Exhibit 99.1
CONSOLIDATED FIXED-INCCOME SECURITY AND
CASH AND CASH EQUIVALENTS PORTFOLIO
APCAPITAL, INC. AND SUBSIDIARIES
CASH AND CASH EQUIVALENTS PORTFOLIO
APCAPITAL, INC. AND SUBSIDIARIES
| Fair | Amortized | Par | ||||||||||||
| CUSIP | Description | Value (1) | Cost | Value | ||||||||||
| (in thousands) | ||||||||||||||
| AVAILABLE-FOR-SALE DEBT SECURITIES | ||||||||||||||
| States And Political Subdivisions | ||||||||||||||
| 709141-Q5-7 | PENNSYLVANIA ST | $ | 9,563 | $ | 9,433 | $ | 9,000 | |||||||
| 196454-FL-1 | CO DEPT TRANSN REV | 6,979 | 6,955 | 6,575 | ||||||||||
| 646135-2Y-8 | NEW JERSEY ST TRANSN TR FD AUTH | 6,888 | 6,869 | 6,500 | ||||||||||
| 95667Q-AN-6 | WEST VA ST SCH BLDG AUTH REV | 6,800 | 6,851 | 6,500 | ||||||||||
| 718814-XK-7 | PHOENIX ARIZONA | 6,748 | 6,645 | 6,300 | ||||||||||
| 646039-JA-6 | NEW JERSEY ST | 6,612 | 6,551 | 6,225 | ||||||||||
| 741701-VD-5 | PRINCE GEORGES CNTY MD | 6,421 | 6,324 | 6,000 | ||||||||||
| 167723-BD-6 | CHICAGO ILL TRAN AUTH CAP GRNT RC | 6,370 | 6,392 | 6,000 | ||||||||||
| 928172-HL-2 | VIRGINIA ST PUB BLDG AUTH PUB FAC | 6,366 | 6,264 | 6,000 | ||||||||||
| 977056-8D-5 | WISCONSIN ST | 6,339 | 6,248 | 6,000 | ||||||||||
| 709141-Z7-3 | PENNSYLVANIA ST | 6,329 | 6,219 | 5,965 | ||||||||||
| 373383-N7-9 | GEORGIA ST | 5,737 | 5,776 | 5,485 | ||||||||||
| 186343-UR-8 | CLEVELAND OHIO | 5,378 | 5,399 | 5,050 | ||||||||||
| 575827-3X-6 | MASSACHUSETTS ST CONS LN-SER C 5 | 5,355 | 5,264 | 5,000 | ||||||||||
| 391554-AP-7 | GREATER ALBANY SCH DIST NO 8J OR | 5,335 | 5,268 | 5,000 | ||||||||||
| 592013-7M-2 | METROPOLITAN GOVT NASHVILLE & DAV | 5,332 | 5,251 | 5,000 | ||||||||||
| 419780-S5-1 | HAWAII ST REF-SER DG | 5,303 | 5,213 | 5,000 | ||||||||||
| 594700-CA-2 | MICHIGAN ST TRUNK LINE FD | 5,290 | 5,222 | 5,000 | ||||||||||
| 92817F-XF-8 | VIRGINIA ST PUB SCH AUTH | 5,279 | 5,218 | 5,000 | ||||||||||
| 181054-7U-5 | CLARK CNTY NEV SCH DIST | 5,278 | 5,209 | 5,000 | ||||||||||
| 452151-PZ-0 | ILLINOIS ST | 5,266 | 5,197 | 5,000 | ||||||||||
| 79575D-LQ-1 | SALT RIV PROJ ARIZ AGRIC IMPT | 5,243 | 5,294 | 5,000 | ||||||||||
| 527839-BY-9 | LEWIS CNTY WASH PUB UTIL | 5,227 | 5,226 | 5,000 | ||||||||||
| 972176-6H-9 | WILSON CNTY TENN | 3,153 | 3,288 | 3,075 | ||||||||||
| 972176-6J-5 | WILSON CNTY TENN | 3,087 | 3,194 | 3,005 | ||||||||||
| 665093-EE-6 | NORTHERN COOK CNTY ILL SOLID WASTE | 1,252 | 1,269 | 1,200 | ||||||||||
| 665093-EF-3 | NORTHERN COOK CNTY ILL SOLID WASTE | 1,251 | 1,269 | 1,200 | ||||||||||
| 250092-F4-0 | DES MOINES IOWA | 1,060 | 1,046 | 1,000 | ||||||||||
| 969073-HN-8 | WILL CNTY ILL CMNTY HIGH SCH DIST | 1,054 | 1,080 | 1,000 | ||||||||||
| 615401-HU-3 | MOON AREA SCH DIST PA | 537 | 529 | 500 | ||||||||||
| 708796-AP-2 | PENNSYLVANIA HSG FIN AGY SINGLE | 523 | 500 | 500 | ||||||||||
Subtotal States And Political Subdivisions | 151,355 | 150,463 | 143,080 | |||||||||||
| Corporate Securities | ||||||||||||||
| 904764-AG-2 | UNILEVER CAP CORP | 6,935 | 6,678 | 6,500 | ||||||||||
| 00508Y-AB-8 | ACUITY BRANDS INC | 6,883 | 6,494 | 6,500 | ||||||||||
| 210805-DP-9 | CONTINENTAL AIRLS PASS THRU | 5,795 | 6,500 | 6,500 | ||||||||||
| 459200-AL-5 | INTERNATIONAL BUSINESS MACHS CORP | 6,573 | 6,425 | 6,000 | ||||||||||
| 002824-AS-9 | ABBOTT LABS | 6,201 | 5,992 | 6,000 | ||||||||||
| 883203-BG-5 | TEXTRON INC | 6,009 | 6,017 | 6,000 | ||||||||||
| 79286L-DN-9 | ST PAUL COS INC | 6,005 | 6,000 | 6,000 | ||||||||||
| 084664-AD-3 | BERKSHIRE HATHAWAY FIN CORP SR | 5,846 | 5,727 | 6,000 | ||||||||||
| 26353L-JB-8 | DU PONT E I DE NEMOURS & CO | 5,723 | 5,618 | 6,000 | ||||||||||
Exhibit 99.1
| Fair | Amortized | Par | ||||||||||||
| CUSIP | Description | Value (1) | Cost | Value | ||||||||||
| (in thousands) | ||||||||||||||
| AVAILABLE-FOR-SALE DEBT SECURITIES | ||||||||||||||
| Corporate Securities (continued) | ||||||||||||||
| 456866-AK-8 | INGERSOLL RAND CO | 5,127 | 4,770 | 5,000 | ||||||||||
| 75952U-AE-3 | RELIASTAR FINL CORP | 5,011 | 4,993 | 5,000 | ||||||||||
| 24713@-AA-4 | DELOITTE & TOUCHE USA LLP | 4,059 | 4,000 | 4,000 | ||||||||||
| 45072G-AA-0 | I-PRETSL II COMBINATION LTD | 2,276 | 2,276 | 2,276 | ||||||||||
| 075887-AS-8 | BECTON DICKINSON & CO | 487 | 476 | 500 | ||||||||||
| 573284-AE-6 | MARTIN MARIETTA | 474 | 475 | 475 | ||||||||||
| 37033L-FE-1 | GENERAL MILLS INC | 375 | 373 | 375 | ||||||||||
Subtotal Corporate Securities | 73,779 | 72,814 | 73,126 | |||||||||||
| Mortgage-Backed Securities | ||||||||||||||
| 393505-XC-1 | GREEN TREE FINANCIAL CORP | 100 | 103 | 104 | ||||||||||
Subtotal Mortgage-Backed Securities | 100 | 103 | 104 | |||||||||||
| TOTAL AVAILABLE-FOR-SALE DEBT SECURITIES | $ | 225,234 | $ | 223,380 | $ | 216,310 | ||||||||
| (1) | = | Available-for-sale debt securities are carried in the balance sheet at fair value. |
| Fair | Amortized | Par | ||||||
| CUSIP | Description | Value | Cost (2) | Value | ||||
| (in thousands) | ||||||||
| HELD-TO-MATURITY DEBT SECURITIES | ||||||||
U.S. Government and Agency Obligations | ||||||||
| 3128X3-Y4-9 | FHLMC NOTE | 15,004 | 15,011 | 15,000 | ||||
| 3133XF-KV-7 | FHLB NOTE | 15,277 | 15,000 | 15,000 | ||||
| 31331S-JW-4 | FFCB NOTE | 14,719 | 14,949 | 15,000 | ||||
| 3136F6-TH-2 | FNMA NOTE | 9,925 | 9,919 | 10,000 | ||||
| 3133X9-ZA-1 | FHLB NOTE | 4,962 | 5,000 | 5,000 | ||||
| 3133X7-HV-9 | FHLB NOTE | 4,601 | 4,591 | 4,550 | ||||
Subtotal U.S. Government and Agency Obligations | 64,488 | 64,470 | 64,550 | |||||
| States And Political Subdivisions | ||||||||
| 64711R-BD-7 | NM FIN AUTH ST TRANSN REV SR | 6,959 | 7,290 | 6,805 | ||||
| 677519-SC-5 | OHIO ST | 6,878 | 6,946 | 6,615 | ||||
| 29270C-HK-4 | ENERGY N W WASH ELEC REV | 6,950 | 6,901 | 6,500 | ||||
| 341150-QU-7 | FLORIDA ST | 6,832 | 6,878 | 6,500 | ||||
| 576002-AS-8 | MASSACHUSETTS ST SPL OBLIG | 6,789 | 6,867 | 6,500 | ||||
| 645916-WU-7 | NEW JERSEY ECONOMIC DEV AUTH REV | 6,777 | 6,832 | 6,500 | ||||
| 93974A-NH-3 | WA ST REF-VAR PURP-SER R-03-A | 6,694 | 6,736 | 6,500 | ||||
| 736742-MA-2 | PORTLAND ORE SWR SYS REV | 6,259 | 6,575 | 6,000 | ||||
| 167484-3S-1 | CHICAGO ILL | 6,205 | 6,436 | 6,000 | ||||
| 455393-AM-0 | INDIANAPOLIS IND THERMAL ENERGY | 6,217 | 6,355 | 6,000 | ||||
| 928109-JY-4 | VIRGINIA ST | 6,133 | 6,332 | 6,000 | ||||
| 576000-AZ-6 | MASSACHUSETTS ST SCH BLDG AUTH | 6,122 | 6,331 | 6,000 | ||||
| 040654-KT-1 | ARIZONA ST TRANSN BRD HWY REV | 6,139 | 6,294 | 6,000 | ||||
| 647310-G3-9 | NEW MEXICO ST SEVERANCE TAX | 5,603 | 6,036 | 6,000 | ||||
| 20772F-JN-1 | CONNECTICUT ST | 6,216 | 6,113 | 5,730 | ||||
| 837147-XX-0 | SC ST PUB SVC AUTH REV REF-SER D | 5,665 | 5,736 | 5,430 | ||||
| 341426-PT-5 | FLORIDA ST BRD OF ED PUB ED-SER J | 5,544 | 5,598 | 5,290 | ||||
Exhibit 99.1
| Fair | Amortized | Par | ||||||
| CUSIP | Description | Value | Cost (2) | Value | ||||
| (in thousands) | ||||||||
| HELD-TO-MATURITY DEBT SECURITIES | ||||||||
| States And Political Subdivisions (continued) | ||||||||
| 472682-LZ-4 | JEFFSN CNTY ALA SWR REV CAP IMPT | 5,511 | 5,459 | 5,230 | ||||
| 591745-F5-8 | METROPOLITAN ATLANTA RAPID TRAN | 5,157 | 5,390 | 5,040 | ||||
| 478700-B2-2 | JOHNSON CNTY KANS UNI SCH DIST | 5,146 | 5,371 | 5,000 | ||||
| 181324-MB-7 | CLARK CNTY WASH SCH DIST NO 119 | 5,064 | 5,301 | 5,000 | ||||
| 262608-NQ-1 | DU PAGE & WILL CNTYS ILL CMNTY SCH | 5,357 | 5,287 | 5,000 | ||||
| 576004-ED-3 | MASSACHUSETTS ST SPL OBLIG | 5,281 | 5,272 | 5,000 | ||||
| 677519-3S-7 | OHIO ST | 5,230 | 5,257 | 5,000 | ||||
| 442436-2F-7 | HSTN TEX WTR & SWR SYS | 5,311 | 5,237 | 5,000 | ||||
| 604128-3H-9 | MINNESOTA ST | 5,222 | 5,219 | 5,000 | ||||
| 46613Q-AM-6 | JEA FLA ST JOHNS RIV PWR PK SYS | 5,184 | 5,216 | 5,000 | ||||
| 199820-QY-0 | COMAL TEX INDPT SCH DIST | 5,095 | 5,215 | 5,000 | ||||
| 40785E-MW-3 | HAMILTON SOUTHEASTERN IND CONS SCH | 4,850 | 5,083 | 4,725 | ||||
| 385640-FG-7 | GRAND IS NEB ELEC REV SYS | 4,605 | 4,632 | 4,485 | ||||
| 235416-ZU-1 | DALLAS TEX WTRWKS & SWR SYS REV | 4,694 | 4,654 | 4,455 | ||||
| 509228-EQ-1 | LAKE CNTY ILL ADLAI E STEVENSON HS | 3,872 | 3,965 | 3,750 | ||||
| 491552-PM-1 | KENTUCKY ST TPK AUTH ECONOMIC DEV | 3,570 | 3,661 | 3,500 | ||||
| 040663-2J-4 | ARIZONA ST UNIV REVS | 3,332 | 3,456 | 3,220 | ||||
| 927793-NT-2 | RPAR HOLDINGS REF-US RT 58 CORR | 3,087 | 3,165 | 3,000 | ||||
| 927793-NU-9 | VIRGINIA COMWLTH TRANSN BRD TRANS | 3,066 | 3,157 | 3,000 | ||||
| 509228-ER-9 | LAKE CNTY ILL ADLAI E STEVENSON HS | 2,864 | 2,940 | 2,795 | ||||
| 040663-2K-1 | ARIZONA ST UNIV REVS | 2,743 | 2,822 | 2,645 | ||||
| 259291-DD-1 | DOUGLAS CNTY NEB SCH DIST NO 001 | 2,568 | 2,628 | 2,500 | ||||
| 235416-A7-9 | DALLAS TEX WTRWKS & SWR SYS REV | 2,093 | 2,116 | 2,045 | ||||
| 97705L-FZ-5 | WISCONSIN ST | 2,055 | 2,125 | 2,000 | ||||
| 438670-FF-3 | HONOLULU HAWAII CITY & CNTY | 1,896 | 1,964 | 1,855 | ||||
| 678519-FD-6 | OKLAHOMA CITY OKLA | 1,104 | 1,146 | 1,075 | ||||
| 345874-PH-8 | FOREST LAKE MINN INDPT SCH DIST | 1,016 | 1,067 | 1,000 | ||||
| 463813-GW-9 | IRVING TEX INDPT SCH DIST | 1,025 | 1,063 | 1,000 | ||||
| 659048-CN-0 | NORTH DAVIESS IND SCH BLDG CORP | 1,023 | 1,050 | 1,000 | ||||
| 718814-UE-4 | PHOENIX ARIZ | 1,008 | 1,041 | 1,000 | ||||
| 93974A-NL-4 | WA ST REF-VAR PURP-SER R-03-A | 1,010 | 1,029 | 1,000 | ||||
| 452001-WT-3 | ILL EDL AUTH REVS | 793 | 779 | 750 | ||||
| 575566-S6-2 | MASS BAY TRANS ATH | 760 | 758 | 750 | ||||
| 641459-VK-5 | NEVADA ST G/O RFDG | 664 | 661 | 650 | ||||
| 181211-DJ-9 | CLARK CNTY WASH SCH DIST NO 101 | 587 | 601 | 570 | ||||
| 263417-GJ-0 | DU PAGE CNTY ILL CMNTY HS | 541 | 540 | 520 | ||||
| 341535-PW-6 | FLORIDA ST BRD ED PUB ED | 528 | 530 | 500 | ||||
| 517840-WW-0 | LAS VEGAS VALLEY NEV WTR DIST | 525 | 528 | 500 | ||||
| 799098-DD-7 | SAN MIGUEL CNTY COLO SCH DIST | 511 | 528 | 500 | ||||
| 442352-AH-3 | HOUSTON TEX AREA WTR CORP | 537 | 528 | 500 | ||||
| 040654-JV-8 | AZ ST TRANSN BRD HWY REV SER B 5 | 525 | 526 | 500 | ||||
| 51166F-AD-1 | LAKELAND FLA ENERGY SYS REV | 521 | 525 | 500 | ||||
| 54811B-EP-2 | LOWER COLO RIV AUTH TEX TRANSMISS | 501 | 514 | 500 | ||||
| 159195-MY-9 | CHANNELVIEW TEX INDPT SCH DIST | 486 | 487 | 475 | ||||
| 655181-BJ-3 | NOBLESVILLE-SOUTHEASTN PUB LIBR | 480 | 484 | 460 | ||||
Subtotal States And Political Subdivisions | 224,980 | 229,233 | 217,365 | |||||
Exhibit 99.1
| Fair | Amortized | Par | ||||||
| CUSIP | Description | Value | Cost (2) | Value | ||||
| (in thousands) | ||||||||
| HELD-TO-MATURITY DEBT SECURITIES | ||||||||
Corporate Securities | ||||||||
| 74740F-GF-7 | QUAKER OATS CO | 6,740 | 6,418 | 6,000 | ||||
| 134429-AM-1 | CAMPBELL SOUP CO | 6,387 | 6,296 | 6,000 | ||||
| 41011W-AH-3 | JOHN HANCOCK GLOBAL FDG | 6,377 | 6,261 | 6,000 | ||||
| 855707-AB-1 | ST AUTO FINL CORP SR | 5,811 | 6,052 | 6,000 | ||||
| 05566H-BF-3 | BNP PARIBAS US | 4,756 | 4,967 | 5,000 | ||||
| 035229-CD-3 | ANHEUSER BUSCH | 4,323 | 4,390 | 4,310 | ||||
| 438516-AK-2 | HONEYWELL INTL INC | 3,155 | 3,124 | 3,000 | ||||
| 615337-AA-0 | THE MONY GROUP | 2,621 | 2,635 | 2,510 | ||||
| 075887-AR-0 | BECTON DICKINSON CO | 1,009 | 1,027 | 1,000 | ||||
| 693506-AY-3 | PPG INDUSTRIES INC | 841 | 848 | 830 | ||||
| 751277-AM-6 | RALSTON PURINA CO | 525 | 522 | 500 | ||||
| 36962E-4Z-9 | GEN ELEC CAP CORP | 403 | 410 | 400 | ||||
Subtotal Corporate Securities | 42,948 | 42,950 | 41,550 | |||||
| Mortgage-Backed Securities | ||||||||
| 31394K-AD-6 | FHLMC MULTICLASS SER 2687 | 15,314 | 15,149 | 15,000 | ||||
| 31394N-4U-9 | FHLMC MULTICLASS SER 2713 | 15,175 | 15,144 | 15,000 | ||||
| 31394P-3P-6 | FHLMC MULTICLASS SER 2740 | 15,172 | 15,138 | 15,000 | ||||
| 31395L-VJ-7 | FHLMC MULTICLASS PREASSIGN 00465 | 13,785 | 13,729 | 13,586 | ||||
| 31394M-A2-6 | FHLMC MULTICLASS SER 2708 | 13,324 | 13,123 | 13,000 | ||||
| 31395K-PG-2 | FHLMC MULTICLASS SER 2903 | 9,709 | 10,363 | 10,449 | ||||
| 31394K-G6-5 | FHLMC MULTICLASS SER 2693 | 10,187 | 10,091 | 10,000 | ||||
| 31395K-CV-3 | FHLMC MULTICLASS SER 2905 | 9,953 | 9,994 | 10,000 | ||||
| 31394W-HE-1 | FHLMC MULTICLASS SER 2784 | 5,413 | 5,608 | 5,667 | ||||
| 31394G-H7-1 | FHLMC REMIC SERIES 2649 | 4,827 | 5,278 | 5,479 | ||||
| 31394W-HQ-4 | FHLMC MULTICLASS SER 2784 | 4,730 | 4,696 | 4,688 | ||||
| 31393D-DS-7 | FNMA REMIC TRUST 2003-58 | 4,416 | 4,485 | 4,651 | ||||
| 31394G-N8-2 | FHLMC REMIC SERIES 2659 | 4,088 | 4,318 | 4,385 | ||||
| 31393Y-XE-0 | FNMA REMIC SER 2004-45 | 4,059 | 4,283 | 4,306 | ||||
| 31393T-CP-9 | FNMA REMIC TRUST 2003-92 | 4,088 | 4,217 | 4,266 | ||||
| 31394Y-LZ-5 | FHLMC MULTICLASS SER | 3,790 | 4,007 | 4,034 | ||||
| 31394Y-BU-7 | FHLMC MULTICLASS PREASSIGN | 3,227 | 3,365 | 3,379 | ||||
| 31395A-LR-4 | FHLMC MULTICLASS SER 2807 | 2,947 | 3,046 | 2,971 | ||||
| 31394Y-6G-4 | FHLMC MULTICLASS PREASSIGN | 1,963 | 2,040 | 2,054 | ||||
| 31393Y-US-2 | FNMA REMIC TR 2004-42 | 1,187 | 1,231 | 1,231 | ||||
| 31362J-E6-8 | FNMA ARM #062257 | 71 | 72 | 71 | ||||
| 36224V-H5-7 | GNMA POOL #339652 | 36 | 36 | 34 | ||||
| 31375A-G3-7 | FNMA P/T 328818 | 18 | 18 | 17 | ||||
| 36225A-ET-3 | GNMA PLATINUM P/T 780146 | 12 | 12 | 11 | ||||
| 31368H-US-0 | FNMA ARM MEGA POOL #190593 | 2 | 2 | 2 | ||||
| 31372N-AL-8 | FNMA DWARF P/T POOL | 0 | 0 | 0 | ||||
Subtotal Mortgage-Backed Securities | 148,860 | 150,818 | 150,663 | |||||
| TOTAL HELD-TO-MATURITY DEBT SECURITIES | $481,276 | $487,471 | $474,128 | |||||
| (2) | Held-to-maturity debt securities are carried in the balance sheet at amortized cost. |
Exhibit 99.1
| CUSIP | Description | Cost | ||||
| (in thousands) | ||||||
| CASH & CASH EQUIVALENTS | ||||||
| 31846V-41-9 | FIRST AMER TREAS OBLIG | 825 | ||||
| 665278-70-1 | NORTHERN INSTL FDS GOVT SELECT | 77,803 | ||||
Subtotal Money Market Funds | 78,628 | |||||
| 36959R-LH-6 | GENERAL ELEC CAP SVCS | 10,948 | ||||
| 74433G-LH-7 | PRUDENTIAL FUNDING | 10,451 | ||||
| 89233G-LH-7 | TOYOTA MOTOR CREDIT CORP | 10,451 | ||||
| 42823J-L3-7 | HEWLETT PACKARD CO | 9,962 | ||||
Subtotal Commercial Paper | 41,812 | |||||
| CERTIFICATE OF DEPOSIT | 100 | |||||
| ZERO BALANCE CASH SWEEP ACCOUNTS | (1,971 | ) | ||||
Subtotal Cash and CDs | (1,871) | |||||
| TOTAL CASH & CASH EQUIVALENTS | $ | 118,569 | ||||