SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 ___________________ |
FORM 8-K |
CURRENT REPORT |
Pursuant to Section 13 or 15(d) of the |
Securities Exchange Act of 1934 |
Date of Report:October 26, 2009 |
(Date of earliest event reported) |
PRINCIPAL FINANCIAL GROUP, INC. |
(Exact name of registrant as specified in its charter) |
Delaware | 1-16725 | 42-1520346 |
(State or other jurisdiction | (Commission file number) | (I.R.S. Employer |
of incorporation) | Identification Number) |
711 High Street, Des Moines, Iowa 50392 |
(Address of principal executive offices) |
(515) 247-5111 |
(Registrant’s telephone number, including area code) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing |
obligation of the registrant under any of the following provisions: |
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR |
240.14d-2(b)) | |
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR |
240.13e-4(c)) __________________ |
Item 7.01 | Regulation FD Disclosure |
This report is filed quarterly to disclose assets under management by asset |
manager, prior to the availability of Principal Financial Group, Inc.'s (the "Company") |
quarterly earnings materials. The amounts presented herein will be consistent with the |
format of assets under management by asset manager and presented again in such format |
within the Company's financial supplement for the quarter ended September 30, 2009 |
when that document is posted to the Company's investor relations web site on or about |
November 2, 2009. |
As of September 30, 2009, the assets under management by asset manager were |
$206.1 billion for Principal Global Investors and $28.1 billion for Principal International. |
SIGNATURE |
Pursuant to the requirements of the Securities Exchange Act of 1934, the |
registrant has duly caused this report to be signed on its behalf by the undersigned |
thereunto duly authorized. |
PRINCIPAL FINANCIAL GROUP, INC. | |
By: /s/ Thomas J. Graf | |
Name: Thomas J. Graf | |
Title: Senior Vice President – Investor | |
Relations |
Date: October 26, 2009 |