SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol IntraLinks Holdings, Inc. [ IL ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 09/10/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 09/10/2015 | S | 27,500(1) | D | $9.5351 | 3,897,935(2) | I | See Footnote(5) | ||
Common Stock | 09/11/2015 | S | 17,333(3) | D | $9.4927 | 3,880,602(4) | I | See Footnote(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. Rho Ventures IV (QP), L.P.("RV QP") sold 9,339 shares, Rho Ventures IV GmbH & Co. Beteiligungs KG ("RV KG") sold 9,732 shares, Rho Ventures IV Holdings LLC ("RV IV Holdings") sold 6,661 shares and Rho Ventures IV L.P. ("RV IV LP") sold 1,768 shares. |
2. Consists of 1,323,762 shares held by RV QP, 1,379,554 shares held by RV KG, 944,154 shares held by RV IV Holdings and 250,465 shares held by RV IV LP. |
3. RV QP sold 5,886 shares, RV KG sold 6,134 shares, RV IV Holdings sold 4,198 shares and RV IV LP sold 1,115 shares. |
4. Consists of 1,317,876 shares held by RV QP, 1,373,420 shares held by RV KG, 939,956 shares held by RV IV Holdings and 249,350 shares held by RV IV LP. |
5. Rho Management Ventures IV, L.L.C. ("RMV") is the general partner of RV QP and RV IV LP and the managing member of RV IV Holdings, and Rho Capital Partners Verwaltings GmbH ("RCP Verwaltungs") is the general partner of RV KG. Each of RMV and RCP Verwaltungs disclaim beneficial ownership of the reportable securities and this report shall not be deemed an admission that RMV or RCP Verwaltungs is the beneficial owner of such securities, except to the extent of its pecuniary interest therein. Mark Leschly and Joshua Ruch are managing members of RMV and managing directors of RCP Verwaltungs. Each of Mark Leschly and Joshua Ruch disclaim beneficial ownership of the reportable securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities, except to the extent of his pecuniary interest therein. |
/s/ Jeffrey I. Martin Attorney in Fact | 09/14/2015 | |
/s/ Jeffrey Martin Attorney In-fact | 09/14/2015 | |
/s/ Jeff I. Martin Attorney-In-Fact | 09/14/2015 | |
/S/ Jeffrey I. Martin | 09/14/2015 | |
/s/ Jeff I. Martin Attorney-In-Fact | 09/14/2015 | |
/s/ Jeffrey I. Martin Attorney-In-Fact | 09/14/2015 | |
/s/ Jeffrey I. Martin, Attorney-In-Fact | 09/14/2015 | |
/s/ Jeffrey I. Martin Attorney-In-Fact | 09/14/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |