Exhibit 99.1
 | Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | |
| Announcement Summary | |
Entity name
ALTERITY THERAPEUTICS LIMITED
Date of this announcement
Thursday December 09, 2021
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
Total number of +securities to be | ||||||||
| ASX +security code | Security description | issued/transferred | Issue date | |||||
| New class - code to be confirmed | Options issued under employee incentive scheme | 19,250,000 | 08/12/2021 | |||||
| New class - code to be confirmed | Options issued under employee incentive scheme | 12,000,000 | 08/12/2021 | |||||
| New class - code to be confirmed | Options issued under employee incentive scheme | 13,900,000 | 08/12/2021 | |||||
Refer to next page for full details of the announcement
| Notification of Issue, Conversion or Payment up of Unquoted | 1/9 |
| Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | |
| Part 1 - Entity and announcement details | |
| 1.1 | Name of entity |
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
| 1.2 | Registered number type | Registration number | |
| ABN | 37080699065 | ||
| 1.3 | ASX issuer code |
ATH
| 1.4 | The announcement is |
New announcement
| 1.5 | Date of this announcement |
9/12/2021
| Notification of Issue, Conversion or Payment up of Unquoted | 2/9 |
| Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | |
| Part 2 - Issue details | |
| 2.1 | The +securities the subject of this notification are: |
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
| 2.2a | This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: |
does not have an existing ASX security code ("new class")
| Notification of Issue, Conversion or Payment up of Unquoted | 3/9 |
| Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | |
Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B
| ASX +security code | +Security description | ||
| New class - code to be confirmed | Options issued under employee incentive scheme | ||
| +Security type | ISIN code | ||
| Options |
Date the +securities the subject of this notification were issued
8/12/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates being issued +securities.
| Name of KMP | Name of registered holder | Number of +securities | |||
| Kathryn Andrews | Same | 5,000,000 |
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.
Options Details
| +Security currency | Exercise price | Expiry date | |||
| AUD - Australian Dollar | AUD 0.03750000 | 29/11/2026 |
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
Other
Description
ATH : ORDINARY FULLY PAID
| Notification of Issue, Conversion or Payment up of Unquoted | 4/9 |
| Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | |
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
Refer to Notice of Meeting: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02262529-3 A546207?access_token=83ff96335c2d45a094df02a206a39ff4
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
19,250,000
| ASX +security code | +Security description | ||
| New class - code to be confirmed | Options issued under employee incentive scheme |
| +Security type | ISIN code | ||
| Options |
Date the +securities the subject of this notification were issued
8/12/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.
Options Details
| +Security currency | Exercise price | Expiry date | |||
| AUD - Australian Dollar | AUD 0.07000000 | 31/7/2024 |
| Notification of Issue, Conversion or Payment up of Unquoted | 5/9 |
| Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | |
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
Other
Description
ATH : ORDINARY FULLY PAID
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
Refer to Notice of Meeting: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02262529-3 A546207?access_token=83ff96335c2d45a094df02a206a39ff4
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
12,000,000
| ASX +security code | +Security description | ||
| New class - code to be confirmed | Options issued under employee incentive scheme |
| +Security type | ISIN code | ||
| Options |
Date the +securities the subject of this notification were issued
8/12/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
| Notification of Issue, Conversion or Payment up of Unquoted | 6/9 |
| Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | |
Options Details
| +Security currency | Exercise price | Expiry date | |||
| AUD - Australian Dollar | AUD 0.02380000 | 29/11/2026 |
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
Other
Description
ATH : ORDINARY FULLY PAID
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
Refer to Notice of Meeting: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02262529-3 A546207?access_token=83ff96335c2d45a094df02a206a39ff4
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
13,900,000
| Notification of Issue, Conversion or Payment up of Unquoted | 7/9 |
| Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | |
| Part 4 - +Securities on issue | |
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
| 4.1 | Quoted +Securities (Total number of each +class of +securities quoted) |
| Total number of | ||||
| ASX +security code and description | +securities on issue | |||
| ATH : ORDINARY FULLY PAID | 2,406,874,578 | |||
| 4.2 | Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) |
| ASX +security code and description | Total +securities | |||
| ATHAI : OPTION EXPIRING 31-JAN-2023 EX $0.083 | 700,000 | |||
| ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 | 49,000,000 | |||
| ATHAS : OPTION EXPIRING 06-JUN-2022 EX 7C | 7,000,000 | |||
| ATHAAA : OPTION EXPIRING 14-DEC-2022 EX 11C | 13,850,000 | |||
| ATHAAC : OPTION EXPIRING 23-NOV-2023 EX $0.07 | 674,694,939 | |||
| ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 | 91,392,720 | |||
| New class - code to be confirmed : Options issued under employee incentive scheme | 19,250,000 | |||
| New class - code to be confirmed : Options issued under employee incentive scheme | 12,000,000 | |||
| New class - code to be confirmed : Options issued under employee incentive scheme | 13,900,000 | |||
| Notification of Issue, Conversion or Payment up of Unquoted | 8/9 |
| Notification of Issue, Conversion or Payment up of Unquoted Equity Securities | |
| Part 5 - Other Listing Rule requirements | |
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1?
Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
13
| Notification of Issue, Conversion or Payment up of Unquoted | 9/9 |