Exhibit 99.1
Application for quotation of +securities |
Announcement Summary | |
Entity name
ALTERITY THERAPEUTICS LIMITED
Announcement Type
New announcement
Date of this announcement
Wednesday November 29, 2023
The +securities to be quoted are:
þ +Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
ASX +security code | Security description | Number of +securities to be quoted | Issue date |
ATH | ORDINARY FULLY PAID | 362,462,762 | 29/11/2023 |
Refer to next page for full details of the announcement
Application for quotation of +securities | 1/6 |
Application for quotation of +securities |
Part 1 - Entity and announcement details | |
1.1 Name of entity
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type | Registration number |
ABN | 37080699065 |
1.3 ASX issuer code
ATH
1.4 The announcement is
þ New announcement
1.5 Date of this announcement
29/11/2023
Application for quotation of +securities | 2/6 |
Application for quotation of +securities |
Part 2 - Type of Issue | |
2.1 The +securities to be quoted are:
þ +Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
Announcement Date and Time | Announcement Title | Selected Appendix 3B to submit quotation request |
22-Nov-2023 09:55 | New - Proposed issue of securities - ATH | A placement or other type of issue |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?
þ No
Application for quotation of +securities | 3/6 |
Application for quotation of +securities |
Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B | |
Placement Details | |
ASX +security code and description
ATH : ORDINARY FULLY PAID
Issue date
29/11/2023
Distribution Schedule | |
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.
Number of +securities held | Number of holders | Total percentage of +securities held For example, to enter a value of 50% please input as 50.00 |
1 - 1,000 | % | |
1,001 - 5,000 | % | |
5,001 - 10,000 | % | |
10,001 - 100,000 | % | |
100,001 and over | % |
Application for quotation of +securities | 4/6 |
Application for quotation of +securities |
Issue details | |
Number of +securities to be quoted
362,462,762
Are the +securities being issued for a cash consideration?
þ Yes
In what currency is the cash consideration being paid? | What is the issue price per +security? | |
AUD - Australian Dollar | AUD 0.00350000 |
Any other information the entity wishes to provide about the +securities to be quoted
Application for quotation of +securities | 5/6 |
Application for quotation of +securities |
Part 4 - Issued capital following quotation | |
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
ASX +security code and description | Total number of +securities on issue | |
ATH : ORDINARY FULLY PAID | 2,802,360,380 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description | Total number of +securities on issue | |
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 | 19,250,000 | |
ATHAAF : OPTION EXPIRING 31-JUL-2024 EX $0.07 | 12,000,000 | |
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 | 11,900,000 | |
ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 | 35,000,000 | |
ATHAAC : OPTION EXPIRING 23-NOV-2023 EX $0.07 | 674,694,939 | |
ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 | 91,392,720 |
Application for quotation of +securities | 6/6 |