UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 18, 2008
Broadwind Energy, Inc.
(Exact name of Registrant as Specified in its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
0-31313 | | 88-0409160 |
(Commission File Number) | | (IRS Employer |
| | Identification No.) |
47 East Chicago Avenue, Suite 332
Naperville, Illinois 60540
(Address of Principal Executive Offices and Zip Code)
(630) 637-0315
(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-14(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement
On July 18, 2008, Broadwind Energy, Inc. (the “Company”) executed an amendment (the “Amendment”) to its existing Registration Rights Agreement with Tontine Capital Partners, L.P., Tontine Capital Overseas Master Fund, L.P., Tontine Partners, L.P., Tontine Overseas Fund, Ltd. and Tontine 25 Overseas Master Fund, L.P. (collectively, “Tontine”), pursuant to which the Company has agreed to register Tontine’s shares for resale. The amendment extends the deadline for the Company’s obligation to file a registration statement to September 15, 2008.
The foregoing summary does not purport to be complete and is qualified in its entirety by reference to the Amendment, a copy of which is attached hereto as Exhibit 10.1 and is incorporated by reference.
Item 9.01 Financial Statements and Exhibits.
(d) | | Exhibits: |
| 10.1 | Amendment No. 2, dated July 18, 2008, to Registration Rights Agreement dated March 1, 2007 and amended October 19, 2007, among Broadwind Energy, Inc., Tontine Capital Partners, L.P., Tontine Capital Overseas Master Fund, L.P., Tontine Partners, L.P., Tontine Overseas Fund, Ltd. and Tontine 25 Overseas Master Fund, L.P. |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 23, 2008
| BROADWIND ENERGY, INC. |
| |
| |
| /s/ Matthew J. Gadow |
| Matthew J. Gadow |
| Chief Financial Officer |
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EXHIBIT INDEX
Broadwind Energy, Inc.
Form 8-K Current Report
Exhibit | | |
Number | | Description |
| | |
10.1 | | Amendment No. 2, dated July 18, 2008, to Registration Rights Agreement dated March 1, 2007 and amended October 19, 2007, among Broadwind Energy, Inc., Tontine Capital Partners, L.P., Tontine Capital Overseas Master Fund, L.P., Tontine Partners, L.P., Tontine Overseas Fund, Ltd. and Tontine 25 Overseas Master Fund, L.P. |
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