SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of December, 2017
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | John Foley | |
2 | Reason for the notification | ||
a) | Position/status | Executive Director (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
b) | Nature of the transaction | (i) Exercise of options under the Prudential Savings-Related Share Option Plan (ii) Immediate sale of shares on exercise of options under the Prudential Savings-Related Share Option Plan | |
c) | Price(s) and volume(s) | (i) Exercise of options: | |
Price(s) | Volume(s) | ||
GBP 11.552 | 779 | ||
(ii) Sale: | |||
Price(s) | Volume(s) | ||
GBP 18.328498 | 779 | ||
d) | Aggregated information - Aggregated volume - Price | 779 GBP 18.328498 | |
e) | Date of the transaction | 2017-12-01 | |
f) | Place of the transaction | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Jonathan Oliver | |
2 | Reason for the notification | ||
a) | Position/status | Group Communications Director (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
b) | Nature of the transaction | (i) Exercise of options under the Prudential Savings-Related Share Option Plan (ii) Immediate sale of shares on exercise of options under the Prudential Savings-Related Share Option Plan | |
c) | Price(s) and volume(s) | (i) Exercise of options: | |
Price(s) | Volume(s) | ||
GBP 6.286667 | 2,386 | ||
(ii) Sale: | |||
Price(s) | Volume(s) | ||
GBP 18.328498 | 2,386 | ||
d) | Aggregated information - Aggregated volume - Price | 2,386 GBP 18.328498 | |
e) | Date of the transaction | 2017-12-01 | |
f) | Place of the transaction | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Alan Porter | |
2 | Reason for the notification | ||
a) | Position/status | Group General Counsel and Company Secretary (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
b) | Nature of the transaction | (i) Exercise of options under the Prudential Savings-Related Share Option Plan (ii) Immediate sale of shares on exercise of options under the Prudential Savings-Related Share Option Plan | |
c) | Price(s) and volume(s) | (i) Exercise of options: | |
Price(s) | Volume(s) | ||
GBP 11.552 | 779 | ||
(ii) Sale: | |||
Price(s) | Volume(s) | ||
GBP 18.328498 | 779 | ||
d) | Aggregated information - Aggregated volume - Price | 779 GBP 18.328498 | |
e) | Date of the transaction | 2017-12-01 | |
f) | Place of the transaction | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | David Law | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
b) | Nature of the transaction | Acquisition of shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 18.37 | 2,162 | ||
d) | Aggregated information - Aggregated volume - Price | 2,162 GBP 18.37 | |
e) | Date of the transaction | 2017-12-01 | |
f) | Place of the transaction | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Anne Richards | |
2 | Reason for the notification | ||
a) | Position/status | Executive Director (PDMR) | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Prudential plc | |
b) | LEI | 5493001Z3ZE83NGK8Y12 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Option in respect of notional shares in Prudential plc GB0007099541 | |
b) | Nature of the transaction | (i) Exercise of option over notional shares (including related dividend equivalent); (ii) Receiving a cash amount of £395,174.04 in accordance with the terms of that option; and (iii) Application of the net cash amount in (ii) above to the purchase of 21,408 Prudential plc shares at £18.33 per share | |
c) | Price(s) and volume(s) | (i) Exercise of option: | |
Price(s) | Volume(s) | ||
GBP 0.05 | 41,194 | ||
(ii) Receipt of cash amount GBP 395,174.04 | |||
(iii) Purchase of Prudential plc shares | |||
Price(s) | Volume(s) | ||
GBP 18.33 | 21,408 | ||
d) | Aggregated information - Aggregated volume - Cash amount / price received | (i) Exercise of option: | |
Price(s) | Volume(s) | ||
GBP 0.05 | 41,194 | ||
(ii) Receipt of cash amount GBP 395,174.04 | |||
(iii) Purchase of Prudential plc shares | |||
Price(s) | Volume(s) | ||
GBP 18.33 | 21,408 | ||
e) | Date of the transaction | (i) Exercise of option: 2017-12-01 (ii) Receipt of cash amount: 2017-12-04 (iii) Purchase of Prudential plc shares: 2017-12-04 | |
f) | Place of the transaction | London Stock Exchange |
Additional information
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
Contact
Jennie Webb, Share Plans Manager +44 (0)20 7548 2027
Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 04 December 2017
PRUDENTIAL PUBLIC LIMITED COMPANY | |
By: /s/ Chris Smith | |
Chris Smith | |
Deputy Group Secretary |