UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-10261
Pearl Mutual Funds (Exact name of registrant as specified in charter) |
2610 Park Avenue, P.O. Box 209, Muscatine, Iowa, 52761 |
(Address of principal executive offices) |
Richard R. Phillips, 2610 Park Avenue, PO Box 209, Muscatine, Iowa 52761 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (563) 288-2773 |
Date of fiscal year end: 12/31 |
Date of reporting period: 07/01/11 – 06/30/12 |
Pearl Total Return Fund
PTRFX PAGFX | NAME OF ISSUER (FUND NAME) | TICKER | CUSIP # | MEETING DATE | MATTER VOTED ON | PROPOSED BY ISSUER OR SECURITY HOLDER | FUND VOTE CAST YES/NO | HOW FUND CAST ITS VOTE | VOTE CAST FOR OR AGAINST MANAGEMENT |
Pearl Total Return Fund | Marshall Small Cap Growth Fund | MSGIX | 572353522 | 10/6/2011 | New investment advisory agreement. Reclassification of funds fundamental investment limitation re selling short & buying on margin as non-fundamental. Modification of fundamental investment limitation re issuing senior securities and borrowing money. Reclassification of fundamental investment limitation re pledging assets as non-fundamental. Modification of fundamental investment limitation regarding investing in commodities. | Issuer | Yes | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders. | In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders. |
Pearl Aggressive Growth Fund
No proxies were received from July 1, 2011 to June 30, 2012.
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Pearl Mutual Funds
By (Signature and Title): | /s/ Richard R. Phillips |
Richard R. Phillips, President, Chief Executive Officer, Chief Operating Officer, and Chief Financial Officer | |
By (Signature and Title): | /s/ David M. Stanley |
David M. Stanley, Secretary | |
Date: August 9, 2012
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