SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of May, 2008
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant’s name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F x Form 40-F ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
NOTIFICATION OF TRANSACTIONS OF DIRECTORS / PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
1. | Name of theissuer |
Prudential plc
2. | State whether the notification relates to (i) a transaction notified in accordance withDTR 3.1.2R; (ii) a disclosure made in accordance LR 9.8.6R(1); or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006) |
(i) Nick Prettejohn, Sir David Clementi, Michael Garrett, Clark Manning, Michael McLintock, Kathleen O’Donovan, Mark Tucker, Andrew Turnbull, Barry Stowe
(ii) Peter Maynard, John Foley, Priscilla Vacassin, Stephen Whitehead
3. | Name ofperson discharging managerial responsibilities/director |
As above
4. | State whether notification relates to a person connected with aperson discharging managerial responsibilities/director named in 3 and identify theconnected person |
Claire Prettejohn – wife of Nick Prettejohn
5. | Indicate whether the notification is in respect of a holding of theperson referred to in 3 or 4 above or in respect of a non-beneficial interest |
Notification relates to the persons named in 3 and 4 above
6. | Description ofshares (includingclass), debentures or derivatives or financial instruments relating toshares |
Ordinary shares of 5p each
7. | Name of registered shareholder(s) and, if more than one, the number ofshares held by each of them |
Nick Prettejohn – shares held in the Trust in the name of BWCI Trust Company Limited
Nick and Claire Prettejohn – in own name
Sir David Clementi – shares held in the name of Frank Nominees Limited at Kleinwort UK Limited
Michael Garrett – in own name
Clark Manning – in own name
Clark Manning – shares held in the Trust in the name of BWCI Trust Company Limited
Michael McLintock – shares held in the Trust in the name of BWCI Trust Company Limited
Kathleen O’Donovan – in own name
Mark Tucker – in own name
Mark Tucker – shares held in the Trust in the name of BWCI Trust Company Limited
Andrew Turnbull – in own name
Barry Stowe – shares held in the Trust in the name of BWCI Trust Company Limited
Peter Maynard – in own name
Peter Maynard – shares held in the Trust in the name of BWCI Trust Company Limited
John Foley – shares held in the Trust in the name of BWCI Trust Company Limited
John Foley – in own name
Priscilla Vacassin – shares held in the Trust in the name of BWCI Trust Company Limited
Stephen Whitehead – shares held in the Trust in the name of BWCI Trust Company Limited
8. | State the nature of the transaction |
Scrip Dividend on ordinary shares of Prudential plc – see section 9
9. | Number ofshares, debentures or financial instruments relating toshares acquired |
Nick Prettejohn
915 Ordinary shares (914 shares for the Director and 1 share for his spouse)
1,148 ordinary shares acquired in respect of shares held in Trust under the Directors Deferred Share Award under the Prudential Annual Incentive Plan
Sir David Clementi
937 ordinary shares in respect of the shares held with Frank Nominees Limited
Michael Garrett
14 ordinary shares
Clark Manning
485 ordinary shares
477 ordinary shares acquired in respect of shares held in Trust under the Directors Deferred Share Award under the Prudential Annual Incentive Plan
Michael McLintock
5,075 ordinary shares acquired in respect of shares held in Trust under the Directors Deferred Share Award under the Prudential Annual Incentive Plan
Kathleen O’Donovan
220 ordinary shares
Mark Tucker
1,739 ordinary shares
3,439 ordinary shares acquired in respect of shares held in Trust under the Directors Deferred Share Award under the Prudential Annual Incentive Plan
Andrew Turnbull
122 ordinary shares
Barry Stowe
750 ordinary shares acquired in respect of shares held in Trust under the Directors Deferred Share Award under the Prudential Annual Incentive Plan
Peter Maynard
574 ordinary shares
1,230 ordinary shares acquired in respect of shares held in Trust under the Directors Deferred Share Award under the Prudential Annual Incentive Plan
John Foley
653 ordinary shares
5,488 ordinary shares acquired in respect of shares held in Trust under the Directors Deferred Share Award under the PruCap Deferred Share Award
Priscilla Vacassin
1,281 ordinary shares acquired in respect of shares held in Trust under the Directors Deferred Share Award under the Prudential Annual Incentive Plan
Stephen Whitehead
375 ordinary shares acquired in respect of shares held in Trust under the Directors Deferred Share Award under the Prudential Annual Incentive Plan
10. | Percentage of issuedclass acquired (treasury shares of thatclass should not be taken into account when calculating percentage) |
Nick Prettejohn Less than 0.00009%
Sir David Clementi Less than 0.00004%
Michael Garrett Less than 0.0000006%
Clark Manning Less than0.00004%
Michael McLintock Less than 0.0003%
Kathleen O’Donovan Less than 0.000009%
Mark Tucker Less than 0.0003%
Andrew Turnbull Less than 0.000005%
Barry Stowe Less than 0.00004%
Peter Maynard Less than 0.00008%
John Foley Less than 0.0003%
Priscilla Vacassin Less than 0.00006%
Stephen Whitehead Less than 0.00002%
11. | Number ofshares, debentures or financial instruments relating toshares disposed |
N/A
12. | Percentage of issuedclass disposed (treasury shares of thatclass should not be taken into account when calculating percentage) |
N/A
13. | Price per share or value of transaction |
6.642p
14. | Date and place of transaction |
20 May 2008, London
15. | Total holding following notification and total percentage holding following notification (anytreasury shares should not be taken into account when calculating percentage) |
Nick Prettejohn 727,564 (less than 0.03%)
Sir David Clementi 52,492 (less than 0.003%)
Michael Garrett 22,872 (less than 0.001%)
Clark Manning 1,035,092 (less than 0.05%)
Michael McLintock 665,784 (less than 0.03%)
Kathleen O’Donovan 15,023 (less than 0.0007%)
Mark Tucker 1,544,748 (less than 0.07%)
Andrew Turnbull 6,708 (less than 0.0003%)
Barry Stowe 428,520 (less than 0.02%)
Peter Maynard 382,673 (less than 0.02%)
John Foley 336,076 (less than 0.02%)
Priscilla Vacassin 423,315 (less than 0.02%)
Stephen Whitehead 85,780 (less than 0.004%)
16. | Date issuer informed of transaction |
20 May 2008, London
18. | Date of grant |
N/A
19. | Period during which or date on which it can be exercised |
N/A
20. | Total amount paid (if any) for grant of the option |
N/A
21. | Description ofshares or debentures involved (class and number) |
N/A
22. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
N/A
23. | Total number ofshares or debentures over which options held following notification |
N/A
24. | Any additional information |
N/A
25. | Name of contact and telephone number for queries |
Emma Jacobs, Shareholder Services Administrator, 020 7548 3931
Name of duly authorised officer ofissuer responsible for making notification
Susan Henderson, Deputy Company Secretary, 0207 548 3805
Date of notification
20 May 2008, London
Prudential plc is not affiliated in any manner with Prudential Financial Inc, a company whose principal place of business is in the United States of America
Notes: This form is intended for use by an issuer to make anRIS notification required byDR 3.3.
(1) | Anissuer making a notification in respect of a transaction relating to theshares or debentures of theissuer should complete boxes 1 to 16, 23 and 24. |
(2) | Anissuer making a notification in respect of a derivative relating theshares of theissuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. |
(3) | Anissuer making a notification in respect of options granted to adirector/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | Anissuer making a notification in respect of afinancial instrument relating to theshares of theissuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
END
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: May 20, 2008
PRUDENTIAL PUBLIC LIMITED COMPANY
By: | /s/ SUSAN HENDERSON | |
Susan Henderson | ||
Deputy Group Secretary |