Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
| Fund | VP Inflation Protection Fund | ||||
| Issuer | Apollo Management Holdings, L.P. | ||||
| Ticker/Sedol | 03765HAF8 | ||||
| Principal Amount (US$) | $498,520,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $643,090.80 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 6/2/2020 | ||||
| Price (US$) | $99.704 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | Goldman Sachs & Co. LLC, BofA Securities, Inc., Apollo Global Securities, LLC, Barclays Capital Inc, BNP Paribas Securities Corp., U.S. Bancorp Investments, Inc., BMO Capital Markets Corp, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., HSBC Securities (USA) Inc, J.P. Morgan Securities LLC, Mizuho Securities USA LLC, Morgan Stanley & Co. LLC, MUFG Securities Americas Inc, Nomura Securities International, Inc, RBC Capital Markets, LLC, SG Americas Securities, LLC, UBS Securities LLC, Wells Fargo Securities, LLC | ||||
| Underwriting Spread | 0.650% | ||||
| Currency | USD | ||||
| Fund | VP Inflation Protection Fund | ||||
| Issuer | Bank of America Corporation | ||||
| Ticker/Sedol | 06051GJD2 | ||||
| Principal Amount (US$) | $3,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $1,090,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 6/16/2020 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | BofA Securities, Inc. | ||||
| Other Syndicate Members: | ABN AMRO Securities (USA) LLC, ANZ Securities, Inc., Banca IMI S.p.A., Bankinter S.A., BBVA Securities Inc., BMO Capital Markets Corp., Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commerz Markets LLC, Commonwealth Bank of Australia, Credit Agricole Securities (USA) Inc., Danske Markets Inc., DBS Bank Ltd., DZ Financial Markets LLC, Huntington Securities, Inc., ICBC Standard Bank Plc, ING Financial Markets LLC, KeyBanc Capital Markets Inc., Lloyds Securities Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc., nabSecurities, LLC, Natixis Securities Americas LLC, NatWest Markets Securities Inc., Nomura Securities International, Inc., Nordea Bank ABP, Rabo Securities USA, Inc., RBC Capital Markets, LLC, RB International Markets (USA) LLC, Regions Securities LLC, Santander Investment Securities Inc., SMBC Nikko Securities America, Inc., Standard Chartered Bank, SG Americas Securities, LLC, TD Securities (USA) LLC, UniCredit Capital Markets LLC, Academy Securities, Inc., Bancroft Capital, LLC, CastleOak Securities, L.P., Siebert Williams Shank & Co., LLC | ||||
| Underwriting Spread | 0.350% | ||||
| Currency | USD | ||||
| Fund | VP Inflation Protection Fund | ||||
| Issuer | Bank of America Corporation | ||||
| Ticker/Sedol | 06051GJE0 | ||||
| Principal Amount (US$) | $3,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $1,000,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 6/16/2020 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | ABN AMRO Securities (USA) LLC, ANZ Securities, Inc., Banca IMI S.p.A., Bankinter S.A., BBVA Securities Inc., BMO Capital Markets Corp., Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commerz Markets LLC, Commonwealth Bank of Australia, Credit Agricole Securities (USA) Inc., Danske Markets Inc., DBS Bank Ltd., DZ Financial Markets LLC, Huntington Securities, ICBC Standard Bank Plc, ING Financial Markets LLC, KeyBanc Capital Markets Inc., Lloyds Securities Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc., nabSecurities, LLC, Natixis Securities Americas LLC, NatWest Markets Securities Inc., Nomura Securities International, Inc., Nordea Bank ABP, Rabo Securities USA, Inc., RBC Capital Markets, LLC, RB International Markets (USA) LLC, Regions Securities LLC, Santander Investment Securities Inc., SMBC Nikko Securities America, Inc., Standard Chartered Bank, SG Americas Securities, LLC, TD Securities (USA) LLC, UniCredit Capital Markets LLC, Academy Securities, Inc., Bancroft Capital, LLC, CastleOak Securities, L.P., Siebert Williams Shank & Co., LLC | ||||
| Underwriting Spread | 0.750% | ||||
| Currency | USD | ||||
| Fund | VP Inflation Protection Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sedol | 172967MS7 | ||||
| Principal Amount (US$) | $3,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $610,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 5/26/2020 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | Banca IMI S.p.A., BMO Capital Markets Corp., Deutsche Bank Securities Inc., Huntington Securities, Inc., Lloyds Securities Inc., NatWest Markets Securities Inc., RBC Capital Markets, LLC, Scotia Capital (USA) Inc., SG Americas Securities, LLC, SMBC Nikko Securities America, Inc., UBS Securities LLC, UniCredit Capital Markets LLC, ABN AMRO Securities (USA) LLC, Academy Securities, Inc., Bank of China Limited, London Branch, BBVA Securities Inc., Cabrera Capital Markets LLC, Capital One Securities, Inc., CastleOak Securities, L.P., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commonwealth Bank of Australia, Credit Suisse Securities (USA) LLC, DBS Bank Ltd., Desjardins Securities Inc., Fifth Third Securities, Inc., HSBC Securities (USA) Inc., ICBC Standard Bank Plc, ING Financial Markets LLC, KeyBanc Capital Markets Inc., Mischler Financial Group, Inc., nabSecurities, LLC, National Bank of Canada Financial Inc., Natixis Securities Americas LLC, Nomura Securities International, Inc., Regions Securities LLC, Roberts & Ryan Investments Inc., Santander Investment Securities Inc., TD Securities (USA) LLC, U.S. Bancorp Investments, Inc. | ||||
| Underwriting Spread | 0.425% | ||||
| Currency | USD | ||||
| Fund | VP Inflation Protection Fund | ||||
| Issuer | Sumitomo Mitsui Trust Bank | ||||
| Ticker/Sedol | 86563VAT6 | ||||
| Principal Amount (US$) | $499,395,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $269,673.30 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 9/9/2020 | ||||
| Price (US$) | $ 99.879 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | J.P. Morgan Securities LLC, Citigroup Global Markets Inc., Daiwa Capital Markets America Inc., BNP Paribas Securities Corp., Credit Agricole Corporate and Investment Bank, Barclays Capital Inc., BofA Securities, Inc., Deutsche Bank Securities Inc., HSBC Securities International, Inc., Nomura Securities International, Inc., DBS Bank Ltd., SMBC Nikko Securities America, Inc., UBS Securities LLC, Wells Fargo Securities, LLC | ||||
| Underwriting Spread | 0.350% | ||||
| Currency | USD | ||||
| Fund | VP Inflation Protection Fund | ||||
| Issuer | Bank of America Corp | ||||
| Ticker/Sedol | 06051GJM2 | ||||
| Principal Amount (US$) | $1,000,000,000.00 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $250,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 10/16/2020 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | BofA Securities, Inc | ||||
| Other Syndicate Members: | Academy Securities, Inc., ANZ Securities, Inc., BBVA Securities Inc., BMO Capital Markets Corp., Capital One Securities, Inc., CastleOak Securities, L.P., CIBC World Markets Corp., Commerz Markets LLC, Commonwealth Bank of Australia, Danske Markets Inc., DNB Markets, Inc., Drexel Hamilton, LLC, HSBC Securities (USA) Inc., Huntington Securities, Inc., ICBC Standard Bank Plc, ING Financial Markets LLC, Intesa Sanpaolo S.p.A., KeyBanc Capital Markets Inc., Lloyds Securities Inc., MFR Securities, Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc., nabSecurities, LLC, NatWest Markets Securities Inc., Nomura Securities International, Inc., Nordea Bank ABP, Nykredit Bank A/S, Penserra Securities LLC, PNC Capital Markets LLC, R. Seelaus & Co., LLC, Rabo Securities USA, Inc., Regions Securities LLC, Santander Investment Securities Inc., Scotia Capital (USA) Inc., SMBC Nikko Securities America, Inc., Standard Chartered Bank, Truist Securities, Inc., U.S. Bancorp Investments, Inc., UBS Securities LLC, UniCredit Capital Markets LLC, Westpac Capital Markets LLC | ||||
| Underwriting Spread | 0.875% | ||||
| Currency | USD | ||||