UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
May 8, 2003 (May 8, 2003)
Date of Report (Date of Earliest Event Reported)
The Nasdaq Stock Market, Inc.
(Exact Name of Registrant as Specified in Charter)
Delaware | | 000-32651 | | 52-1165937 |
(State or Other Jurisdiction | | (Commission File | | (IRS Employer |
of Incorporation | | File Number) | | Identification No.) |
One Liberty Plaza
New York, New York 10006
(Address of Principal Executive Offices and Zip Code)
(212) 858-52 16
(Registrant’s Telephone Number, Including Area Code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
THE NASDAQ STOCK MARKET, INC.
FORM 8-K
Index
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
Financial Statements
None.
Pro Forma Financial Information
None.
Exhibits:
Exhibit No. | | Description | | Page Number in Filing |
99.1 | | Press Release, dated May 8, 2003 | | |
Item 9. Regulation FD Disclosure
The Nasdaq Stock Market, Inc. (“Nasdaq”) issued a press release, dated May 8, 2003, in the form attached hereto as Exhibit 99.1. The press release announced the resignation of Richard Ketchum as an officer of Nasdaq, effective as of June 17, 2003, and as a director, effective immediately. Nasdaq previously reported the appointment of H. Furlong Baldwin as its non-executive Chairman of the Board of Directors and Robert Greifeld as its Chief Executive Officer and President, effective May 12, 2003. The information in this Form 8-K, including the exhibit, is being “furnished” pursuant to Item 9 and shall not be deemed “filed” with the Securities and Exchange Commission nor incorporated by reference into any registration statement filed by Nasdaq under the Securities Act of 1933.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 8, 2003
| THE NASDAQ STOCK MARKET, INC. |
| | |
| By: | /s/ Edward S. Knight |
| | Edward S. Knight |
| | Executive Vice President
and General Counsel |
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