UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 20, 2015
ALLIANCE FIBER OPTIC PRODUCTS, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 0-31857 | 77-0554122 |
| (State or Other Jurisdiction of | (Commission File Number) | (I.R.S. Employer |
| Incorporation) | | Identification No.) |
| 275 Gibraltar Drive | |
| Sunnyvale, CA | 94089 |
| (Address of principal executive offices) | (Zip Code) |
(408) 736-6900
(Registrant’s telephone number,
including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | |
| ☐ | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | |
| ☐ | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| ☐ | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the Annual Meeting of Stockholders of Alliance Fiber Optic Products, Inc. (the “Company”) held on May 20, 2015, the following actions were taken:
Proposal 1: Gwong-Yih Lee and James C. Yeh were elected as Class III directors to serve until the 2018 Annual Meeting of Stockholders or until their successors are duly elected and qualified:
| Class III Director | | For | | Withheld | | Broker Non-Votes |
| Gwong-Yih Lee | | 9,240,671 | | 1,143,257 | | 4,330,047 |
| James C. Yeh | | 8,659,446 | | 1,724,482 | | 4,330,047 |
Proposal 2: Approval, on a non-binding advisory basis, of the compensation of the Company’s named executive officers:
| For | | Against | | Abstain | | Broker Non-Votes |
| 10,009,376 | | 326,770 | | 47,782 | | 4,330,047 |
Proposal 3: Vote of the frequency, on a non-binding advisory basis, of an advisory stockholder vote on the compensation of the Company’s named executive officers:
| | Every | | Every | | | | |
| | Two | | Three | | | | |
| Every Year | | Years | | Years | | Abstain | | Broker Non-Votes |
| 10,041,787 | | 41,726 | | 250,794 | | 49,620 | | 4,330,048 |
Proposal 4: Ratification of the appointment of Marcum LLP as the Company’s independent registered public accountant for 2014:
| For | | Against | | Abstain | | Broker Non-Votes |
| 14,578,594 | | 37,978 | | 97,403 | | 0 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 22, 2014
| ALLIANCE FIBER OPTIC PRODUCTS, INC. |
| |
| |
| | By: | /s/ Anita K. Ho |
| | | Anita K. Ho |
| | Acting Chief Financial Officer |
