SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of September, 2012
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant’s name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: September 24, 2012 | ||||||
PRUDENTIAL PUBLIC LIMITED COMPANY | ||||||
By: | /s/ Sandra Odell | |||||
Sandra Odell | ||||||
Assistant Group Secretary |
NOTIFICATION OF TRANSACTIONS OF DIRECTORS / PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
1. | Name of theissuer |
Prudential plc
2. | State whether the notification relates to (i) a transaction notified in accordance withDTR 3.1.2R; (ii) a disclosure made in accordance LR 9.8.6R(1); or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006) |
(i)
3. | Name ofperson discharging managerial responsibilities/director |
M Coltman
4. | State whether notification relates to a person connected with aperson discharging managerial responsibilities/directornamed in 3 and identify theconnected person |
N/A
5. | Indicate whether the notification is in respect of a holding of theperson referred to in 3 or 4 above or in respect of a non-beneficial interest |
N/A
6. | Description ofshares(includingclass), debentures or derivatives or financial instruments relating toshares |
N/A
7. | Name of registered shareholder(s) and, if more than one, the number ofshares held by each of them |
N/A
8. | State the nature of the transaction |
N/A
9. | Number ofshares, debentures or financial instruments relating toshares acquired |
N/A
10. | Percentage of issuedclass acquired (treasury shares of thatclass should not be taken into account when calculating percentage) |
N/A
11. | Number ofshares, debentures or financial instruments relating toshares disposed |
N/A
12. | Percentage of issuedclass disposed (treasury shares of thatclass should not be taken into account when calculating percentage) |
N/A
13. | Price per share or value of transaction |
N/A
14. | Date and place of transaction |
N/A
15. | Total holding following notification and total percentage holding following notification (anytreasury shares should not be taken into account when calculating percentage) |
N/A
16. | Date issuer informed of transaction |
N/A
If aperson discharging managerial responsibilities has been granted options by theissuer complete the following boxes
17. | Date of grant |
21 September 2012
18. | Period during which or date on which it can be exercised |
M Coltman - 1 December 2015 to 31 May 2016
19. | Total amount paid (if any) for grant of the option |
N/A
20. | Description ofshares or debentures involved (class and number) |
Prudential Ordinary 5p shares
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
£6.286667
22. | Total number ofshares or debentures over which options held following notification |
M Coltman - 1,431 shares
23. | Any additional information |
Grant of options under the Prudential Savings Related Share Option Scheme Offer 2012
24. | Name of contact and telephone number for queries |
Emma Jacobs, Group Secretariat, 020 7548 3931
Name of duly authorised officer ofissuer responsible for making notification
Sandra Odell, Assistant Group Secretary, 0207 548 2115
Date of notification
24 September 2012
Prudential plc is not affiliated in any manner with Prudential Financial Inc, a company whose principal place of business is in the United States of America
Notes: This form is intended for use by an issuer to make anRIS notification required byDR 3.3.
(1) | Anissuer making a notification in respect of a transaction relating to theshares or debentures of theissuer should complete boxes 1 to 16, 23 and 24. |
(2) | Anissuer making a notification in respect of a derivative relating theshares of theissuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. |
(3) | Anissuer making a notification in respect of options granted to adirector/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | Anissuer making a notification in respect of afinancial instrument relating to theshares of theissuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
END