Exhibit 1.01 Conflict Minerals Report
This is the Conflict Minerals Report of TTM Technologies, Inc. (the “Company” or “TTM”) for the calendar year ended December 31, 2015 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”), the instructions to Form SD. Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-67716 for definitions to the terms used in this Report, unless otherwise defined herein.
Rule 13p-1 and Form SD require the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “Conflict Minerals” (as defined below) are present in the products and necessary to the functionality of such products. Form SD defines “Conflict Minerals” as: i)(a) columbite-tantalite (or coltan, the metal ore from which tantalum is extracted), (b) cassiterite (the metal ore from which tin is extracted), (c) gold and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are currently limited to tantalum, tin and tungsten; or ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”).
| (1) | Product Description |
TTM is a leading global provider of time-critical and technologically complex printed circuit board (“PCB”) products and electro-mechanical solutions (“E-M Solutions”) populated with electronic components, which include backplane assemblies and serve as the foundation for sophisticated electronic products. The Company provides advanced technology products and offers a one-stop manufacturing solution to customers from engineering support to prototype development through final volume production. The Company serves a diversified customer base in various markets throughout the world, including manufacturers of networking/communications infrastructure products, touch screen tablets and smartphones. The Company also serves aerospace and defense, high-end computing, and industrial/medical industries. The Company’s customers include both original equipment manufacturers (“OEMs”) and electronic manufacturing services (“EMS”) providers.
As a company whose business is the manufacturing and assembly of PCBs and E-M Solutions, TTM is several levels removed from the actual mining and refining of Conflict Minerals. TTM does not purchase raw ore or unrefined Conflict Minerals and makes no direct purchases in the Covered Countries.
Our customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials and components we use, and in many cases specify the suppliers from which we source these minerals and components. As a result, we are limited in our ability to exercise discretion in sourcing certain materials and components. Similarly, our ability to influence the supply chain practices of suppliers selected by our customers is limited. Thus, our ability to change the sourcing of our Conflict Minerals depends on our customers’ selections of suppliers and designs.
| (2) | Due Diligence in Accordance with the Organization for Economic Cooperation and Development (the “OECD”) 5-Step Framework |
TTM has processes in place for the purpose of exercising due diligence over its supply chain as it relates to minerals from conflict-affected and high risk areas. The design of the due diligence processes conforms substantially to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related Supplements for gold and for tin, tantalum and tungsten (the “OECD Guidance”) as it relates to “downstream” purchasers of products and components. The due diligence processes have been described below under sub-headings corresponding to the five-step framework of the OECD Guidance.
Step 1 –Establish Strong Company Management Systems
| 1.1 | TTM has adopted a Conflict Minerals Policy and Statement (the “Policy”). A copy of the Policy, together with a copy of this Form SD and Conflict Minerals Report, can be found on the Company’s website at www.ttm.com/about/about_ethics_governance.aspx. The content of our website as referred to in this Form and Report is included for general information only and is not incorporated by reference herein. In accordance with the Policy, TTM is continuing to review its suppliers’ declarations and has sought their cooperation and assistance in ensuring that the Conflict Minerals used in TTM products are sourced reliably and responsibly. However, as noted in the Policy and above, TTM’s purchasing decisions are limited by the level of cooperation it receives from suppliers in sourcing responsibly from non-conflict areas. |
| 1.2 | TTM has a Conflict Minerals Steering Committee (Steering Committee) to review and enhance the cross-functional working group (the “Working Group”) tasked with developing policies and procedures consistent with the OECD Guidance. |
| 1.3 | In accordance with the requirements of Rule 13p-1 and the instructions to Form SD, the Working Group annually reviews the Company’s PCB and E-M Solution products, all of which are manufactured to customer specifications, to determine if they contain Conflict Minerals necessary to the products’ generally expected functions, use, purpose or production. |
| 1.4 | The Working Group concluded that the bare PCBs may contain either gold or tin in surface finishes, and the E-M Solutions products manufactured in 2015 may contain any of the four Conflict Minerals in components. |
Step 2 –Identify and Assess Risks in the Supply Chain
| 2.1 | The Working Group has identified the suppliers of the chemistries and components that contain Conflict Minerals in TTM’s products and conducted a supply-chain survey to obtain source smelter identification from its suppliers of Conflict Minerals using the standard conflict minerals reporting template (“CMRT”) published by the Conflict Free Sourcing Initiative (“CFSI”) (formerly the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative (“EICC-GeSI”)). |
| 2.2 | The CMRT was distributed to all identified suppliers of components or materials containing Conflict Minerals to determine the country of origin of the Conflict Minerals contained therein; whether such Conflict Minerals were sourced from recycled or scrap materials; or whether such Conflict Minerals were otherwise outside of the supply chain as of December 31, 2015. The CMRT requested information on Conflict Minerals in components or materials supplied to TTM during calendar year 2015 and contained representations as to the source and origin of the necessary Conflict Minerals contained in the relevant products. |
| 2.3 | In addition to identifying suppliers of Conflict Minerals to the Company and conducting the supply-chain survey, TTM’s diligence measures included requesting suppliers to declare if any Conflict Minerals utilized in their products originate in the Covered Countries. |
| 2.4 | Smelters and refiners identified in the supply-chain survey were compared to the list of smelters that have been validated as “conflict free” by the CFSI. |
| 2.5 | Tracking of supplier responses was updated weekly and follow-up with unresponsive suppliers was conducted as needed. 100% of PCB suppliers and 97% of E-M Solutions suppliers submitted CMRTs. |
| 2.6 | Through this supplier survey process, TTM learned that 100% of its PCB suppliers identified all of their source smelters of conflict minerals, but only 84% of suppliers for its E-M Solutions products reported having identified all of their source smelters. TTM is continuing to work with such suppliers to obtain complete and accurate information relating to the source smelters. |
Step 3 –Design and Implement a Strategy to Respond to Identified Risks
| 3.1 | Results of the supplier survey program were reviewed with senior management monthly from September 2015 to April 2016. |
| 3.2 | Suppliers that were non-responsive were reviewed with purchasing and sales management for continued business. |
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| 3.3 | As the Company reported for the year ended December 31, 2014, some of its source smelters for tantalum, tin, tungsten and gold source some portion of their feedstock ores from the Covered Countries. For the calendar year ended December 31, 2015, these smelters included: |
| Tantalum | Conghua Tantalum and Niobium Smeltry | - | China | |||
| Douluoshan Sapphire Rare Metal Co Ltd | - | China | ||||
| F & X Electro & Resource Ltd. | - | China | ||||
| JiuJiang JinXin Nonferrous Metals Co., Ltd. | - | China | ||||
| Jiujiang Tanbre Co., Ltd. | - | China | ||||
| Ningxia Orient Tantalum Industry Co., Ltd. | - | China | ||||
| Taki Chemicals | - | Japan | ||||
| ULBA Metallurgical Plant JSC | - | Kazakhstan | ||||
| Zhuzhou Cemented Carbide | - | China | ||||
| KEMET Blue Metals | - | Mexico | ||||
| H.C. Starck Co., Ltd. | - | Thailand | ||||
| H.C. Starck GmbH Goslar | - | Germany | ||||
| H.C. Starck GmbH Laufenburg | - | Germany | ||||
| H.C. Starck Smelting GmbH & Co. KG | - | Germany | ||||
| Global Advanced Metals Boyertown | - | United States | ||||
| Global Advanced Metals Aizu | - | Japan | ||||
| KEMET Blue Powder | - | United States | ||||
| Tin | Malaysia Smelting Corporation (MSC) | - | Malaysia | |||
| PT Bukit Timah | - | Indonesia | ||||
| Thaisarco | - | Thailand | ||||
| Phoenix Metal Ltd. | - | Rwanda | ||||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | - | Vietnam | |||
| WBH,Wolfram | - | Austria | ||||
| Xiamen H.C. | - | China | ||||
| Asia Tungsten Products Vietnam Ltd. | - | Vietnam | ||||
| Gold | Argor-Heraeus S.A. | - | Switzerland | |||
| PAMP S.A. | - | Switzerland | ||||
| Rand Refinery (Pty) Ltd. | - | South Africa | ||||
| MMTC-PAMP India Pvt., Ltd. | - | India | ||||
The smelters listed directly above have been audited in accordance with the CFSI audit program and found to be compliant. The lone exception is for Phoenix Metal Ltd. which has committed to and is currently engaged in the audit process according to CFSI. TTM has no reason to otherwise believe that any of these conflict minerals financed or benefited armed groups that operate in the covered countries of the DRC region.
| 3.4 | As noted above, the Company’s supply chain survey did not yield complete source-smelter information from a number of customer-specified suppliers of Conflict Minerals for TTM’s E-M Solutions products. The Company is continuing its efforts to work with such suppliers to ensure complete information is provided to the Company, including the country of origin of the relevant Conflict Minerals and the identity of the source smelters used to process the minerals. As additional information is obtained, the Company will undertake to determine whether such smelters have been certified by CFSI as “conflict-free” or otherwise. In connection with such continuing diligence, the Company intends to increase education of and outreach to its suppliers. |
Step 4 –Carry Out Independent Third-Party Audit (IPSA) of Smelter/Refiner’s Due Diligence Practices
| 4.1 | TTM supports the CFSI conflict free smelter program as well as the development and implementation of due diligence practices and tools such as the CMRT. TTM analyzed the data received on smelters and refiners and |
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| compared such information against the list of facilities that have received a “conflict free” designation from the CFSI. However, due to the structure of the Company’s supply chain as noted in the Policy and above, there are generally multiple tiers of suppliers between TTM and the smelters and refiners in the supply chain, and TTM does not purchase raw ore or unrefined Conflict Minerals or make any direct purchases in the Covered Countries. Therefore, as contemplated by the OECD Guidance for “downstream” companies, TTM has not performed its own audits of smelters or refiners. TTM will obtain an IPSA as and when required by Form SD. |
Step 5 –Report Annually on Supply Chain Due Diligence
| 5.1 | TTM submitted its Form SD with Exhibit 1.01 for the reporting period ended December 31, 2014 to the SEC and posted same on TTM’s external web site on May 14, 2015. |
(3) Products
The Company has identified the following products that may contain Conflict Minerals necessary to the functionality or production of products manufactured, or contracted to manufacture:
As noted in section (1) above, TTM products are the following:
| 1. | Bare Printed circuit boards fabricated to customer specifications, including procurement of heat sinks and their attachments, where applicable, and |
| 2. | Electro-Mechanical Solutions including printed circuit assemblies assembled to customer specified bills of materials using customer controlled components from customer approved vendor lists and any other products assembled to customer design and using customer specified suppliers. |
As shown in Appendix I, all PCB suppliers not only identified all of their source smelters for gold and tin that are used in PCB surface finishes, but also 63 of 64 source smelters have been audited by CFSI, and the remaining tin smelter is actively seeking CFSI validation. Therefore, in the near future, all of TTM’s PCB conflict minerals source smelters may be validated by CFSI as conflict-free smelters.
(4) Summary
TTM’s reasonable country of origin inquiry is based on third party audit information and, to the extent that audited information is not available, it draws on additional information that TTM and others have collected. To the extent reasonably possible, TTM has documented the country of origin of identified smelters and refiners based on information from the CFSI, surveys of smelters and refiners, and/or third party reviews of publicly available information. However, some country of origin information has not been audited by a third party because, among other reasons, applicable smelters and refiners have gone out of operation before completing a third party audit, smelters and refiners have not gone through a third party audit, or the third party audit does not yet include reporting of country of origin information. TTM believes that the applicable conflict minerals smelters for 100% of its PCB product supplies have been identified, but available supplier information indicates that this is not yet true for its E-M Solutions products. Nevertheless, based on the information provided by TTM’s suppliers, smelters, and refiners, as well as from the CFSI and other sources, TTM believes that the Conflict Minerals contained in its products were processed in the countries listed in the Annexes below and has indicated where the smelters have previously been audited by CFSI and found to be sourcing conflict free, or are working with CFSI to be audited in the future.
TTM’s customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials, components and suppliers we use, which limits our ability to exercise discretion in sourcing certain materials and components, and our ability to influence the supply chain practices of suppliers. Accordingly, the Company’s success in making determinations about the potential presence of Conflict Minerals in its products depends upon various factors including, but not limited to, (i) the respective due diligence efforts of its suppliers and their supply chain; (ii) such suppliers’ respective willingness, whether public or private entities, to disclose such information to the Company; and (iii) the ability of the involved entities to make their determinations in accordance with nationally or internationally recognized standards, including the Guidance provided by the OECD. The failure to obtain reliable information from any level of TTM’s supply chain could have a material impact on the Company’s future ability to report on the presence of Conflict Minerals with any degree of certainty. There can be no assurance that the Company’s suppliers will continue to cooperate with diligence inquiries and requests for certifications or provide documentation or other evidence that TTM considers reliable or in a time frame sufficient to allow the Company to make its own assessment following appropriate further diligence measures, if any.
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Appendix I
Source conflict minerals smelters for PCB global operations during 2015
Appendix II
Source conflict minerals smelters for E-M Solutions global operations during 2015
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Appendix I
Conflict Minerals Sources to TTM PCB Global Operations
2015
Metal (*) | Metal Total | Smelter Name (*) | Smelter Country (*) | Validated CFS? | ||||
Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | Y | |||||
Gold | Argor-Heraeus SA | SWITZERLAND | Y | |||||
Gold | CCR Refinery – Glencore Canada Corporation | CANADA | Y | |||||
Gold | Chimet S.p.A. | ITALY | Y | |||||
Gold | Heimerle + Meule GmbH | GERMANY | Y | |||||
Gold | Heraeus Ltd. Hong Kong | CHINA | Y | |||||
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | Y | |||||
Gold | Johnson Matthey Inc. | UNITED STATES | Y | |||||
Gold | Materion | UNITED STATES | Y | |||||
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | Y | |||||
Gold | Metalor Technologies SA | SWITZERLAND | Y | |||||
Gold | Metalor USA Refining Corporation | UNITED STATES | Y | |||||
Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | MEXICO | Y | |||||
Gold | Ohio Precious Metals, LLC | UNITED STATES | Y | |||||
Gold | PAMP SA | SWITZERLAND | Y | |||||
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | Y | |||||
Gold | Republic Metals Corporation | UNITED STATES | Y | |||||
Gold | Royal Canadian Mint | CANADA | Y | |||||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | Y | |||||
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | Y | |||||
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | Y | |||||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | Y | |||||
Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | Y | |||||
Gold | United Precious Metal Refining, Inc. | UNITED STATES | Y | |||||
Gold | Valcambi SA | SWITZERLAND | Y | |||||
Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | Y | |||||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | Y | |||||
Gold | 27 | PCB Gold Source Smelters | ||||||
Tin | Alpha | UNITED STATES | Y | |||||
Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | Y | |||||
Tin | CV Serumpun Sebalai | INDONESIA | Y | |||||
Tin | CV United Smelting | INDONESIA | Y | |||||
Tin | CV Venus Inti Perkasa | INDONESIA | Y | |||||
Tin | Dowa | JAPAN | Y | |||||
Tin | EM Vinto | BOLIVIA | Y | |||||
Tin | Fenix Metals | POLAND | Y | |||||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | Y | |||||
Tin | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | Y | |||||
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | Y | |||||
Tin | Mineração Taboca S.A. | BRAZIL | Y | |||||
Tin | Minsur | PERU | Y | |||||
Tin | Mitsubishi Materials Corporation | JAPAN | Y | |||||
Tin | Operaciones Metalurgical S.A. | BOLIVIA | Y | |||||
Tin | PT Aries Kencana Sejahtera | INDONESIA | Y | |||||
Tin | PT Bangka Tin Industry | INDONESIA | Y | |||||
Tin | PT Bukit Timah | INDONESIA | Y | |||||
Tin | PT DS Jaya Abadi | INDONESIA | Y | |||||
Tin | PT Eunindo Usaha Mandiri | INDONESIA | Y | |||||
Tin | PT Inti Stania Prima | INDONESIA | Y | |||||
Tin | PT Mitra Stania Prima | INDONESIA | Y | |||||
Tin | PT Panca Mega Persada | INDONESIA | Y |
Appendix I – Page 1
Tin | PT Refined Bangka Tin | INDONESIA | Y | |||||
Tin | PT Sariwiguna Binasentosa | INDONESIA | Y | |||||
Tin | PT Stanindo Inti Perkasa | INDONESIA | Y | |||||
Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | Y | |||||
Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | Y | |||||
Tin | PT Tinindo Inter Nusa | INDONESIA | Y | |||||
Tin | Thaisarco | THAILAND | Y | |||||
Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | Y | |||||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | Active | |||||
Tin | Yunnan Tin Group (Holding) Company Limited | CHINA | Y | |||||
Tin | 33 | PCB Tin Smelters | ||||||
| 60 | Total PCB Source Smelters |
Appendix I – Page 2
Appendix II
Conflict Minerals Sources to E-M Solutions Global Operations
2015
Metal (*) | Metal | Smelter Name (*) | Smelter Country (*) | Validated CFS? | ||||
| Gold | Advanced Chemical Company | UNITED STATES | Active | |||||
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | Y | |||||
| Gold | Aktyubinsk Copper Company TOO | KAZAKHSTAN | ||||||
| Gold | Al Etihad Gold Refinery DMCC | UAE | ||||||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | Y | |||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | Active | |||||
| Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | Y | |||||
| Gold | Argor-Heraeus SA | SWITZERLAND | Y | |||||
| Gold | Asahi Pretec Corporation | JAPAN | Y | |||||
| Gold | Asaka Riken Co., Ltd. | JAPAN | Y | |||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | ||||||
| Gold | AURA-II | UNITED STATES | ||||||
| Gold | Aurubis AG | GERMANY | Y | |||||
| Gold | BALORE REFINERSGA | INDIA | ||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | Y | |||||
| Gold | Bauer Walser AG | GERMANY | ||||||
| Gold | Boliden AB | SWEDEN | Y | |||||
| Gold | C. Hafner GmbH + Co. KG | GERMANY | Y | |||||
| Gold | Caridad | MEXICO | ||||||
| Gold | CCR Refinery – Glencore Canada Corporation | CANADA | Y | |||||
| Gold | Cendres + Métaux SA | SWITZERLAND | Active | |||||
| Gold | Changsha South Tantalum Niobium Co., Ltd. | CHINA | ||||||
| Gold | Chimet S.p.A. | ITALY | Y | |||||
| Gold | China Golddeal Investment Co., Ltd | CHINA | ||||||
| Gold | China National Gold Group Corp. | CHINA | ||||||
| Gold | Chugai Mining | JAPAN | ||||||
| Gold | CID002863 | INDIA | ||||||
| Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | Active | |||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | ||||||
| Gold | Do Sung Corporation | KOREA, REPUBLIC OF | Active | |||||
| Gold | Doduco | GERMANY | Y | |||||
| Gold | Dowa | JAPAN | Y | |||||
| Gold | Eco-System Recycling Co., Ltd. | JAPAN | Y | |||||
| Gold | electro metals | UNITED STATES | ||||||
| Gold | Emirates Gold DMCC | UAE | Y | |||||
| Gold | ERCEI | France | ||||||
| Gold | Faggi Enrico S.p.A. | ITALY | Active | |||||
| Gold | Feinhütte Halsbrücke GmbH | Germany | ||||||
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | ||||||
| Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | ||||||
| Gold | Gansu-based Baiyin Nonferrous Metals Corporation (BNMC) | CHINA | ||||||
| Gold | Geib Refining Corporation | UNITED STATES | Active | |||||
| Gold | Guangdong Jinding Gold Limited | CHINA | ||||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | ||||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
Appendix II – Page 1
| Gold | Hawkins Inc | UNITED STATES | ||||||
| Gold | Heesung Catalysts | KOREA, REPUBLIC OF | ||||||
| Gold |
| Heimerdinger | GERMANY | |||||
| Gold | Heimerle + Meule GmbH | GERMANY | Y | |||||
| Gold | Henan Sanmenxia Lingbao Jinyuan Mining Co., Ltd. | CHINA | ||||||
| Gold | Henan Yuguang Gold & Lead Co., Ltd. | CHINA | ||||||
| Gold | Heraeus Ltd. Hong Kong | CHINA | Y | |||||
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | Y | |||||
| Gold | Hunan Chenzhou Mining Group Co., Ltd. | CHINA | ||||||
| Gold | Hutti Gold Mines Co. | INDIA | ||||||
| Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | ||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | ||||||
| Gold | inovan gmbh | GERMANY | ||||||
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | Y | |||||
| Gold | Istanbul Gold Refinery | TURKEY | Y | |||||
| Gold | Japan Mint | JAPAN | Y | |||||
| Gold | Jiangxi Copper Company Limited | CHINA | Y | |||||
| Gold | Jin Jinyin refining company limited | CHINA | ||||||
| Gold | Johnson Matthey Inc. | UNITED STATES | Y | |||||
| Gold | Johnson Matthey Limited | CANADA | Y | |||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | Y | |||||
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | Y | |||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Y | |||||
| Gold | K.A Rasmussen as | NORWAY | ||||||
| Gold | Kaloti Precious Metals | UAE | ||||||
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | ||||||
| Gold | Kazzinc | KAZAKHSTAN | Y | |||||
| Gold | Kennecott Utah Copper LLC | UNITED STATES | Y | |||||
| Gold | KGHM Polska Miedź Spółka Akcyjna | POLAND | Active | |||||
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | Y | |||||
| Gold | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF | ||||||
| Gold | Korea Zinc Co. Ltd. | KOREA, REPUBLIC OF | Active | |||||
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | ||||||
| Gold | L’ azurde Company For Jewelry | SAUDI ARABIA | ||||||
| Gold | Lingbao Gold Company Limited | CHINA | ||||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | ||||||
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | Y | |||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | ||||||
| Gold | Materion | UNITED STATES | Y | |||||
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | Y | |||||
| Gold | Mead Metals | UNITED STATES | ||||||
| Gold | Metahub Industries Sdn. Bhd. | MALAYSIA | ||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | Y | |||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | Y | |||||
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | Active | |||||
| Gold | Metalor Technologies SA | SWITZERLAND | Y | |||||
| Gold | Metalor USA Refining Corporation | UNITED STATES | Y | |||||
| Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | MEXICO | Y | |||||
| Gold | Minsur Mines | PERU |
Appendix II – Page 2
Gold | Mitsubishi Materials Corporation | JAPAN | Y | |||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Y | |||||
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | Y | |||||
| Gold | Morris and Watson | NEW ZEALAND | ||||||
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | Y | |||||
| Gold | MPF | France | ||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | Y | |||||
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | Active | |||||
| Gold | Nihon Material Co., Ltd. | JAPAN | Y | |||||
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | Y | |||||
| Gold | Ohio Precious Metals, LLC | UNITED STATES | Y | |||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | Y | |||||
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | RUSSIAN FEDERATION | Y | |||||
| Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | ||||||
| Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | Y | |||||
| Gold | PAMP SA | SWITZERLAND | Y | |||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | ||||||
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | Y | |||||
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | Y | |||||
| Gold | PX Précinox SA | SWITZERLAND | Y | |||||
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | Y | |||||
| Gold | Remondis Argentia | NETHERLANDS | ||||||
| Gold | Republic Metals Corporation | UNITED STATES | Y | |||||
| Gold | Royal Canadian Mint | CANADA | Y | |||||
| Gold | 119 | Sabin Metal Corp. | UNITED STATES | |||||
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | Active | |||||
| Gold | SAMWON Metals Corp. | KOREA, REPUBLIC OF | ||||||
| Gold | Sanmenxia HengSheng | CHINA | ||||||
| Gold | SAXONIA Edelmetalle GmbH | GERMANY | Active | |||||
| Gold | Schone Edelmetaal | NETHERLANDS | Y | |||||
| Gold | SEMPSA Joyería Platería SA | SPAIN | Y | |||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | ||||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | Y | |||||
| Gold | Shandong Zhaoyuan | CHINA | ||||||
| Gold | Shangdong Humon Smelting Co., Ltd. | CHINA | ||||||
| Gold | Shanghai Gold Exchan | CHINA | ||||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | ||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | Y | |||||
| Gold | Singway Technology Co., Ltd. | TAIWAN | Y | |||||
| Gold | So Accurate Group, Inc. | UNITED STATES | ||||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | Y | |||||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN | Y | |||||
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | Y | |||||
| Gold | Super Dragon Technology Co., Ltd. | TAIWAN | ||||||
| Gold | T.C.A S.p.A | ITALY | Y | |||||
| Gold | Taizhou Chang San Jiao Electric Company | CHINA | ||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | Y | |||||
| Gold | The Great Wall Gold and Silver Refinery of China | CHINA | ||||||
| Gold | The Hutti Gold Company | INDIA | ||||||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | Y |
Appendix II – Page 3
Gold | Tokuriki Honten Co., Ltd. | JAPAN | Y | |||||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | ||||||
Gold | Torecom | KOREA, REPUBLIC OF | Active | |||||
Gold | Umicore Brasil Ltda. | BRAZIL | Y | |||||
Gold | Umicore Precious Metals Thailand | THAILAND | Y | |||||
Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | Y | |||||
Gold | United Precious Metal Refining, Inc. | UNITED STATES | Y | |||||
Gold | Valcambi SA | SWITZERLAND | Y | |||||
Gold | W.C. Heraeus GmbH | GERMANY | ||||||
Gold | WATANABE ELECTRIC | JAPAN | ||||||
Gold | WATANABE PLATING | JAPAN | ||||||
Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | Y | |||||
Gold | WIELAND Edelmetalle GmbH | GERMANY | Active | |||||
Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | Y | |||||
Gold | Yantai Zhaojinlufu | CHINA | ||||||
Gold | Yokohama Metal Co., Ltd. | JAPAN | Y | |||||
Gold | Yunnan Copper Industry Co., Ltd. | CHINA | ||||||
Gold | Yunnan Metallurgical | CHINA | ||||||
Gold | zhaojinjinyinyelian | CHINA | ||||||
Gold | Zhongkuang Gold Industry Co., Ltd. | CHINA | ||||||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | Y | |||||
Gold | Zhuzhou Smelting Group Co., Ltd. | CHINA | ||||||
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | Y | |||||
Gold |  | CHINA | ||||||
Gold |  | CHINA | ||||||
Gold |  | CHINA | ||||||
Gold | 170 | Assembly Reported Gold Smelters | ||||||
Tantalum | A.L.M.T. TUNGSTEN Corp. | JAPAN | ||||||
Tantalum | A.M.P.E.R.E. Deutsch | GERMANY | ||||||
Tantalum | Advanced Metallurgical Group N.V. (AMG) | UNITED STATES | ||||||
Tantalum | AGL | UNITED STATES | ||||||
Tantalum | ALMT | CHINA | ||||||
Tantalum | BÖHLER Schmiedetechn | AUSTRIA | ||||||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | Y | |||||
Tantalum | Chaozhou Xianglu Tun | CHINA | ||||||
Tantalum | China National Nonfe | China | ||||||
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | Y | |||||
Tantalum | D Block Metals, LLC | UNITED STATES | Y | |||||
Tantalum | Designed Alloy Produ | UNITED STATES | ||||||
Tantalum | Duoluoshan | CHINA | Y | |||||
Tantalum | Exotech Inc. | UNITED STATES | Y | |||||
Tantalum | F&X Electro-Materials Ltd. | CHINA | Y | |||||
Tantalum | FIR Metals & Resource Ltd. | CHINA | Y | |||||
Tantalum | Global Advanced Metals Aizu | JAPAN | Y | |||||
Tantalum | Global Advanced Metals Boyertown | UNITED STATES | Y | |||||
Tantalum | GTP Corp. | UNITED STATES | ||||||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | Y | |||||
Tantalum | Guixi smelting plant | China | ||||||
Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA | ||||||
Tantalum | H.C. Starck Co., Ltd. | THAILAND | Y | |||||
Tantalum | H.C. Starck GmbH Goslar | GERMANY | Y | |||||
Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | Y | |||||
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | Y | |||||
Tantalum | H.C. Starck Inc. | UNITED STATES | Y | |||||
Tantalum | H.C. Starck Ltd. | JAPAN | Y |
Appendix II – Page 4
| Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY | Y | |||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | Y | |||||
| Tantalum | Heraeus Material Technology GmbH null KG (Heraeus Holding GmbH) | GERMANY | ||||||
| Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES | Y | |||||
| Tantalum | Jade-Sterling | UNITED STATES | ||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | Y | |||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | Y | |||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | Y | |||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | Y | |||||
| Tantalum | KEMET Blue Metals | MEXICO | Y | |||||
| Tantalum | KEMET Blue Powder | UNITED STATES | Y | |||||
| Tantalum | Kennametal inc | UNITED STATES | ||||||
| Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | Y | |||||
| Tantalum | LSM Brasil S.A. | BRAZIL | Y | |||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | Y | |||||
| Tantalum | Mineração Taboca S.A. | BRAZIL | Y | |||||
| Tantalum | Mitsui Mining & Smelting | JAPAN | Y | |||||
| Tantalum | Molycorp Silmet A.S. | ESTONIA | Y | |||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | Y | |||||
| Tantalum | Plansee SE Liezen | AUSTRIA | Y | |||||
| Tantalum | Plansee SE Reutte | AUSTRIA | Y | |||||
| Tantalum | PM Kalco Inc | UNITED STATES | ||||||
| Tantalum | QuantumClean | UNITED STATES | Y | |||||
| Tantalum | Resind Indústria e Comércio Ltda | BRAZIL | Y | |||||
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | Y | |||||
| Tantalum | SANDVIK HARD MAT. | France | ||||||
| Tantalum | Shanghai Jiangxi Metals Co. Ltd | China | ||||||
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | Y | |||||
| Tantalum | Taki Chemicals | JAPAN | Y | |||||
| Tantalum | Tantalum Mining Corp. of Canada Ltd | CANADA | ||||||
| Tantalum | Telex Metals | UNITED STATES | Y | |||||
| Tantalum | Tranzact, Inc. | UNITED STATES | Y | |||||
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | Y | |||||
| Tantalum | WBH AG | AUSTRIA | ||||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | Y | |||||
| Tantalum | Yao gang xian mining | CHINA | ||||||
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | Y | |||||
| Tantalum | Zhuzhou Cemented Carbide | CHINA | Y | |||||
| Tantalum | 66 | Assembly Reported Tantalum Smelters | ||||||
| Tin | AFICA | France | ||||||
| Tin | ALLTECH METAL | France | ||||||
| Tin | Alpha | UNITED STATES | Y | |||||
| Tin | AMPERE | France | ||||||
| Tin | An Vinh Joint Stock Mineral Processing Company | VIETNAM | Active | |||||
| Tin | Atlas Pacific | UNITED STATES | ||||||
| Tin | Aurubis Netherlands | NETHERLANDS | ||||||
| Tin | B T Solders Pvt Ltd | INDIA | ||||||
| Tin | BALVER ZINN | GERMANY | ||||||
| Tin | Best Metais e Solda | BRAZIL | ||||||
| Tin | Brinkmann Chemie AG | GERMANY | ||||||
| Tin | CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda. | BRAZIL | ||||||
| Tin | Chemtreat Consultant | INDIA | ||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | Active | |||||
| Tin | CHIA FAR | TAIWAN |
Appendix II – Page 5
| Tin | China Tin Group Co., Ltd. | CHINA | Y | |||||
| Tin | CIMSA, S.A. | SPAIN | ||||||
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | ||||||
| Tin | Colonial Metals | UNITED STATES | ||||||
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | Y | |||||
| Tin | COPPER 100 | BRAZIL | ||||||
| Tin | CV Ayi Jaya | INDONESIA | Y | |||||
| Tin | CV Dua Sekawan | INDONESIA | Active | |||||
| Tin | CV Duta Putra Bangka | INDONESIA | ||||||
| Tin | CV Gita Pesona | INDONESIA | Y | |||||
| Tin | CV Serumpun Sebalai | INDONESIA | Y | |||||
| Tin | CV United Smelting | INDONESIA | Y | |||||
| Tin | CV Venus Inti Perkasa | INDONESIA | Y | |||||
| Tin | Dowa | JAPAN | Y | |||||
| Tin | Dr.ing.Max Schloette | GERMANY | ||||||
| Tin | Eagle Brass | UNITED STATES | ||||||
| Tin | Egli Fischer | SWITZERLAND | ||||||
| Tin | Electroloy Metal (Shenzhen) Co. ltd. | CHINA | ||||||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIETNAM | Active | |||||
| Tin | Elmet S.L.U (Metallo Group) | SPAIN | Y | |||||
| Tin | EM Vinto | BOLIVIA | Y | |||||
| Tin | Estanho de Rondônia S.A. | BRAZIL | ||||||
| Tin | Feinhütte Halsbrücke GmbH | GERMANY | ||||||
| Tin | Fenix Metals | POLAND | Y | |||||
| Tin | Fuji Metal Mining Corp. | TAIWAN | ||||||
| Tin | Furukawa Electric | JAPAN | ||||||
| Tin | GA AVRIL | UNITED STATES | ||||||
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | Active | |||||
| Tin | Gejiu Jinye Mineral Company | CHINA | Active | |||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | Active | |||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | Y | |||||
| Tin | Gejiu YunXin Colored Electrolysis Ltd | CHINA | ||||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | Active | |||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | ||||||
| Tin | Glencore | CANADA | ||||||
| Tin | Global Advanced Metals Pty Ltd | AUSTRALIA | ||||||
| Tin | H. Kramer & Co. | UNITED STATES | ||||||
| Tin | Hayes Metals Pty Ltd | NEW ZEALAND | ||||||
| Tin | HongQiao metal parts | CHINA | ||||||
| Tin | HUAHONG CO., LTD | CHINA | ||||||
| Tin | Huanggang Tongding | CHINA | ||||||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | Active | |||||
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | ||||||
| Tin | Impag AG CH-Zürich | SWITZERLAND | ||||||
| Tin | Ind. Minera Mexico | MEXICO | ||||||
| Tin | Indonesia Tin Corp | INDONESIA | ||||||
| Tin | Ing.Josef Kořínek | CZECH REPUBLIC | ||||||
| Tin | i-TSCL | GERMANY | ||||||
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | Y | |||||
| Tin | Jiangxi Shunda Huichang Kam Tin Co., Ltd. | CHINA | ||||||
| Tin | KARAS PLATING LTD | UNITED KINGDOM | ||||||
| Tin | KIESOW DR. BRINKMANN | GERMANY | ||||||
| Tin | KME France | FRANCE | ||||||
| Tin | KME Germany | GERMANY |
Appendix II – Page 6
| Tin | Koepp Schaum GmbH | GERMANY | ||||||
| Tin | Kunshan Chengli Tin Co., Ltd | CHINA | ||||||
| Tin | Laibin Huaxi Smelting Co., Ltd | CHINA | ||||||
| Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | ||||||
| Tin | M&R Claushuis BV | NETHERLANDS | ||||||
| Tin | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | Y | |||||
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | Y | |||||
| Tin | MANAAS MEYERLARGICAL | INDIA | ||||||
| Tin | MBO | FRANCE | ||||||
| Tin | MEDEKO CAST s.r.o. | SLOVAKIA (Slovak Republic) | ||||||
| Tin | Melt Metais e Ligas S/A | BRAZIL | Y | |||||
| Tin | Metallic Resources, Inc. | UNITED STATES | Y | |||||
| Tin | Metallo-Chimique N.V. | BELGIUM | Y | |||||
| Tin | Metallum Metal Tradi | SWITZERLAND | ||||||
| Tin | Minchai Metal Indust | TAIWAN | ||||||
| Tin | Mineração Taboca S.A. | BRAZIL | Y | |||||
| Tin | Mineral-Metal s.r.o. | CZECH REPUBLIC | ||||||
| Tin | Minsur | PERU | Y | |||||
| Tin | Mitsubishi Materials Corporation | JAPAN | Y | |||||
| Tin | Monette | GERMANY | ||||||
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | ||||||
| Tin | Neuhaus | GERMANY | ||||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIETNAM | Active | |||||
| Tin | Nippon Micrometal Corp. | JAPAN | ||||||
| Tin | Nohon Superior Co., | JAPAN | ||||||
| Tin | Norteña de Metales, SA | Spain | ||||||
| Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | ||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | Y | |||||
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | Y | |||||
| Tin | Operaciones Metalugicas SA. | INDONESIA | ||||||
| Tin | Operaciones Metalurgical S.A. | BOLIVIA | Y | |||||
| Tin | Phoenix Metal Ltd. | RWANDA | Active | |||||
| Tin | PIREKS | TURKEY | ||||||
| Tin | Prifer Com de Sucata | BRAZIL | ||||||
| Tin | PT Alam Lestari Kencana | INDONESIA | ||||||
| Tin | PT Aries Kencana Sejahtera | INDONESIA | Y | |||||
| Tin | PT Artha Cipta Langgeng | INDONESIA | Y | |||||
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | Y | |||||
| Tin | PT Babel Inti Perkasa | INDONESIA | Y | |||||
| Tin | PT Bangka Kudai Tin | INDONESIA | ||||||
| Tin | PT Bangka Prima Tin | INDONESIA | Y | |||||
| Tin | PT Bangka Putra Karya | INDONESIA | ||||||
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | ||||||
| Tin | PT Bangka Tin Industry | INDONESIA | Y | |||||
| Tin | PT Belitung Industri Sejahtera | INDONESIA | Y | |||||
| Tin | PT BilliTin Makmur Lestari | INDONESIA | Y | |||||
| Tin | PT Bukit Timah | INDONESIA | Y | |||||
| Tin | PT Cipta Persada Mulia | INDONESIA | Y | |||||
| Tin | PT DS Jaya Abadi | INDONESIA | Y | |||||
| Tin | PT Eunindo Usaha Mandiri | INDONESIA | Y | |||||
| Tin | PT Fang Di MulTindo | INDONESIA | ||||||
| Tin | PT Inti Stania Prima | INDONESIA | Y | |||||
| Tin | PT Justindo | INDONESIA | Y | |||||
| Tin | PT Karimun Mining | INDONESIA | Active | |||||
| Tin | PT Mitra Stania Prima | INDONESIA | Y |
Appendix II – Page 7
| Tin | PT Panca Mega Persada | INDONESIA | Y | |||||
| Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | ||||||
| Tin | PT Prima Timah Utama | INDONESIA | Y | |||||
| Tin | PT Refined Bangka Tin | INDONESIA | Y | |||||
| Tin | PT Sariwiguna Binasentosa | INDONESIA | Y | |||||
| Tin | PT Seirama Tin Investment | INDONESIA | ||||||
| Tin | PT Stanindo Inti Perkasa | INDONESIA | Y | |||||
| Tin | PT Sukses Inti Makmur | INDONESIA | Y | |||||
| Tin | PT Sumber Jaya Indah | INDONESIA | Y | |||||
| Tin | PT Supra Sukses Trinusa | INDONESIA | ||||||
| Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | Y | |||||
| Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | Y | |||||
| Tin | PT Tinindo Inter Nusa | INDONESIA | Y | |||||
| Tin | PT Tirus Putra Mandiri | INDONESIA | ||||||
| Tin | PT Tommy Utama | INDONESIA | Y | |||||
| Tin | PT Wahana Perkit Jaya | INDONESIA | Y | |||||
| Tin | Resind Indústria e Comércio Ltda | BRAZIL | Y | |||||
| Tin | REYNOLDS | FRANCE | ||||||
| Tin | Rui Da Hung | TAIWAN | Y | |||||
| Tin | SAN-ETSU METALS | JAPAN | ||||||
| Tin | SARBAK | TURKEY | ||||||
| Tin | Senju Metal Industry Co., Ltd. | MALAYSIA | ||||||
| Tin | Sevotrans | GERMANY | ||||||
| Tin | Shanghai Hubao Coppe | CHINA | ||||||
| Tin | Sipi Metals Corp | UNITED STATES | ||||||
| Tin | Smclting&Refining | THAILAND | ||||||
| Tin | Soft Metais Ltda. | BRAZIL | Y | |||||
| Tin | SORIMETAL | FRANCE | ||||||
| Tin | Super Ligas | BRAZIL | ||||||
| Tin | swissmetal | SWITZERLAND | ||||||
| Tin | Swopes Salvage | UNITED STATES | ||||||
| Tin | Tambang Timah | INDONESIA | ||||||
| Tin | Teck Metals Ltd | CANADA | ||||||
| Tin | Termomecanica | BRAZIL | ||||||
| Tin | Thaisarco | THAILAND | Y | |||||
| Tin | ThyssenKrupp | GERMANY | ||||||
| Tin | Timah | INDONESIA | ||||||
| Tin | TODINI AND CO SPA | ITALY | ||||||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIETNAM | Active | |||||
| Tin | Univertical Corp | UNITED STATES | ||||||
| Tin | Vitkovicke slevarny | CZECH REPUBLIC | ||||||
| Tin | VQB Mineral and Trading Group JSC | VIETNAM | Y | |||||
| Tin | Watanabe Plating co. | JAPAN | ||||||
| Tin | Westfalenzinn J. Jos | GERMANY | ||||||
| Tin | Westmetall GmbH & Co.KG | GERMANY | ||||||
| Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | Y | |||||
| Tin | Wieland Metals | UNITED STATES | ||||||
| Tin | Winter Metalle GmbH | GERMANY | ||||||
| Tin | Xianghualing Tin Industry Co., Ltd. | CHINA | ||||||
| Tin | Yifeng Tin Industry (Chenzhou) Co Ltd | CHINA | ||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | Active | |||||
| Tin | Yunnan Gejiu Jinye Minerals | CHINA | ||||||
| Tin | Yunnan Tin Group (Holding) Company Limited | CHINA | Y | |||||
| Tin |  | CHINA | ||||||
| Tin | 178 | Assembly Reported Tin Smelters | ||||||
| Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | Y |
Appendix II – Page 8
| Tungsten | ACL Metais Eireli | BRAZIL | Active | |||||
| Tungsten | Alloys Imphy | France | ||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIETNAM | Y | |||||
| Tungsten | AVX Corporation | UNITED STATES | ||||||
| Tungsten | Cabot Corporation | UNITED STATES | ||||||
| Tungsten | Canon-Muskegon Corp | UNITED STATES | ||||||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | Y | |||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | Y | |||||
| Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | ||||||
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | ||||||
| Tungsten | Exotech.Inc | KAZAKHSTAN | ||||||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | Y | |||||
| Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA | ||||||
| Tungsten | Ganzhou Haichuang Tungsten Industry Co., Ltd. | CHINA | ||||||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | Y | |||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | Y | |||||
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | ||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | Y | |||||
| Tungsten | Ganzhou Sinda W&MO Co.,Ltd | CHINA | ||||||
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | Y | |||||
| Tungsten | Gerard Daniel Worldw | UNITED STATES | ||||||
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | Y | |||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | Y | |||||
| Tungsten | H.C. Starck GmbH | GERMANY | Y | |||||
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | Y | |||||
| Tungsten | Hunan Chenzhou Mining Group Co., Ltd. | CHINA | Y | |||||
| Tungsten | Hunan Chuangda Metallurgy Group Co. Ltd. | CHINA | ||||||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | Y | |||||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | Active | |||||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | Y | |||||
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | Y | |||||
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | Y | |||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | Active | |||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | Y | |||||
| Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | ||||||
| Tungsten | Jiangxi Richsea New Materials Co., Ltd. | CHINA | ||||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | Active | |||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | Active | |||||
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | Y | |||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | Active | |||||
| Tungsten | Jiujiang Tanbre | CHINA | ||||||
| Tungsten | Kennametal Fallon | UNITED STATES | Active | |||||
| Tungsten | Kennametal Huntsville | UNITED STATES | Y | |||||
| Tungsten | Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd | CHINA | ||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | Y | |||||
| Tungsten | Niagara Refining LLC | UNITED STATES | Y | |||||
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIETNAM | Y | |||||
| Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | ||||||
| Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIETNAM | Active | |||||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM | Y | |||||
| Tungsten | ugitech | France | ||||||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIETNAM | Y | |||||
| Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | Y | |||||
| Tungsten | Wolfram Company CJSC | RUSSIAN FEDERATION | ||||||
| Tungsten | W-Si target | JAPAN |
Appendix II – Page 9
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | Y | |||||
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | Y | |||||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | Active | |||||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | Y | |||||
| Tungsten | 60 | Assembly Reported Tungsten Smelters | ||||||
| 474 | Total Assembly Reported Source Smelters |
Appendix II – Page 10