Exhibit 1.01Conflict Minerals Report
This is the Conflict Minerals Report of TTM Technologies, Inc. (the “Company” or “TTM”) for the calendar year 2016 (ended December 31, 2016) in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”), the instructions to Form SD. Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-67716 for definitions to the terms used in this Report, unless otherwise defined herein.
Rule 13p-1 and Form SD require the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “Conflict Minerals” (as defined below) are present in the products and necessary to the functionality of such products. Form SD defines “Conflict Minerals” as: i)(a) columbite-tantalite (or coltan, the metal ore from which tantalum is extracted), (b) cassiterite (the metal ore from which tin is extracted), (c) gold and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are currently limited to tantalum, tin and tungsten; or ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively, the “Covered Countries”).
(1) | Product Description |
TTM is leading global printed circuit board (“PCB”) manufacturer, focusing on quick-turn and volume production of technologically complex PCBs and electro-mechanical solutions (“E-M Solutions”). The Company provides time-to-market and volume production of advanced technology products and offer a one-stop manufacturing solution to our customers from engineering support to prototype development through final mass production. The Company serves a diversified customer base in various markets throughout the world, including manufacturers of networking/communications infrastructure products, smartphones and touchscreen tablets, as well as aerospace and defense, automotive, high-end computing, and medical, industrial and instrumentation related products. The Company’s customers include both original equipment manufacturers (“OEMs”) and electronic manufacturing services (“EMS”) providers.
As a company whose business is the manufacturing and assembly of PCBs and E-M Solutions, TTM is several levels removed from the actual mining and refining of Conflict Minerals. TTM does not purchase raw ore or unrefined Conflict Minerals and makes no direct purchases in the Covered Countries.
Our customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials and components we use, and in many cases specify the suppliers from which we source these minerals and components. As a result, we are limited in our ability to exercise discretion in sourcing certain materials and components. Similarly, our ability to influence the supply chain practices of suppliers selected by our customers is limited. Thus, our ability to change the sourcing of our Conflict Minerals depends on our customers’ selections of suppliers and designs.
(2) | Due Diligence in Accordance with the Organization for Economic Cooperation and Development (the “OECD”) 5-Step Framework |
TTM has processes in place for the purpose of exercising due diligence over its supply chain as it relates to minerals from conflict-affected and high risk areas. The design of the due diligence processes conforms substantially to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related Supplements for gold and for tin, tantalum and tungsten (the “OECD Guidance”) as it relates to “downstream” purchasers of products and components. The due diligence processes have been described below under sub-headings corresponding to the five-step framework of the OECD Guidance.
Step 1 – Establish Strong Company Management Systems
1.1 | TTM has adopted a Conflict Minerals Policy and Statement (the “Policy”). A copy of the Policy, together with a copy of this Form SD and Conflict Minerals Report, can be found on the Company’s website atwww.ttm.com/about/about_ethics_governance.aspx. The content of our website as referred to in this Form and Report is included for general information only and is not incorporated by reference herein. In accordance with the Policy, TTM is continuing to review its suppliers’ declarations and has sought their cooperation and assistance in ensuring that the Conflict Minerals used in TTM products are sourced reliably and responsibly. However, as noted in the Policy and above, TTM’s purchasing decisions are limited by the level of cooperation it receives from suppliers in sourcing responsibly from non-conflict areas. |
1.2 | TTM has a Conflict Minerals Steering Committee (Steering Committee) to review and enhance the cross-functional working group (the “Working Group”) tasked with developing policies and procedures consistent with the OECD Guidance. |
1.3 | In accordance with the requirements of Rule 13p-1 and the instructions to Form SD, the Working Group annually reviews the Company’s PCB and E-M Solution products, all of which are manufactured to customer specifications, to determine if they contain Conflict Minerals necessary to the products’ generally expected functions, use, purpose or production. |
1.4 | The Working Group concluded that the bare PCBs may contain either gold or tin in surface finishes, and the E-M Solutions products manufactured in 2016 may contain any of the four Conflict Minerals in components. |
Step 2 – Identify and Assess Risks in the Supply Chain
2.1 | The Working Group has identified the suppliers of the materials and components that contain Conflict Minerals in TTM’s products and conducted a supply-chain survey to obtain source smelter identification from its suppliers of Conflict Minerals using the standard conflict minerals reporting template (“CMRT”) published by the Conflict Free Sourcing Initiative (“CFSI”) (formerly the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative (“EICC-GeSI”)). |
2.2 | The CMRT was distributed to all identified suppliers of components or materials containing Conflict Minerals to determine the country of origin of the Conflict Minerals contained therein; whether such Conflict Minerals were sourced from recycled or scrap materials; or whether such Conflict Minerals were otherwise outside of the supply chain as of December 31, 2016. The CMRT requested information on Conflict Minerals in components or materials supplied to TTM during calendar year 2016 and contained representations as to the source and origin of the necessary Conflict Minerals contained in the relevant products. |
2.3 | In addition to identifying suppliers of Conflict Minerals to the Company and collecting supply-chain smelter information, TTM’s diligence measures included requesting suppliers to declare if any Conflict Minerals contained in their products originated in the Covered Countries. |
2.4 | The Company believes that complete information was received from all identified suppliers to its PCB products (which represents 92.2% of the 2016 revenues of the Company). However, many suppliers to TTM’s much smaller EM Solutions business (which represents 7.8% of the 2016 revenues of the Company) reported that their supply chain information was incomplete. TTM continues to seek complete and accurate information from its E-M Solutions business Conflict Minerals supply chain sources from its suppliers for its E-M Solutions business. |
2.5 | The Company became a member of CFSI during 2016 to improve its timely access to global Conflict Minerals smelter information. |
2.6 | Smelters and refiners identified in the supply-chain survey were checked against CFSI provided smelter information to determine the status of their Conflict Minerals related sourcing activities. |
Step 3 – Design and Implement a Strategy to Respond to Identified Risks
3.1 | Changes to the status of the identified TTM PCB supply chain smelters were monitored regularly. All identified PCB sourcing concerns were addressed through outreach to the relevant members of TTM’s supply chain. There were cases during the reporting year where supply chain changes were related to conflict minerals sourcing. In such cases, TTM reached out to our direct supply chain and they reported modifying their sourcing in response. |
3.2 | Changes to the status of the identified TTM E-M Solutions supply chain smelters were only monitored for solder sourcing and there were no recorded cases where intervention occurred during the reporting year. All other raw materials used to manufacture customer parts are subject to strict controls from TTM’ customers, were not subject to TTM discretionary change, and were therefore not included in any ongoing monitoring or outreach program. |
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3.3 | After reviewing supply chain and other identified publicly available information, the Company believes that some portion of the tantalum, tin, tungsten and gold in our supply chain may have been mined in covered countries. Grouped by metal, the following is our best estimate of the smelter, and smelter location that may have contributed conflict minerals from covered countries to our supply chain during the 2016 calendar year: |
Gold | Argor-Heraeus S.A. | – | Switzerland | |||||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | – | China | |||||
Gold | Metalor Technologies (Hong Kong) Ltd. | – | China | |||||
Gold | Mitsui Mining and Smelting Co., Ltd. | – | Japan | |||||
Gold | PAMP S.A. | – | Switzerland | |||||
Gold | Rand Refinery (Pty) Ltd. | – | South Africa | |||||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | – | China | |||||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | – | China | |||||
Gold | Western Australian Mint (T/a The Perth Mint) | – | Australia | |||||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | – | China | |||||
Tantalum | Conghua Tantalum and Niobium Smeltry | – | China | |||||
Tantalum | Duoluoshan | – | China | |||||
Tantalum | Exotech Inc. | – | United States of America | |||||
Tantalum | F&X Electro-Materials Ltd. | – | China | |||||
Tantalum | FIR Metals & Resource Ltd. | – | China | |||||
Tantalum | Global Advanced Metals Aizu | – | Japan | |||||
Tantalum | Global Advanced Metals Boyertown | – | United States of America | |||||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | – | China | |||||
Tantalum | H.C. Starck Co., Ltd. | – | Thailand | |||||
Tantalum | H.C. Starck Tantalum and Niobium GmbH | – | Germany | |||||
Tantalum | H.C. Starck Surface Technology and Ceramic Powders GmbH1 | – | Germany | |||||
Tantalum | H.C. Starck Hermsdorf GmbH | – | Germany | |||||
Tantalum | H.C. Starck Inc. | – | United States of America | |||||
Tantalum | H.C. Starck Ltd. | – | Japan | |||||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | – | Germany | |||||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | – | China | |||||
Tantalum | Hi-Temp Specialty Metals, Inc. | – | United States of America | |||||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | – | China | |||||
Tantalum | Jiujiang Nonferrous Metals Smelting Company Limited | – | China | |||||
Tantalum | KEMET Blue Metals | – | Mexico | |||||
Tantalum | KEMET Blue Powder | – | United States of America | |||||
Tantalum | Mitsui Mining and Smelting Co., Ltd. | – | Japan | |||||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | – | China | |||||
Tantalum | Plansee SE Liezen1 | – | Austria | |||||
Tantalum | Power Resources Ltd. | – | Macedonia, The Former Yugoslav Republic of | |||||
Tantalum | Taki Chemical Co., Ltd. | – | Japan |
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Tantalum | Telex Metals | – | United States of America | |||||
Tantalum | Ulba Metallurgical Plant JSC | – | Kazakhstan | |||||
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | – | China | |||||
Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | – | China | |||||
Tin | Alpha | – | United States of America | |||||
Tin | EM Vinto | – | Bolivia, Plurinational State of | |||||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | – | China | |||||
Tin | Malaysia Smelting Corporation (MSC) | – | Malaysia | |||||
Tin | Metallo Belgium N.V. | – | Belgium | |||||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | – | Thailand | |||||
Tin | Thaisarco | – | Thailand | |||||
Tin | Yunnan Tin Company Limited | – | China | |||||
Tungsten | A.L.M.T. TUNGSTEN Corp. | – | Japan | |||||
Tungsten | Asia Tungsten Products Vietnam Ltd. | – | Viet Nam | |||||
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | – | Viet Nam | |||||
Tungsten | Wolfram Bergbau und Hutten AG | – | Austria | |||||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | – | China |
1 | Ceased recognized smelter operations during 2016. |
No information obtained by TTM indicated that any of the conflict minerals from the smelters listed above were financed by or benefited armed groups that operate in the covered countries of the DRC region.
3.4 | As noted above, the Company’s supply chain survey did not yield complete source-smelter information from a number of customer-specified suppliers of Conflict Minerals for TTM’s E-M Solutions products. The Company is continuing its efforts to work with such suppliers to ensure complete information is provided to the Company, including the country of origin of the relevant Conflict Minerals and the identity of the source smelters used to process the minerals. As additional information is obtained, the Company will undertake to determine whether such smelters have been certified by CFSI as “conflict-free” or otherwise. In connection with such continuing diligence, the Company intends to increase education of and outreach to its suppliers. |
Step 4 – Carry Out Independent Third-Party Audit (IPSA) of Smelter/Refiner’s Due Diligence Practices
4.1 | TTM supports the CFSI conflict free smelter program as well as the development and implementation of due diligence practices and tools such as the CMRT. TTM analyzed the data received on smelters and refiners and compared such information against the list of facilities that have received a “conflict free” designation from the CFSI. However, due to the structure of the Company’s supply chain as noted in the Policy and above, there are generally multiple tiers of suppliers between TTM and the smelters and refiners in the supply chain, and TTM does not purchase raw ore or unrefined Conflict Minerals or make any direct purchases in the Covered Countries. Therefore, as contemplated by the OECD Guidance for “downstream” companies, TTM has not performed its own audits of smelters or refiners. TTM will obtain an IPSA as and when required by Form SD. |
Step 5 – Report Annually on Supply Chain Due Diligence
5.1 | TTM submitted its Form SD with Exhibit 1.01 for the reporting period ended December 31, 2015 to the SEC and posted same on TTM’s external web site on May 26, 2016. |
(3) | Products |
The Company has identified the following products that may contain Conflict Minerals necessary to the functionality or production of products manufactured, or contracted to manufacture:
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As noted in section (1) above, TTM products are the following:
1. | Bare PCBs fabricated to customer specifications, including procurement of heat sinks and their attachments, where applicable, and |
2. | E-M Solutions including printed circuit assemblies assembled to customer specified bills of materials using customer controlled components from customer approved vendor lists and any other products assembled to customer design and using customer specified suppliers. |
Appendix I contains a listing of smelters provided by TTM’s PCB supply chain for the reporting period. With the exception of the two indicated smelters that were subsequently removed from TTM’s PCB supply chain, all are currently recognized as CFSI compliant or DRC Conflict Free.
Likewise, Appendix II is a listing of smelters reported by the Company’s E-M Solutions supply chain. The supply chain data quality associated with the customer specified parts and components contained in these parts appears to be significantly less robust. Some smelters names provided may not be actual smelters and some names provided are recognized as not currently participating in any internationally recognized Conflict Free Smelter Program. TTM will continue to encourage customers to choose known Conflict Free sources as opportunities allow.
(4) | Summary |
TTM’s reasonable country of origin inquiry is based on third party audit information and, to the extent that audited information is not available, it draws on additional information that TTM and others have collected. To the extent reasonably possible, TTM has documented the country of origin of identified smelters and refiners based on information from the CFSI, surveys of smelters and refiners, and/or third party reviews of publicly available information. However, some country of origin information has not been audited by a third party because, among other reasons, applicable smelters and refiners have gone out of operation before completing a third party audit, smelters and refiners have not gone through a third party audit, or the third party audit does not yet include reporting of country of origin information. TTM believes that the applicable conflict minerals smelters for 100% of its PCB product supplies have been identified, but available supplier information indicates that this is not yet true for its E-M Solutions products. Nevertheless, based on the information provided by TTM’s suppliers, smelters, and refiners, as well as from the CFSI and other sources, TTM believes that the Conflict Minerals contained in its products were processed in the countries listed in the Annexes below and has indicated where the smelters have previously been audited by CFSI and found to be sourcing conflict free, or are working with CFSI to be audited in the future.
TTM’s customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials, components and suppliers we use, which limits our ability to exercise discretion in sourcing certain materials and components, and our ability to influence the supply chain practices of suppliers. Accordingly, the Company’s success in making determinations about the potential presence of Conflict Minerals in its products depends upon various factors including, but not limited to, (i) the respective due diligence efforts of its suppliers and their supply chain; (ii) such suppliers’ respective willingness, whether public or private entities, to disclose such information to the Company; and (iii) the ability of the involved entities to make their determinations in accordance with nationally or internationally recognized standards, including the Guidance provided by the OECD. The failure to obtain reliable information from any level of TTM’s supply chain could have a material impact on the Company’s future ability to report on the presence of Conflict Minerals with any degree of certainty. There can be no assurance that the Company’s suppliers will continue to cooperate with diligence inquiries and requests for certifications or provide documentation or other evidence that TTM considers reliable or in a time frame sufficient to allow the Company to make its own assessment following appropriate further diligence measures, if any.
Appendix I
Conflict minerals smelters for PCB global operations reported by supply chain for 2016
Appendix II
Conflict minerals smelters for E-M Solutions global operations reported by supply chain for 2016
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Appendix I
Conflict Minerals Sources to TTM PCB Global Operations
2016
Metal | Metal Total | Smelter Name | Smelter Country | Validated CFS? | ||||||
Gold | Advanced Chemical Company | United States of America | Y | |||||||
Gold | AngloGold Ashanti Córrego do Sítio Mineração | Brazil | Y | |||||||
Gold | Argor-Heraeus S.A. | Switzerland | Y | |||||||
Gold | Asahi Refining Canada Ltd. | Canada | Y | |||||||
Gold | CCR Refinery—Glencore Canada Corporation | Canada | Y | |||||||
Gold | China’s Shandong Gold Mining Co., Ltd | China | Y | |||||||
Gold | Elemetal Refining | United States of America | 2 | |||||||
Gold | Henan Zhongyuan Gold Smelter of Zhongjin Gold Co. Ltd. | China | Y | |||||||
Gold | Heraeus Ltd. Hong Kong | China | Y | |||||||
Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | Y | |||||||
Gold | Johnson Matthey Inc. (USA) | United States of America | Y | |||||||
Gold | Kennecott Utah Copper LLC | United States of America | Y | |||||||
Gold | Metalor Technologies (Hong Kong) Ltd. | China | Y | |||||||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | Y | |||||||
Gold | Metalor Technologies S.A. | Switzerland | Y | |||||||
Gold | Metalor USA Refining Corporation | United States of America | Y | |||||||
Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | Mexico | Y | |||||||
Gold | PAMP S.A. | Switzerland | Y | |||||||
Gold | Rand Refinery (Pty) Ltd. | South Africa | Y | |||||||
Gold | Republic Metals Corporation | United States of America | Y | |||||||
Gold | Royal Canadian Mint | Canada | Y | |||||||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | Y | |||||||
Gold | Umicore Brasil Ltda. | Brazil | Y | |||||||
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | Y | |||||||
Gold | United Precious Metal Refining, Inc. | United States of America | Y | |||||||
Gold | Valcambi S.A. | Switzerland | Y | |||||||
Gold | Western Australian Mint trading as The Perth Mint | Australia | Y | |||||||
Gold | 27 | PCB Gold Source Smelters | ||||||||
Tin | Alpha | United States of America | Y | |||||||
Tin | China Tin Group Co., Ltd. | China | Y | |||||||
Tin | Cooper Santa | Brazil | Y | |||||||
Tin | CV Ayi Jaya | Indonesia | Y | |||||||
Tin | CV Tiga Sekawan | Indonesia | Y | |||||||
Tin | CV United Smelting | Indonesia | Y | |||||||
Tin | CV Venus Inti Perkasa | Indonesia | Y | |||||||
Tin | ENAF | Bolivia, Plurinational State of | Y |
Appendix I – Page 1
Tin | Fenix Metals | Poland | Y | |||||||
Tin | Gejiu Jinye Mineral Company | China | Y | |||||||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | Y | |||||||
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | Y | |||||||
Tin | Metallic Resources, Inc. | United States of America | Y | |||||||
Tin | Metallo-Chimique N.V. | Belgium | Y | |||||||
Tin | Mineração Taboca S.A. | Brazil | Y | |||||||
Tin | Minsur | Peru | Y | |||||||
Tin | Mitsubishi Materials Corporation | Japan | Y | |||||||
Tin | Operaciones Metalurgical S.A. | Bolivia, Plurinational State of | Y | |||||||
Tin | PT Aries Kencana Sejahtera | Indonesia | Y | |||||||
Tin | PT Artha Cipta Langgeng | Indonesia | Y | |||||||
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | Y | |||||||
Tin | PT Babel Inti Perkasa | Indonesia | Y | |||||||
Tin | PT Bangka Prima Tin | Indonesia | Y | |||||||
Tin | PT Bangka Tin Industry | Indonesia | Y | |||||||
Tin | PT Belitung Industri Sejahtera | Indonesia | Y | |||||||
Tin | PT Bukit Timah | Indonesia | Y | |||||||
Tin | PT DS Jaya Abadi | Indonesia | Y | |||||||
Tin | PT Eunindo Usaha Mandiri | Indonesia | Y | |||||||
Tin | PT Inti Stania Prima | Indonesia | Y | |||||||
Tin | PT Lautan Harmonis Sejahtera | Indonesia | Y | |||||||
Tin | PT Menara Cipta Mulia | Indonesia | Y | |||||||
Tin | PT Mitra Stania Prima | Indonesia | Y | |||||||
Tin | PT Prima Timah Utama | Indonesia | Y | |||||||
Tin | PT Refined Bangka Tin | Indonesia | Y | |||||||
Tin | PT Sariwiguna Binasentosa | Indonesia | Y | |||||||
Tin | PT Stanindo Inti Perkasa | Indonesia | Y | |||||||
Tin | PT Tambang Timah | Indonesia | Y | |||||||
Tin | PT Timah (Persero) Tbk Mentok | Indonesia | Y | |||||||
Tin | PT Tinindo Inter Nusa | Indonesia | Y | |||||||
Tin | Rui Da Hung | Taiwan, Province of China | Y | |||||||
Tin | Thaisarco | Thailand | Y | |||||||
Tin | VQB Mineral and Trading Group JSC | Viet Nam | Y | |||||||
Tin | White Solder Metalurgia e Mineração Ltda. | Brazil | Y | |||||||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | 3 | |||||||
Tin | Yunnan Tin Company, Ltd. | China | Y | |||||||
Tin | 45 | PCB Tin Source Smelters | ||||||||
72 | Total PCB Source Smelters |
2 | Elemetal Refining was CFSI Compliant during 2016, but withdrew from the audit program effective 4/13/2017. Elemetal Refining is no longer considered CFSI compliant and was consequently removed from TTM’s supply chain. |
3 | Yunnan Chengfeng Non-ferrous Metals Co., Ltd was “Active” in the CFSI audit program in early 2016, and part of TTM’s PCB supply chain until mid-year. The smelter was eliminated from TTM’s supply chain for failure to complete their scheduled audit in a timely manner. |
Appendix I – Page 2
Appendix II
Conflict Minerals Sources to E-M Solutions Global Operations
2016
Metal | Metal | Smelter Name | Smelter Country | Validated | ||||
Gold | Abington Reldan Metals, LLC | United States of America | ||||||
Gold | Advanced Chemical Company | United States of America | Y | |||||
Gold | Aida Chemical Industries Co., Ltd. | Japan | Y | |||||
Gold | Aktyubinsk Copper Company TOO | Kazakhstan | ||||||
Gold | Al Etihad Gold LLC | United Arab Emirates | Y | |||||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | Y | |||||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | Y | |||||
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | Y | |||||
Gold | Argor-Heraeus S.A. | Switzerland | Y | |||||
Gold | Asahi Pretec Corp. | Japan | Y | |||||
Gold | Asahi Refining Canada Ltd. | Canada | Y | |||||
Gold | Asahi Refining USA Inc. | United States of America | Y | |||||
Gold | Asaka Riken Co., Ltd. | Japan | Y | |||||
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | ||||||
Gold | AU Traders and Refiners | South Africa | Y | |||||
Gold | Audiua, Escardida | Chile | ||||||
Gold | AURA-II | United States of America | ||||||
Gold | Aurubis AG | Germany | Y | |||||
Gold | Austin Powder | Unknown | ||||||
Gold | Baiyin Nonferrous Metals Corporation (BNMC) | China | ||||||
Gold | Bangalore Refinery | India | Active | |||||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | Y | |||||
Gold | Bauer Walser AG | Germany | ||||||
Gold | Boliden AB | Sweden | Y | |||||
Gold | C. Hafner GmbH + Co. KG | Germany | Y | |||||
Gold | Caridad | Mexico | ||||||
Gold | CCR Refinery—Glencore Canada Corporation | Canada | Y | |||||
Gold | Cendres + Metaux S.A. | Switzerland | ||||||
Gold | CHANGCHENG GOLD AND SILVER REFINERY CO., LTD. | China | ||||||
Gold | Changsanjiao elc. Ltd | China | ||||||
Gold | Chimet S.p.A. | Italy | Y | |||||
Gold | China National Gold Group Corporation | China | ||||||
Gold | Chugai Mining | Japan | ||||||
Gold | Codelco | Chile | ||||||
Gold | Colt Refining | United States of America | ||||||
Gold | CORE PMG | Germany | ||||||
Gold | Daejin Indus Co., Ltd. | Korea, Republic of | Y | |||||
Gold | DaeryongENC | Korea, Republic of | ||||||
Gold | Daye Non-Ferrous Metals Mining Ltd. | China | ||||||
Gold | Deep Rich Material Technology Co., Ltd. | China | ||||||
Gold | Degussa | Germany | ||||||
Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | ||||||
Gold | DODUCO GmbH | Germany | Y | |||||
Gold | Dongguan CameroonChemical Materials Co., Ltd | China | ||||||
Gold | Dongguan Standard Electronic Material Co., Ltd | China | ||||||
Gold | Dongguanshi Sutande Dianzi Cailiao Youxiangongsi | China | ||||||
Gold | Dong-Wo Co., Ltd. | China | ||||||
Gold | Dowa | Japan | Y | |||||
Gold | DSC (Do Sung Corporation) | Korea, Republic of | Y | |||||
Gold | Dujinshui zhihuan fanying | China | ||||||
Gold | Eco-System Recycling Co., Ltd. | Japan | Y | |||||
Gold | Elemetal Refining, LLC | United States of America | 4 |
Appendix II – Page 1
Gold | Emirates Gold DMCC | United Arab Emirates | Y | |||||
Gold | Engelhard London | Unknown | ||||||
Gold | Faggi Enrico S.p.A. | Italy | ||||||
Gold | Feinhutte Halsbrucke GmbH | Germany | ||||||
Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | ||||||
Gold | Fujian Jinxin Tungsten Co., Ltd. | China | ||||||
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | China | ||||||
Gold | Gansu-based Baiyin Nonferrous Metals Corporation (BNMC) | China | ||||||
Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | ||||||
Gold | Geib Refining Corporation | United States of America | Y | |||||
Gold | Gejiu Kai Meng Industry and Trade LLC | China | ||||||
Gold | Gejiu Yunxi Group Corp. | China | ||||||
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | Y | |||||
Gold | Gong an ju | China | ||||||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | ||||||
Gold | Guang dong jin xian gao xin cai liao gong si | China | ||||||
Gold | Guangdong Hua Jian Trade Co., Ltd. | China | ||||||
Gold | Guangdong Jinding Gold Limited | China | ||||||
Gold | Guangdong macro jin precious metal smelting | China | ||||||
Gold | Guangzhou King’s high-tech materials | China | ||||||
Gold | Guixi Smelter | China | ||||||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | ||||||
Gold | Hang Seng Technology | China | ||||||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | ||||||
Gold | Hanhua jinshu | China | ||||||
Gold | HeeSung Metal Ltd. | Korea, Republic of | Active | |||||
Gold | Heimerle + Meule GmbH | Germany | Y | |||||
Gold | HeNan LingBao Jin Kuan | China | ||||||
Gold | henan middle plain gold smelter | China | ||||||
Gold | Henan Province Sanmenxia City Gold Smelter | China | ||||||
Gold | Henan Yuguang Gold & Lead Co., Ltd. | China | ||||||
Gold | Henan Yuguang Gold and Lead Co., Ltd | China | ||||||
Gold | Heraeus Metals Hong Kong Ltd. | China | Y | |||||
Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | Y | |||||
Gold | Hetai Gold Mineral Guangdong Co., Ltd. | China | ||||||
Gold | Honorable Hardware Craft Product Limited Company | China | ||||||
Gold | Hop Hing electroplating factory Zhejiang | China | ||||||
Gold | House of Currency of Brazil (Casa da Moeda do Brazil) | Brazil | ||||||
Gold | Hunan Chenzhou Mining Co., Ltd. | China | ||||||
Gold | HwaSeong CJ CO., LTD. | Korea, Republic of | ||||||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | Y | |||||
Gold | Inovan GmbH & Co.KG | Germany | ||||||
Gold | Ishifuku Metal Industry Co., Ltd. | Japan | Y | |||||
Gold | Island Gold Refinery | China | ||||||
Gold | Istanbul Gold Refinery | Turkey | Y | |||||
Gold | Italpreziosi | Italy | ||||||
Gold | Japan Mint | Japan | Y | |||||
Gold | Jiangxi Copper Co., Ltd. | China | Y | |||||
Gold | Jin Jinyin Refining Co., Ltd. | China | ||||||
Gold | Jinlong Copper Co., Ltd. | China | ||||||
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | Y | |||||
Gold | JSC Uralelectromed | Russian Federation | Y | |||||
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | Y | |||||
Gold | Kaloti Precious Metals | United Arab Emirates | ||||||
Gold | Kazakhmys Smelting LLC | Kazakhstan | ||||||
Gold | Kazzinc | Kazakhstan | Y | |||||
Gold | Kennecott Utah Copper LLC | United States of America | Y | |||||
Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | Active | |||||
Gold | Kojima Chemicals Co., Ltd. | Japan | Y | |||||
Gold | Korea Metal Co., Ltd. | Korea, Republic of | ||||||
Gold | Korea Zinc Co., Ltd. | Korea, Republic of | Y | |||||
Gold | Kosak Seiren | Japan | ||||||
Gold | Kyrgyzaltyn JSC | Kyrgyzstan | Y | |||||
Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | ||||||
Gold | L’azurde Company For Jewelry | Saudi Arabia | ||||||
Gold | Lee Iken | Switzerland |
Appendix II – Page 2
Gold | Lianqi Plating Ltd | Unknown | ||||||
Gold | LiBaoJia | China | ||||||
Gold | Lingbao Gold Co., Ltd. | China | ||||||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | ||||||
Gold | L’Orfebre S.A. | Andorra | ||||||
Gold | LS-NIKKO Copper Inc. | Korea, Republic of | Y | |||||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | ||||||
Gold | Marsam Metals | Brazil | Active | |||||
Gold | Materion | United States of America | Y | |||||
Gold | Matsuda Sangyo Co., Ltd. | Japan | Y | |||||
Gold | Metahub Industries Sdn. Bhd. | Malaysia | ||||||
Gold | METALLI PREZIOSI S.p.A. | Italy | ||||||
Gold | Metallic Resources, Inc. | Unknown | ||||||
Gold | Metalor Technologies (Hong Kong) Ltd. | China | Y | |||||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | Y | |||||
Gold | Metalor Technologies (Suzhou) Ltd. | China | Y | |||||
Gold | Metalor Technologies S.A. | Switzerland | Y | |||||
Gold | Metalor USA Refining Corporation | United States of America | Y | |||||
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | Y | |||||
Gold | Mitsubishi Materials Corporation | Japan | Y | |||||
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | Y | |||||
Gold | MMTC-PAMP India Pvt., Ltd. | India | Y | |||||
Gold | Modeltech Sdn Bhd | Malaysia | Active | |||||
Gold | Morris and Watson | New Zealand | ||||||
Gold | Morris and Watson Gold Coast | Australia | ||||||
Gold | Moscow Special Alloys Processing Plant | Russian Federation | Y | |||||
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | Y | |||||
Gold | NanChuangshenghua NON-Ferrous meatal Alloy Factory | China | ||||||
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | Active | |||||
Gold | Nihon Material Co., Ltd. | Japan | Y | |||||
Gold | Nihon Superior Co., Ltd. | Japan | ||||||
Gold | NORSUN CIRCUITED ENTERPRISE CO. LTD | China | ||||||
Gold | Nyrstar Metals | United States of America | ||||||
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | Y | |||||
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | Y | |||||
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | Russian Federation | Y | |||||
Gold | OJSC Kolyma Refinery | Russian Federation | ||||||
Gold | OJSC Novosibirsk Refinery | Russian Federation | Y | |||||
Gold | PAMP S.A. | Switzerland | Y | |||||
Gold | Pease & Curren | United States of America | ||||||
Gold | Penglai Penggang Gold Industry Co., Ltd. | China | ||||||
Gold | Pogo Gold Mining | Unknown | ||||||
Gold | Precious Metals Sales Corp. | United States of America | ||||||
Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | Y | |||||
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | Y | |||||
Gold | PT Bukit Timah | Indonesia | ||||||
Gold | PX Precinox S.A. | Switzerland | Y | |||||
Gold | Rand Refinery (Pty) Ltd. | South Africa | Y | |||||
Gold | Realized the Enterprise Co., Ltd. | China | ||||||
Gold | Remondis Argentia B.V. | Netherlands | ||||||
Gold | Republic Metals Corporation | United States of America | Y | |||||
Gold | Royal Canadian Mint | Canada | Y | |||||
Gold | Rui sheng | Indonesia | ||||||
Gold | SAAMP | France | Y | |||||
Gold | Sabin Metal Corp. | United States of America | ||||||
Gold | SAFINA A.S. | Czech Republic | Active | |||||
Gold | Sai Refinery | India | ||||||
Gold | Samduck Precious Metals | Korea, Republic of | Y | |||||
Gold | Samhwa non-ferrorus Metal ind.co.ltd | Korea, Republic of | ||||||
Gold | Samwon Metals Corp. | Korea, Republic of | ||||||
Gold | Sanmenxia Lingbao Jinyuan Mining Co., Ltd. | China |
Appendix II – Page 3
Gold | SAXONIA Edelmetalle GmbH | Germany | Y | |||||
Gold | Schloetter Co Ltd | Germany | ||||||
Gold | Schone Edelmetaal B.V. | Netherlands | Y | |||||
Gold | SEMPSA Joyeria Plateria S.A. | Spain | Y | |||||
Gold | Shan Dong Huangjin | China | ||||||
Gold | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | China | ||||||
Gold | Shandon Jin Jinyin Refining Limited | China | ||||||
Gold | Shandong Guoda Gold Co., Ltd. | China | ||||||
Gold | Shandong Hengbang Smelter Co., Ltd. | China | ||||||
Gold | Shandong Jun Mai Fu | China | ||||||
Gold | Shandong penglai gold smelter | China | ||||||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | ||||||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | Y | |||||
Gold | Shanghai Jinsha Shiye Co.,Ltd. | China | ||||||
Gold | Shanghai Yueqiang Metal Products Co., Ltd. | China | ||||||
Gold | Shengnan Metal Products Factory | China | ||||||
Gold | Shenzhen Fu Chun Company | China | ||||||
Gold | Shenzhen fujun material technology co.,ltd | China | ||||||
Gold | Shenzhen Heng Zhong Industry Co., Ltd. | China | ||||||
Gold | SHENZHEN KURIL METAL COMPANY | China | ||||||
Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | ||||||
Gold | Shi Fu Metal Industrial | Japan | ||||||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | Y | |||||
Gold | Singway Technology Co., Ltd. | Taiwan, Province of China | Y | |||||
Gold | Sino-Platinum Metals Co., Ltd. | China | ||||||
Gold | So Accurate Group, Inc. | United States of America | ||||||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | Y | |||||
Gold | Solar Applied Materials Technology Corp. | Taiwan, Province of China | Y | |||||
Gold | Stender Electronic Materials Co., Ltd. | China | ||||||
Gold | Sudan Gold Refinery | Sudan | ||||||
Gold | Sumitomo Metal Mining Co., Ltd. | Japan | Y | |||||
Gold | SungEel HiTech | Korea, Republic of | Y | |||||
Gold | Suntain Co., Ltd. | Unknown | ||||||
Gold | Super Dragon Technology Co., Ltd. | China | ||||||
Gold | SuZhou ShenChuang recycling Ltd. | China | ||||||
Gold | Suzhou University Special Chemical Reagent Co., Ltd | China | ||||||
Gold | T.C.A S.p.A | Italy | Y | |||||
Gold | Tai zhou chang san Jiao electron Co.,Ltd | China | ||||||
Gold | Taicang City Nancang Metal Material Co., Ltd. | China | ||||||
Gold | Tai’zhou City Yangtze River Delta Electron Ltd. | China | ||||||
Gold | Taizhou Delta Electronics Co., Ltd. | China | ||||||
Gold | Taizhou mayor triangle electronic Co., LTD | China | ||||||
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | Y | |||||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China | Y | |||||
Gold | Tokuriki Honten Co., Ltd. | Japan | Y | |||||
Gold | Tong Ling Jin Dian Electrical Technology Co., Ltd. | China | ||||||
Gold | TONGDING METALLIC MATERIAL CO.LTD | China | ||||||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | ||||||
Gold | Tony Goetz NV | Belgium | Active | |||||
Gold | TOO Tau-Ken-Altyn | Kazakhstan | ||||||
Gold | Torecom | Korea, Republic of | Y | |||||
Gold | Tsai Brother industries | Unknown | ||||||
Gold | Umicore Brasil Ltda. | Brazil | Y | |||||
Gold | Umicore Precious Metals Thailand | Thailand | Y | |||||
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | Y | |||||
Gold | UNIFORCE METAL INDUSTRIAL CORP. | Taiwan, Province of China | ||||||
Gold | United Precious Metal Refining, Inc. | United States of America | Y | |||||
Gold | Universal Precious Metals Refining Zambia | Zambia | ||||||
Gold | Valcambi S.A. | Switzerland | Y | |||||
Gold | Viagra Di precious metals (Zhaoyuan) Co., Ltd. | China | ||||||
Gold | Wam Technologies Taiwan Co., Ltd. | Taiwan, Province of China | ||||||
Gold | WANG TING | Hong Kong | ||||||
Gold | Western Australian Mint (T/a The Perth Mint) | Australia | Y | |||||
Gold | WIELAND Edelmetalle GmbH | Germany | Y |
Appendix II – Page 4
Gold | Worldtop | Unknown | ||||||
Gold | Wuxi City Precious Metal Electronic Material Fty | China | ||||||
Gold | WUXI YUNXI SANYE SOLDER FACTORY | China | ||||||
Gold | Wuzhong Group | China | ||||||
Gold | Xiamen JInbo Metal Co., Ltd. | China | ||||||
Gold | Yamamoto Precious Metal Co., Ltd. | Japan | Y | |||||
Gold | Yamato Denki Ind. Co., Ltd. | Japan | ||||||
Gold | Yantai Zhaojin Lifu | China | ||||||
Gold | Yokohama Metal Co., Ltd. | Japan | Y | |||||
Gold | Yuh-Cheng Material Corporation | China | ||||||
Gold | Yunnan Copper Industry Co., Ltd. | China | ||||||
Gold | Zhaojun Maifu | China | ||||||
Gold | Zhaoyuan Li Fu Industrial | China | ||||||
Gold | ZHAOYUAN LIFUSHIYE Co., Ltd | China | ||||||
Gold | Zhe Jiang Guang Yuan Noble Metal Smelting Factory | China | ||||||
Gold | Zhongkuang Gold Industry Co., Ltd. | China | ||||||
Gold | Zhongshan Poison Material Proprietary Co., Ltd. | China | ||||||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | Y | |||||
Gold | Zhuhai toxic materials Monopoly Ltd. | China | ||||||
Gold | 262 | E-M Solutions Gold Source Smelters | ||||||
Tantalum | AMG (Advanced Metallurgical Group) | Brazil | ||||||
Tantalum | ANHUI HERRMAN IMPEX CO. | China | ||||||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | Y | |||||
Tantalum | Conghua Tantalum and Niobium Smeltry | China | Y | |||||
Tantalum | D Block Metals, LLC | United States of America | Y | |||||
Tantalum | Duoluoshan | China | Y | |||||
Tantalum | E.S.R. Electronics | United States of America | ||||||
Tantalum | Exotech Inc. | United States of America | Y | |||||
Tantalum | F&X Electro-Materials Ltd. | China | Y | |||||
Tantalum | FIR Metals & Resource Ltd. | China | Y | |||||
Tantalum | Global Advanced Metals | United States of America | ||||||
Tantalum | Global Advanced Metals Aizu | Japan | Y | |||||
Tantalum | Global Advanced Metals Boyertown | United States of America | Y | |||||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | Y | |||||
Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | China | ||||||
Tantalum | H.C. Starck Co., Ltd. | Thailand | Y | |||||
Tantalum | H.C. Starck GmbH | Germany | ||||||
Tantalum | H.C. Starck Hermsdorf GmbH | Germany | Y | |||||
Tantalum | H.C. Starck Inc. | United States of America | Y | |||||
Tantalum | H.C. Starck Ltd. | Japan | Y | |||||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | Y | |||||
Tantalum | H.C. Starck Surface Technology and Ceramic Powders GmbH | Germany | ||||||
Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany | Y | |||||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | Y | |||||
Tantalum | Hi-Temp Specialty Metals, Inc. | United States of America | Y | |||||
Tantalum | Hunan Chenzhou Mining Co., Ltd. | China | ||||||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | Y | |||||
Tantalum | Jiangxi Tuohong New Raw Material | China | Y | |||||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | Y | |||||
Tantalum | Jiujiang Nonferrous Metals Smelting Company Limited | China | Y | |||||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | Y | |||||
Tantalum | KEMET Blue Metals | Mexico | Y | |||||
Tantalum | KEMET Blue Powder | United States of America | Y | |||||
Tantalum | King-Tan Tantalum Industry Ltd. | China | Y | |||||
Tantalum | LSM Brasil S.A. | Brazil | Y | |||||
Tantalum | Metallurgical Products India Pvt., Ltd. | India | Y | |||||
Tantalum | Mineracao Taboca S.A. | Brazil | Y | |||||
Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | Y | |||||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | Y | |||||
Tantalum | NPM Silmet AS | Estonia | Y | |||||
Tantalum | Plansee SE | Austria |
Appendix II – Page 5
Tantalum | Plansee SE Liezen | Austria | ||||||
Tantalum | Plansee SE Reutte | Austria | ||||||
Tantalum | Power Resources Ltd. | Macedonia, The Former Yugoslav Republico | Y | |||||
Tantalum | QuantumClean | United States of America | Y | |||||
Tantalum | Resind Industria e Comercio Ltda. | Brazil | Y | |||||
Tantalum | RFH Tantalum Smeltry Co., Ltd. | China | Y | |||||
Tantalum | Shanghai Jiangxi Metals Co., Ltd. | China | ||||||
Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | Y | |||||
Tantalum | Taki Chemical Co., Ltd. | Japan | Y | |||||
Tantalum | Tantalite Resources | South Africa | ||||||
Tantalum | Telex Metals | United States of America | Y | |||||
Tantalum | Tranzact, Inc. | United States of America | ||||||
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | Y | |||||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | Y | |||||
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | China | Y | |||||
Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | China | Y | |||||
Tantalum | 57 | E-M Solutions Tantalum Source Smelters | ||||||
Tin | ACuPowder International, LLC | Unknown | ||||||
Tin | Alpha | United States of America | Y | |||||
Tin | Ami Bridge Enterprise Co., Ltd. | China | ||||||
Tin | An chen | China | ||||||
Tin | An Thai Minerals Co., Ltd. | Viet Nam | ||||||
Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | ||||||
Tin | Angelcast Enterprise Co., Ltd. | China | ||||||
Tin | Arco Alloys | Unknown | ||||||
Tin | Assaf Conductors | Unknown | ||||||
Tin | Best Metais | Brazil | ||||||
Tin | Brinkmann Chemie AG | Germany | ||||||
Tin | CFC Cooperativa dos Fundidores de Cassiterita da Amazonia Ltda. | Brazil | ||||||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | Y | |||||
Tin | China Huaxi Group Nandan | China | ||||||
Tin | China Tin Group Co., Ltd. | China | Y | |||||
Tin | CNMC (Guangxi) PGMA Co., Ltd. | China | ||||||
Tin | Cooperativa Metalurgica de Rondonia Ltda. | Brazil | Y | |||||
Tin | CV Ayi Jaya | Indonesia | Y | |||||
Tin | CV Dua Sekawan | Indonesia | Y | |||||
Tin | CV Duta Putra Bangka | Indonesia | ||||||
Tin | CV Gita Pesona | Indonesia | Y | |||||
Tin | CV Makmur Jaya | Indonesia | ||||||
Tin | CV Serumpun Sebalai | Indonesia | Y | |||||
Tin | CV Tiga Sekawan | Indonesia | Y | |||||
Tin | CV United Smelting | Indonesia | Y | |||||
Tin | CV Venus Inti Perkasa | Indonesia | Y | |||||
Tin | Dae Chang Co., Ltd. | Korea, Republic of | ||||||
Tin | Dae Kil Metal Co., Ltd | Korea, Republic of | ||||||
Tin | Dongguan City up another metal copper processing plant | China | ||||||
Tin | Dongguan lason metel materials co,.ltd | China | ||||||
Tin | Dongguan Yuecheng metal materials Co., Ltd. | China | ||||||
Tin | Dongrong | China | ||||||
Tin | Dowa | Japan | Y | |||||
Tin | Dr. soldering tin products Co., Ltd. | China | ||||||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | Active | |||||
Tin | EM Vinto | Bolivia, Plurinational State of | Y | |||||
Tin | Estanho de Rondonia S.A. | Brazil | ||||||
Tin | E-tech Philippines | Philippines | ||||||
Tin | Exim Americana | Mexico | ||||||
Tin | Feinhutte Halsbrucke GmbH | Germany | ||||||
Tin | Fenix Metals | Poland | Y | |||||
Tin | Fuji Metal Mining Corp. | Japan | ||||||
Tin | Gannan Tin Smelter | China | ||||||
Tin | Gejiu Fengming Metallurgy Chemical Plant | China | Y |
Appendix II – Page 6
Tin | GEJIU GOLD SMELTER MINERALS CO.,LTD | China | ||||||
Tin | Gejiu Jin Ye Mineral Co., Ltd. | China | ||||||
Tin | Gejiu Jinye Mineral Company | China | Y | |||||
Tin | Gejiu Kai Meng Industry and Trade LLC | China | Active | |||||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | Y | |||||
Tin | Gejiu Shi | China | ||||||
Tin | GEJIU YE LIAN CHANG | China | ||||||
Tin | Gejiu Yunxi Group Corp. | China | ||||||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | Y | |||||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | ||||||
Tin | GEM TERMINAL CO.,LTD | China | ||||||
Tin | Gold Bell Group | China | ||||||
Tin | Gomat-e-K. | Japan | ||||||
Tin | Grik Perak Malaysia | Malaysia | ||||||
Tin | Guang Xi Hua Xi Corp | China | ||||||
Tin | Guang Zhou Hong Wuxi Products Limited | China | ||||||
Tin | GUANGDONG JIATIAN STANNUM PRODUCTS CO., LTD | China | ||||||
Tin | Guangxi huaxi group co., LTD | China | ||||||
Tin | Guangxi Jin Lian | China | ||||||
Tin | Guangxi Nonferrous Metals Group | China | ||||||
Tin | Guangxi Zhongshan Jin Yi Smelting Co., Ltd. | China | ||||||
Tin | GUANGZHOU PACIFIC TINPLATE CO,.LTD. | China | ||||||
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | China | Y | |||||
Tin | Guixi Smelter | China | ||||||
Tin | Hai Yuxin Xi Zhuhai Co., Ltd. | China | ||||||
Tin | Handok | Korea, Republic of | ||||||
Tin | HeChi Metallurgical Chemical factory | China | ||||||
Tin | High-Power Surface Technology | China | ||||||
Tin | Hongqiao Metals (Kunshan) Co., Ltd. | China | ||||||
Tin | HuiChang Hill Tin Industry Co., Ltd. | China | Y | |||||
Tin | Huichang Jinshunda Tin Co., Ltd. | China | Active | |||||
Tin | Hulterworth Smelter | Japan | ||||||
Tin | Hunan Xianghualing tin | China | ||||||
Tin | IRM | Canada | ||||||
Tin | Jau Janq Enterprise Co., Ltd. | Taiwan, Province of China | ||||||
Tin | JiangXi JiaWang | China | ||||||
Tin | Jiangxi Jinshunda | China | ||||||
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China | Y | |||||
Tin | Jiangxi Shunda Huichang Kam Tin Co., Ltd. | China | ||||||
Tin | Jiangxi Yaosheng Tungsten Co., Ltd. | China | ||||||
Tin | Jin yi group | China | ||||||
Tin | JinDa Metal .Co.Ltd | China | ||||||
Tin | Ju Tai Industrial Co., Ltd. | China | ||||||
Tin | Kewei Tin Co.,ltd | China | ||||||
Tin | KU PING ENTERPRISE CO., LTD. | China | ||||||
Tin | Kunshan into the solder manufacturing co., LTD | China | ||||||
Tin | Kunshan SLH solder Manufacturing Co., Ltd. | China | ||||||
Tin | Kunshan Xin Ding metal material Limited company | China | ||||||
Tin | Kunshan xiubo | China | ||||||
Tin | LANGFANG BONDTRON ELECTRONIC MATERIALS CO., LTD. | China | ||||||
Tin | LI CHUN METALS CO. LTD. | Unknown | ||||||
Tin | Linetech | Unknown | ||||||
Tin | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | ||||||
Tin | Linqu Xianggui Smelter Co., Ltd. | China | ||||||
Tin | LIQIAO PLATING | China | ||||||
Tin | LMD | China | ||||||
Tin | Lübeck GmbH | Germany | ||||||
Tin | Ma On Shuguang Smelting Plant | China | ||||||
Tin | Maanshan Dongshen electronic material factory | China | ||||||
Tin | Magnu’s Minerais Metais e Ligas Ltda. | Brazil | Y | |||||
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | Y | |||||
Tin | MARCO METALES DE MEXICO,S. DE R.L. DE C.V. | Mexico | ||||||
Tin | Materials Eco-Refining Co., Ltd. | Japan | ||||||
Tin | Melt Metais e Ligas S.A. | Brazil | Y | |||||
Tin | MENG NENG | China | ||||||
Tin | Metahub Industries Sdn. Bhd. | Malaysia | ||||||
Tin | Metallic Resources, Inc. | United States of America | Y |
Appendix II – Page 7
Tin | Metallo Belgium N.V. | Belgium | Y | |||||
Tin | Metallo Spain S.L.U. | Spain | Y | |||||
Tin | Metallum Group Holding NV | Belgium | ||||||
Tin | Miller Company | Unknown | ||||||
Tin | Minchali Metal Industry Co., Ltd. | Taiwan, Province of China | ||||||
Tin | Mineracao Taboca S.A. | Brazil | Y | |||||
Tin | Ming Li Jia smelt Metal Factory | China | ||||||
Tin | Minmetals Ganzhou Tin Co. Ltd. | China | ||||||
Tin | Minsur | Peru | Y | |||||
Tin | Misue Tin Smelter and Refinery | Peru | ||||||
Tin | Mits-Tec (Shanghai) Co. Ltd. | China | ||||||
Tin | Mitsubishi Materials Corporation | Japan | Y | |||||
Tin | Modeltech Sdn Bhd | Malaysia | Active | |||||
Tin | Nancang Metal Material Co.,Ltd | China | ||||||
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | China | ||||||
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | China | Active | |||||
Tin | NANTONG CHUN-YUAN ELECTRONICS CO. | China | ||||||
Tin | Ney Metals and Alloys | Indonesia | ||||||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | ||||||
Tin | Nihonhanda Co., Ltd. | Japan | ||||||
Tin | NINGBO CITY CHANGZHEN COPPER CO.,LTD | China | ||||||
Tin | NITAH | Indonesia | ||||||
Tin | Novosibirsk Processing Plant Ltd. | Russian Federation | ||||||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | Y | |||||
Tin | O.M. Manufacturing Philippines, Inc. | Philippines | Y | |||||
Tin | Old City Metals Processing Co., Ltd. | China | ||||||
Tin | Operaciones Metalurgical S.A. | Bolivia, Plurinational State of | Y | |||||
Tin | Pan Light Corporation | Indonesia | ||||||
Tin | Phoenix Metal Ltd. | Rwanda | ||||||
Tin | POONGSAN CORPORATION | Korea, Republic of | ||||||
Tin | PRIME YOUNG METAL (ZHUHAI) IND.CO.,LTD | China | ||||||
Tin | PT Alam Lestari Kencana | Indonesia | ||||||
Tin | PT Aries Kencana Sejahtera | Indonesia | Y | |||||
Tin | PT Artha Cipta Langgeng | Indonesia | Y | |||||
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | Y | |||||
Tin | PT Babel Inti Perkasa | Indonesia | Y | |||||
Tin | PT Babel Surya Alam Lestari | Indonesia | ||||||
Tin | PT Bangka Kudai Tin | Indonesia | ||||||
Tin | PT Bangka Prima Tin | Indonesia | Y | |||||
Tin | PT Bangka Putra Karya | Indonesia | ||||||
Tin | PT Bangka Timah Utama Sejahtera | Indonesia | ||||||
Tin | PT Bangka Tin Industry | Indonesia | Y | |||||
Tin | PT Belitung Industri Sejahtera | Indonesia | Y | |||||
Tin | PT BilliTin Makmur Lestari | Indonesia | ||||||
Tin | PT Bukit Timah | Indonesia | Y | |||||
Tin | PT Cipta Persada Mulia | Indonesia | ||||||
Tin | PT DS Jaya Abadi | Indonesia | Y | |||||
Tin | PT Eunindo Usaha Mandiri | Indonesia | Y | |||||
Tin | PT Fang Di MulTindo | Indonesia | ||||||
Tin | PT HANJAYA PERKASA METALS | Indonesia | ||||||
Tin | PT HP Metals Indonesia | Indonesia | ||||||
Tin | PT Inti Stania Prima | Indonesia | Y | |||||
Tin | PT Justindo | Indonesia | ||||||
Tin | PT Karimun Mining | Indonesia | Y | |||||
Tin | PT Kijang Jaya Mandiri | Indonesia | Y | |||||
Tin | PT Koba Tin | Indonesia | ||||||
Tin | PT Lautan Harmonis Sejahtera | Indonesia | Y | |||||
Tin | PT Menara Cipta Mulia | Indonesia | Y | |||||
Tin | PT Mitra Stania Prima | Indonesia | Y | |||||
Tin | PT O.M. Indonesia | Indonesia | Y | |||||
Tin | PT Panca Mega Persada | Indonesia | Y | |||||
Tin | PT Pelat Timah Nusantara Tbk | Indonesia | ||||||
Tin | PT Prima Timah Utama | Indonesia | Y | |||||
Tin | PT Refined Bangka Tin | Indonesia | Y | |||||
Tin | PT Sariwiguna Binasentosa | Indonesia | Y | |||||
Tin | PT Seirama Tin Investment | Indonesia | ||||||
Tin | PT Singkep Times Utama | Indonesia |
Appendix II – Page 8
Tin | PT Stanindo Inti Perkasa | Indonesia | Y | |||||
Tin | PT Sukses Inti Makmur | Indonesia | Y | |||||
Tin | PT Sumber Jaya Indah | Indonesia | Y | |||||
Tin | PT Supra Sukses Trinusa | Indonesia | ||||||
Tin | PT Timah (Persero) Tbk Kundur | Indonesia | Y | |||||
Tin | PT Timah (Persero) Tbk Mentok | Indonesia | Y | |||||
Tin | PT Tinindo Inter Nusa | Indonesia | Y | |||||
Tin | PT Tirus Putra Mandiri | Indonesia | ||||||
Tin | PT Tommy Utama | Indonesia | Y | |||||
Tin | PT Wahana Perkit Jaya | Indonesia | ||||||
Tin | PT Yinchendo Mining Industry | Indonesia | ||||||
Tin | Resind Industria e Comercio Ltda. | Brazil | Y | |||||
Tin | Rui Da Hung | Taiwan, Province of China | Y | |||||
Tin | S. Izaguirre | Spain | ||||||
Tin | Seju Industry | Japan | ||||||
Tin | Semco | Unknown | ||||||
Tin | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | China | ||||||
Tin | Shen zhen qi xiang da hua gong gong si | China | ||||||
Tin | Shen Zhen Rui Yun Feng Industry Co.,Ltd | China | ||||||
Tin | Shenzhen Anchen Solder Tin Product Co., Ltd. | China | ||||||
Tin | Shenzhen Hong Chang Metal Manufacturing Factory | China | ||||||
Tin | Shenzhen keaixin Technology | China | ||||||
Tin | Shenzhen Qi Xiang da Hua Gong Gong Si | China | ||||||
Tin | Shenzhen Red Cloud Crown Tin Ltd. | China | ||||||
Tin | Shenzhen Yi Cheng Industrial | China | ||||||
Tin | Sichuan Guanghan Jiangnan casting smelters | China | ||||||
Tin | Soft Metais Ltda. | Brazil | Y | |||||
Tin | Solnet Metal Industry Co., Ltd. | Malaysia | ||||||
Tin | Super Ligas | Brazil | ||||||
Tin | Suzhou Co. Ltd. | China | ||||||
Tin | Suzhou Nuonengda Chemical Co., Ltd. | China | ||||||
Tin | Taicang City Nancang Metal Material Co., Ltd. | China | ||||||
Tin | Taiwan high-tech Co., Ltd. | Taiwan, Province of China | ||||||
Tin | Taiwan Huanliang | Indonesia | ||||||
Tin | Taiwan qinggao qiye you xian gong si | Taiwan, Province of China | ||||||
Tin | Thaisarco | Thailand | Y | |||||
Tin | Three green surface technology limited company | China | ||||||
Tin | Tianshui Ling Bo Technology Co., Ltd. | China | ||||||
Tin | TIN PLATING GEJIU | China | ||||||
Tin | Top-Team Technology (Shenzhen) Ltd. | China | ||||||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | ||||||
Tin | UNIFORCE METAL INDUSTRIAL CORP. | Taiwan, Province of China | ||||||
Tin | Untracore Co., Ltd. | Singapore | ||||||
Tin | VQB Mineral and Trading Group JSC | Viet Nam | Y | |||||
Tin | Wang Yu Manufacturing Co., Ltd. | China | ||||||
Tin | Westmetall GmbH & Co. KG | Germany | ||||||
Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | Y | |||||
Tin | WONIL METAL Co., Ltd. | Korea, Republic of | ||||||
Tin | Wu Xi Shi Yi Zheng Ji Xie She Bei Company | China | ||||||
Tin | Wuxi Lantronic Electronic Co Ltd | China | ||||||
Tin | Xia Yi Metal Industries (shares) Co., Ltd. | China | ||||||
Tin | Xianghualing Tin Minerals | China | ||||||
Tin | Xin Furukawa Metal ( Wuxi ) Co., Ltd. | China | ||||||
Tin | Yao Zhang | China | ||||||
Tin | Yifeng Tin | China | ||||||
Tin | Yiquan Manufacturing | China | ||||||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | 5 | |||||
Tin | Yunnan Chengo Electric Smelting Plant | China | ||||||
Tin | Yunnan Industrial Co., Ltd. | China | ||||||
Tin | Yunnan Tin Company Limited | China | Y | |||||
Tin | Yunnan Xi YE | China | ||||||
Tin | Zhangzhou Xiangcheng Hongyu Building | China | ||||||
Tin | ZHEJIANG HUANGYAN XINQIAN ELECTRICAL | China | ||||||
Tin | ZHEJIANG KEYU METAL MATERIAL CO.,LTD | China | ||||||
Tin | ZHEJIANG STRONG SOLDER MATERIALS | China | ||||||
Tin | Zhuhai Horyison Solder Co., Ltd. | China |
Appendix II – Page 9
Tin | Zhuhai Quanjia | China | ||||||
Tin | Zu Hai Haiyuxin Tin Products Co., Ltd. | China | ||||||
Tin | 246 | E-M Solutions Tin Source Smelters | ||||||
Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan | Y | |||||
Tungsten | ACL Metais Eireli | Brazil | Active | |||||
Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | Y | |||||
Tungsten | ASSAB | Singapore | ||||||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | Y | |||||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | Y | |||||
Tungsten | Chunbao Carbide Science & Technology Co., Ltd. | Unknown | ||||||
Tungsten | DaeguTec Ltd. | Korea, Republic of | ||||||
Tungsten | DAIDO STEEL | Japan | ||||||
Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | China | ||||||
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | China | ||||||
Tungsten | Degutea | Korea, Republic of | ||||||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China | Y | |||||
Tungsten | Ganxian Shirui New Material Co., Ltd. | China | ||||||
Tungsten | Ganzhou Grand Sea W & Mo Group Co., Ltd. | China | ||||||
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | Active | |||||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | Y | |||||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | Y | |||||
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | China | ||||||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | Y | |||||
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | China | ||||||
Tungsten | Global Tungsten & Powders Corp. | United States of America | Y | |||||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | Y | |||||
Tungsten | H.C. Starck Group | Germany | ||||||
Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany | Y | |||||
Tungsten | H.C. Starck Tungsten GmbH | Germany | Y | |||||
Tungsten | Heyuan Carbide Co LTD | China | ||||||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | Y | |||||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | Y | |||||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | China | ||||||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | Y | |||||
Tungsten | Hydrometallurg, JSC | Russian Federation | Y | |||||
Tungsten | Japan New Metals Co., Ltd. | Japan | Y | |||||
Tungsten | Jiangsu Hetian Sci-Tech Material Co., Ltd. | China | ||||||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | Y | |||||
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | China | ||||||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | Y | |||||
Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | China | ||||||
Tungsten | Jiangxi Richsea New Materials Co., Ltd. | China | ||||||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | Y | |||||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | Y | |||||
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China | Y | |||||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | Y | |||||
Tungsten | Kennametal Fallon | United States of America | Y | |||||
Tungsten | Kennametal Huntsville | United States of America | Y | |||||
Tungsten | Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd. | China | ||||||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | Y | |||||
Tungsten | Moliren Ltd. | Russian Federation | Y | |||||
Tungsten | Niagara Refining LLC | United States of America | Y | |||||
Tungsten | Nippon Tungsten Co., Ltd | Japan | ||||||
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Viet Nam | Y | |||||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | Y | |||||
Tungsten | Pobedit, JSC | Russian Federation | ||||||
Tungsten | Sanher Tungsten Vietnam Co., Ltd. | Viet Nam | ||||||
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China | Y | |||||
Tungsten | Taicang City Nancang Metal Material Co.,Ltd | China | ||||||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Viet Nam | Y | |||||
Tungsten | Toshiba Material Co., Ltd. | China | ||||||
Tungsten | Unecha Refractory metals plant | Russian Federation | Y |
Appendix II – Page 10
Tungsten | Unknown | India | ||||||
Tungsten | Viet Nam Youngsun Tungsten Industry Co., Ltd. | Viet Nam | Y | |||||
Tungsten | Wolfram Bergbau und Hutten AG | Austria | Y | |||||
Tungsten | WOLFRAM Company CJSC | Russian Federation | ||||||
Tungsten | Woltech Korea Co., Ltd. | Korea, Republic of | Y | |||||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | Y | |||||
Tungsten | Xiamen Tungsten Co., Ltd. | China | Y | |||||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | Y | |||||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China | Y | |||||
Tungsten | Zhangzhou Chuen Bao Apt Smeltery Co., Ltd. | China | ||||||
Tungsten | Zhuzhou Cemented Carbide Group Co., Ltd. | China | ||||||
Tungsten | 70 | E-M Solutions Tungsten Source Smelters | ||||||
635 | Total E-M Solutions Source Smelters |
4 | Elemetal Refining was CFSI Compliant during 2016, but withdrew from the audit program effective 4/13/2017. |
5 | Yunnan Chengfeng Non-ferrous Metals Co., Ltd was “Active” in the CFSI audit program in early 2016. The smelter was dropped from the CFSI program for failure to complete their scheduled audit in a timely manner. |
Appendix II – Page 11