The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Corp | Common | 88579Y101 | 266 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
Activisions Blizzard Inc | Common | 00507V109 | 2,661 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
Alphabet Inc Class C | Common | 02079K107 | 2,604 | 900 | SH | DFND | 900 | 0 | 0 | ||
Caremax Inc | Common | 14171W103 | 4,763 | 620,242 | SH | DFND | 620,242 | 0 | 0 | ||
Coherus Biosciences Inc | Bond | 19249HAB1 | 44,025 | 40,000,000 | PRN | DFND | 40,000,000 | 0 | 0 | ||
Crispr Therapeutics AG | Common | H17182108 | 231 | 3,050 | SH | DFND | 3,050 | 0 | 0 | ||
Crown Castle Intl | Common | 22822V101 | 4,070 | 19,500 | SH | DFND | 19,500 | 0 | 0 | ||
Electronic Arts Inc | Put | 285512109 | 2,087 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
Editas Inc | Common | 28106W103 | 239 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
Electronic Arts Inc | Common | 285512109 | 1,319 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
Evolent Health Inc | Bond | 30050BAD3 | 8,150 | 7,434,000 | PRN | DFND | 7,434,000 | 0 | 0 | ||
Evolent Health Inc | Bond | 30050BAF8 | 13,951 | 8,500,000 | PRN | DFND | 8,500,000 | 0 | 0 | ||
Evolent Health Inc | Common | 30050B101 | 8,167 | 295,158 | SH | DFND | 295,158 | 0 | 0 | ||
Exelon Corp | Common | 30161N101 | 9,242 | 160,000 | SH | DFND | 160,000 | 0 | 0 | ||
General Dynamics Corp | Common | 369550108 | 250 | 1,200 | SH | DFND | 1,200 | 0 | 0 | ||
Goldman Sachs Physical Gold | Common | 38150K103 | 2,215 | 121,854 | SH | DFND | 121,854 | 0 | 0 | ||
Homology Medicines Inc | Common | 438083107 | 36 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
Immuron Limited | Warrants | 45254U101 | 289 | 115,620 | SH | DFND | 115,620 | 0 | 0 | ||
Intellia Therapeutics Inc | Common | 45826J105 | 473 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
Intercontinental Exchange Inc | Common | 45866F104 | 3,638 | 26,600 | SH | DFND | 26,600 | 0 | 0 | ||
Ishares Gold Trust | Common | 464285204 | 975 | 28,000 | SH | DFND | 28,000 | 0 | 0 | ||
Johnson & Johnson Inc | Common | 478160104 | 342 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
Matinas Biopharma Holdings Inc | Common | 576810105 | 1,919 | 1,900,000 | SH | DFND | 1,900,000 | 0 | 0 | ||
Meta Platforms Inc | Common | 30303M102 | 2,338 | 6,950 | SH | DFND | 6,950 | 0 | 0 | ||
Microsoft Corp | Common | 594918104 | 2,358 | 7,011 | SH | DFND | 7,011 | 0 | 0 | ||
Novocure Ltd | Common | G6674U108 | 751 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
Osisko Gold Royalties Ltd | Common | 68827L101 | 4,367 | 356,525 | SH | DFND | 356,525 | 0 | 0 | ||
Pinnacle Financial Partners | Common | 72346Q104 | 382 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
Proshares Ultrashort 20 Treasury | ETF | 74347B201 | 1,351 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
Revance Therapeutics | Bond | 761330AB5 | 5,171 | 5,905,000 | PRN | DFND | 5,905,000 | 0 | 0 | ||
Soc Telemed Inc | Common | 78472F101 | 5,203 | 4,065,000 | SH | DFND | 4,065,000 | 0 | 0 | ||
SPDR Gold Shares | ETF | 78463V107 | 769 | 4,500 | SH | DFND | 4,500 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 1,757 | 3,700 | SH | DFND | 3,700 | 0 | 0 | ||
Sprott Physical Gold Trust | ETF | 85207H104 | 876 | 61,000 | SH | DFND | 61,000 | 0 | 0 | ||
Vaneck Vectors Gold Miners ETF | ETF | 92189F106 | 1,050 | 32,779 | SH | DFND | 32,779 | 0 | 0 | ||
Vaneck Vectors Junior Gold Miners ETF | ETF | 92189F791 | 1,248 | 29,760 | SH | DFND | 29,760 | 0 | 0 | ||
Verizon Inc | Common | 92343V104 | 2,988 | 57,500 | SH | DFND | 57,500 | 0 | 0 | ||
Viatris Inc | Common | 92556V106 | 7,983 | 590,000 | SH | DFND | 590,000 | 0 | 0 | ||
VMware Inc | Common | 928563402 | 927 | 8,000 | SH | DFND | 8,000 | 0 | 0 |