Exhibit 1.01
Advanced Semiconductor Engineering, Inc.
Conflict Minerals Report
For the year ended December 31, 2014
Corporate Overview and Product Scope
Advanced Semiconductor Engineering, Inc. (“ASE”, “we”, “our”, “us”) is the world’s largest independent provider of semiconductor packaging and materials services based on 2014 revenues. Our services include semiconductor packaging, production of interconnect materials, front-end engineering testing, wafer probing and final testing services, as well as integrated solutions for electronic manufacturing services in relation to computers, peripherals, communications, industrial, automotive, and storage and server applications. We utilize gold, tantalum, tin and tungsten which are necessary to deliver our packaging, materials and electronic manufacturing services.
We have twelve facilities located in Taiwan, China, Malaysia, Japan, Singapore and Korea that provide packaging, testing and materials services to many semiconductor companies around the world. A typical customer engagement involves receiving consigned silicon wafers from the customer, performing a series of manufacturing services to the wafers, and delivering a completed, packaged integrated circuit back to the customer. In the performance of packaging and materials services, we typically add gold and tin as direct materials in the manufacturing process, and we occasionally add tungsten and tantalum. We do not use gold, tin, tungsten or tantalum in our testing services.
Since our acquisition of a controlling interest in Universal Scientific Industrial Co., Ltd. in February 2010, we provide a broad range of electronic manufacturing services to a global customer base. We have seven facilities located in Taiwan, China and Mexico that provide electronic manufacturing services. In providing these services, we acquire numerous electronic and non-electronic components, and assemble them into sub-assemblies and finished products. Typical materials and components which we utilize include solder (tin based), electrolytic capacitors (tantalum bearing), integrated circuits (gold wire) and high temperature wires (tungsten). Gold, tin, tungsten and tantalum are essential to our electronic manufacturing services.
All packaging and materials services and electronic manufacturing services we provide contain one or more of the conflict minerals: gold, tin, tungsten or tantalum.
Reasonable Country of Origin Inquiry (RCOI)
For our packaging and materials services, we purchase gold, tin and tungsten from 101 suppliers. Each of these 101 suppliers has supplied us with the information required in a Conflict Minerals Reporting Template (CMRT) authored by the Electronic Industry Citizenship Coalition, Incorporated & Global e-Sustainability Initiative, or EICC-GeSI, with an accounting of their conflict mineral Smelters or Refiners (SoRs). Each of these 101 suppliers is in receipt of our conflict minerals policy, and each has confirmed their understanding of its principles and their willingness to comply.
For our electronic manufacturing services, we performed a supplier assessment of all 1,194 suppliers who provided us with gold, tin, tungsten or tantalum in 2014. We organized the list by annual purchase volume (purchase expenditure in dollars) from largest to smallest and made a determination that for our 2014 Conflict Minerals Report we would analyze suppliers supplying us a purchase volume of greater than $1 million. The purchase volume of the resulting 232 companies accounted for 95% of our total purchase volume in 2014.
Below are the results of our Reasonable Country of Origin Inquiry, or RCOI.
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Gold – Packaging and Materials Services
| 1. | During 2014, we purchased gold for our packaging and materials services from a total of 53 suppliers. None of these suppliers are SoRs, and all these suppliers purchased gold from SoRs or from third parties. Based on data we collected, we identified a total of 58 SoRs from which we indirectly purchased gold in 2014 for our packaging and materials services. All 53 of our gold suppliers for our packaging and materials services responded to our request, representing 100% of our total expenditure for gold during 2014 for our packaging and materials services. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2014, 48 of the SoRs from which we indirectly purchased gold in 2014 for our packaging and materials services are participants in the Conflict-Free Smelter Program, or CFSP, operated by the Conflict-Free Sourcing Initiative, or CFSI. |
| 3. | The following table summarizes our RCOI results for gold purchased for our packaging and materials services in 2014. |
| Companies supplying gold for our packaging and materials services | Number | % |
| Companies from which we purchased gold | 53 | 100% |
| Companies that provided SoR source information | 53 | 100% |
| Companies that were not able provide SoR source information | 0 | 0% |
| SoRs of gold for our packaging and materials services | ||
| SoRs from which we indirectly purchased gold | 58 | 100% |
| SoRs with Smelter ID, CFSI Compliant | 42 | 73% |
| SoRs with Smelter ID, CFSI Active | 6 | 10% |
| SORs not involved in CFSP | 10 | 17% |
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Gold – Electronic Manufacturing Services
| 1. | During 2014, we purchased gold for our electronic manufacturing services from a total of 180 suppliers. None of these suppliers are SoRs, and all these suppliers purchased gold from SoRs or from other third parties. Based on data collected, 122 SoRs were identified from which we indirectly purchased gold in 2014 for our electronic manufacturing services. One-hundred seventy-two of our gold suppliers for our electronic manufacturing services responded to our request to identify the SoRs for gold during 2014. Eight did not respond. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2014, 62 of the SoRs from which we indirectly purchased gold in 2014 for our electronic manufacturing services are participants in the CFSP operated by the CFSI. |
| 3. | The following table summarizes our RCOI results for gold purchased for our electronic manufacturing services in 2014. |
| Companies supplying gold for our electronic manufacturing services | Number | % |
| Companies from which we purchased gold | 180 | 100% |
| Companies that provided SoR source information | 172 | 95% |
| Companies that were not able provide SoR source information | 8 | 5% |
| SoRs of gold for our electronic manufacturing services | ||
| SoRs from which we indirectly purchased gold | 122 | 100% |
| SoRs with Smelter ID, CFSI Compliant | 53 | 43% |
| SoRs with Smelter ID,CFSI Active | 9 | 7% |
| SORs not involved in CFSP | 60 | 50% |
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Tin – Packaging and Materials Services
| 1. | During 2014, we purchased tin for our packaging and materials services from a total of 67 suppliers. None of these suppliers are SoRs, and all of these suppliers purchased tin from SoRs or from other third parties. Based on the data we collected, we identified a total of 46 SoRs from which we indirectly purchased tin in 2014 for our packaging and materials services. All 67 of our tin suppliers for our packaging and materials services responded to our request, representing 100% of our total expenditure for tin during 2014 for our packaging and materials services. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2014, 38 of the SoRs from which we indirectly purchased tin in 2014 for our packaging and materials services are participants in the CFSP operated by the CFSI. |
| 3. | The following table summarizes our RCOI results for tin purchased for our packaging and materials services in 2014. |
| Companies supplying tin for our packaging and materials services | Number | % |
| Companies from which we purchased tin | 67 | 100% |
| Companies that provided SoR source information | 67 | 100% |
| Companies that were not able provide SoR source information | 0 | 0% |
| SoRs of tin for our packaging and materials services | ||
| SoRs from which we indirectly purchased tin | 46 | 100% |
| SoRs with Smelter ID, CFSI Compliant | 20 | 44% |
| SoRs with Smelter ID, CFSI Active | 18 | 39% |
| SORs not involved in CFSP | 8 | 17% |
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Tin – Electronic Manufacturing Services
| 1. | During 2014, we purchased tin for our electronic manufacturing services from a total of 189 suppliers. None of these suppliers are SoRs and all these suppliers purchased tin from SoRs or from other third parties. Based on data collected, 102 SoRs were identified from which we indirectly purchased tin for our electronic manufacturing services in 2014. One-hundred eighty one of our tin suppliers for our electronic manufacturing services responded to our request to identify the SoRs for tin during 2014. Eight did not respond. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2014, 46 of the SoRs from which we indirectly purchased tin for our electronic manufacturing services in 2014 are participants in the CFSP operated by the CFSI. |
| 3. | The following table summarizes our RCOI results for tin purchased for our electronic manufacturing services in 2014. |
| Companies supplying tin for our electronic manufacturing services | Number | % |
| Companies from which we purchased tin | 189 | 100% |
| Companies that provided SoR source information | 181 | 96% |
| Companies that were not able provide SoR source information | 8 | 4% |
| SoRs of tin for our electronic manufacturing services | ||
| SoRs from which we indirectly purchased tin | 102 | 100% |
| SoRs with Smelter ID, CFSI Compliant | 23 | 22% |
| SoRs with Smelter ID, CFSI Active | 23 | 22% |
| SoRs not involved in CFSP | 56 | 56% |
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Tungsten – Packaging and Materials Services
| 1. | During 2014, we purchased tungsten for our packaging and materials services from a total of 2 suppliers. None of these suppliers are SoRs, and did purchase tungsten from a SoR or another third party. Based on data we collected, we identified 2 SoRs from which we indirectly purchased tungsten for our packaging and materials services in 2014. Our 2 tungsten suppliers for our packaging and materials services responded to our request, representing 100% of our total expenditure for tungsten for our packaging and materials services during 2014. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2014, the 2 SoRs from which we indirectly purchased tungsten for our packaging and materials services in 2014 are participants in the CFSP operated by CFSI or participants in the Tungsten Industry—Conflict Minerals Council, or TI-CMC. |
| 3. | The following table summarizes our RCOI results for tungsten purchased for our packaging and materials services in 2014. |
| Companies supplying tungsten for our packaging and materials services | Number | % |
| Companies from which we purchased tungsten | 2 | 100% |
| Companies that provided SoR source information | 2 | 100% |
| Companies that were not able provide SoR source information | 0 | 0% |
| SoRs of tungsten for our packaging and materials services | ||
| SoRs from which we indirectly purchased tungsten | 2 | 100% |
| SoRs with Smelter ID, CFSI Compliant | 2 | 100% |
| SoRs with Smelter ID, CFSI Active or TI-CMC Progressing | 0 | 0% |
| SoRs not involved in CFSP or TI-CMC | 0 | 0% |
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Tungsten – Electronic Manufacturing Services
| 1. | During 2014, we purchased tungsten for our electronic manufacturing services from a total of 114 suppliers. None of these suppliers are SoRs and all these suppliers purchased tungsten from SoRs or from other third parties. Based on data collected, 36 SoRs were identified from which we indirectly purchased tungsten for our electronic manufacturing services in 2014. One hundred six of our tungsten suppliers for our electronic manufacturing services responded to our request to identify the SoRs for tungsten during 2014. Eight did not reply. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2014, 9 of the SoRs from which we indirectly purchased tungsten for our electronic manufacturing services in 2014 are participants in either the CFSP operated by the CFSI or the TI-CMC program. |
| 3. | The following table summarizes our RCOI results for tungsten purchased for our electronic manufacturing services in 2014. |
| Companies supplying tungsten for our electronic manufacturing services | Number | % |
| Companies from which we purchased tungsten | 114 | 100% |
| Companies that provided SoR source information | 106 | 93% |
| Companies that were not able provide SoR source information | 8 | 7% |
| SoRs of tungsten for our electronic manufacturing services | ||
| SoRs from which we indirectly purchased tungsten | 36 | 100% |
| SoRs with Smelter ID, CFSI Compliant | 8 | 22% |
| SoRs with Smelter ID, CFSI Active or TI-CMC Progressing | 1 | 3% |
| SoRs not involved in CFSP or TI-CMC | 27 | 75% |
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Tantalum – Packaging and Materials Services
| 1. | During 2014, we purchased tantalum for our packaging and materials services from 1 supplier. This supplier is not an SoR, and it purchased tantalum from an SoR or from third party. Based on data we collected, we identified a total of 1 SoR from which we indirectly purchased tantalum in 2014 for our packaging and materials services. Our tantalum supplier for our packaging and materials services responded to our request, representing 100% of our total expenditure for tantalum during 2014 for our packaging and materials services. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2014, the SoR from which we indirectly purchased tantalum in 2014 for our packaging and materials services is a participant in the CFSP operated by the CFSI. |
| 3. | The following table summarizes our RCOI results for tantalum purchased for our packaging and materials services in 2014. |
| Companies supplying tantalum for our packaging and materials services | Number | % |
| Companies from which we purchased tantalum | 1 | 100% |
| Companies that provided SoR source information | 1 | 100% |
| Companies that were not able provide SoR source information | 0 | 0% |
| SoRs of tantalum for our packaging and materials services | ||
| SoRs from which we indirectly purchased tantalum | 1 | 100% |
| SoRs with Smelter ID, CFSI Compliant | 1 | 100% |
| SoRs with Smelter ID, CFSI Active | 0 | 0% |
| SORs not involved in CFSP | 0 | 0% |
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Tantalum – Electronic Manufacturing Services
| 1. | During 2014, we purchased tantalum for our electronic manufacturing services from a total of 86 suppliers. None of these suppliers are SoRs, and all these suppliers purchased tantalum from SoRs or from other third parties. Based on the data collected, 41 SoRs were identified from which we indirectly purchased tantalum for our electronic manufacturing services in 2014. Seventy-eight of our tantalum suppliers for our electronic manufacturing services responded to our request to identify the SoRs for tantalum during 2014. Eight did not reply. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2014, 38 of the SoRs from which we indirectly purchased tantalum for our electronic manufacturing services in 2014 are participants in the CFSP operated by the CFSI. |
| 3. | The following table summarizes our RCOI results for tantalum purchased for our electronic manufacturing services in 2014. |
| Companies supplying tantalum for our electronic manufacturing services | Number | % |
| Companies from which we purchased tantalum | 86 | 100% |
| Companies that provided SoR source information | 78 | 91% |
| Companies that were not able provide SoR source information | 8 | 9% |
| SoRs of tantalum for electronic manufacturing services | ||
| SoRs from which we indirectly purchased tantalum | 41 | 100% |
| SoRs with Smelter ID, CFSI Compliant | 38 | 93% |
| SoRs with Smelter ID, CFSI Active | 0 | 0% |
| SORs not involved in CFSP | 3 | 7% |
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Part I. Due Diligence
Design of Due Diligence
ASE designed its due diligence measures to conform to the Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Second Edition, including the related supplements on tantalum, tin, tungsten, and gold.
Due Diligence Measures Performed
| OECD Step 1 | Establish strong company management systems |
A. Adopt and clearly communicate to suppliers and public | TheASE Group Corporate Policy for Sourcing Conflict Minerals is posted on our website (and attached here as Annex A) as well as distributed to each of our suppliers of conflict minerals who must agree in writing that the policy will be complied with.
Additionally, we require each supplier to certify they understand our conflict minerals policy and will comply with its covenants.
Finally, every factory manager must certify they comply with our conflict minerals policy. They are also responsible for communicating the policy throughout their organizations and implementing procedures to ensure compliance.
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B. Structure internal management to support due diligence | Our conflict minerals management team is a comprehensive cross-functional team under the direction of our Chief Operating Officer. The team provides planning, analysis, management, tracking, monitoring and communication for the business wide initiative. They hold regular and frequent meetings to ensure progress against requirements. |
C. Establish a system of controls and transparency over the mineral supply chain | Conflict minerals procedures are documented in our specifications system and managed by our quality control organization. The bills-of-materials required for different customer products across all manufacturing operations are controlled by our manufacturing execution system software.
The primary method for gathering conflict mineral data is through the deployment and gathering of Conflict Free Sourcing Initiative (CFSI) Conflict Minerals Reporting Templates (CMRTs). We store this data on a comprehensive filing system that supports ensuring the currency of the data.
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D. Strengthen company engagement with suppliers | In addition to formal written documentation, ASE is building person-to-person links between employees and suppliers to improve the quality and consistency of vendor communications. ASE is beginning to hold supplier orientation and training sessions to enable our manufacturing partners to better understand and serve our needs. |
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| E. Establish grievance mechanism | ASE encourages suppliers and employees to have open and honest dialog on issues of mutual interest. |
| OECD Step 2 | Identify and assess risk in the supply chain |
A. Identify risks in the supply chain | Our process for identifying conflict minerals risk in the supply chain is as follows:
(a) Identify all direct materials and components in the supply chain that contain conflict minerals.
(b) Identify suppliers of materials and components that contain conflict minerals.
(c) Gather CMRTs from our suppliers of conflict minerals.
(d) Depending on the enormity and complexity of the supply chain:
• Assess the value of the annual purchase volume of all conflict minerals. • Prioritize conflict mineral sources by dollar volume to leverage impact from available analytical resources.
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| B. Assess risks of adverse impacts | (a) Assess data gathered on templates to identify potential inconsistencies or “red flags.”
(b) Follow up as appropriate to resolve items of concern. |
| OECD Step 3 | Design and implement a strategy to respond to identified risks |
| A. Report finding to designated senior management | Periodic reviews are held among team members and with senior management to ensure they are aware of current conflict minerals compliance status. |
B. Devise and adopt a risk management plan | In 2014, we began selectively tracking below the smelter level using data contained in the CFSI RCOI database. In 2015, we will begin supplier audits to validate declarations provided to us. |
C. Implement the risk management plan, monitor and track performance of risk mitigation efforts and report back to designated senior management | Our packaging and materials services mitigate supply chain risk to conflict minerals in two ways:
(a) We work with non-compliant suppliers to obtain CFSP certification, or an equivalent. Suppliers unwilling or incapable of achieving such certification are replaced with compliant suppliers.
(b) For compliance year 2014, we received CMRTs from 100% of our conflict mineral suppliers.
|
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Our electronic manufacturing services mitigate supply chain risk to conflict minerals in two ways:
(a) We work with non-compliant suppliers to obtain CFSP certification, or an equivalent. Suppliers unwilling or incapable of achieving such certification are replaced with compliant suppliers.
(b) For compliance year 2014, our electronic manufacturing services identified 232 suppliers that accounted for 95% of our conflict minerals content. In 2015, we will increase the number of suppliers in order to further reduce our risk. | |
| D. Undertake additional fact and risk assessments for risks requiring mitigation, or after a change of circumstances | We have begun supplier audits to assess the accuracy of data and statements made by larger suppliers. This program will be broadened over time.
ASE has joined the EICC, which provides access to RCOI data in the CFSI database.
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| OECD Step 4 | Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain |
For CY 2014, ASE has undertaken an Independent Private Sector Audit (IPSA) of our Conflict Minerals Report in compliance with the requirements set forth in the SEC Conflict Minerals Final Rule and subsequent SEC Guidance.
In addition, as a member of CFSI, we leverage the due diligence conducted on smelters by the CFSP which uses independent third-party auditors to audit the source of the conflict minerals used by smelters.
| |
| OECD Step 5 | Report on supply chain due diligence. |
| ASE filed a Form SD and Conflict Minerals Report for Compliance Year 2014 with the US Securities and Exchange Commission on or before the June 1, 2015 deadline in compliance with the SEC Conflict Minerals Final Rule and subsequent guidance. |
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Part II. Due Diligence Determination and Product Declaration
Product Declaration
Based on the RCOI analysis and due diligence process for both ASE’s packaging and materials services and electronic manufacturing services, we made the following product determinations.
| DRC Conflict Free | DRC Conflict Undeterminable | Not found to be DRC Conflict Free | |
| Packaging and Materials Services products | Packaging (wafer bumping) and materials services (substrate) | All other packaging services | No services fall in this category |
Electronic Manufacturing Services products | No services fall in this category | All electronic manufacturing services | No services fall in this category |
Facilities used to Process Conflict Minerals
A list of Smelters and Refiners that sourced conflict minerals utilized in our services is provided in Annex D.
Conflict Minerals Country of Origin
A list of countries where conflict minerals were mined or extracted is listed in Annex E. These minerals may have been smelted or refined in the country of extraction or in facilities around the world.
Glossary
A glossary of abbreviations and terms is included in Annex C.
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Part III – Independent Private Sector Audit
We obtained an independent private sector audit by KPMG. This report is set forth in “Annex B”.
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Annex A – ASE Group Corporate Policy for Sourcing Conflict Minerals
The mining and distribution of “conflict minerals”1 originating from the Democratic Republic of the Congo are sometimes controlled by violent organizations in order to fund conflict in that country and adjacent regions. Our industry supply chains are inadvertently subject to metals derived from these conflict minerals which can be introduced through the metals we use such as gold, tin, tantalum and tungsten. ASE Group is dedicated to the elimination of these conflict minerals in our supply chain, and to use only conflict-free minerals2responsibly sourced around the world. It is also our objective to support the continued use of conflict-free minerals from the DRC and the adjacent regions such that responsible mining is not diminished.
All suppliers to ASE Group must support this policy by:
| (a) | being diligent in their assessment and validation of their supply chains to ensure ASE Group’s objectives of a transparent supply chain, and conflict-free purchases as inputs to the services and products we produce. |
| (b) | at all times be in compliance with all regional and international regulations for conflict minerals. |
| (c) | at all times be in compliance with industry standards for the sourcing and reporting of conflict minerals. |
| (d) | being diligent and accurate in their formal assurances of conflict-free minerals provided to us. |
1Conflict minerals are columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives as defined in the Dodd-Frank Act section 1502 and SEC Rule 13p-1 under the Securities Exchange Act of 1934.
2Conflict-free minerals are conflict minerals that through their distribution directly or indirectly do not benefit violent organizations in the Democratic Republic of the Congo and its adjacent regions.
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Annex B – Report of Independent Accountants
Independent Accountants Report
To the Supervisory Board and Shareholders of Advanced Semiconductor Engineering Inc.:
We have examined:
| • | whether the design of the due diligence framework of Advanced Semiconductor Engineering Inc. (the “Company”) as set forth in the section titled “Part I. Due Diligence” of the Company’s Conflict Minerals Report for the reporting period from January 1 to December 31, 2014, is in conformity, in all material respects, with the criteria set forth in the Organisation of Economic Co-operation and DevelopmentDueDiligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affectedand High-RiskAreas, Second Edition 2013 (“OECD Due Diligence Guidance”), and |
| • | whether the Company’s description of the due diligence measures it performed, as set forth in the section titled “Part I. Due Diligence” of the Company’s Conflict Minerals Report for the reporting period from January 1 to December 31, 2014, is consistent, in all material respects, with the due diligence process that the Company undertook. |
Management from the Company is responsible for the design of the Company’s due diligence framework and the description of the Company’s due diligence measures set forth in the Conflict Minerals Report, and performance of the due diligence measures. Our responsibility is to express an opinion on the design of the Company’s due diligence framework and on the description of the due diligence measures the Company performed, based on our examination.
Our examination was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants and the standards applicable to attestation engagements contained inGovernment AuditingStandards, issued by the Comptroller General of the United States, and, accordingly, included examining, on a test basis, evidence about the design of the Company’s due diligence framework and the description of the due diligence measures the Company performed, and performing such other procedures as we considered necessary in the circumstances. We believe that our examination provides a reasonable basis for our opinion.
Our examination was not conducted for the purpose of evaluating:
| • | The consistency of the due diligence measures that the Company performed with either the design of the Company’s due diligence framework or the OECD Due Diligence Guidance; |
| • | The completeness of the Company’s description of the due diligence measures performed; |
| • | The suitability of the design or operating effectiveness of the Company’s due diligence process; |
| • | Whether a third party can determine from the Conflict Minerals Report if the due diligence measures the Company performed are consistent with the OECD Due Diligence Guidance; |
| • | The Company’s reasonable country of origin inquiry (RCOI), including the suitability of the design of the RCOI, its operating effectiveness, or the results thereof; or |
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| • | The Company’s conclusions about the source or chain of custody of its conflict minerals, those products subject to due diligence, or the DRC Conflict Free status of its products. |
Accordingly, we do not express an opinion or any other form of assurance on the aforementioned matters or any other matters included in any section of the Conflict Minerals Report other than the section titled “Part I. Due Diligence.”
In our opinion,
| • | the design of the Company’s due diligence framework for the reporting period from January 1 to December 31, 2014, as set forth in the Company’s Conflict Minerals Report is in conformity, in all material respects, with the OECD Due Diligence Guidance, and |
| • | the Company’s description of the due diligence measures it performed as set forth in its Conflict Minerals Report for the reporting period from January 1 to December 31, 2014, is consistent, in all material respects, with the due diligence process that the Company undertook. |
/s/ KPMG
Taipei, Taiwan (the Republic of China)
May 29, 2015
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Annex C – Glossary
| Term | Explanation |
| ASE | Advanced Semiconductor Engineering, Inc. |
| CFSI | Conflict Free Sourcing Initiative |
| CFSP | Conflict Free Sourcing Program |
| DRC Conflict Free | DRC Conflict-free minerals are conflict minerals that, through their mining or distribution, directly or indirectly, do not benefit violent organizations in the Democratic Republic of the Congo and its adjacent regions. |
| EICC | Electronic Industry Citizenship Coalition |
| GeSI | Global eSustainability Initiative |
| OECD | Organisation for Economic Co-operation and Development |
| RCOI | Reasonable Country of Origin Inquiry |
| SoR | Smelter or Refiner |
| TI-CMC | Tungsten Industry—Conflict Minerals Council |
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Annex D – Smelter List – Combined
Entity Legend
A+M Packaging and Materials Services
EMS Electronic Manufacturing Services
| Material | CFSI ID | Smelter or Refiner Name | Entity | SoR Country Location |
| Gold | CID000009 | Acade Noble Metal (Zhao Yuan) Corporation | EMS | CHINA |
| Gold | CID000019 | Aida Chemical Industries Co. Ltd. | A+M, EMS | JAPAN |
| Gold | CID000035 | Allgemeine Gold-und Silberscheideanstalt A.G. | A+M, EMS | GERMANY |
| Gold | CID000041 | Almalyk Mining and Metallurgical Complex (AMMC) | EMS | UZBEKISTAN |
| Gold | CID000058 | AngloGold Ashanti Córrego do Sítio Minerção | A+M, EMS | BRAZIL |
| Gold | CID000077 | Argor-Heraeus SA | A+M, EMS | SWITZERLAND |
| Gold | CID000082 | Asahi Pretec Corporation | A+M, EMS | JAPAN |
| Gold | CID000090 | Asaka Riken Co Ltd | A+M, EMS | JAPAN |
| Gold | CID000103 | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | A+M, EMS | TURKEY |
| Gold | CID000113 | Aurubis AG | A+M, EMS | GERMANY |
| Gold | CID002716 | Austin Powder | EMS | UNKNOWN |
| Gold | CID000128 | Bangko Sentral ng Pilipinas (Central Bank Philippines) | A+M, EMS | PHILIPPINES |
| Gold | CID000141 | Bauer Walser AG | EMS | GERMANY |
| Gold | CID000157 | Boliden AB | A+M, EMS | SWEDEN |
| Gold | CID000176 | C. Hafner GmbH + Co. KG | A+M, EMS | GERMANY |
| Gold | CID000180 | Caridad | A+M, EMS | MEXICO |
| Gold | CID000185 | CCR Refinery – Glencore Canada Corporation (Xstrata) | A+M, EMS | CANADA |
| Gold | CID000189 | Cendres + Métaux SA | EMS | SWITZERLAND |
| Gold | CID000233 | Chimet S.p.A. | A+M, EMS | ITALY |
| Gold | CID000242 | China National Gold Group Corporation | EMS | CHINA |
| Gold | CID000264 | Chugai Mining | A+M, EMS | JAPAN |
| Gold | CID000272 | Cloud Hunan | EMS | CHINA |
| Gold | CID000288 | Colt Refining | EMS | USA |
| Gold | CID000328 | Daejin Indus Co. Ltd | EMS | KOREA, ROK |
| Gold | CID000343 | Daye Non-Ferrous Metals Mining Ltd. | EMS | CHINA |
| Gold | CID000359 | Do Sung Corporation | EMS | KOREA, ROK |
| Gold | CID000362 | Doduco | EMS | GERMANY |
| Gold | CID000392 | Dongguan Standard Electronic Material Co.,Ltd. | EMS | CHINA |
| Gold | CID000393 | Dongguanshi Sutande Dianzi Cailiao Youxiangongsi | EMS | CHINA |
| Gold | CID000401 | Dowa | A+M, EMS | JAPAN |
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| Gold | CID000425 | Eco-System Recycling Co., Ltd. | A+M, EMS | JAPAN |
| Gold | Faggi Enrico SPA | EMC | UNKNOWN | |
| Gold | CID000465 | Feinhutte Halsbrucke Gmbh | EMC | GERMANY |
| Gold | CID000493 | FSE Novosibirsk Refinery | EMS | RUSSIAN FED |
| Gold | CID000522 | Gansu Seemine Material Hi-Tech Co Ltd | EMS | CHINA |
| Gold | CID000523 | Gansu-based Baiyin Nonferrous Metals Corporation (BNMC) | EMS | CHINA |
| Gold | CID002459 | Geib Refining Corporation | EMS | USA |
| Gold | CID002312 | Guangdong Jinding Gold Limited | A+M, EMS | CHINA |
| Gold | CID000671 | Hangzhou Fuchunjiang Smelting Co., Ltd. | EMS | CHINA |
| Gold | CID000694 | Heimerle + Meule GmbH | A+M, EMS | GERMANY |
| Gold | CID000707 | Heraeus Ltd. Hong Kong | A+M, EMS | HONG KONG |
| Gold | CID000711 | Heraeus Precious Metals GmbH & Co. KG | A+M, EMS | GERMANY |
| Gold | CID000767 | Hunan Chenzhou Mining Industry Group | EMS | CHINA |
| Gold | CID000778 | Hwasung CJ Co. Ltd | EMS | KOREA, ROK |
| Gold | CID000801 | Inner Mongolia Qiankun Gold and Silver Refinery Share | A+M, EMS | CHINA |
| Gold | CID000807 | Ishifuku Metal Industry Co., Ltd. | A+M, EMS | JAPAN |
| Gold | CID000814 | Istanbul Gold Refinery | EMS | TURKEY |
| Gold | CID000823 | Japan Mint | EMS | JAPAN |
| Gold | CID000855 | Jiangxi Copper Company Limited | EMS | CHINA |
| Gold | CID000920 | Johnson Matthey Inc | A+M, EMS | USA |
| Gold | CID000924 | Johnson Matthey Ltd | A+M, EMS | CANADA |
| Gold | CID000927 | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | EMS | RUSSIAN FED |
| Gold | CID000929 | JSC Uralectromed | EMS | RUSSIAN FED |
| Gold | CID000937 | JX Nippon Mining & Metals Co., Ltd. | A+M, EMS | JAPAN |
| Gold | CID000957 | KazZinc Ltd | EMS | KAZAKHSTAN |
| Gold | CID000969 | Kennecott Utah Copper LLC | A+M, EMS | USA |
| Gold | CID000981 | Kojima Chemicals Co., Ltd | A+M, EMS | JAPAN |
| Gold | CID000988 | Korea Metal Co. Ltd | EMS | KOREA, ROK |
| Gold | CID001009 | Kunshan Jinli Chemical Industry Reagents Co., Ltd. | EMS | CHINA |
| Gold | CID001029 | Kyrgyzaltyn JSC | EMS | KYRGYZSTAN |
| Gold | CID001032 | L' azurde Company For Jewelry | EMS | SAUDI ARABIA |
| Gold | CID001056 | Lingbao Gold Company Limited | EMS | CHINA |
| Gold | CID001058 | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | EMS | CHINA |
| Gold | CID001078 | LS-NIKKO Copper Inc. | A+M, EMS | KOREA, ROK |
| Gold | CID001093 | Luoyang Zijin Yinhui Metal Smelt Co Ltd | EMS | CHINA |
| Gold | CID001113 | Materion | A+M, EMS | USA |
20
| Gold | CID001119 | Matsuda Sangyo Co., Ltd. | A+M, EMS | JAPAN |
| Gold | CID001149 | Metalor Technologies (Hong Kong) Ltd | A+M, EMS | HONG KONG |
| Gold | CID001152 | Metalor Technologies (Singapore) Pte. Ltd. | EMS | SINGAPORE |
| Gold | CID001147 | Metalor Technologies Ltd. (Suzhou) | EMS | CHINA |
| Gold | CID001153 | Metalor Technologies SA | A+M, EMS | SWITZERLAND |
| Gold | CID001157 | Metalor USA Refining Corporation | A+M, EMS | USA |
| Gold | CID001161 | Met-Mex Penoles, S.A. de C.V. | EMS | MEXICO |
| Gold | CID001188 | Mitsubishi Materials Corporation | A+M, EMS | JAPAN |
| Gold | CID001193 | Mitsui Mining and Smelting Co., Ltd. | A+M, EMS | JAPAN |
| Gold | CID001204 | Moscow Special Alloys Processing Plant | EMS | RUSSIAN FED |
| Gold | CID001220 | Nadir Metal Rafineri San. Ve Tic. A.Ş. | A+M, EMS | TURKEY |
| Gold | CID001236 | Navoi Mining and Metallurgical Combinat | A+M, EMS | UZBEKISTAN |
| Gold | CID001259 | Nihon Material Co. LTD | A+M, EMS | JAPAN |
| Gold | CID001322 | Ohio Precious Metals, LLC | A+M, EMS | USA |
| Gold | CID001325 | Ohura Precious Metal Industry Co., Ltd | EMS | JAPAN |
| Gold | CID001326 | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals” | EMS | RUSSIAN FED |
| Gold | CID001328 | OJSC Kolyma Refinery | EMS | RUSSIAN FED |
| Gold | CID001352 | PAMP SA - Produits Artistiques de Metaus Precieux SA | A+M, EMS | SWITZERLAND |
| Gold | CID001362 | Penglai Penggang Gold Industry Co Ltd | EMS | CHINA |
| Gold | CID001386 | Prioksky Plant of Non-Ferrous Metals | EMS | RUSSIAN FED |
| Gold | CID001397 | PT Aneka Tambang (Persero) Tbk | EMS | INDONESIA |
| Gold | CID001498 | PX Précinox SA | EMS | SWITZERLAND |
| Gold | CID001512 | Rand Refinery (Pty) Ltd | A+M, EMS | SO AFRICA |
| Gold | CID001916 | Refinery of Shandong Gold Mining | A+M, EMS | CHINA |
| Gold | CID001534 | Royal Canadian Mint | A+M, EMS | CANADA |
| Gold | CID001546 | Sabin Metal Corp. | EMS | USA |
| Gold | CID001562 | Samwon Metals Corp. | EMS | KOREA, ROK |
| Gold | CID001573 | Schone Edelmetaal | EMS | NETHERLAND |
| Gold | CID001585 | SEMPSA Joyería Platería SA | A+M, EMS | SPAIN |
| Gold | CID001619 | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | EMS | CHINA |
| Gold | CID001622 | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | A+M, EMS | CHINA |
| Gold | CID001754 | So Accurate Group, Inc. | EMS | USA |
| Gold | CID001756 | SOE Shyolkovsky Factory of Secondary Precious Metals | EMS | RUSSIAN FED |
| Gold | CID001761 | Solar Applied Materials Technology Corp. | A+M, EMS | TAIWAN |
| Gold | CID001798 | Sumitomo Metal Mining Co., Ltd. | A+M, EMS | JAPAN |
| Gold | CID001810 | Super Dragon Technology Co., Ltd. | EMS | CHINA |
21
| Gold | CID001843 | Tai Zhou Chang San Jiao Electron Co., Ltd. | EMS | CHINA |
| Gold | CID001875 | Tanaka Kikinzoku Kogyo K.K. | A+M, EMS | JAPAN |
| Gold | CID001909 | The Great Wall Gold and Silver Refinery of China | EMS | CHINA |
| Gold | CID001938 | Tokuriki Honten Co., Ltd | A+M, EMS | JAPAN |
| Gold | CID001947 | Tongling Nonferrous Metals Group Co.,Ltd | EMS | CHINA |
| Gold | CID001955 | Torecom | EMS | KOREA, ROK |
| Gold | CID001977 | Umicore Brasil Ltda | EMS | BRAZIL |
| Gold | CID002314 | Umicore Precious Metals Thailand | EMS | THAILAND |
| Gold | CID001980 | Umicore SA Business Unit Precious Metals Refining | A+M, EMS | BELGIUM |
| Gold | CID001993 | United Precious Metal Refining, Inc. | A+M, EMS | USA |
| Gold | CID002003 | Valcambi SA | A+M, EMS | SWITZERLAND |
| Gold | CID002030 | Western Australian Mint trading as The Perth Mint | A+M, EMS | AUSTRALIA |
| Gold | CID002100 | Yamamoto Precious Metal Co., Ltd. | A+M, EMS | JAPAN |
| Gold | CID002559 | Yantai Zhaojin lufu | EMS | UNKNOWN |
| Gold | CID002129 | Yokohama Metal Co Ltd | A+M, EMS | JAPAN |
| Gold | CID000197 | Yunnan Copper Industry Co., Ltd. | EMS | CHINA |
| Gold | CID002204 | Zhaojin Mining Industry Co., Ltd. | EMS | CHINA |
| Gold | CID002221 | Zhongshan Poison Material Monopoly Co. | EMS | CHINA |
| Gold | CID002224 | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | A+M, EMS | CHINA |
| Gold | CID002243 | Zijin Mining Group Co. Ltd | A+M, EMS | CHINA |
| Tantalum | CID000211 | Changsha South Tantalum Niobium Co., Ltd. | EMS | CHINA |
| Tantalum | CID000291 | Conghua Tantalum and Niobium Smeltry | EMS | CHINA |
| Tantalum | CID000410 | Duoluoshan | EMS | CHINA |
| Tantalum | CID000456 | Exotech Inc. | EMS | USA |
| Tantalum | CID000460 | F&X Electro-Materials Ltd. | EMS | CHINA |
| Tantalum | CID002558 | Global Advanced Metals Aizu | EMS | JAPAN |
| Tantalum | CID002557 | Global Advanced Metals Boyertown | EMS | USA |
| Tantalum | CID000616 | Guangdong Zhiyuan New Material Co., Ltd. | EMS | CHINA |
| Tantalum | CID002501 | Guizhou Zhenhua Xinyun Technology Ltd, Kaili branch | EMS | CHINA |
| Tantalum | CID002544 | H.C. Starck Co., Ltd. | EMS | THAILAND |
| Tantalum | CID002545 | H.C. Starck GmbH Goslar | EMS | GERMANY |
| Tantalum | CID002546 | H.C. Starck GmbH Laufenburch | EMS | GERMANY |
| Tantalum | CID002547 | H.C. Starck Hermsdorf GmbH | EMS | GERMANY |
| Tantalum | CID002548 | H.C. Starck Inc. | EMS | USA |
| Tantalum | CID002549 | H.C. Starck Ltd. | EMS | JAPAN |
| Tantalum | CID002550 | H.C. Starck Smelting GmbH & Co.KG | EMS | GERMANY |
22
| Tantalum | CID002492 | Hengyang King Xing Lifeng New Materials Co., Ltd. | EMS | CHINA |
| Tantalum | CID000731 | High Temp Specialty Metals | EMS | USA |
| Tantalum | CID000914 | JiuJiang JinXin Nonferrous Metals Co., Ltd. | EMS | CHINA |
| Tantalum | CID000917 | Jiujiang Tanbre Co., Ltd. | EMS | CHINA |
| Tantalum | CID002539 | KEMET Blue Metals | EMS | MEXICO |
| Tantalum | CID002568 | KEMET Blue Powder | EMS | USA |
| Tantalum | CID000973 | King-Tan Tantalum Industry Ltd | EMS | CHINA |
| Tantalum | CID001076 | LSM Brasil S.A. | EMS | BRAZIL |
| Tantalum | CID001163 | Metallurgical Products India (Pvt.) Ltd. | EMS | INDIA |
| Tantalum | CID001175 | Mineração Taboca S.A. | EMS | BRAZIL |
| Tantalum | CID001192 | Mitsui Mining & Smelting | EMS | JAPAN |
| Tantalum | CID001200 | Molycorp Silmet A.S. | EMS | ESTONIA |
| Tantalum | CID001277 | Ningxia Orient Tantalum Industry Co., Ltd. | EMS | CHINA |
| Tantalum | CID002540 | Plansee SE Liezen | EMS | AUSTRIA |
| Tantalum | CID002556 | Plansee SE Reutte | EMS | AUSTRIA |
| Tantalum | CID001508 | QuantumClean | EMS | USA |
| Tantalum | CID001522 | RFH Tantalum Smeltry Co., Ltd | EMS | CHINA |
| Tantalum | CID001634 | Shanghai Jiangxi Metals Co. Ltd | EMS | CHINA |
| Tantalum | CID001769 | Solikamsk Magnesium Works OAO - Metal Works | EMS | RUSSIAN FED |
| Tantalum | CID001869 | Taki Chemicals | EMS | JAPAN |
| Tantalum | CID001879 | Tantalite Resources | EMS | SO AFRICA |
| Tantalum | CID001891 | Telex | EMS | USA |
| Tantalum | CID001969 | Ulba Metallurgical Plant | A+M, EMS | KAZAKHSTAN |
| Tantalum | CID002307 | Yichun Jin Yang Rare Metal Co., Ltd | EMS | CHINA |
| Tantalum | CID002232 | Zhuzhou Cement Carbide | EMS | CHINA |
| Tantalum | CID002307 | Yichun Jin Yang Rare Metal Co., Ltd | EMS | CHINA |
| Tin | CID002662 | 5N Plus | EMS | UNKNOWN |
| Tin | CID000292 | Alpha (ATI Tungsten Materials) | A+M, EMS | USA |
| Tin | CID000151 | Best Metals | EMS | BRAZIL |
| Tin | CID002673 | Cendres & Metaux SA | EMS | SWITZERLAND |
| Tin | CID000228 | Chenzhou Yun Xiang Mining Smelting Co., Ltd. | EMS | CHINA |
| Tin | CID000244 | China Rare Metal Materials Company | EMS | CHINA |
| Tin | CID001070 | China Tin Group Co., Ltd. | A+M, EMS | CHINA |
| Tin | CID000278 | CNMC (Guangxi) PGMA Co. Ltd. | A+M, EMS | CHINA |
| Tin | CID000295 | Cooper Santa | A+M, EMS | BRAZIL |
| Tin | CID000306 | CV Gita Pesona | EMS | INDONESIA |
| Tin | CID000307 | CV JusTindo | EMS | INDONESIA |
| Tin | CID000308 | CV Makmur Jaya | EMS | INDONESIA |
23
| Tin | CID000309 | CV Nurjanah | EMS | INDONESIA |
| Tin | CID000313 | CV Serumpun Sebalai | A+M, EMS | INDONESIA |
| Tin | CID000315 | CV United Smelting | A+M, EMS | INDONESIA |
| Tin | CID000402 | Dowa | EMS | JAPAN |
| Tin | CID002270 | Dr. Soldering Tin Products Co., Ltd | EMS | CHINA |
| Tin | CID000438 | Empresa Metalurgica Vinto (Government (100%) | A+M, EMS | BOLIVIA |
| Tin | CID000448 | Estanho de Rondônia S.A. | EMS | BRAZIL |
| Tin | CID000466 | Feinhutte Halsbrucke GmbH | EMS | GERMANY |
| Tin | CID000468 | Fenix Metals | A+M, EMS | POLAND |
| Tin | CID000545 | Gejiu Gold Smelter Minerals Co., Ltd. | EMS | CHINA |
| Tin | CID000538 | Gejiu Non-Ferrous Metal Processing Co. Ltd. | A+M, EMS | CHINA |
| Tin | CID000555 | Gejiu Zi-Li | A+M, EMS | CHINA |
| Tin | CID000712 | Heraeus Precious Metals GmbH & Co. KG | EMS | GERMANY |
| Tin | CID000760 | Huichang Jinshunda Tin Co. Ltd | A+M, EMS | CHINA |
| Tin | CID000864 | Jiangxi Nanshan | A+M, EMS | CHINA |
| Tin | CID000942 | Kai Unita Trade Limited Liability Company | A+M, EMS | CHINA |
| Tin | CID000986 | Koki Japan | EMS | THAILAND |
| Tin | CID000992 | Kovohute Pribram Nastupickna a.s. | EMS | CZECH REPUBLIC |
| Tin | CID002467 | Kurt J Lesker Company | EMS | UNKNOWN |
| Tin | CID001063 | Linwu Xianggui Smelter Co | A+M, EMS | CHINA |
| Tin | CID001082 | Lubeck GmbH | EMS | GERMANY |
| Tin | CID002468 | Magnu's Minerais Metais e Ligas LTDA | A+M, EMS | BRAZIL |
| Tin | CID001105 | Malaysia Smelting Corporation (MSC) | A+M, EMS | MALAYSIA |
| Tin | CID001112 | Materials Eco-Refining Co., Ltd. | EMS | JAPAN |
| Tin | CID002500 | Melt Metais e Ligas S/A | EMS | BRAZIL |
| Tin | CID001136 | Metahub Industries Sdn. Bhd. | EMS | MALAYSIA |
| Tin | CID001142 | Metallic Resources Inc. | EMS | USA |
| Tin | CID001143 | Metallo Chimique | A+M, EMS | BELGIUM |
| Tin | CID001173 | Mineração Taboca S.A. | A+M, EMS | BRAZIL |
| Tin | CID001177 | Ming Li Jia Smelt Metal Factory | EMS | CHINA |
| Tin | CID001182 | Minsur | A+M, EMS | PERU |
| Tin | CID001191 | Mitsubishi Materials Corporation | A+M, EMS | JAPAN |
| Tin | CID002573 | Nghe Tin Non-Ferrous Metal | EMS | VIETNAM |
| Tin | CID001305 | Novosibirsk Integrated Tin Works | A+M, EMS | RUSSIAN FED |
| Tin | CID001314 | O.M. Manufacturing (Thailand) Co., Ltd. | A+M, EMS | THAILAND |
| Tin | CID002517 | O.M. Manufacturing Philippines, Inc. | EMS | PHILIPPINES |
| Tin | CID001337 | Operaciones Metalurgica SA (OMSA) | A+M, EMS | BOLIVIA |
| Tin | CID001393 | PT Alam Lestari Kencana | EMS | INDONESIA |
24
| Tin | CID001399 | PT Artha Cipta Langgeng | A+M, EMS | INDONESIA |
| Tin | CID002503 | PT ATD Makmur Mandiri Jaya | EMS | INDONESIA |
| Tin | CID001402 | PT Babel Inti Perkasa | A+M, EMS | INDONESIA |
| Tin | CID001406 | PT Babel Surya Alam Lestari | EMS | INDONESIA |
| Tin | CID001409 | PT Bangka Kudai Tin | EMS | INDONESIA |
| Tin | CID001412 | PT Bangka Putra Karya | A+M, EMS | INDONESIA |
| Tin | CID001416 | PT Bangka Timah Utama Sejahtera | EMS | INDONESIA |
| Tin | CID001419 | PT Bangka Tin Industry | A+M, EMS | INDONESIA |
| Tin | CID001421 | PT Belitung Industri Sejahtera | A+M, EMS | INDONESIA |
| Tin | CID001424 | PT BilliTin Makmur Lestari | EMS | INDONESIA |
| Tin | CID001428 | PT Bukit Timah Tbk | A+M, EMS | INDONESIA |
| Tin | CID001434 | PT DS Jaya Abadi | A+M, EMS | INDONESIA |
| Tin | CID001438 | PT Eunindo Usaha Mandiri | A+M, EMS | INDONESIA |
| Tin | CID001442 | PT Fang Di MulTindo | EMS | INDONESIA |
| Tin | CID002287 | PT Hanjaya Perkasa Metals | EMS | INDONESIA |
| Tin | CID001445 | PT HP Metals Indonesia | EMS | INDONESIA |
| Tin | CID002530 | PT Inti Stania Prima | EMS | INDONESIA |
| Tin | CID001448 | PT Karimun Mining | A+M, EMS | INDONESIA |
| Tin | CID001449 | PT Koba Tin | EMS | INDONESIA |
| Tin | CID001453 | PT Mitra Stania Prima | A+M, EMS | INDONESIA |
| Tin | CID001457 | PT Panca Mega Persada | EMS | INDONESIA |
| Tin | CID001458 | PT Prima Timah Utama | A+M, EMS | INDONESIA |
| Tin | CID001460 | PT Refined Bangka Tin | A+M, EMS | INDONESIA |
| Tin | CID001463 | PT Sariwiguna Binasentosa | A+M, EMS | INDONESIA |
| Tin | CID001466 | PT Seirama Tin investment | EMS | INDONESIA |
| Tin | CID001468 | PT Stanindo Inti Perkasa | A+M, EMS | INDONESIA |
| Tin | CID001471 | PT Sumber Jaya Indah | EMS | INDONESIA |
| Tin | CID001476 | PT Supra Sukses Trinusa | EMS | INDONESIA |
| Tin | CID001477 | PT Tambang Timah | A+M, EMS | INDONESIA |
| Tin | CID001482 | PT Timah (Persero), Tbk | A+M, EMS | INDONESIA |
| Tin | CID001486 | PT Timah Nusantara Tbk (Pelat) | EMS | INDONESIA |
| Tin | CID001490 | PT Tinindo Inter Nusa | A+M, EMS | INDONESIA |
| Tin | CID001493 | PT Tommy Utama | EMS | INDONESIA |
| Tin | CID001494 | PT Yinchendo Mining Industry | EMS | INDONESIA |
| Tin | CID001539 | Rui Da Hung | A+M, EMS | TAIWAN |
| Tin | CID001606 | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | EMS | CHINA |
| Tin | CID001758 | Soft Metais, Ltd. | A+M, EMS | BRAZIL |
| Tin | CID001845 | Taicang City Nancang Metal Material Co., Ltd. | EMS | CHINA |
25
| Tin | CID001898 | Thaisarco | A+M, EMS | THAILAND |
| Tin | CID001946 | Tongding Metal Material Co., Ltd | EMS | CHINA |
| Tin | CID001986 | Uniforce Metal Industrial Corp. | EMS | TIAWAN |
| Tin | CID002486 | Vertex Metals Incorporated | EMS | TAIWAN |
| Tin | CID002035 | Westfalenzinn | EMS | GERMANY |
| Tin | CID002036 | White Solder Metalurgia e Mineração Ltda. | A+M, EMS | BRAZIL |
| Tin | CID002054 | Wu Xi Shi Yi Zheng Ji Xie She Bei | EMS | CHINA |
| Tin | CID002430 | Xin Tongding | EMS | UNKNOWN |
| Tin | CID002559 | Yantai ZhaoJin Kasfort Precious Incorporated Company | EMS | CHINA |
| Tin | CID002121 | Yifeng Tin Industry (Chenzhou) Co., Ltd. | EMS | CHINA |
| Tin | CID002158 | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | A+M, EMS | CHINA |
| Tin | CID002180 | Yunnan Tin Company, Ltd. | A+M, EMS | CHINA |
| Tin | Zhuzhou Smelter Group Co., Ltd | EMS | CHINA | |
| Tin | CID002229 | Zhuhai Horyison Solder Co., Ltd. | EMS | CHINA |
| Tungsten | CID000004 | A.L.M.T. Corp. | EMS | JAPAN |
| Tungsten | CID002344 | Chengdu Hongbo Industrial Co., Ltd. | EMS | CHINA |
| Tungsten | CID002513 | Chenzhou Diamond Tungsten Products Co., Ltd. | EMS | CHINA |
| Tungsten | CID000258 | Chongyi Zhangyuan Tungsten Co Ltd | EMS | CHINA |
| Tungsten | CID000345 | Dayu Weiliang Tungsten Co., Ltd. | EMS | CHINA |
| Tungsten | CID000499 | Fujian Jinxin Tungsten Co., Ltd. | EMS | CHINA |
| Tungsten | CID000875 | Ganzhou Huaxing Tungsten Products Co. Ltd. | EMS | CHINA |
| Tungsten | CID002315 | Ganzhou Jiangwu Ferrotungsten Co. Ltd. | EMS | CHINA |
| Tungsten | CID000868 | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | EMS | CHINA |
| Tungsten | CID002494 | Ganzhou Seadragon W & Mo Co., Ltd | EMS | CHINA |
| Tungsten | CID000568 | Global Tungsten & Powders Corp. | A+M, EMS | USA |
| Tungsten | CID000218 | Guangdong XiangLu Tungsten Co., Ltd. | EMS | CHINA |
| Tungsten | CID002541 | H.C. Starck GmbH | EMS | GERMANY |
| Tungsten | CID002542 | H.C. Starck Smelting GmbH & Co. KG | EMS | GERMANY |
| Tungsten | CID000766 | Hunan Chenzhou Mining Group Co., Ltd. | EMS | CHINA |
| Tungsten | CID000769 | Hunan Chunchang Nonferrous Metals Co., Ltd. | EMS | CHINA |
| Tungsten | CID000825 | Japan New Metals Co., Ltd. | EMS | JAPAN |
| Tungsten | CID002551 | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | EMS | CHINA |
| Tungsten | CID002321 | Jiangxi Gan Bei Tungsten Co., Ltd. | EMS | CHINA |
| Tungsten | CID002313 | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | EMS | CHINA |
| Tungsten | CID002493 | Jiangxi Richsea New Material Co., Ltd. | EMS | CHINA |
| Tungsten | CID002318 | Jiangxi Tonggu Non-ferrous Metallurgical & Chem Co., | EMS | CHINA |
| Tungsten | CID002317 | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | EMS | CHINA |
26
| Tungsten | CID000966 | Kennametal Fallon | EMS | USA |
| Tungsten | CID000105 | Kennametal Inc. (previously ATI Alldyne) Huntsville | EMS | USA |
| Tungsten | CID002319 | Malipo Haiyu Tungsten Co., Ltd. | EMS | CHINA |
| Tungsten | CID001277 | Ningxia Orient Tantalum Industry Co., Ltd. | EMS | CHINA |
| Tungsten | CID002543 | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | EMS | VIETNAM |
| Tungsten | CID002532 | Pobedit | EMS | RUSSIAN FED |
| Tungsten | CID001889 | Tejing (Vietnam) Tungsten Co., Ltd. | EMS | VIETNAM |
| Tungsten | CID002011 | Vietnam Youngsun Tungsten Industry Co., Ltd | EMS | VIETNAM |
| Tungsten | CID002044 | Wolfram Bergbau und Hütten AG (Sandvik AB, 100%) | EMS | AUSTRIA |
| Tungsten | CID002047 | Wolfram Company CJSC | EMS | RUSSIAN FED |
| Tungsten | CID002320 | Xiamen Tungsten (H.C.) Co., Ltd. | EMS | CHINA |
| Tungsten | CID002082 | Xiamen Tungsten Co., Ltd. (CXTC) | A+M, EMS | CHINA |
| Tungsten | CID002095 | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | EMS | CHINA |
27
Annex E – Countries of Origin of Conflict Minerals
It is likely that we used conflict minerals from many of the following sources as well as some that are not identified.
| Angola | Argentina | Australia | Austria |
| Belgium | Bolivia | Brazil | Burundi |
| Canada | Central African Republic | Chile | China |
| Columbia | Cote d ’Ivor | Czech Republic | Democratic Republic of the Congo |
| Djibouti | Egypt | Estonia | Ethiopia |
| France | Germany | Guyana | Hungary |
| India | Indonesia | Ireland | Israel |
| Japan | Kazakhstan | Kenya | Laos |
| Luxembourg | Madagascar | Malaysia | Mongolia |
| Mozambique | Myanmar | Namibia | Netherlands |
| Nigeria | Peru | Portugal | Republic of the Congo |
| Russia | Rwanda | Sierra Leone | Singapore |
| Slovakia | South Africa | South Korea | South Sudan |
| Spain | Suriname | Switzerland | Taiwan |
| Tanzania | Thailand | Uganda | United Kingdom |
| United States | Vietnam | Zambia | Zimbabwe |
| Recycle/Scrap |
28
