SEC Registration Nos.
Nos. 811-10045 and 333-44064
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE
SECURITIES ACT OF 1933
Post-Effective Amendment No. 12 XX
and/or
REGISTRATION STATEMENT UNDER THE
INVESTMENT ACT OF 1940
Amendment No. 15 XX
Calvert Impact Fund, Inc.
(Exact Name of Registrant as Specified in Charter)
4550 Montgomery Avenue
Bethesda, Maryland 20814
(Address of Principal Executive Offices)
Registrant's Telephone Number: (301) 951-4800
William M. Tartikoff
4550 Montgomery Avenue
Bethesda, Maryland 20814
(Name and Address of Agent for Service)
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
EXPLANATORY NOTE
This post-effective amendment consists of the following:
- N-1A Facing Page
- Part C of the Registration Statement (including signature page)
- Exhibits (as indicated below)
This Post-Effective Amendment is being filed pursuant to Rule 462(d) under the Securities Act of 1933, as amended, solely for the purpose of filing certain executed copies of exhibits to the Registration Statement.
Parts A and B are incorporated by reference to Post-Effective Amendment No. 11 to this Registration Statement, as filed on January 31, 2008.
<PAGE>
Part C. Other Information
Item 23. Exhibits
(a) | Articles of Incorporation incorporated by reference to Registrant's Pre-Effective Amendment No. 3, November 1, 2000, accession number 0001121624-00-000017. |
(b) | By-laws incorporated by reference to Registrant's Pre-Effective Amendment No. 3, November 1, 2000, accession number 0001121624-00-000017. |
(c) | Instruments defining the security holder rights (not applicable). |
(d)(1) | Investment Advisory Agreement with Calvert Asset Management Company, Inc. incorporated by reference to Registrant's Pre-Effective Amendment No. 3, November 1, 2000, accession number 0001121624-00-000017. Addendum to Investment Advisory Agreement (expense limitations) with Calvert Asset Management incorporated by reference to Registrant's Pre-Effective Amendment No. 9, January 31, 2007, accession number 0001121624-07-000001. Addendum to Schedule A to Investment Advisory Agreement (Global Alternative Energy Fund) with Calvert Asset Management Company, Inc. incorporated by reference to Registrant's Post-Effective Amendment No. 10, May 30, 2007, accession number 0001121624-07-000013. Addendum to Investment Advisory Agreement incorporated by reference to Registrant's Post-Effective Amendment No. 11, January 31, 2008, accession number 0001121624-08-000001. |
(d)(2) | Investment Sub-advisory Agreement (Bridgeway Capital Management, Inc.) incorporated by reference to Registrant's Post-Effective Amendment No. 4, February 26, 2001, accession number 0001121624-01-000027. Investment Sub-advisory Supplemental Agreement with Bridgeway incorporated by reference to Registrant's Post-Effective Amendment No. 9, January 31, 2007, accession number 0001121624-07-000001. Amended Supplement to Investment Sub-advisory Agreement incorporated by reference to Registrant's Post-Effective Amendment No. 11, January 31, 2008, accession number 0001121624-08-000001. |
(d)(3) | Investment Sub-advisory Agreement (Channing Capital Management LLC) incorporated by reference to Registrant's Post-Effective Amendment No. 8, January 30, 2006, accession number 0001121624-06-000002. |
(d)(4) | Form of Investment Subadvisory Agreement (KBC Asset Management International Ltd.) incorporated by reference to Registrant's Post-Effective Amendment No. 10, May 30, 2007, accession number 0001121624-07-000013. |
(e) | Underwriting Agreement with Calvert Distributors, Inc. incorporated by reference to Registrant's Post-Effective Amendment No. 8, January 30, 2006, accession number 0001121624-06-000002. Amended Schedules I, II, III to Underwriting Agreement incorporated by reference to Registrant's Post-Effective Amendment No. 8, January 30, 2006, accession number 0001121624-06-000002. Amended Schedules I, II, III to Underwriting Agreement incorporated by reference to Registrant's Post-Effective Amendment No. 10, February 9, 2007, accession number 0001121624-07-000004. |
(f) | Directors' Deferred Compensation Agreement incorporated by reference to Registrant's Pre-Effective Amendment No. 3, November 1, 2000, accession number 0001121624-00-000017. |
(g) | Custodial Agreement incorporated by reference to Registrant's Post-Effective Amendment No. 4, February 26, 2001, accession number 0001121624-01-000027. Amended Schedule to Custodial Contract incorporated by reference to Registrant's Post-Effective Amendment No. 5, June 9, 2004, accession number 0001121624-04-000012. Amended Schedule to Custodial Contract incorporated by reference to Registrant's Post-Effective Amendment No. 10, February 9, 2007, accession number 0001121624-07-000004. |
(h)(1) | Amended Master Transfer Agency and Service Agreement incorporated by reference to Registrant's Post-Effective Amendment No. 10, May 30, 2007, accession number 0001121624-07-000013. Form of Amended Schedule A to Transfer Agency and Service Agreement incorporated by reference to Registrant's Post-Effective Amendment No. 10, May 30, 2007, accession number 0001121624-07-000013. |
(h)(2) | Servicing Agreement with Calvert Shareholder Services, Inc. incorporated by reference to Registrant's Pre-Effective Amendment No. 3, November 1, 2000, accession number 0001121624-00-000017. Amended Schedule to Shareholder Servicing Contract incorporated by reference to Registrant's Post-Effective Amendment No. 5, June 9, 2004, accession number 0001121624-04-000012. |
(h)(3) | Administrative Services Agreement with Calvert Administrative Services Company incorporated by reference to Registrant's Pre-Effective Amendment No. 3, November 1, 2000, accession number 0001121624-00-000017. Amended Schedule A to Administrative Services Agreement with CASC incorporated by reference to Registrant's Post-Effective Amendment No. 5, June 9, 2004, accession number 0001121624-04-000012. Amended Addendum to Schedule A to Administrative Services Agreement incorporated by reference to Registrant's Post-Effective Amendment No. 10, May 30, 2007, accession number 0001121624-07-000013. |
(h)(4) | Research Agreement with Consultant Stephen H. Moody incorporated by reference to Registrant's Post-Effective Amendment No. 11, January 31, 2008, accession number 0001121624-08-000001. |
(h)(5) | Research Agreement with Consultant Jean-Luc Park incorporated by reference to Registrant's Post-Effective Amendment No. 11, January 31, 2008, accession number 0001121624-08-000001. |
(i) | Opinion and Consent of Counsel incorporated by reference to Registrant's Post-Effective Amendment No. 11, January 31, 2008, accession number 0001121624-08-000001. |
(j) | Independent Auditor Consent incorporated by reference to Registrant's Post-Effective Amendment No. 11, January 31, 2008, accession number 0001121624-08-000001. |
(k) | Omitted financial statement re computation of ratios (not applicable). |
(l) | Letter regarding initial capital incorporated by reference to Registrant's Pre-Effective Amendment No. 3, November 1, 2000, accession number 0001121624-00-000017. |
(m) | Plan of distribution, Class A, B, and C incorporated by reference to Registrant's Pre-Effective Amendment No. 3, November 1, 2000, accession number 0001121624-00-000017. Amended Schedule to Plan of Distribution incorporated by reference to Registrant's Post-Effective Amendment No. 8, January 30, 2006, accession number 0001121624-06-000002. Amended Schedules to Plans of Distribution incorporated by reference to Registrant's Post-Effective Amendment No. 10, February 9, 2007, accession number 0001121624-07-000004. |
(n) | 18f-3 Multiple Class Plan, Class A, B, C, I, and R incorporated by reference to Registrant's Pre-Amendment No. 9, January 31, 2007, accession number 0001121624-07-000001 Amended Schedule to Multiple-Class Plan incorporated by reference to Registrant's Pre-Amendment No. 9, January 31, 2007, accession number 0001121624-07-000001. 18f-3 Multiple Class Plan, Class A, B, C, I, and R incorporated by reference to Registrant's Post-Effective Amendment No. 10, May 30, 2007, accession number 0001121624-07-000013. Amended Schedule to Multiple-Class Plan incorporated by reference to Registrant's Post-Effective Amendment No. 10, February 9, 2007, accession number 0001121624-07-000004. |
(o) | Power of Attorney Forms filed herewith. |
(p)(1) | Code of Ethics for Calvert Asset Management Company, Inc. incorporated by reference to registrant's Post-Effective Amendment No. 4, February 2, 2004, accession number 0001121624-04-000001. |
(p)(2) | Code of Ethics for Sub-Adviser (Bridgeway Capital Management, Inc.) filed herewith. |
(p)(3) | Code of Ethics for Sub-Adviser (Channing Capital Management LLC) filed herewith. |
(p)(4) | Code of Ethics for Sub-Adviser (KBC Asset Management International Ltd.) filed herewith. |
Item 24. Persons Controlled by or Under Common Control With Registrant
Not applicable.
Item 25. Indemnification
Registrant's By-Laws, Exhibit 2 of this Registration Statement, provides, in summary, that officers and trustees/directors shall be indemnified by Registrant against liabilities and expenses incurred by such persons in connection with actions, suits, or proceedings arising out of their offices or duties of employment, except that no indemnification can be made to such a person if he has been adjudged liable of willful misfeasance, bad faith, gross negligence, or reckless disregard of his duties. In the absence of such an adjudication, the determination of eligibility for indemnification shall be made by independent counsel in a written opinion or by the vote of a majority of a quorum of trustees/directors who are neither "interested persons" of Registrant, as that term is defined in Section 2(a)(19) of the Investment Company Act of 1940, nor parties to the proceeding.
Registrant may purchase and maintain liability insurance on behalf of any officer, trustee, director, employee or agent against any liabilities arising from such status. In this regard, Registrant will maintain a Trustees/Directors & Officers (Partners) Liability Insurance Policy with Chubb Group of Insurance Companies, 15 Mountain View Road, Warren, New Jersey 07061, providing Registrant with $10 million in trustees/directors and officers liability coverage, plus $5 million in excess trustees/directors and officers liability coverage for the independent trustees/directors only. Registrant also maintains a $13 million Investment Company Blanket Bond issued by ICI Mutual Insurance Company, P.O. Box 730, Burlington, Vermont, 05402. The Fund maintains joint coverage with the other Calvert Group Funds, and for the liability coverage, with the Advisor and its affiliated companies ("Calvert operating companies.") The premium and the coverage are allocated based on a method approved by the disinterested Fund trustees/directors.
Item 26. Business and Other Connections of Investment Adviser
Name | Name of Company, Principal Business and Address | Capacity |
Barbara J. Krumsiek |
|
|
| Calvert Variable Series, Inc. | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
| Calvert Group, Ltd. | Officer |
|
|
|
| Calvert Shareholder Services, Inc. | Officer |
|
|
|
| Calvert Administrative Services Co. | Officer |
|
|
|
| Calvert Distributors, Inc. | Officer |
|
|
|
Ronald M. Wolfsheimer |
|
|
| First Variable Rate Fund | Officer |
|
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
| Calvert Group, Ltd. | Officer |
|
|
|
| Calvert Shareholder Services, Inc. | Officer |
|
|
|
| Calvert Administrative Services Co. | Officer |
|
|
|
| Calvert Distributors, Inc. | Officer |
|
|
|
William M. Tartikoff |
|
|
| Acacia National Life Insurance | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
| Calvert Group, Ltd. | Officer |
|
|
|
| Calvert Administrative | Officer |
|
|
|
| Calvert Asset Management Co. Inc. | Officer |
|
|
|
| Calvert Shareholder Services, Inc. | Officer |
|
|
|
| Calvert Distributors, Inc. | Director |
|
|
|
Susan Walker Bender |
|
|
| Calvert Group, Ltd. | Officer |
|
|
|
| Calvert Administrative Services Co. | Officer |
|
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
| Calvert Shareholder Services, Inc. | Officer |
|
|
|
| Calvert Distributors, Inc. | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
Ivy Wafford Duke |
|
|
| Calvert Group, Ltd. | Officer |
|
|
|
| Calvert Administrative Services Co. | Officer |
|
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
| Calvert Shareholder Services, Inc. | Officer |
|
|
|
| Calvert Distributors, Inc. | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
Lancelot King |
|
|
| Calvert Group, Ltd. | Officer |
|
|
|
| Calvert Administrative Services Co. | Officer |
|
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
| Calvert Shareholder Services, Inc. | Officer |
|
|
|
| Calvert Distributors, Inc. | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
Jane Maxwell |
|
|
| Calvert Group, Ltd. | Officer |
|
|
|
| Calvert Administrative Services Co. | Officer |
|
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
| Calvert Shareholder Services, Inc. | Officer |
|
|
|
| Calvert Distributors, Inc. | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
Andrew Niebler |
|
|
| Calvert Group, Ltd. | Officer |
|
|
|
| Calvert Administrative Services Co. | Officer |
|
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
| Calvert Shareholder Services, Inc. | Officer |
|
|
|
| Calvert Distributors, Inc. | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
Augusto Macedo |
|
|
| Calvert Group, Ltd. | Officer |
|
|
|
| Calvert Administrative Services Co. | Officer |
|
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
| Calvert Shareholder Services, Inc. | Officer |
|
|
|
| Calvert Distributors, Inc. | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
Catherine Roy |
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
Bennett Freeman |
|
|
| Calvert Group, Ltd. | Officer |
|
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
Alya Kayal |
|
|
| Calvert Asset Management Company, Inc. | Officer |
|
|
|
Hui Ping Ho |
|
|
| First Variable Rate Fund | Assistant |
|
|
|
Daniel K. Hayes |
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
Patrick Faul |
|
|
| Calvert Asset Management Company, Inc. | Officer |
|
|
|
John Nichols |
|
|
| Calvert Asset Management Company, Inc. | Officer |
|
|
|
Gregory Habeeb |
|
|
| Calvert Asset Management Company, Inc. | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
Thomas Dailey |
|
|
| Calvert Asset Management Company, Inc. | Officer |
|
|
|
| First Variable Rate Fund for | Officer |
|
|
|
James O'Boyle |
|
|
| Calvert Asset Management Company, Inc. | Officer |
|
|
|
Robert Enderson |
|
|
| Calvert Group, Ltd. | Officer |
|
|
|
| Calvert Administrative Services Co. | Officer |
|
|
|
| Calvert Asset Management Co., Inc. | Officer |
|
|
|
| Calvert Shareholder Services, Inc. | Officer |
|
|
|
| Calvert Distributors, Inc. | Officer |
Item 27. Principal Underwriters
(a) Registrant's principal underwriter underwrites shares of First Variable Rate Fund for Government Income, Calvert Tax-Free Reserves, Calvert Social Investment Fund, Calvert Cash Reserves, The Calvert Fund, Calvert Municipal Fund, Inc., Calvert World Values Fund, Inc., Calvert Social Index Series, Inc., Calvert Variable Series, Inc., and Calvert Impact Fund, Inc.
(b) Positions of Underwriter's Officers and Directors
Name and Principal Business Address* | Position(s) with Underwriter | Position(s) with Registrant |
Barbara J. Krumsiek | Director and Chief Executive Officer | Director |
Ronald M. Wolfsheimer | Director, Senior Vice President and Chief Financial and Administrative Officer | Treasurer |
Craig Cloyed | Director and President | None |
William M. Tartikoff | Senior Vice President and Secretary | Vice President and Secretary |
Reginald Stanley | Senior Vice President | None |
Alison Smith | Vice President | None |
Stan Young | Vice President | None |
David Leach | Vice President | None |
Robert Enderson | Vice President | None |
Geoffrey Ashton | Regional Vice President | None |
Timothy O'Leary | Regional Vice President | None |
Bill Hairgrove | Regional Vice President | None |
Anthony Eames | Regional Vice President | None |
Steve Himber | Regional Vice President | None |
Ben Ogbogu | Regional Vice President | None |
Christine Teske | Regional Vice President | None |
Jeanine L. Perkins | Regional Vice President | None |
Steven Yoon | Regional Vice President | None |
David McClellan | Regional Vice President | None |
Rachael DeCosta-Martin | Regional Vice President | None |
Scott Metz | Regional Vice President | None |
Pamela Rivers | Regional Vice President | None |
David Rieben | Regional Vice President | None |
Jackie Zelenko | Regional Vice President | None |
Susan Walker Bender | Assistant Secretary | Assistant Secretary and Assistant Vice President |
Ivy Wafford Duke | Assistant Secretary | Assistant Secretary and Assistant Vice President |
Lancelot King | Assistant Secretary | Assistant Secretary and Assistant Vice President |
Jane Maxwell | Assistant Vice President | Assistant Secretary and Assistant Vice President |
Andrew Niebler | Assistant Vice President | Assistant Secretary and Assistant Vice President |
Augusto Macedo | Assistant Vice President | Assistant Secretary and Assistant Vice President |
Edith Lillie | Assistant Secretary | Assistant Secretary |
Hui Ping Ho | Assistant Treasurer | Assistant Treasurer |
*4550 Montgomery Avenue Bethesda, Maryland 20814
(c) Inapplicable.
Item 28. Location of Accounts and Records
Ronald M. Wolfsheimer, Treasurer
and
William M. Tartikoff, Assistant Secretary
4550 Montgomery Avenue, Suite 1000N
Bethesda, Maryland 20814
Item 29. Management Services
Not Applicable
Item 30. Undertakings
Not Applicable
SIGNATURES
Calvert Impact Fund, Inc.
By:
___________**_________________
Barbara Krumsiek
Senior Vice President and Director
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below on the 13th day of June 2008 by the following persons in the capacities indicated.
Signature | Title |
__________**____________ | PRESIDENT AND DIRECTOR |
D. WAYNE SILBY
|
|
__________**____________ | DIRECTOR |
JOHN G. GUFFEY, JR.
|
|
__________**____________
| SENIOR VICE PRESIDENT AND DIRECTOR |
__________**____________ | TREASURER
|
RONALD M. WOLFSHEIMER
| |
__________**____________ | DIRECTOR |
REBECCA L. ADAMSON
|
|
__________**____________ | TRUSTEE/DIRECTOR |
RICHARD L. BAIRD, JR . |
|
__________**_____________ | DIRECTOR |
JOY V. JONES
|
|
__________**____________ | DIRECTOR |
TERRENCE J. MOLLNER
|
|
__________**____________ | DIRECTOR |
SYDNEY AMARA MORRIS
|
|
__________**____________ | DIRECTOR |
MILES DOUGLAS HARPER, III
|
|
__________**____________ | DIRECTOR |
RUSTUM ROY
|
|
__________**____________ | DIRECTOR |
TESSA TENNANT |
|
**By: /s/Ivy Wafford Duke
Ivy Wafford Duke
Executed by Ivy Wafford Duke, Attorney-in-fact on behalf of those indicated, pursuant to Powers of Attorney filed herewith.
Calvert Impact Fund, Inc.
Post-Effective Amendment No. 12
Registration No. 333-44064
EXHIBIT INDEX
Exhibit No. | Description |
23(o) | Power of Attorney Forms |
23(p)(2) | Code of Ethics for Sub-Adviser (Bridgeway Capital Management, Inc.) |
23(p)(3) | Code of Ethics for Sub-Adviser (Channing Capital Management LLC) |
23(p)(4) | Code of Ethics for Sub-Adviser (KBC Asset Management International Ltd.) |