.53 | ||||||||||||||||||||||||
(g) | Foreign Venture Capital Investors | 0 | 0 | 0 | ||||||||||||||||||||||||||
(h) | Qualified Foreign Investor | 0 | 0 | 0 | ||||||||||||||||||||||||||
(I) | Any Other (specify) | 0 | 0 | 0 | ||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
| |||||||||||||||||||||
Sub-Total (B)(1) | 132 | 46,547,024 | 46,546,724 | 17.06 | 16.33 | |||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
| |||||||||||||||||||||
B 2 | Non-institutions | |||||||||||||||||||||||||||||
(a) | Bodies Corporate | 1,064 | 2,484,079 | 2,483,238 | 0.91 | 0.87 | ||||||||||||||||||||||||
(b) | Individuals - | |||||||||||||||||||||||||||||
I | Individual shareholders holding nominal share capital up to Rs. 1 lakh. | 59,065 | 7,305,261 | 7,130,210 | 2.68 | 2.56 | ||||||||||||||||||||||||
II | Individual shareholders holding nominal share capital in excess of Rs. 1 lakh. | 23 | 558,302 | 558,302 | 0.20 | 0.20 | ||||||||||||||||||||||||
(c) | Qualified Foreign Investor | |||||||||||||||||||||||||||||
(d) | Any Other | |||||||||||||||||||||||||||||
i | Trusts | 5 | 10,400 | 10,400 | 0.00 | 0.00 | ||||||||||||||||||||||||
ii | NRIs | 938 | 338,630 | 337,648 | 0.12 | 0.12 | ||||||||||||||||||||||||
iii | Overseas Corporate Bodies | 1 | 7,250 | 7,250 | 0.00 | 0.00 | ||||||||||||||||||||||||
iv | Foreign National | 1 | 60 | 60 | 0.00 | 0.00 | ||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
| |||||||||||||||||||||
Sub-Total (B)(2) | 61,097 | 10,703,982 | 10,527,108 | 3.92 | 3.76 | |||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
| |||||||||||||||||||||
Total Public Shareholding (B)= (B)(1)+(B)(2) | 61,229 | 57,251,006 | 57,073,832 | 20.98 | 20.09 | |||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||||||||||
TOTAL (A)+(B) | 61,238 | 272,869,142 | 272,691,968 | 100.00 | 95.74 | 10,000,000 | 3.66 | |||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||||||||||
(C) | Shares held by Custodians and against which Depository Receipts have been issued * | |||||||||||||||||||||||||||||
(1) | Promoter and Promoter Group | 0 | 0 | 0 | ||||||||||||||||||||||||||
(2) | Public | 2 | 12,130,858 | 12,130,858 | 4.26 | |||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
| |||||||||||||||||||
GRAND TOTAL (A)+(B)+(C) | 61,240 | 285,000,000 | 284,822,826 | 100.00 | 10,000,000 | 3.51 | ||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
1 | for determining public shareholding ofr the purpose of Clause 40A |
2 | for definations of “Ppromoter” and “Promoter Group” |
3 | for definations of “Public shareholding” refer to Clause 40A |
* | As intimated to you earlier, the Company had filed a Form 25 with the U.S. Securities and Exchange Commission on 28 May 2013 and consequent to the filing, the delisting of its American Depositary Shares (“ADSs”), as evidenced by American Depositary Receipts (“ADRs”), from the New York Stock Exchange has become effective at the close of business of 7 June 2013. As a consequence of the delisting becoming effective, termination of the Deposit Agreement under which the ADRs were issued (the “Deposit Agreement”) will become effective on 14 July 2013. Holders of the Company’s ADRs can surrender their ADRs to the Depositary in exchange for the underlying ordinary shares in the Company at any time prior to 13 August 2013. |
(I) (b) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category “Promoter and Promoter Group”
Sr.No. | Name of | Details of Shares held | Encumbered shares(*) | Details of warrants | Details of convertible securities | Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital | ||||||||||||||||||||||||||||||||||||
No of Shares held | As a % of grand total (A)+(B)+(C) | Number | As a Percentage | As a % of grand total (A)+(B)+(C) of sub- clause (I)(a) | No of warrants held | As a % of total number of warrants of the same class | Number of convertible securities held | As a % of total number of convertible securities of the same class | ||||||||||||||||||||||||||||||||||
(I) | (II) | (III) | (IV) | (V) | (VI) = (V)/ (III)*100 | ( VII) | (VIII) | (IX) | (X) | (XI) | (XII) | |||||||||||||||||||||||||||||||
1 | Tata Group | |||||||||||||||||||||||||||||||||||||||||
a | PANATONE FINVEST LIMITED | 88,626,654 | 31.10 | — | — | — | — | — | — | — | 31.10 | |||||||||||||||||||||||||||||||
b | TATA SONS LIMITED | 39,122,560 | 13.73 | 10,000,000 | 25.56 | 3.51 | — | — | — | — | 13.73 | |||||||||||||||||||||||||||||||
c | THE TATA POWER COMPANY LIMITED | 13,422,037 | 4.71 | — | — | — | — | — | — | — | 4.71 | |||||||||||||||||||||||||||||||
2 | PRESIDENT OF INDIA | 74,446,885 | 26.12 | — | — | — | — | — | — | — | 26.12 | |||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||||||||||||||||
TOTAL | 215,618,136 | 75.66 | 10,000,000 | 4.64 | 3.51 | — | — | — | — | 75.66 | ||||||||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(*) | The term “encumbrance” has the same meaning as assigned to it in regulatin 28(3) of the SAST Regulations , 2011 |
(I)(c)(i) | Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category “Public” and holding more than 1% of the total number of shares. |
Sr.No. | Name of the shareholder | Number of shares held | Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} | Details of warrants | Details of convertible securities | Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital | ||||||||||||||||||||||||||||
Number of warrants held | As a % total number of warrants of the same class | Number of convertible securities held | % w.r.t total number of convertible securities of the same class | |||||||||||||||||||||||||||||||
1 | LIFE INSURANCE CORPORATION OF INDIA | 10,211,714 | 3.58 | — | — | — | — | — | — | |||||||||||||||||||||||||
2 | LIC OF INDIA MARKET PLUS GROWTH FUND | 5,702,590 | 2.00 | — | — | — | — | — | — | |||||||||||||||||||||||||
3 | LIC OF INDIA MONEY PLUS GROWTH FUND | 5,012,658 | 1.76 | — | — | — | — | — | — | |||||||||||||||||||||||||
4 | GOVERNMENT PENSION FUND GLOBAL | 5,830,203 | 2.05 | — | — | — | — | — | — | |||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||||||||||||
TOTAL | 20,926,962 | 9.39 | — | — | — | — | — | — | ||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(I)(c)(ii) | Statement showing holding of securities (including shares,warrants,convertible securities) of persons (together with PAC) belonging to the category “Public” and holding more than 5% of the total number of shares of the company. |
Sr. No. | Name(s) of the shareholder(s) and the Persons Acting in Concert (PAC) with | Number of shares | Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} | Details of warrants | Details of convertible securities | Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital | ||||||||||||||||||||||||||||
Number of warrants held | As a % total number of warrants of the same class | Number of convertible securities held | % w.r.t total number of convertible securities of the same class | |||||||||||||||||||||||||||||||
1 | NIL | 0 | 0.00 | — | — | — | — | — | — | |||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||||||||||||
TOTAL | 0 | 0.00 | — | — | — | — | — | — | ||||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(I)(d) Statement showing details of locked-in shares
Sr. No. | Name of the shareholder | Number of locked-in shares | Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} | Promoter/Promoter Group/ Public | ||||||||
1 | NIL | — | — | |||||||||
|
|
|
| |||||||||
TOTAL | — | — | ||||||||||
|
|
|
|
(II)(a) Statement showing details of Depository Receipts (DRs) *
Sr. No. | Type of outstanding DR (ADRs, GDRs, SDRs, etc.) | Number of outstanding DRs | Number of shares underlying outstanding DRs | Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} | ||||||||||
1 | ADR | 6,065,429 | 12,130,858 | 4.26 | ||||||||||
|
|
|
|
|
| |||||||||
TOTAL | 6,065,429 | 12,130,858 | 4.26 | |||||||||||
|
|
|
|
|
|
(II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares held by ‘promoter/promoter group’ are in excess of 1% of the total number of shares
Sr. No. | Name of the DR Holder | Type of outstanding DR (ADRs’ GDRs, SDRs, etc.) | No. of shares underlying outstanding DRs | Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} | ||||||||||
1 | Nil | — | — | — | ||||||||||
|
|
|
|
|
| |||||||||
TOTAL | — | — | — | |||||||||||
|
|
|
|
|
|
(III)(a) Statement showing voting pattern of shareholders if more than one class of shares/securities is issued by the issuer
NOT APPLICABLE
* | As intimated to you earlier, the Company had filed a Form 25 with the U.S. Securities and Exchange Commission on 28 May 2013 and consequent to the filing, the delisting of its American Depositary Shares (“ADSs”), as evidenced by American Depositary Receipts (“ADRs”), from the New York Stock Exchange has become effective at the close of business of 7 June 2013. As a consequence of the delisting becoming effective, termination of the Deposit Agreement under which the ADRs were issued (the “Deposit Agreement”) will become effective on 14 July 2013. Holders of the Company’s ADRs can surrender their ADRs to the Depositary in exchange for the underlying ordinary shares in the Company at any time prior to 13 August 2013. |
5