SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of October, 2017
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Michael Wells | ||
2 | Reason for the notification | |||
a) | Position/status | Group Chief Executive (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 17.92 | 3 | ||
(ii) | GBP 17.405 | 1,342 | ||
d) | Aggregated information - Aggregated volume - Price | 1,345 GBP 17.406149 | ||
e) | Date of the transaction(s) | 2017-10-05 | ||
f) | Place of the transaction(s) | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Michael Wells | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Executive (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | American Depositary Receipt ("ADR") 74435K204 | |
b) | Nature of the transaction(s) | Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
USD 46.98 | 508 | ||
d) | Aggregated information - Aggregated volume - Price | 508 USD 46.98 | |
e) | Date of the transaction(s) | 2017-10-05 | |
f) | Place of the transaction(s) | New York Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Nicolaos Nicandrou | ||
2 | Reason for the notification | |||
a) | Position/status | Executive Director (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 17.92 | 14 | ||
(ii) | GBP 17.405 | 834 | ||
d) | Aggregated information - Aggregated volume - Price | 848 GBP 17.4135024 | ||
e) | Date of the transaction(s) | 2017-10-05 | ||
f) | Place of the transaction(s) | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | John Foley | ||
2 | Reason for the notification | |||
a) | Position/status | Executive Director (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 17.92 | 5 | ||
(ii) | GBP 17.405 | 1,184 | ||
d) | Aggregated information - Aggregated volume - Price | 1,189 GBP 17.407166 | ||
e) | Date of the transaction(s) | 2017-10-05 | ||
f) | Place of the transaction(s) | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Anne Richards | |
2 | Reason for the notification | ||
a) | Position/status | Executive Director (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 17.405 | 276 | ||
d) | Aggregated information - Aggregated volume - Price | 276 GBP 17.405 | |
e) | Date of the transaction(s) | 2017-10-05 | |
f) | Place of the transaction(s) | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Barry Stowe | |
2 | Reason for the notification | ||
a) | Position/status | Executive Director (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | American Depositary Receipt ("ADR") 74435K204 | |
b) | Nature of the transaction(s) | Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
USD 46.98 | 1,158 | ||
d) | Aggregated information - Aggregated volume - Price | 1,158 USD 46.98 | |
e) | Date of the transaction(s) | 2017-10-05 | |
f) | Place of the transaction(s) | New York Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Julian Adams | ||
2 | Reason for the notification | |||
a) | Position/status | Group Regulatory and Government Relations Director (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 17.92 | 3 | ||
(ii) | GBP 17.405 | 401 | ||
d) | Aggregated information - Aggregated volume - Price | 404 GBP 17.408824 | ||
e) | Date of the transaction(s) | 2017-10-05 | ||
f) | Place of the transaction(s) | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Raghunath Hariharan | ||
2 | Reason for the notification | |||
a) | Position/status | Director of Strategy and Capital Market Relations (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 17.92 | 3 | ||
(ii) | GBP 17.405 | 172 | ||
d) | Aggregated information - Aggregated volume - Price | 175 GBP 17.413829 | ||
e) | Date of the transaction(s) | 2017-10-05 | ||
f) | Place of the transaction(s) | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Jonathan Oliver | ||
2 | Reason for the notification | |||
a) | Position/status | Group Communications Director (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 17.92 | 8 | ||
(ii) | GBP 17.405 | 123 | ||
d) | Aggregated information - Aggregated volume - Price | 131 GBP 17.4364504 | ||
e) | Date of the transaction(s) | 2017-10-05 | ||
f) | Place of the transaction(s) | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Alan Porter | ||
2 | Reason for the notification | |||
a) | Position/status | Group General Counsel and Company Secretary (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transaction(s) | (i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 17.92 | 7 | ||
(ii) | GBP 17.405 | 297 | ||
d) | Aggregated information - Aggregated volume - Price | 304 GBP 17.416859 | ||
e) | Date of the transaction(s) | 2017-10-05 | ||
f) | Place of the transaction(s) | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Al-Noor Ramji | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Digital Officer (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 17.405 | 160 | ||
d) | Aggregated information - Aggregated volume - Price | 160 GBP 17.405 | |
e) | Date of the transaction(s) | 2017-10-05 | |
f) | Place of the transaction(s) | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Tim Rolfe | |
2 | Reason for the notification | ||
a) | Position/status | Group Human Resources Director (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 17.405 | 359 | ||
d) | Aggregated information - Aggregated volume - Price | 359 GBP 17.405 | |
e) | Date of the transaction(s) | 2017-10-05 | |
f) | Place of the transaction(s) | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Howard Davies | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
b) | Nature of the transaction(s) | Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 17.7533 | 74 | ||
d) | Aggregated information - Aggregated volume - Price | 74 GBP 17.7533 | |
e) | Date of the transaction(s) | 2017-10-05 | |
f) | Place of the transaction(s) | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Lord Turner | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
b) | Nature of the transaction(s) | Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 17.7533 | 52 | ||
d) | Aggregated information - Aggregated volume - Price | 52 GBP 17.7533 | |
e) | Date of the transaction(s) | 2017-10-05 | |
f) | Place of the transaction(s) | London Stock Exchange |
Additional information
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
Contact
Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027
Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 06 October 2017
PRUDENTIAL PUBLIC LIMITED COMPANY | |
By: /s/ Chris Smith | |
Chris Smith | |
Deputy Company Secretary |