SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of December 31, 2010
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant’s name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
NOTIFICATION OF TRANSACTIONS OF DIRECTORS / PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
1. | Name of theissuer |
Prudential plc
2. | State whether the notification relates to (i) a transaction notified in accordance withDTR 3.1.2R; (ii) a disclosure made in accordance LR 9.8.6R(1); or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006) |
(i)
3. | Name ofpersondischarging managerial responsibilities/director |
K B Dadiseth, H J Davies, M W O Garrett, A F Godbehere, B A Macaskill, P V F S Manduca, H A McGrath, K A O’Donovan, J H Ross, A Turnbull.
4. | State whether notification relates to aperson connected with aperson discharging managerial responsibilities/director named in 3 and identify theconnected person |
N/A
5. | Indicate whether the notification is in respect of a holding of theperson referred to in 3 or 4 above or in respect of a non-beneficial interest |
See section 3
6. | Description ofshares (includingclass), debentures or derivatives or financial instruments relating toshares |
Ordinary shares of 5p each
7. | Name of registered shareholder(s) and, if more than one, the number ofshares held by each of them |
K B Dadiseth
H J Davies
M W O Garrett: Registered in the nameof HSBC Global Custody Nominees UK Limited
A F Godbehere
B A Macaskill
P V F S Manduca
H A McGrath
K A O’Donovan
J H Ross
A Turnbull
8. | State the nature of the transaction |
Regular quarterly purchase of shares, using agreed proportion of the quarterly payment of board and committee fees to the non-executive directors and the Chairman as set out in 9 below
9. | Number of shares, debentures or financial instruments relating to shares acquired |
K B Dadiseth - 653 shares
H J Davies - 575 shares
M W O Garrett - 731 shares
A F Godbehere - 636 shares
B A Macaskill - 782 shares
P V F S Manduca - 575 shares
H A McGrath - 585 shares
K A O’Donovan - 452 shares
J H Ross - 553 shares
A Turnbull - 553 shares
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
K B Dadiseth - less than 0.00003%
H J Davies - less than 0.00003%
M W O Garrett - less than 0.00003%
A F Godbehere - less than 0.00003%
B A Macaskill - less than 0.00004%
P V F S Manduca - less than 0.00003%
H A McGrath - less than 0.00003%
K A O’Donovan - less than 0.00002%
J H Ross - less than 0.00003%
A Turnbull - less than 0.00003%
11. | Number of shares, debentures or financial instruments relating to shares disposed |
N/A
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
N/A
13. | Price per share or value of transaction |
£6.725
14. | Date and place of transaction |
31 December, 2010, London
15. | Total holding following notification and total percentage holding following notification (anytreasury shares should not be taken into account when calculating percentage) |
K B Dadiseth - 30,655 shares, less than 0.002%
H J Davies - 575 shares, less than 0.00003%
M W O Garrett - 36,972 shares, less than 0.002%
A F Godbehere - - 14,628 shares, less than 0.0006%
B A Macaskill - 44,006 shares, less than 0.002%
P V F S Manduca - 1,260 shares, less than 0.00005%
H A McGrath - 299,540 shares, less than 0.02%
K A O’Donovan - 23,484 shares, less than 0.001%
J H Ross - 21,190 shares, less than 0.0009%
A Turnbull - 15,589 shares, less than 0.0007%
16. | Date issuer informed of transaction |
31 December 2010
If aperson discharging managerial responsibilities has been granted options by theissuer complete the following boxes
17. | Date of grant |
N/A
18. | Period during which or date on which it can be exercised |
N/A
19. | Total amount paid (if any) for grant of the option |
N/A
20. | Description ofshares or debentures involved (class and number) |
N/A
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
N/A
22. | Total number ofshares or debentures over which options held following notification |
N/A
23. | Any additional information |
N/A
24. | Name of contact and telephone number for queries |
Jennie Webb, 020 7548 2027
Name of duly authorised officer ofissuer responsible for making notification
Clive Burns, Head of Group Secretariat, 020 7548 3805
Date of notification
31 December 2010
Prudential plc is not affiliated in any manner with Prudential Financial Inc, a company whose principal place of business is in the United States of America
Notes: This form is intended for use by an issuer to make anRIS notification required byDR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to theshares or debentures of theissuer should complete boxes 1 to 16, 23 and 24. |
(2) | Anissuer making a notification in respect of a derivative relating theshares of theissuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. |
(3) | Anissuer making a notification in respect of options granted to adirector/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | Anissuer making a notification in respect of afinancial instrument relating to theshares of theissuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
END
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: December 31, 2010
PRUDENTIAL PUBLIC LIMITED COMPANY | ||
By: | /S/ CLIVE BURNS | |
Clive Burns | ||
Head of Group Secretariat |