Exhibit 1.01
Advanced Semiconductor Engineering, Inc.
Conflict Minerals Report
For the year ended December 31, 2016
Corporate Overview
Advanced Semiconductor Engineering, Inc. (“ASE”, “we”, “our”, “us”) is among the world’s leading companies in semiconductor packaging and testing sector. Our services include semiconductor packaging, production of interconnect materials, front-end engineering testing, wafer probing and final testing services, as well as integrated solutions for electronic manufacturing services in relation to computers, peripherals, communications, industrial, automotive, and storage and server applications. We utilize gold, tantalum, tin and tungsten which are necessary to deliver our packaging, materials and electronic manufacturing services.
We have manufacturing facilities located in Taiwan, China, Malaysia, Japan, Singapore, Korea and the United States that provide packaging, testing and materials services to many semiconductor companies around the world. A typical customer engagement involves receiving consigned silicon wafers from the customer, performing a series of manufacturing services to the wafers, and delivering a completed, packaged integrated circuit back to the customer.
Since our acquisition of a controlling interest in Universal Scientific Industrial Co., Ltd. in February 2010, we provide a broad range of electronic manufacturing services to a global customer base. We have manufacturing facilities located in Taiwan, China and Mexico that provide electronic manufacturing services. In providing these services, we acquire numerous electronic and non-electronic components, and assemble them into sub-assemblies and finished products.
Product Scope
We determine gold, tin, tungsten or tantalum (“3TG” or “conflict minerals”) are “necessary to the functionality or production” of a product manufactured or contracted to be manufactured by ASE.
| (1) | For our packaging and materials services, we typically add gold and tin as direct materials in the manufacturing process, and we occasionally add tungsten and tantalum. We do not use gold, tin, tungsten or tantalum in our testing services. |
| (2) | For our electronic manufacturing services, typical materials and components which we utilize include solder (tin based), electrolytic capacitors (tantalum bearing), integrated circuits (gold wire) and high temperature wires (tungsten). Gold, tin, tungsten and tantalum are essential to our electronic manufacturing services. |
All packaging and materials services and electronic manufacturing services we provide contain one or more of the conflict minerals: gold, tin, tungsten or tantalum.
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Reasonable Country of Origin Inquiry (RCOI)
We conducted a reasonable country of origin inquiry (“RCOI”) to determine whether 3TG have originated in the Democratic Republic of the Congo (“DRC”) or its adjoining countries (the “Covered Countries”), or are from recycled or scrap sources.
Our RCOI included to:
| (1) | Identify our suppliers who provided us with materials containing 3TG and then use the Conflict Minerals Reporting Template (“CMRT”) developed by the Conflict-Free Sourcing Initiative (“CFSI”) to facilitate transparency of the supply chain regarding 3TG sourced from the smelters and refiners. |
We identified 324 suppliers in the reporting period and used the CMRTs to identify the Smelters or Refiners (“SoRs”) of 3TG and their origin countries.
| (i) | For our packaging and materials services, a total of 115 suppliers provided us with materials containing 3TG. |
| (ii) | For our electronic manufacturing services, we selected 209 suppliers from a total of 1,328 suppliers who provided us with 3TG materials by the following assessment criteria: (1) the suppliers with purchase amounts greater than US$1 million in 2016, which in aggregate accounted for more than 95% of our total purchase amount, and (2) the suppliers whose conflict minerals are used in the services we provide to our top three customers. |
| (2) | Confirm with our suppliers that they are in compliance with our conflict minerals policy and their covenant to disclose the source information of the smelters and refiners under the representation letters. |
Based on our RCOI results, we have reason to believe that the conflict minerals in our products may have originated in the Covered Countries or may not come from recycled or scrap sources. Therefore, we conducted due diligence on the source and chain of custody of the conflict minerals in our products.
Below are the results of our Reasonable Country of Origin Inquiry, or RCOI.
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Gold – Packaging and Materials Services
| 1. | During 2016, we purchased gold for our packaging and materials services from a total of 51 suppliers. None of these suppliers are SoRs, and all these suppliers purchased gold from SoRs or from third parties. Based on the CMRTs we collected, we identified a total of 84 SoRs from which we indirectly purchased gold in 2016 for our packaging and materials services. All 51 of our gold suppliers for our packaging and materials services responded to our request to identify the SoRs from which they sourced gold during 2016, representing 100% of our total gold expenditure. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2016, the 84 SoRs from which we indirectly purchased gold in 2016 for our packaging and materials services are participants in at least one of (i) the Conflict-Free Smelter Program (“CFSP”) operated by the Conflict-Free Sourcing Initiative (“CFSI”), (ii) the Gold Industry—London Bullion Market Association (“LBMA”), or (iii) the Gold Industry— Responsible Jewellery Council (“RJC”). |
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Gold – Electronic Manufacturing Services
| 1. | During 2016, we purchased gold for our electronic manufacturing services from a total of 175 suppliers. None of these suppliers are SoRs, and all these suppliers purchased gold from SoRs or from other third parties. Based on the CMRTs we collected, we identified 135 SoRs from which we indirectly purchased gold in 2016 for our electronic manufacturing services. 168 of our gold suppliers for our electronic manufacturing services responded to our request to identify the SoRs from which they sourced gold during 2016, representing 96% of our total gold expenditure. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2016, 100 of the SoRs from which we indirectly purchased gold in 2016 for our electronic manufacturing services are participants in at least one of (i) the CFSP operated by the CFSI, (ii) the LBMA, or (iii) the RJC. |
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Tin – Packaging and Materials Services
| 1. | During 2016, we purchased tin for our packaging and materials services from a total of 70 suppliers. None of these suppliers are SoRs, and all these suppliers purchased tin from SoRs or from other third parties. Based on the CMRTs we collected, we identified a total of 43 SoRs from which we indirectly purchased tin in 2016 for our packaging and materials services. All 70 of our tin suppliers for our packaging and materials services responded to our request to identify the SoRs from which they sourced tin during 2016, representing 100% of our total tin expenditure. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2016, the 43 SoRs from which we indirectly purchased tin in 2016 for our packaging and materials services are participants in the CFSP operated by the CFSI. |
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Tin – Electronic Manufacturing Services
| 1. | During 2016, we purchased tin for our electronic manufacturing services from a total of 186 suppliers. None of these suppliers are SoRs, and all these suppliers purchased tin from SoRs or from other third parties. Based on the CMRTs we collected, we identified 99 SoRs from which we indirectly purchased tin for our electronic manufacturing services in 2016. 170 of our tin suppliers for our electronic manufacturing services responded to our request to identify the SoRs from which they sourced tin during 2016, representing 96% of our total tin expenditure. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2016, 76 of the SoRs from which we indirectly purchased tin for our electronic manufacturing services in 2016 are participants in the CFSP operated by the CFSI. |
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Tungsten – Packaging and Materials Services
| 1. | During 2016, we purchased tungsten for our packaging and materials services from a total of 4 suppliers. None of these suppliers are SoRs, and all these suppliers purchased tungsten from a SoR or another third party. Based on the CMRTs we collected, we identified 8 SoRs from which we indirectly purchased tungsten for our packaging and materials services in 2016. All 4 of our tungsten suppliers for our packaging and materials services responded to our request to identify the SoRs from which they sourced tungsten during 2016, representing 100% of our total tungsten expenditure. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2016, the 8 SoRs from which we indirectly purchased tungsten for our packaging and materials services in 2016 are participants in the CFSP operated by CFSI or participants in the Tungsten Industry—Conflict Minerals Council (“TI-CMC”). |
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Tungsten – Electronic Manufacturing Services
| 1. | During 2016, we purchased tungsten for our electronic manufacturing services from a total of 109 suppliers. None of these suppliers are SoRs, and all these suppliers purchased tungsten from SoRs or from other third parties. Based on the CMRTs we collected, we identified 51 SoRs from which we indirectly purchased tungsten for our electronic manufacturing services in 2016. 102 of our tungsten suppliers for our electronic manufacturing services responded to our request to identify the SoRs from which they sourced tungsten during 2016, representing 94% of our total tungsten expenditure. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2016, 41 of the SoRs from which we indirectly purchased tungsten for our electronic manufacturing services in 2016 are participants in either the CFSP operated by the CFSI or the TI-CMC program. |
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Tantalum – Packaging and Materials Services
| 1. | During 2016, we purchased tantalum for our packaging and materials services from one supplier. Such supplier is not a SoR, and it purchased tantalum from SoRs or from other third parties. Based on the CMRTs we collected, we identified a total of 5 SoRs from which we indirectly purchased tantalum in 2016 for our packaging and materials services. Our only tantalum supplier for our packaging and materials services responded to our request to identify the SoRs from which they sourced tantalum during 2016, representing 100% of our total tantalum expenditure. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2016, 5 of the SoRs from which we indirectly purchased tantalum in 2016 for our packaging and materials services are participants in the CFSP operated by the CFSI. |
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Tantalum – Electronic Manufacturing Services
| 1. | During 2016, we purchased tantalum for our electronic manufacturing services from a total of 90 suppliers. None of these suppliers are SoRs, and all these suppliers purchased tantalum from SoRs or from other third parties. Based on the CMRTs collected, we identified 48 SoRs from which we indirectly purchased tantalum for our electronic manufacturing services in 2016. 83 of our tantalum suppliers for our electronic manufacturing services responded to our request to identify the SoRs from which they sourced tantalum during 2016, representing 92% of our total tantalum expenditure. |
| 2. | Based on an inspection of the list available at www.conflictfreesourcinginitiative.org conducted on December 31, 2016, 46 of the SoRs from which we indirectly purchased tantalum for our electronic manufacturing services in 2016 are participants in the CFSP operated by the CFSI. |
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Part I. Due Diligence
Design of Due Diligence
ASE designed its due diligence measures to conform to the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (the “OECD Guidance”), including the related supplements on tantalum, tin, tungsten and gold.
Due Diligence Measures Performed
| OECD Step 1 | Establish strong company management systems |
| A. Adopt and clearly communicate to suppliers and public | TheASE Group Corporate Policy for Sourcing Conflict Minerals is posted on our website (and attached here as Annex A) to address our commitment to exercise due diligence in accordance with the OECD Guidance.
Additionally, we distribute our conflict minerals policy to each of our suppliers of conflict minerals who must agree that the policy will be complied with and required each supplier to certify they understand our conflict minerals policy and will comply with its covenants.
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| B. Structure internal management to support due diligence | Our conflict minerals management team is a comprehensive cross-functional team under the direction of our Chief Operating Officer (“COO”).
The team is responsible for implementing the conflict minerals compliance mechanism, including planning, analysis, tracking, monitoring, and communication and reporting for the business wide initiative.
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| C. Establish a system of controls and transparency over the mineral supply chain | Conflict minerals procedures are documented in our specifications system and managed by our conflict minerals management team. The bills-of-materials required for different customer products across all manufacturing operations are controlled by our manufacturing execution system software.
The primary method for gathering conflict mineral data is through the deployment and gathering of Conflict Free Sourcing Initiative (“CFSI”), which is developed by Conflict Minerals Reporting Template (“CMRT”). We store such data and maintain other related records for a minimum of five years in a comprehensive filing system.
Aligned with industry practice, we utilize a conflict minerals data tool to manage a large number of suppliers’ CMRTs, auto-validates smelter status with updated CFSI smelter list and aggregates smelter reporting for our customers. |
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| D. Strengthen company engagement with suppliers | ASE communicates our conflict minerals policy and requirements to relevant suppliers through supplier’s representation letter. In addition to the formal written documentation, ASE is building person-to-person links between employees and suppliers to improve the quality and consistency of supplier communications. We hold an annual supplier seminar to announce new requirements, and provide training to suppliers to enable them to better understand how to improve their conflict minerals monitoring mechanism, including smelter data quality. We amended and added conflict minerals terms to ourASE Group Purchase Order pursuant to which our suppliers agree (i) to use industry standard efforts to ensure 3TG materials covered by the purchase order and sourced from mines in the DRC or the Covered Countries do not directly or indirectly finance illegal militia in the above-mentioned area, (ii) to promptly notify us if any materials covered by the purchase order do contain conflict minerals that are not DRC Conflict Free and to provide a report on the mine and/or smelter of origin of the conflict minerals and the related chain of custody and (iii) to only supply us with materials that contain DRC Conflict Free minerals sourced from certified DRC Conflict Free smelter and refinery programs. |
| E. Establish grievance mechanism | ASE encourages suppliers and employees to have open and honest dialog on issues of mutual interest.
We provide two email addresses (ASE_CM@aseglobal.comandconflictminerals@ms.usi.com.tw) for general surveys, inquiries and grievances regarding our conflict minerals program. Our conflict mineral mechanism can also be found on our website (http://www.aseglobal.com/en/Csr/SupplyChainDevelopment.aspandhttp://www.usish.com/english/minerals.asp). |
| OECD Step 2 | Identify and assess risk in the supply chain |
| A. Identify risks in the supply chain | Our process for identifying conflict minerals risk in the supply chain is as follows:
(a) Identify all our suppliers who provide direct materials and components which may contain conflict minerals being necessary to the functionality or production of our products.
(b) Conduct an annual suppliers’ survey through the CMRTs to identify the SoRs and the origin countries of conflict minerals.
(c) Review each received CMRT based on our internal standard procedure to check the quality such as the suppliers’ conflict minerals policies, suppliers’ data collection from next tier suppliers, and SoRs identification and disclosure.
(d) For our electronic manufacturing services, depending on the complexityof the supply chain, we: |
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· Assess the value of the annual purchase volume of all conflict minerals. · Prioritize conflict mineral sources by dollar volume to leverage impact from available analytical resources. | |
| B. Assess risks of adverse impacts | (a) Assess data gathered on the CMRTs to identify potential inconsistencies or “red flags.” (b) Define annual supplier risk criteria. (c) Carry out on-site or document audit for suppliers determined as at-risk suppliers according to the risk criteria. (d) Follow up as appropriate to resolve items of concern. |
| OECD Step 3 | Design and implement a strategy to respond to identified risks |
| A. Report finding to designated senior management | Periodic reviews are held and status are reported to our COO and Chief Financial Officer (“CFO”) who are also our Corporate Sustainability Committee members and senior management in order for them to be aware of current conflict minerals compliance status. |
| B. Devise and adopt a risk management plan | Our risk management plan includes tracking SoRs information to check if they may be from DRC or the Covered Countries, or not from scrap or recycled sources.
We compare supplier smelter data to CFSI RCOI data to identify actual smelter origins.
Additionally, We use a corporate standard conflict minerals audit checklist and implement an on-site or document audit process to validate suppliers’ mechanisms related to important aspects of conflict minerals management.
Finally, we continue to work with non-compliant suppliers to obtain CFSP certification, or other independence third party audit program. Suppliers unwilling or incapable of achieving such certification are considered to be replaced by compliant suppliers. |
| C. Implement the risk management plan, monitor and track performance of risk mitigation efforts and report back to designated senior management | We use CMRTs and the up-to-date CFSP compliant smelter lists to monitor and track our suppliers and their SoRs information. For compliance year 2016, our packaging and materials services received CMRTs from 100% of our conflict minerals suppliers surveyed and electronic manufacturing services received CMRTs from 97% of our conflict mineral suppliers surveyed.
We request our suppliers to provide an updated response of their CMRTs if there is any change. We maintain a regular communication channel with our senior management as mentioned-above. |
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| D. Undertake additional fact and risk assessments for risks requiring mitigation, or after a change of circumstances | We have begun supplier audits to assess the accuracy of data and statements made by larger suppliers. This program will be broadened over time.
As a member (code: ASEG) of the EICC and CFSI, RCOI data is accessible to use and to manage our suppliers’ smelters and refiners information. |
| OECD Step 4 | Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain |
For Compliance Year 2016, ASE has undertaken an Independent Private Sector Audit (IPSA) of our Conflict Minerals Report in compliance with the requirements set forth in the SEC Conflict Minerals Final Rule and subsequent SEC Guidance.
As a member of CFSI, we leverage the due diligence conducted on smelters by the CFSP which uses independent third-party auditors to audit the source of the conflict minerals used by smelters. | |
| OECD Step 5 | Report on supply chain due diligence. |
| We report annually on our supply chain due diligence activities including the conflict minerals program in our annual sustainability report and we file a Form SD and Conflict Minerals Report (“CMR”) for Compliance Year 2016 with the US Securities and Exchange Commission on or before the May 31, 2017 deadline in compliance with the SEC Conflict Minerals Final Rule and subsequent guidance. This information is publicly available on our company website at http://www.aseglobal.com/en/Csr/SupplyChainDevelopment.asp. |
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Part II. Due Diligence Determination and Product Declaration
Product Declaration
Our RCOI results did not provide us a sufficient level of confidence to enable us to report that all our products are conflict-free. Pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, we therefore conducted additional due diligence on the source and chain of custody of the necessary conflict minerals in our products in order to obtain reasonable and reliable evidence that thegold, tin, tungsten or tantalumused by us in 2016 either (i) did not directly or indirectly benefit violent organizations inthe Democratic Republic of the Congo or adjacent regionsor (ii) came from recycled or scrap sources.
Based on our RCOI analysis and due diligence measures described in this report, we made the following product determinations.
Packaging and Materials Services:
We reasonably believe that the identified SoRs used in all our packaging and materials services products are DRC Conflict-Free.
Electronic Manufacturing Services:
We reasonably believe that the identified SoRs used in our System in Module/System in Package products, Wireless Modules, Visual Product Devices, and SSD are DRC Conflict-Free, and all other products from our electronic manufacturing services are DRC Conflict Undeterminable.
Glossary
A glossary of abbreviations and terms is included in Annex C.
Facilities used to Process Conflict Minerals
A list of smelters and refiners that sourced conflict minerals utilized in our services is provided in Annex D.
Conflict Minerals Country of Origin
A list of countries where conflict minerals were mined or extracted is listed in Annex E. These minerals may have been smelted or refined in the country of extraction or in facilities around the world.
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Part III – Future Due Diligence Improvements
| Ÿ | Continue to improve our conflict minerals process for new suppliers. |
| Ÿ | Continue to work with our suppliers to confirm that they understand and comply with ASE’s conflict minerals policy and requirements. |
| Ÿ | Work with our suppliers to ensure that the smelters and refiners they source conflict minerals from in our supply chain are actively participating or progressing toward CFSP listing or other independence third party audit programs. |
| Ÿ | Assess suppliers’ due diligence processes through on-site audits so as to assist suppliers to build up and improve their internal management systems. |
| Ÿ | Enhance our conflict minerals data tool with advanced management and analysis functionalities. |
| Ÿ | Annually hold supplier seminars to assist suppliers with their conflict minerals programs. |
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Part IV – Independent Private Sector Audit
We obtained an independent private sector audit by KPMG. The independent accountant’s report is set forth in Annex B.
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Annex A – ASE Group Corporate Policy for Sourcing Conflict Minerals
The mining and distribution of “conflict minerals”1 originating from the Democratic Republic of the Congo (the “DRC”) are sometimes controlled by violent organizations in order to fund conflict in that country and adjacent regions. Our industry supply chains are inadvertently subject to metals derived from these conflict minerals which can be introduced through the metals we use such as gold, tin, tantalum and tungsten. ASE Group is dedicated to the elimination of these conflict minerals in our supply chain and to using only responsibly sourced “conflict-free minerals”2. We expect our suppliers to source conflict-free minerals from smelters or refineries that have been certified by an independent third party audit program to fulfill our objective. It is also our objective to support the continued use of conflict-free minerals from the DRC and its adjacent regions such that responsible mining is not diminished. We exercise due diligence with our suppliers on the origin and supply chain of minerals in accordance with the “OECD Due Diligence for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas” to establish conflict minerals management mechanism.
All suppliers to ASE Group must support this policy by:
| (a) | Being diligent in their assessment and validation of their supply chains to ensure ASE Group’s objectives of a transparent supply chain and conflict-free purchases are inputs to the services and products we produce. |
| (b) | Be in compliance at all times with all regional and international regulations for conflict minerals. |
| (c) | Be in compliance at all times with industry standards for the sourcing and reporting of conflict minerals. |
| (d) | Being diligent and accurate in their formal assurances of conflict-free minerals provided to us. |
| 1 | Conflict minerals are columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives as defined in the Dodd-Frank Act section 1502 and SEC Rule 13p-1 under the Securities Exchange Act of 1934. |
| 2 | Conflict-free minerals are conflict minerals that through their distribution directly or indirectly do not benefit violent organizations in the Democratic Republic of the Congo and its adjacent regions. |
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Annex B –Independent Accountants’ Report
Independent Accountants’ Report
To the Board of Directors and Shareholders of Advanced Semiconductor Engineering Inc.:
We have examined:
| • | whether the design of Advanced Semiconductor Engineering Inc. (the “Company”) due diligence framework as set forth in the section titled “Part I. Due Diligence” of the Company’s Conflict Minerals Report for the reporting period from January 1 to December 31, 2016 (the “Conflict Minerals Report”), is in conformity, in all material respects, with the criteria set forth in the Organisation of Economic Co-operation and DevelopmentDue Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition 2016 (“OECD Due Diligence Guidance”), and |
| • | whether the Company’s description of the due diligence measures it performed, as set forth in the section titled “Part I. Due Diligence” of the Company’s Conflict Minerals Report, is consistent, in all material respects, with the due diligence process that the Company undertook. |
Management from the Company is responsible for the design of the Company’s due diligence framework and the description of the Company’s due diligence measures set forth in the Conflict Minerals Report, and performance of the due diligence measures. Our responsibility is to express an opinion on the design of the Company’s due diligence framework and on the description of the due diligence measures the Company performed, based on our examination.
Our examination was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants and the standards applicable to attestation engagements contained inGovernment Auditing Standards, issued by the Comptroller General of the United States, and, accordingly, included examining, on a test basis, evidence about the design of the Company’s due diligence framework and the description of the due diligence measures the Company performed, and performing such other procedures as we considered necessary in the circumstances. We believe that our examination provides a reasonable basis for our opinion.
Our examination was not conducted for the purpose of evaluating:
| Ÿ | The consistency of the due diligence measures that the Company performed with either the design of the Company’s due diligence framework or the OECD Due Diligence Guidance; |
| Ÿ | The completeness of the Company’s description of the due diligence measures performed; |
| Ÿ | The suitability of the design or operating effectiveness of the Company’s due diligence process; |
| Ÿ | Whether a third party can determine from the Conflict Minerals Report if the due diligence measures the Company performed are consistent with the OECD Due Diligence Guidance; |
| Ÿ | The Company’s reasonable country of origin inquiry (RCOI), including the suitability of the design of the RCOI, its operating effectiveness, or the results thereof; or |
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| Ÿ | The Company’s conclusions about the source or chain of custody of its conflict minerals, those products subject to due diligence, or the DRC Conflict Free status of its products. |
Accordingly, we do not express an opinion or any other form of assurance on the aforementioned matters or any other matters included in any section of the Conflict Minerals Report other than the section titled “Part I. Due Diligence.”
In our opinion,
| • | the design of the Company’s due diligence framework for the reporting period from January 1 to December 31, 2016, as set forth in the Company’s Conflict Minerals Report, is in conformity, in all material respects, with the OECD Due Diligence Guidance, and |
| • | the Company’s description of the due diligence measures it performed for the reporting period from January 1 to December 31, 2016 as set forth in its Conflict Minerals Report, is consistent, in all material respects, with the due diligence process that the Company undertook. |
/s/ KPMG
Taipei, Taiwan (the Republic of China)
May 31, 2017
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Annex C – Glossary
| Term | Explanation |
| ASE | Advanced Semiconductor Engineering, Inc. |
| CFSI | Conflict Free Sourcing Initiative |
| CFSP | Conflict Free Smelter Program |
| CMRT | Conflict Minerals Reporting Template |
| DRC Conflict Free | DRC Conflict-free minerals are conflict minerals that, through their mining or distribution, directly or indirectly, do not benefit violent organizations in the Democratic Republic of the Congo and its adjacent regions. |
| EICC | Electronic Industry Citizenship Coalition |
| GeSI | Global e-Sustainability Initiative |
| OECD | Organisation for Economic Co-operation and Development |
| LBMA | London Bullion Market Association |
| RCOI | Reasonable Country of Origin Inquiry |
| RJC | Responsible Jewellery Council |
| SoR | Smelter or Refiner |
| TI-CMC | Tungsten Industry—Conflict Minerals Council |
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Annex D – Smelter List
| Material | Smelter Identification Number | Smelter or Refiner Name | Smelter Location |
| Gold | CID000015 | Advanced Chemical Company | UNITED STATES OF AMERICA |
| Gold | CID000019 | Aida Chemical Industries Co., Ltd. | JAPAN |
| Gold | CID000035 | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
| Gold | CID000041 | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| Gold | CID000058 | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL |
| Gold | CID000077 | Argor-Heraeus S.A. | SWITZERLAND |
| Gold | CID000082 | Asahi Pretec Corp. | JAPAN |
| Gold | CID000090 | Asaka Riken Co., Ltd. | JAPAN |
| Gold | CID000103 | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| Gold | CID000113 | Aurubis AG | GERMANY |
| Gold | CID000128 | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| Gold | CID000157 | Boliden AB | SWEDEN |
| Gold | CID000176 | C. Hafner GmbH + Co. KG | GERMANY |
| Gold | CID000180 | Caridad | MEXICO |
| Gold | CID000185 | CCR Refinery - Glencore Canada Corporation | CANADA |
| Gold | CID000189 | Cendres + Métaux S.A. | SWITZERLAND |
| Gold | CID000197 | CHALCO Yunnan Copper Co. Ltd. | CHINA |
| Gold | CID000233 | Chimet S.p.A. | ITALY |
| Gold | CID000264 | Chugai Mining | JAPAN |
| Gold | CID000292 | Aida Chemical Industries Co., Ltd. | JAPAN |
| Gold | CID000295 | Tokuriki Honten Co., Ltd. | JAPAN |
| Gold | CID000315 | Nihon Material Co., Ltd. | JAPAN |
| Gold | CID000328 | Daejin Indus Co., Ltd. | KOREA (REPUBLIC OF) |
| Gold | CID000343 | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| Gold | CID000359 | DSC (Do Sung Corporation) | KOREA (REPUBLIC OF) |
| Gold | CID000362 | DODUCO GmbH | GERMANY |
| Gold | CID000401 | Dowa | JAPAN |
| Gold | CID000425 | Eco-System Recycling Co., Ltd. | JAPAN |
| Gold | CID000438 | Eco-System Recycling Co., Ltd. | JAPAN |
| Gold | CID000493 | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION |
| Gold | CID000522 | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA |
| Gold | CID000538 | Western Australian Mint trading as The Perth Mint | AUSTRALIA |
| Gold | CID000651 | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| Gold | CID000671 | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
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| Gold | CID000694 | Heimerle + Meule GmbH | GERMANY |
| Gold | CID000707 | Heraeus Ltd. Hong Kong | CHINA |
| Gold | CID000711 | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| Gold | CID000767 | Hunan Chenzhou Mining Group Co., Ltd. | CHINA |
| Gold | CID000778 | HwaSeong CJ Co., Ltd. | KOREA (REPUBLIC OF) |
| Gold | CID000801 | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| Gold | CID000807 | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| Gold | CID000814 | Istanbul Gold Refinery | TURKEY |
| Gold | CID000823 | Japan Mint | JAPAN |
| Gold | CID000855 | Jiangxi Copper Co., Ltd. | CHINA |
| Gold | CID000920 | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| Gold | CID000924 | Asahi Refining Canada Ltd. | CANADA |
| Gold | CID000927 | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| Gold | CID000929 | JSC Uralelectromed | RUSSIAN FEDERATION |
| Gold | CID000937 | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| Gold | CID000956 | Kazakhmys Smelting LLC | KAZAKHSTAN |
| Gold | CID000957 | Kazzinc | KAZAKHSTAN |
| Gold | CID000969 | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
| Gold | CID000981 | Kojima Chemicals Co., Ltd. | JAPAN |
| Gold | CID000988 | Korea Metal Co., Ltd. | KOREA (REPUBLIC OF) |
| Gold | CID001029 | Kyrgyzaltyn JSC | KYRGYZSTAN |
| Gold | CID001032 | L'azurde Company For Jewelry | SAUDI ARABIA |
| Gold | CID001056 | Lingbao Gold Co., Ltd. | CHINA |
| Gold | CID001058 | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| Gold | CID001078 | LS-NIKKO Copper Inc. | KOREA (REPUBLIC OF) |
| Gold | CID001093 | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| Gold | CID001105 | Heraeus Ltd. Hong Kong | CHINA |
| Gold | CID001113 | Materion | UNITED STATES OF AMERICA |
| Gold | CID001119 | Matsuda Sangyo Co., Ltd. | JAPAN |
| Gold | CID001147 | Metalor Technologies (Suzhou) Ltd. | CHINA |
| Gold | CID001149 | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| Gold | CID001152 | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| Gold | CID001153 | Metalor Technologies S.A. | SWITZERLAND |
| Gold | CID001157 | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
| Gold | CID001161 | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO |
| Gold | CID001173 | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
23
| Gold | CID001182 | Matsuda Sangyo Co., Ltd. | JAPAN |
| Gold | CID001188 | Mitsubishi Materials Corporation | JAPAN |
| Gold | CID001191 | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| Gold | CID001193 | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Gold | CID001204 | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
| Gold | CID001220 | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY |
| Gold | CID001236 | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Gold | CID001259 | Nihon Material Co., Ltd. | JAPAN |
| Gold | CID001322 | Elemetal Refining, LLC | UNITED STATES OF AMERICA |
| Gold | CID001325 | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| Gold | CID001326 | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
| Gold | CID001337 | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Gold | CID001352 | PAMP S.A. | SWITZERLAND |
| Gold | CID001362 | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| Gold | CID001386 | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
| Gold | CID001397 | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| Gold | CID001428 | Asahi Pretec Corp. | JAPAN |
| Gold | CID001460 | Metalor Technologies S.A. | SWITZERLAND |
| Gold | CID001468 | Kojima Chemicals Co., Ltd. | JAPAN |
| Gold | CID001477 | Dowa | JAPAN |
| Gold | CID001482 | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| Gold | CID001498 | PX Précinox S.A. | SWITZERLAND |
| Gold | CID001512 | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| Gold | CID001534 | Royal Canadian Mint | CANADA |
| Gold | CID001546 | Sabin Metal Corp. | UNITED STATES OF AMERICA |
| Gold | CID001555 | Samduck Precious Metals | KOREA (REPUBLIC OF) |
| Gold | CID001562 | Samwon Metals Corp. | KOREA (REPUBLIC OF) |
| Gold | CID001573 | Schone Edelmetaal B.V. | NETHERLANDS |
| Gold | CID001585 | SEMPSA Joyería Platería S.A. | SPAIN |
| Gold | CID001619 | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA |
| Gold | CID001622 | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| Gold | CID001736 | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| Gold | CID001754 | Accurate Refining Group | UNITED STATES OF AMERICA |
| Gold | CID001756 | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
| Gold | CID001761 | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA |
24
| Gold | CID001798 | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Gold | CID001875 | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| Gold | CID001898 | Mitsubishi Materials Corporation | JAPAN |
| Gold | CID001909 | Great Wall Precious Metals Co,. LTD. | CHINA |
| Gold | CID001916 | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA |
| Gold | CID001938 | Tokuriki Honten Co., Ltd. | JAPAN |
| Gold | CID001947 | Anhui Tongling Nonferrous Metal Mining Co., Ltd. | CHINA |
| Gold | CID001955 | Torecom | KOREA (REPUBLIC OF) |
| Gold | CID001977 | Umicore Brasil Ltda. | BRAZIL |
| Gold | CID001980 | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| Gold | CID001993 | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| Gold | CID002003 | Valcambi S.A. | SWITZERLAND |
| Gold | CID002030 | Western Australian Mint trading as The Perth Mint | AUSTRALIA |
| Gold | CID002100 | Yamamoto Precious Metal Co., Ltd. | JAPAN |
| Gold | CID002129 | Yokohama Metal Co., Ltd. | JAPAN |
| Gold | CID002180 | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Gold | CID002224 | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| Gold | CID002243 | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA |
| Gold | CID002282 | Morris and Watson | NEW ZEALAND |
| Gold | CID002290 | SAFINA A.S. | CZECH REPUBLIC |
| Gold | CID002312 | Guangdong Jinding Gold Limited | CHINA |
| Gold | CID002314 | Umicore Precious Metals Thailand | THAILAND |
| Gold | CID002355 | Faggi Enrico S.p.A. | ITALY |
| Gold | CID002459 | Geib Refining Corporation | UNITED STATES OF AMERICA |
| Gold | CID002509 | MMTC-PAMP India Pvt., Ltd. | INDIA |
| Gold | CID002510 | Republic Metals Corporation | UNITED STATES OF AMERICA |
| Gold | CID002511 | KGHM Polska Miedź Spółka Akcyjna | POLAND |
| Gold | CID002515 | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
| Gold | CID002516 | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| Gold | CID002560 | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
| Gold | CID002561 | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| Gold | CID002563 | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| Gold | CID002567 | Sudan Gold Refinery | SUDAN |
| Gold | CID002580 | T.C.A S.p.A | ITALY |
| Gold | CID002582 | Remondis Argentia B.V. | NETHERLANDS |
| Gold | CID002605 | Korea Zinc Co., Ltd. | KOREA (REPUBLIC OF) |
25
| Gold | CID002615 | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| Gold | CID002773 | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| Gold | CID002777 | SAXONIA Edelmetalle GmbH | GERMANY |
| Gold | CID002778 | WIELAND Edelmetalle GmbH | GERMANY |
| Gold | CID002779 | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| Gold | CID002850 | AU Traders and Refiners | SOUTH AFRICA |
| Gold | CID002851 | AURA-II | UNITED STATES OF AMERICA |
| Gold | CID002852 | Gujarat Gold Centre | INDIA |
| Gold | CID002853 | Sai Refinery | INDIA |
| Gold | CID002854 | Universal Precious Metals Refining Zambia | ZAMBIA |
| Gold | CID002857 | Modeltech Sdn Bhd | MALAYSIA |
| Gold | CID002863 | Bangalore Refinery | INDIA |
| Tantalum | CID000211 | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| Tantalum | CID000291 | Conghua Tantalum and Niobium Smeltry | CHINA |
| Tantalum | CID000410 | Duoluoshan | CHINA |
| Tantalum | CID000456 | Exotech Inc. | UNITED STATES OF AMERICA |
| Tantalum | CID000460 | F&X Electro-Materials Ltd. | CHINA |
| Tantalum | CID000616 | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
| Tantalum | CID000731 | Hi-Temp Specialty Metals, Inc. | UNITED STATES OF AMERICA |
| Tantalum | CID000914 | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| Tantalum | CID000917 | Jiujiang Tanbre Co., Ltd. | CHINA |
| Tantalum | CID000973 | King-Tan Tantalum Industry Ltd. | CHINA |
| Tantalum | CID001076 | LSM Brasil S.A. | BRAZIL |
| Tantalum | CID001163 | Metallurgical Products India Pvt., Ltd. | INDIA |
| Tantalum | CID001175 | Mineração Taboca S.A. | BRAZIL |
| Tantalum | CID001192 | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Tantalum | CID001200 | Molycorp Silmet A.S. | ESTONIA |
| Tantalum | CID001277 | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| Tantalum | CID001508 | QuantumClean | UNITED STATES OF AMERICA |
| Tantalum | CID001522 | RFH Tantalum Smeltry Co., Ltd. | CHINA |
| Tantalum | CID001769 | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
| Tantalum | CID001869 | Taki Chemical Co., Ltd. | JAPAN |
| Tantalum | CID001891 | Telex Metals | UNITED STATES OF AMERICA |
| Tantalum | CID001969 | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| Tantalum | CID002232 | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA |
| Tantalum | CID002307 | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA |
| Tantalum | CID002492 | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| Tantalum | CID002504 | D Block Metals, LLC | UNITED STATES OF AMERICA |
26
| Tantalum | CID002505 | FIR Metals & Resource Ltd. | CHINA |
| Tantalum | CID002506 | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | CID002508 | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| Tantalum | CID002512 | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | CID002539 | KEMET Blue Metals | MEXICO |
| Tantalum | CID002540 | Plansee SE Liezen | AUSTRIA |
| Tantalum | CID002544 | H.C. Starck Co., Ltd. | THAILAND |
| Tantalum | CID002545 | H.C. Starck GmbH Goslar | GERMANY |
| Tantalum | CID002546 | H.C. Starck GmbH Laufenburg | GERMANY |
| Tantalum | CID002547 | H.C. Starck Hermsdorf GmbH | GERMANY |
| Tantalum | CID002548 | H.C. Starck Inc. | UNITED STATES OF AMERICA |
| Tantalum | CID002549 | H.C. Starck Ltd. | JAPAN |
| Tantalum | CID002550 | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
| Tantalum | CID002556 | Plansee SE Reutte | AUSTRIA |
| Tantalum | CID002557 | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
| Tantalum | CID002558 | Global Advanced Metals Aizu | JAPAN |
| Tantalum | CID002568 | KEMET Blue Powder | UNITED STATES OF AMERICA |
| Tantalum | CID002571 | Tranzact, Inc. | UNITED STATES OF AMERICA |
| Tantalum | CID002590 | E.S.R. Electronics | UNITED STATES OF AMERICA |
| Tantalum | CID002707 | Resind Indústria e Comércio Ltda. | BRAZIL |
| Tantalum | CID002842 | Jiangxi Tuohong New Raw Material | CHINA |
| Tantalum | CID002847 | Power Resources Ltd. | MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF) |
| Tin | CID000228 | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| Tin | CID000244 | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
| Tin | CID000278 | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| Tin | CID000292 | Alpha | UNITED STATES OF AMERICA |
| Tin | CID000295 | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL |
| Tin | CID000306 | CV Gita Pesona | INDONESIA |
| Tin | CID000307 | PT Justindo | INDONESIA |
| Tin | CID000309 | PT Aries Kencana Sejahtera | INDONESIA |
| Tin | CID000313 | CV Serumpun Sebalai | INDONESIA |
| Tin | CID000315 | CV United Smelting | INDONESIA |
| Tin | CID000402 | Dowa | JAPAN |
| Tin | CID000438 | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | CID000448 | Estanho de Rondônia S.A. | BRAZIL |
| Tin | CID000466 | Feinhütte Halsbrücke GmbH | GERMANY |
27
| Tin | CID000468 | Fenix Metals | POLAND |
| Tin | CID000538 | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| Tin | CID000555 | Gejiu Zi-Li | CHINA |
| Tin | CID000760 | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| Tin | CID000942 | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| Tin | CID001063 | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA |
| Tin | CID001070 | China Tin Group Co., Ltd. | CHINA |
| Tin | CID001105 | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| Tin | CID001142 | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
| Tin | CID001173 | Mineração Taboca S.A. | BRAZIL |
| Tin | CID001182 | Minsur | PERU |
| Tin | CID001191 | Mitsubishi Materials Corporation | JAPAN |
| Tin | CID001231 | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA |
| Tin | CID001305 | FSE Novosibirsk Refinery | |
| Tin | CID001314 | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| Tin | CID001337 | Operaciones Metalurgical S.A. | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin | CID001393 | PT Alam Lestari Kencana | INDONESIA |
| Tin | CID001399 | PT Artha Cipta Langgeng | INDONESIA |
| Tin | CID001402 | PT Babel Inti Perkasa | INDONESIA |
| Tin | CID001409 | PT Bangka Kudai Tin | INDONESIA |
| Tin | CID001412 | PT Bangka Putra Karya | |
| Tin | CID001416 | PT Bangka Timah Utama Sejahtera | INDONESIA |
| Tin | CID001419 | PT Bangka Tin Industry | INDONESIA |
| Tin | CID001421 | PT Belitung Industri Sejahtera | INDONESIA |
| Tin | CID001424 | PT BilliTin Makmur Lestari | INDONESIA |
| Tin | CID001428 | PT Bukit Timah | INDONESIA |
| Tin | CID001434 | PT DS Jaya Abadi | INDONESIA |
| Tin | CID001438 | PT Eunindo Usaha Mandiri | INDONESIA |
| Tin | CID001442 | PT Fang Di MulTindo | INDONESIA |
| Tin | CID001448 | PT Karimun Mining | INDONESIA |
| Tin | CID001453 | PT Mitra Stania Prima | INDONESIA |
| Tin | CID001457 | PT Panca Mega Persada | INDONESIA |
| Tin | CID001458 | PT Prima Timah Utama | INDONESIA |
| Tin | CID001460 | PT Refined Bangka Tin | INDONESIA |
| Tin | CID001463 | PT Sariwiguna Binasentosa | INDONESIA |
| Tin | CID001466 | PT Seirama Tin Investment | INDONESIA |
| Tin | CID001468 | PT Stanindo Inti Perkasa | INDONESIA |
| Tin | CID001471 | PT Sumber Jaya Indah | INDONESIA |
| Tin | CID001477 | PT Timah (Persero) Tbk Kundur | INDONESIA |
| Tin | CID001482 | PT Timah (Persero) Tbk Mentok | INDONESIA |
| Tin | CID001486 | PT Pelat Timah Nusantara Tbk | INDONESIA |
| Tin | CID001490 | PT Tinindo Inter Nusa | INDONESIA |
28
| Tin | CID001493 | PT Tommy Utama | INDONESIA |
| Tin | CID001539 | Rui Da Hung | TAIWAN, PROVINCE OF CHINA |
| Tin | CID001758 | Soft Metais Ltda. | BRAZIL |
| Tin | CID001898 | Thaisarco | THAILAND |
| Tin | CID001908 | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| Tin | CID002015 | VQB Mineral and Trading Group JSC | VIET NAM |
| Tin | CID002036 | White Solder Metalurgia e Mineração Ltda. | BRAZIL |
| Tin | CID002158 | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| Tin | CID002180 | Yunnan Tin Company Limited | CHINA |
| Tin | CID002455 | CV Venus Inti Perkasa | INDONESIA |
| Tin | CID002468 | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| Tin | CID002478 | PT Tirus Putra Mandiri | INDONESIA |
| Tin | CID002479 | PT Wahana Perkit Jaya | INDONESIA |
| Tin | CID002500 | Melt Metais e Ligas S.A. | BRAZIL |
| Tin | CID002503 | PT ATD Makmur Mandiri Jaya | INDONESIA |
| Tin | CID002507 | Phoenix Metal Ltd. | RWANDA |
| Tin | CID002517 | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| Tin | CID002530 | PT Inti Stania Prima | INDONESIA |
| Tin | CID002570 | CV Ayi Jaya | INDONESIA |
| Tin | CID002572 | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
| Tin | CID002573 | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Tin | CID002574 | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
| Gold | CID002587 | Tony Goetz NV | BELGIUM |
| Tin | CID002592 | CV Dua Sekawan | INDONESIA |
| Tin | CID002593 | CV Tiga Sekawan | INDONESIA |
| Tin | CID002696 | PT Cipta Persada Mulia | INDONESIA |
| Tin | CID002703 | An Vinh Joint Stock Mineral Processing Company | VIET NAM |
| Tin | CID002706 | Resind Indústria e Comércio Ltda. | BRAZIL |
| Tin | CID002757 | PT O.M. Indonesia | INDONESIA |
| Gold | CID002761 | SAAMP | FRANCE |
| Tin | CID002773 | Metallo-Chimique N.V. | BELGIUM |
| Tin | CID002774 | Elmet S.L.U. | SPAIN |
| Tin | CID002776 | PT Bangka Prima Tin | INDONESIA |
| Tin | CID002816 | PT Sukses Inti Makmur | INDONESIA |
| Tin | CID002825 | An Thai Minerals Co., Ltd. | VIET NAM |
| Tin | CID002829 | PT Kijang Jaya Mandiri | INDONESIA |
| Tin | CID002835 | PT Menara Cipta Mulia | INDONESIA |
| Tin | CID002844 | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| Tin | CID002848 | Gejiu Fengming Metallurgy Chemical Plant | CHINA |
| Tin | CID002849 | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
| Tin | CID002858 | Modeltech Sdn Bhd | MALAYSIA |
| Tin | CID002859 | Gejiu Jinye Mineral Company | CHINA |
29
| Tungsten | CID000004 | A.L.M.T. TUNGSTEN Corp. | JAPAN |
| Tungsten | CID000105 | Kennametal Huntsville | UNITED STATES OF AMERICA |
| Tungsten | CID000218 | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| Tungsten | CID000258 | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| Tungsten | CID000345 | Dayu Weiliang Tungsten Co., Ltd. | CHINA |
| Tungsten | CID000499 | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
| Tungsten | CID000568 | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA |
| Tungsten | CID000766 | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| Tungsten | CID000769 | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten | CID000825 | Japan New Metals Co., Ltd. | JAPAN |
| Tungsten | CID000868 | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA |
| Tungsten | CID000875 | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
| Tungsten | CID000966 | Kennametal Fallon | UNITED STATES OF AMERICA |
| Tungsten | CID001889 | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM |
| Tungsten | CID002011 | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM |
| Tungsten | CID002044 | Wolfram Bergbau und Hütten AG | AUSTRIA |
| Tungsten | CID002082 | Xiamen Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002095 | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002313 | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten | CID002315 | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| Tungsten | CID002316 | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002317 | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | CID002318 | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| Tungsten | CID002319 | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002320 | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| Tungsten | CID002321 | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002494 | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| Tungsten | CID002502 | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
| Tungsten | CID002513 | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
| Tungsten | CID002518 | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | CID002531 | Ganxian Shirui New Material Co., Ltd. | CHINA |
| Tungsten | CID002532 | Pobedit, JSC | RUSSIAN FEDERATION |
| Tungsten | CID002535 | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten | CID002536 | Ganzhou Yatai Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002538 | Sanher Tungsten Vietnam Co., Ltd. | VIET NAM |
| Tungsten | CID002541 | H.C. Starck GmbH | GERMANY |
| Tungsten | CID002542 | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
| Tungsten | CID002543 | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM |
| Tungsten | CID002551 | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
30
| Tungsten | CID002578 | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA |
| Tungsten | CID002579 | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
| Tungsten | CID002589 | Niagara Refining LLC | UNITED STATES OF AMERICA |
| Tungsten | CID002647 | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA |
| Tungsten | CID002649 | Hydrometallurg, JSC | RUSSIAN FEDERATION |
| Tungsten | CID002724 | Unecha Refractory metals plant | RUSSIAN FEDERATION |
| Tungsten | CID002815 | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA |
| Tungsten | CID002827 | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| Tungsten | CID002830 | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
| Tungsten | CID002833 | ACL Metais Eireli | BRAZIL |
| Tungsten | CID002843 | Woltech Korea Co., Ltd. | KOREA (REPUBLIC OF) |
| Tungsten | CID002845 | Moliren Ltd | RUSSIAN FEDERATION |
31
Annex E – Countries of Origin of Conflict Minerals
It is likely that we used conflict minerals from many of the following sources as well as some that are not identified.
| Australia | Austria | Bolivia (Plurinational State of) | Brazil |
| Burundi | Cambodia | Canada | Chile |
| China | Colombia | Congo (Democratic Republic of) | Ecuador |
| Ethiopia | France | Guatemala | Guinea |
| Guyana | Honduras | India | Indonesia |
| Japan | Laos | Madagascar | Malaysia |
| Mexico | Mongolia | Mozambique | Myanmar |
| Namibia | Nicaragua | Nigeria | Panama |
| Peru | Portugal | Russia | Rwanda |
| Sierra Leone | Spain | Thailand | Uganda |
| United States of America | Uzbekistan | Vietnam | Zimbabwe |
| Recycle/Scrap | |||
32
