UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 7, 2002 ------------------------------- (Date of earliest event reported) THE PHOENIX COMPANIES, INC. --------------------------- (Exact name of registrant as specified in its charter) Delaware 1-16517 06-0493340 -------- ------- ---------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) One American Row, Hartford, Connecticut 06102-5056 -------------------------------------------------- (Address of principal executive offices) (Zip Code) 860-403-5000 ------------ (Registrant's telephone number, including area code)Item 5. Other Information. On January 7, 2002, The Phoenix Companies, Inc., a Delaware corporation, issued a press release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference. Item 7. Exhibits. 99.1 Press release of The Phoenix Companies Inc., dated January 7, 2002, regarding announcement of authorization of additional shares for stock repurchase program. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. THE PHOENIX COMPANIES, INC. By: /s/ Carole A. Masters Name: Carole A. Masters Title: Vice President and Counsel Date: January 14, 2002 EXHIBIT INDEX Exhibit No. Exhibit - ----------- ------- 99.1 Press release of The Phoenix Companies Inc., dated January 7, 2002, regarding announcement of authorization of additional shares for stock repurchase program. Exhibit 99.1 [PHOENIX LOGO] The Phoenix Companies, Inc. N E W S R E L E A S E PNX Board Authorizes Additional Shares for Stock Repurchase Program HARTFORD, Conn. - January 7, 2002 - The Phoenix Companies, Inc. (NYSE: PNX) today announced that its board of directors has authorized a program to repurchase up to an aggregate of 5 million shares of the company's outstanding common stock. This authorization is in addition to a 6-million share repurchase program the company announced on September 17, 2001. Through January 4, 2002, the company had repurchased 4.5 million shares under that program. Phoenix currently has 101.9 million shares of common stock outstanding. Under the repurchase program, purchases will be made from time to time on the open market or in negotiated transactions, subject to market prices and other conditions. No time limit was placed on the duration of the repurchase program, which may be modified, extended or terminated at any time. However, it is management's current intention to complete the program within 12 to 18 months. The Phoenix Companies, Inc. (NYSE: PNX) is a leading provider of wealth management products and services to individuals and institutions. Through a variety of advisors and financial services firms, Phoenix helps the affluent and high net worth accumulate, preserve and transfer their wealth with an innovative portfolio of life insurance, annuity and investment management products and services. With a history dating to 1851, The Phoenix Companies, Inc. has two principal operating subsidiaries, Phoenix Life Insurance Company and Phoenix Investment Partners, Ltd., and offers trust services through another subsidiary, Phoenix National Trust Company. Phoenix has corporate offices in Hartford, Conn. For more information on Phoenix, visit WWW.PHOENIXWM.COM
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8-K Filing
Phoenix Companies (PNX) Inactive 8-KOther events
Filed: 15 Jan 02, 12:00am