UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported):June 30, 2015
CHINA BAK BATTERY, INC.
(Exact name of registrant as specified in its charter)
| Nevada | 001-32898 | 86-0442833 |
| (State or other jurisdiction | (Commission File No.) | (IRS Employer |
| of incorporation) | | Identification No.) |
BAK Industrial Park, Meigui Street
Huayuankou Economic Zone
Dalian, China, 116422
People’s Republic of China
(Address, including zip code, of principal executive offices)
86-411-39185985
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[_] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
ITEM 5.02. DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.
China BAK Battery, Inc. (the "Company") is filing this Amendment No. 1 to Form 8-K (this “Amendment”) to amend the Company's Current Report on Form 8-K filed on July 2, 2015 (the "Original Form 8-K"). This Amendment is being filed solely for the purpose of correcting certain clerical error with respect to the vesting schedule contained in the table appearing in the Original Form 8-K. Specifically, for each person listed in the table below, his or her restricted shares vest quarterly in 12 equal installments over a three year period with the first vesting on June 30, 2015.
| Name and Position | Amount | Vesting Schedule |
| Wenwu Wang, Interim CFO | 50,000 | vest quarterly in 12 equal installments over a three year period with the first vesting on June 30, 2015 |
| Jian Lin, Interim CTO | 10,000 | vest quarterly in 12 equal installments over a three year period with the first vesting on June 30, 2015 |
| Guosheng Wang, Director | 50,000 | vest quarterly in 12 equal installments over a three year period with the first vesting on June 30, 2015 |
| Martha Agee, Director | 30,000 | vest quarterly in 12 equal installments over a three year period with the first vesting on June 30, 2015 |
| Chunzhi Zhang, Director | 30,000 | vest quarterly in 12 equal installments over a three year period with the first vesting on June 30, 2015 |
| Jianjun He, Director | 30,000 | vest quarterly in 12 equal installments over a three year period with the first vesting on June 30, 2015 |
Except as described herein, this Amendment does not modify or update any other information contained in the Original Form 8-K.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | CHINA BAK BATTERY, INC. |
| | | |
| | | |
| Date: July 15, 2015 | By: | /s/ Xiangqian Li |
| | | Xiangqian Li |
| | | Chief Executive Officer |
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