Securities and Exchange Commission Washington, D.C. 20549 -------------------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2003 The Phoenix Companies, Inc. --------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) Delaware 1-16517 06-0493340 - ------------------------------------- ----------------------------------- ---------------------------------- (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) One American Row, Hartford, CT 06102-5056 - -------------------------------------------------------------- --------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (860) 403-5000 ------------------------------------------ NOT APPLICABLE --------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report)ITEM 9. REGULATION FD DISCLOSURE On July 16, 2003, The Phoenix Companies, Inc. announced in a news release its shareholder odd-lot buy/sell program. This release is included in this current report as Exhibit 99.1. ITEM 7. EXHIBITS 99.1 News release of The Phoenix Companies, Inc. dated July 16, 2003, regarding its program to provide owners of fewer than 100 shares of its common stock with the opportunity to either sell all of their shares or purchase enough additional shares to increase their holdings to 100 shares. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. THE PHOENIX COMPANIES, INC. Date: July 16, 2003 By: /s/ Carole A. Masters ----------------------------------------------------------------- Name: Carole A. Masters Title: Vice President
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8-K Filing
Phoenix Companies (PNX) Inactive 8-KFinancial statements and exhibits
Filed: 16 Jul 03, 12:00am